1. John Jairo Sepúlveda, MBA, CAMS
8609 Bonaire Bay Lane apt 302, Tampa FL, 33614
(813) 810-6096
johnjairo.sepulveda@gmail.com
www.linkedin.com/in/johnsepulveda
www.linkedin.com/in/johnsepulveda/es
Summary
CAMS Certification with prior management experience with case work performed in Spanish and English.
Experience with AML Audits and Issues and their tracking via iCAPS and Archer
Ability to work and travel to other US cities and internationally with high levels of effectiveness and autonomy.
Education
University of South Florida, Tampa, FL
MBA with concentrations in International Business and Management 2014
Bachelor of Arts in International Business with a Minor in Management 2009
Certifications
CAMS (Certified Anti-Money Laundering Specialist) 2013
Experience
Citi, Tampa, FL
AVP-Global AML OPS Audit and Issues Manager 2014-present
Instituted bi-weekly reporting of issues, resulting in a 90% increase in timely reporting in a one month period.
Timely reporting increased 138% in a two month period and has remained at 100% for the past 4 months.
Monitor and liaison with regional Risk and Control Teams to close without retargets all active issues and CAPs.
Performed Gap Analysis, Global applicability studies and Trend Analysis for all AML Ops owned Audits and Issues.
Rewrote procedures, updated iCAPS form and implement scorecard to streamline drafting process of issues.
Maintain all records via SharePoint and Archer for all audits and issues managed for 12 different AML groups.
Prepared and presented all Issues retargets to AML Ops Head in order to seek required approvals.
Input Issues and Corrective Action Plan (CAP) into system, monitor progress and perform effectiveness review.
Assisted with preparations for the IA Warsaw Tampa 2015 Audits with data analysis and data deliverables.
Officer-Senior AML Compliance Analyst, Remediation Department 2011-2014
Performed duties as a Mentor and OJT (on the job trainer) during my contribution in 12 AML projects.
Learned Retail GCG in order to help with a backlog in the time frame of two weeks and became an SME.
Trained and completed investigations in ECD ICG in order to assist with ECD BAU and ECD Retrofit.
Participated in ECD (Electronic Check Deposit) retrofit project from 2012 OCC Consent Order and ECD BAU. Provided TL review and internal QC with 1.36% error rating vs. a 5% requirement for all ECD projects.
Assisted in Contextual Retrofit project that added Contextual data to all 2011-2012 ECD cases.
Participated in Global Remittance Service (GRS) project to complete backlog cases and transition to Tampa.
Traveled to Malaysia to APAC (Asia-Pacific) hub to assist with World Link and Hong Kong retail cases due to backlog and hub audit failings. Completed 500+ cases in 10 weeks while aiding with metrics and Quality Control.
Reduced WorldLink escalations by 50% through Continuous Improvement Committee while in Kuala Lumpur.
Trained for Banamex USA (BUSA) casework as a result of 2013 OCC Consent Order for MSB activity.
Completed IMR 181 for Global Wealth Management (GWM) with 110% production and 97.22% QA score.
Completed scenario effectiveness analysis project with PFG for 5 products and completing 50 cases daily.
Blockbuster, Tampa, FL 2005-2008
Manager
Led a rotating team of 5 employees full-time, most shifts were on peak traffic times of weekends and evenings.
Assisted upper management with hiring of new staff, interviewing candidates and reviewing resumes.
Participated in quarterly inventory sessions, reducing fraud and quarterly sales training sessions with corporate.
