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Organisational
Assessment Report
as part of
Organizational Development of
Local Councils Association
Khyber Pakhtunkhwa
September
2018
About the Programme
The Support to Local Governance (LoGo) Programme, implemented by GIZ is funded by
the German Federal Ministry for Economic Coopera on and Development (BMZ) with co-
ļ¬nancing from the Swiss Agency for Development and Coopera on (SDC). The programme
is striving to strengthen the local government structures and dialogue-based systems of
service delivery to meet the ci zens' needs in Khyber Pakhtunkhwa and Punjab. The
Programme provides advisory services in the three interlinked areas of strengthening local
governance, increasing local revenue genera on and enhancing state-ci zen dialogue.
About the Report
This report is prepared as part of GIZ Organiza onal Development (OD) of LCA-KP
commissioned by the Result Area State-Ci zens Dialogue (RA SCD) in the LoGo
programme who are the main counterpart of Local Councils Associa on Khyber
Pakhtunkhwa (LCA-KP).
Disclaimer
All views represented in the report do not necessary represent those of GIZ or LoGo
programme.
PAGE | i
Imprint
As a federally owned enterprise, we support the German Government in achieving its
objec ves in the ļ¬eld of interna onal coopera on for sustainable development.
Published by:
Deutsche Gesellscha fĆ¼r
Interna onale Zusammenarbeit (GIZ) GmbH
Registered oļ¬ƒces:
Bonn and Eschborn, Germany
Support to Local Governance:
Result Area State-Ci zen Dialogue
House Nr. 23, Street Nr. 55
Sector F-7/4, Islamabad- Pakistan
T +92 51 844 6111-7
F +92 51 8446118
I www.giz.de
Responsible:
Chris an Kapfensteiner, Head of Programme, Support to Local Governance
Marcel Haessler, Team Leader, Result Area State-Ci zen Dialogue
Technical Coordinator:
Mohammad A f, Senior Technical Advisor, State Ci zen Dialogue
Syed Inayat Ali Shah, Advisor, Outreach and Public Dialogue
Author:
Saeed Ullah Khan, Consultant
PAGE | ii
CONTENTS
September 2018
Organisational Assessment Report
PAGE | iii
About the Programme i
About the Report i
Disclaimer i
List of Figures iv
List of Boxes iv
List of Tables v
List of Abbrevia onsvi
Sec on 1: Introduc on 1
1.1 Introduc on to Local Government System 1
1.2. LCA-KP's Background 1
Sec on 2: Assessment Framework 4
2.1 The LCA KP Assessment Framework 4
2.2 Overall Legal and Policy Framework for LCA-KP 5
2.3 LCA-KP Organisa onal Level 6
2.3.1 The General Body 7
2.3.2 The Board of Governors 7
2.3.3 The Execu ve Commi ee 7
2.3.4 The District Chapter of Execu ve Commi ee 8
2.3.5 Tehsil / Town Liaison Commi ee 8
2.3.6 Current Status of Management Structures 9
2.4. LCA KP Staļ¬€, Membership and Management Level. 10
2.4.1 LCA-KP Opera onal Structure 10
2.4.2 LCA-KP Membership Structure 10
2.4.3 LCA-KP Management Structure 10
2.4.4 LCA-KP Staļ¬€ and Oļ¬ƒce Space 10
2.4.5 Opera onal Policies and Frameworks 11
Sec on 3: SWOT Analysis 13
3.1 The LCA KP Organisa onal Development Framework 13
Sec on 4: Percep on and Training Needs assessment 14
4.1 Percep on Assessment 14
4.2 Training Needs Assessment 14
September 2018
Organisational Assessment Report
PAGE | iv
List of Figures
Figure 1: LCA-KP Assessment Approach 4
Figure 2: Management Structure of LCA-KP 6
Figure 3: Management Structure of District chapter of Execu ve Commi ee 8
Figure 4: Management Structure of Tehsil / Town Liaison Commi ee 9
Figure 5: Training Capacity Assessment Framework 15
Figure 6: Conscious and Unconscious Capability and Incapability 17
List of Boxes
Box 1: Vision of the LCA-KP 2
Box 2: Mission of the LCA-KP 2
Box 3: Objec ves of the LCA-KP 2
Box 4: Execu ve Commi ee Structure of the LCA-KP 7
List of Tables
Table 1 Local Government Seats in Khyber Pakhtunkhwa 1
Table 2: Key Ac on in Rela on to Policy and Legal Framework for LCA-KP 5
Table 3 Key Ac ons Regarding Management Structures 9
Table 4 Key Ac ons Regarding Staļ¬ƒng and Opera onal Issues 12
Table 5: SWOT Analysis - LCA KP 13
September 2018
Organisational Assessment Report
List of Abbrevia ons
ADLG Associa on for Development of Local Governance
BMZ German Federal Ministry for Economic Coopera on and Development
BOG Board of Governors
CLGF Commonwealth Local Government Forum
DEC District Execu ve Commi ee
EC European Commission
EU European Union
GIZ Deutsche Gesellscha fĆ¼r Interna onale Zusammenarbeit
HR Human Resources
KP Khyber Pakhtunkhwa
LCA KP Local Councils Associa on of Khyber Pakhtunkhwa
LCAP Local Councils Associa on of the Punjab
LGA Local Government Act
LoGo Local Governance Programme
M & E Monitoring and evalua on
SCD State-Ci zen Dialogue
UCLG United Ci es and Local Governments
VCs/NCs Village and Neighbourhood Councils
PAGE | v
September 2018
Organisational Assessment Report
1.1 Introduc on to Local Government System
According to the 1973 cons tu on of the country, Islamic Republic of Pakistan is a federal
republic with three ers of government: na onal, provincial and local. In 2010, the 18th
Amendment to Pakistan's Cons tu on transferred regulatory powers from the federal
level to the provincial level, resul ng in the establishment of new local government
structures. Local government is protected by the cons tu on in Ar cles 32 and 140-A.
Like other provinces of the country, Khyber Pakhtunkhwa (KP) has its own Local
Government Act (LGA) which it adopted in 2013. A er this transfer of broad range of
func ons to the local authori es, local elec ons were conducted, and the newly elected
representa ves were given the responsibility to ensure demand-driven delivery of public
services with a focus on ci zens' needs, transparency and accountability. The Local
Governance System in Khyber Pakhtunkhwa has over 42,500 seats for which over 82,000
candidates contested elec on. Following table gives a summary of the seats in Local
Government System in Khyber Pakhtunkhwa.
Table 1 Local Government Seats in Khyber Pakhtunkhwa
SECTION 1
INTRODUCTION
Local Government Seats in Khyber Pakhtunkhwa
Category District Council Tehsil Council Village council Total
General 978 978 23,111 25,067
Women 329 335 6,678 7,342
Peasants/worker 59 85 3,339 3,483
Youth 59 85 3,339 3,483
Minority 59 85 3,339 3,483
Total 1,484 1,568 39,806 42,858
The three- er local governance system in KP is the ļ¬rst er of governance in the province
as it servers the ci zens at the grassroots level. The elected Local Governments,
established under the Khyber Pakhtunkhwa Local Act, 2013 were formed as result of the
elec ons across the province in May 2015 at the District, Tehsil and Village/
Neighbourhood level. The people of the province elected more than 42,000 councillors to
represent them in the three- er local government in their respec ve districts in the
Khyber Pakhtunkhwa (KP).
1.2. LCA-KP's Background
The forma on of the Local Councils Associa on Khyber Pakhtunkhwa (LCA-KP) took place
in 2008, even though it formally registered in 2010. The Cons tu on of the associa on
envisage, the purpose of the LCA is to provide a forum for coordinated and uniļ¬ed
PAGE | 1
September 2018
Organisational Assessment Report
approach among local government elected councils /ins tu ons in the Khyber
Pakhtunkhwa province to resolve common issues and promote par cipatory governance
at the grassroots level for the well-being of all ci zens. Box 1, 2 and 3 give the overall
vision, mission and objec ves of LCA-KP as per its cons tu on. LCA KP is a member of
Associa on for Development of Local Governance (ADLG). ADLG in an alliance of all four
Provincial Local Councils Associa ons of Pakistan. LCA-KP is also a member of
Commonwealth Local Government Forum (CLGF) and United Ci es and Local
Governments (UCLG). LCA-KP is ac vely supported by CLGF.
Box 1: Vision of the LCA-KP
Vision of LCA-KP
Åø To ensure close linkages, coordina on, interac on and associa on with the
representa ves of the local government within and outside the province;
Åø To chalk out strategy and plan for the se lement of issues and solu ons to
problems being faced by the local government.
Box 2: Mission of the LCA-KP
Mission of LCA-KP
To promote and provide coordina on and a uniļ¬ed approach among Local
Governments in Khyber Pakhtunkhwa and resolve governance issues and develop
par cipatory governance for the well-being of ci zens.
Box 3: Objec ves of the LCA-KP
Objec ves of the LCA-KP
1. Strengthen the voice and increase the eļ¬€ec ve par cipa on of councilors and
ci zens in local government planning, development and decision-making within
the framework of par cipatory democracy and an associa ve spirit.
2. Enhance the capacity and func oning of local governments, and facilitate
coopera on among all ers for eļ¬€ec ve service delivery and developments by all
levels of governments.
3. Encourage and facilitate joint ac ons to solve common issues and to promote the
development of communi es and the people.
PAGE | 2
September 2018
Organisational Assessment Report
4. Establish and maintain good rela ons and ongoing liaison with Provincial and
Federal Governments in the shared interests of all levels of government and the
ci zens of the province of Khyber Pakhtunkhwa.
5. Provide a united and inļ¬‚uen al forum in the representa on of local governments'
interests on policies, legisla on, plans, development programs and other
measures aļ¬€ec ng them.
6. Provide and implement strategies and mechanisms for the sharing and exchange
of exper se, knowledge, best prac ces and other resources locally, na onally and
interna onally.
7. Promote gender equality & proac vely integrate equality in all ers of local
government planning, development and decision making.
8. Establish and maintain linkages and collabora ve rela ons with regional and
interna onal Local Government Associa ons, agencies, ins tu ons and other
organiza ons in order to achieve the above objec ves.
PAGE | 3
September 2018
Organisational Assessment Report
2.1 The LCA KP Assessment Framework
The overall objec ve of this assessment report is to have a wholis c perspec ve of LCA-
KP current capaci es, understand broader strengths, weaknesses, opportuni es and
threats and to have percep on of diļ¬€erent stakeholders who are linked with LCA-KP, both
directly and indirectly. The process involved literature review, detailed mee ngs with
government oļ¬ƒcials, elected members, LCA-KP representa ves, donor agencies and other
relevant stakeholders as well as a brainstorming workshop with the LCA-KP Execu ve
Commi ee. Traļ¬ƒc lights (red, yellow and green) colours are used to highlight state of
diļ¬€erent ac vi es.
The LCA-KP assessment was conducted at three diļ¬€erent levels as follow:
Åø Overall Legal and Policy Framework for LCA KP;
Åø LCA KP Organiza onal Level;
Åø LCA KP Staļ¬€, Membership and Management Level.
These three levels are given below in the below ļ¬gure:
SECTION 2
ASSESSMENT FRAMEWORK
Figure 1: LCA-KP Assessment Approach
PAGE | 4
September 2018
Organisational Assessment Report
It is per nent to men on overall legal framework for LCA-KP provides the most
sustainable avenue for broader changes followed by changes at the organisa onal level
and ļ¬nally at the membership and team level.
2.2 Overall Legal and Policy Framework for LCA-KP
LCA-KP, in 2010, registered as an organiza on under the Society Registra on Act, XXI of
1860. The provides LCA-KP the legal framework for its ac vi es. The status of LCA-KP is
of a non-proļ¬t organisa on. Objec ves of LCA KP are clearly deļ¬ned and related to not
for proļ¬t ac vi es. LCA KP is working as representa ve body of local government in
Khyber Pakhtunkhwa district and sub-district bodies. Even though LCA-KP claims to be
the representa ve body of local council members, however this status is not oļ¬ƒcially
recognised by the government under The Khyber Pakhtunkhwa Local Government Act,
2013. No.XXVIII of 2013 or any other statuary framework. This said, over the years LCA-
KP has achieved some degree of recogni on by the government. An example is the fact
the Government of Khyber Pakhtunkhwa issued a no ļ¬ca on requiring diļ¬€erent ers of
the local government to provide ļ¬nancial support to LCA-KP. The no ļ¬ca on is a major
step forward in terms of formal recogni on by the government TO accept LCA-KP as a
representa ve forum of local government representa ve in the province.
LCA-KP has no regular budget for its opera onal or other ac vi es. It has a bank account
which recently was dormant for years and is recently got re-ac vated This provides LCA-
KP to receive funding from external sources (e.g. membership fee) and make ļ¬nancial
transac on (e.g. salary payments and payment to vendors) under its own from its own
bank account.
Possible Ac on Required for Further Strengthening of Policy Framework as given in the
table below:
Legal and Policy Framework Yellow
Ac on
Level of
Diļ¬ƒculty of
Ac on
Level of
Importance
Type of Ac on
Needed
Formal statuary recogni on of LCA-KP by
Government of Khyber Pakhtunkhwa through
amendment in the KP LGA 2013
High High Lobbying
Opera onalizing Financial No ļ¬ca on No
AO/LCB/GENERAL/2016 dated 26/09/2016
Peshawar related with the LCA Membership Fee
Policy Guidelines
High Medium Follow-up
Table 2: Key Ac on in Rela on to Policy and Legal Framework for LCA-KP
PAGE | 5
2.3 LCA-KP Organisa onal Level
The Local Councils Associa on of Khyber Pakhtunkhwa is governed by three main bodies
namely i) The General Body (GB); ii) The Board of Governors (BoG); and iii) Execu ve
Commi ee (ExCom).
As per cons tu on of LCA KP, BOG and ExCom are elected for two years. A er the
elec on of local governments in 2015, LCA-KP elec on took place in 2017 to replace the
interim structures. It is per nent to men on these were the ļ¬rst elec on since the
forma on of LCA-KP since its forma on in 2010.
These bodies are presented below:
Yellow to Red
LCA-KP Organisa onal
Figure 2: Management Structure of LCA-KP
The Execu ve
Commi ee
The Board of
Governors
General Body
September 2018
Organisational Assessment Report
PAGE | 6
2.3.1 The General Body
The General Body is comprised of all members of the associa on from District chapters. It
also serves as Electoral College for elec on of the Board of Governors. The General Body
has 21 members from 24 districts of KP as totalling 520 members in total
2.3.2 The Board of Governors
The LCA-KP Board of Governors has 53 members in total. This include one member from
each district, 33 % women, 5% youth, 5 % minori es, and 10 % village and neighbourhood
councils' members. The Board of Governors are selected by the General Body. Even
though the cons tu on of LCA-KP envision at least two mee ngs of BoG in a year, so far
only one mee ng has taken place. The Terms of BoG are not well deļ¬ned and requires
revision based on new LCA-KP cons tu on.
2.3.3 The Execu ve Commi ee
LCA KP is led by an overall Execu ve Commi ee, and is supported by District chapters of
the Execu ve Commi ee and Tehsil Liaison/Town Liaison Commi ee. The Execu ve
Commi ee has seven members and are selected by Board of Governors. The composi on
of the execu ve commi ee is given in Box 4:
Current Status of General Body Yellow-Semi Func onal to non-func onal
Current Status of General Body Yellow-Semi Func onal to non-func onal
Current Status of Execu ve Commi ee Yellow-Semi Func onal
Box 4: Execu ve Commi ee Structure of the LCA-KP
1. President; 2. Convener;
3. First Vice-President; 4. Second Vice-President
5. General Secretary; 6. Finance Secretary; and
7. Informa on Secretary.
September 2018
Organisational Assessment Report
PAGE | 7
2.3.4 The District Chapter of Execu ve Commi ee
The KP Local Councils Associa on's Execu ve Commi ee has 21 members of which 7
members of District Council elected on general Seats, 6 members of District Council
elected on reserved seats while three members are from Tehsil Councils in a District and
ļ¬ve members are from Village and Neighbourhoods Councils in a District.
Current Status of District Execu ve Commi ee Red-Non-Func onal
Figure 3: Management Structure of District chapter of Execu ve Commi ee
21 Members District Execu ve Commi ee
7 Members of
District
Government from
General Seat
6 Members of
District Council on
Reserved Seats (3
women, 1 youth, 1
non-muslim, 1
peasants/worker)
3 Members of
Tehsil Council in a
District
5 Members of
Village and
Neighbourhoods
Councils
2.3.5 Tehsil / Town Liaison Commi ee
The Tehsil Liaison/Town Liaison Commi ee has 21 members shall be as follows:
The Local Councils Associa on's District Execu ve Commi ee has 21 members of which 7
members of District Council elected on general Seats, 6 members of District Council
elected on reserved seats while three members are from Tehsil Councils in a District and
ļ¬ve members are from Village and Neighbourhoods Councils in a District.
Red-Non-Func onal
Current Status of Tehsil Liaison/Town Liaison Commi ee
September 2018
Organisational Assessment Report
PAGE | 8
2.3.6 Current Status of Management Structures
Elec ons for the new oļ¬ƒce-bearers of the LCA at district level (District Execu ve
Commi ees), Board of Governors (BoG) and its Execu ve Commi ees at the provincial
level concluded in August 2017. The LCA-KP established its oļ¬ƒce in Peshawar on April 4,
2018 with the support of Commonwealth Local Government Forum (CLGF). Currently Mr.
Hamayatullah Mayar is the President of LCA-KP and he is supported by other Execu ve
Commi ee Members.
Figure 4: Management Structure of Tehsil / Town Liaison Commi ee
21 members in Tehsil/Town Laision Commi ee
7 Members of TLC
from General Seats
6 Members of
Tehsil/Town Councils
on Reserved Seats (3
women, 1 youth, 1
non-muslim, 1
peasants/worker)
3 Members of Village
and Neighbourhood
Council in a Tehsil /
Town from General
Seats
5 Members of Village
and Neighbourhoods
Councils (2 women
Seats, 1 youth seat, 1
non-muslim, 1
peasants/worker)
Table 3 Key Ac ons Regarding Management Structures
Ac on
Level of
Importance
Level of
Diļ¬ƒculty
of Ac on
Type of Ac on
Needed
Regular Mee ngs and Elec on of All
Management Bodies
High Medium
Ini a ve,
leadership and
ļ¬nancial support
Ac va on of District Execu ve Commi ees High Medium
Follow-up and
Lobbying
Ac va on of Tehsil/Town Liaison Commi ee High Medium
Follow-up and
Lobbying
Opera onaliza on of LCA-KP Oļ¬ƒce beyond
Current Structures
High Medium
Agreed
Opera onal
Frameworks and
Financial
Resources
September 2018
Organisational Assessment Report
PAGE | 9
2.4. LCA KP Staļ¬€, Membership and Management Level.
2.4.1 LCA-KP Opera onal Structure
Currently LCA has only one staļ¬€ and there is no opera onal organisa onal structure
present. As a result, all the tasks are supposed to be performed by him.
2.4.2 LCA-KP Membership Structure
Even though there are over 42,500 members of local bodies throughout KP of which 520
are general body member of LCA-KP, these members are not involved and very few of
them are aware of their membership of LCA. Even for the 520 General Body, Excu ve
Commi ee Members and other membership bodies, these members are not mee ng,
mainly as a result of insuļ¬ƒcient ļ¬nancial resources as well as dedicated leadership who
can give their full me for the day to day func oning of the oļ¬ƒce.
2.4.3 LCA-KP Management Structure
LCA-KP Execu ve Commi ee has been formed (as men oned below). This ExCom is
par ally func onal; however this engagement is ad hoc in nature and there are no set
rou nes or prac ces which prompt the management to meet on regular basis. LCA KP has
made limited eļ¬€orts in terms of collabora ons with other stakeholders, organisa ons and
organisa ons for advancing their agenda through lobbying and related advocacy eļ¬€orts.
2.4.4 LCA-KP Staļ¬€ and Oļ¬ƒce Space
LCA KP has no any technical staļ¬€ at its oļ¬ƒce. However it has one staļ¬€ - LCA Coordinator
Khyber Pakhtunkhwa - who is providing day to day support to LCA-KP. As such there is no
opera onal organisa onal structure present. As a result, all the tasks are supposed to be
performed by him. Oļ¬ƒce func onality perspec ve, LCA-KP has a small oļ¬ƒce in Peshawar.
Opera onal Structure Red-Almost Non-Existent
Membership Engagement Red-Almost No Involvement
Management Engagement Yellow
Staļ¬€ and Oļ¬ƒce Space Yellow
September 2018
Organisational Assessment Report
PAGE | 10
The oļ¬ƒce is not fully func onal and not fully equipped. Some of the material are provided
by CLGF. Some addi onal equipment will be provided by LoGo. Beside the other
organisa ons already men oned, so far LCA KP has not partnered with other United
Na ons, Government, or other organisa ons.
The LCA-KP does not have any ins tu onalised interac on framework with the
government and its associated departments. Any engagements with these stakeholders
are adhoc and not communicated to the membership. Even more, these engagements are
not recorded and thus limits follow-up in the future when a need arise. Currently there is
very limited informa on amongst the stakeholders on LCA-KP. It is important to increase
awareness on LCA-KP as it will further its mission.
2.4.5 Opera onal Policies and Frameworks
LCA-KP has received ļ¬ve opera onal manuals in recent weeks, even though there are
several important manuals which are s ll missing. The already prepared manuals are:
Åø Financial Management
Åø Human Resources
Åø Informa on Technology
Åø Monitoring and Evalua on
Åø Procurement
It is important to men on LCA-KP staļ¬€ or management team are not trained on these
policies and manuals. In addi on, LCA does not have any overall monitoring framework or
set of objec ves it may strive for. Even more importantly, LCA KP does have a strategic
planning document. While keeping in view some of these considera ons, in terms of
immediate needs, the assessment team has iden ļ¬ed following frameworks which are
relevant for the future work of LCA-KP are:
Åø Overall Strategic Plan
Åø Planning Communica on and Advocacy Strategy
Åø Data Protec on and Security Management Policy
Åø Logis cs Manual
Åø Resource Mobiliza on Strategy.
Opera onal Policies and Frameworks Yellow-Policies Exists
September 2018
Organisational Assessment Report
PAGE | 11
Possible ac on required for further strengthening of organisa onal structures of LCA-KP
are given in the table below:
Table 4 Key Ac ons Regarding Staļ¬ƒng and Opera onal Issues
Ac on
Level of
Importance
Level of Diļ¬ƒculty
of Ac on
Type of Ac on
Needed
Manual Development High Low
Developing and
Approving Manuals
Resource Mobiliza on Ini a ves High High
Linkages with
donors, fund raising
from internal and
external resources
and funding
proposals.
Capacity Building and Orienta on
Session of LCA-KP Members, while
star ng from BoG
High Low
Ini a ve, leadership
and ļ¬nancial
resources
Engagement of LCA-KP Membership High High
Two Way
Communica on and
engagement in
ac vi es
Organisa onal Staļ¬ƒng and Structure
High Medium
Agreeing on
Organiza onal
Structure and
Staļ¬ƒng
Se ng up of fully func onal oļ¬ƒce High Medium
Addi onal space and
oļ¬ƒce equipment
Well Development Communica on and
Dessimina on Framework
High Medium
Dedicated staļ¬€ and
clear framework
Awareness on LCA-KP amongst
Stakeholders
High Low
Media and
Communica on
September 2018
Organisational Assessment Report
PAGE | 12
3.1 The LCA KP Organisa onal Development Framework
The SWOT (Strengths, Weaknesses, Opportuni es and Threats) was carried out as part of the
organiza onal development assessment of LCA KP. The assessment team looked into the ability of
staļ¬€ and other individuals involved in LCA KP, its relevant bodies and organiza onal systems to
perform appropriate func ons eļ¬€ec vely, eļ¬ƒciently, and sustainably for the strengthening of Local
Governance System in Khyber Pakhtunkhwa. SWOT analysis was carried out to iden fy the main
Strengths, Weaknesses, Opportuni es and Threats that characterize LCA-KP situa on. The SWOT
enabled the assessment team to organize and summarize that is gathered through assessment
process. As part of SWOT analysis, the team looked into the internal and external processes to
detect the posi ve and nega ve factors that impact on the total outcome related to LCA-KP
where:
Åø S and W -> refer to the internal process within LCA-KP; and
Åø O and T-> refer to the environment in which the LCA-KP is opera ng but over which it has no
control.
Within these two broader frameworks, SWOT analysis was conducted from the perspec ve of
Enabling Environment, Organisa onal Structure and Individual perspec ve. Following table
presents the SWOT analysis for LCA-KP.
September 2018
Organisational Assessment Report
SECTION 3
SWOT ANALYSIS
Table 5: SWOT Analysis ā€“ LCA KP
SWOT analysis of LCA KP
Posi ve Nega ve
Strengths
Enabling environment:
Ā· Registra on as a non-proļ¬t organiza on
Ā· Strong mo va on from the government to
strengthen local government
Ā· Some recogni on from the government
Organiza ons:
Ā· Basic regula ons and policies in place
Ā· Minimal staļ¬€ hired
Ā· Basic funding available
Individuals:
Ā· Strong mo va on to LCA -KP a functioning en ty
(both staļ¬€ and management)
Weaknesses
Enabling environment:
Ā· Even though registered as a non -formal organiza on,
but no recogni on as a statuary body represen ng local
government members in KP.
Organiza ons:
Ā· No funding sustainability
Ā· Limited staļ¬€ and capaci es
Ā· No ins tu onal logical framework providing clear
informa on to donors and members about LCA -KP
overall approach to achieve its mission and vision.
Individuals:
Ā· Dependency on fewer key people for LCA-KP ac vi es,
thus leading to lack of ins tu onaliza on of its
ac vi es.
Opportuni es
Enabling environment:
Ā· Upcoming amendments in LGA 2013
Ā· Financial and opera onal support as manifested in
the keen interest of LoGo and other poten al fund
raising opportuni es such as from DFID, USAID,
UNDP and others poten al donors
Ā· Increased interest and engagement from LCA -KP
members
Ā· Redeļ¬ning LCA -KP role as the lead en ty to
represent local government members in KP.
Organiza ons:
Ā· To expand LCA -KP in a fully func oning
organisa on
Ā· Re-loca on to Local Government Oļ¬ƒce.
Threats
Enabling environment:
Ā· Nega ve percep on around NGOs may prevent
government to formally recognize LCA-KP as
representa ve body of elected members of LCA-KP
Organiza ons:
Ā· District Governments refuse to provide their share of
fee to LCA-KP due to administra ve or other reasons.
PAGE | 13
September 2018
Organisational Assessment Report
4.1 Percep on Assessment
There are three diļ¬€erent types of percep ons around LCA-KP.
Åø Firstly, are those individuals who are not aware of LCA-KP. Currently this group of
people are in majority;
Åø Secondly are those who are aware of LCA-KP and believe there is a posi ve role for
them to play.
Åø Thirdly are those who believe LCA KP has limited role to play in LG system in KP as they
have not mandated by the government.
As such there are no outright group who are against LCA-KP, which is a posi ve factor. In
terms of those who were not aware of LCA-KP, they were keen to know more about LCA-
KP and how it can play a role in the promo on of local government system in the province.
This group of people included both elected members as well as government oļ¬ƒcials. There
is a need to increase awareness around LCA-KP amongst these people as well as in general
popula on.
In terms of those people who are in favour of LCA-KP, they are poten al enables for LCA-
KP. Majority of these people at diļ¬€erent stages were directly and in a few cases in directly
involved in LCA-KP. This include mostly the people who dealt with LCA-KP in the past,
including providing it with necessary support and legal support.
The third group of people, as it seems like, are neutral at this stage. They do not have
speciļ¬c linking or disliking for LCA-KP. S ll, once they will be see the ownership of LCA-KP
by senior management and its poten al advantage to their work, it is likely some of them
will ac vely support LCA-KP.
4.2 Training Needs Assessment
Training Needs Assessment of the LCA-KP was carried out with the perspec ve of
providing the knowledge and skills enabling all relevant stakeholders who are involved in
LCA-KP to perform their roles in an eļ¬ƒcient and eļ¬€ec ve manner. These trainings would
also broaden the horizon of the trainees towards LCA-KP role as well as the role local
government can play in Khyber Pakhtunkhwa. Since its forma on, the GIZ through its
programmes Support to Good Governance programme (SGGP) supported LCA-KP. to
SECTION 4
PERCEPTION AND TRAINING
NEEDS ASSESSMENT
PAGE | 14
provide strengthening through various technical and capacity building measures. Limited
training opportuni es has been provided over the years to LCA-KP members by joining
diļ¬€erent workshops - both in country and abroad. There is no training provided to the
district chapters. LCA KP has not organised any capacity building opportuni es for its
members and government oļ¬ƒcials.
LCA-KP capacity assessment framework is given in ļ¬gure 5 reļ¬‚ec ng a rela on between
performance of LCA KP on the le side and capacity on the right side at all levels. As
capacity increases at all levels, performance should improve leading to improved service
deliverly to LCA-KP members as well as other stakeholders.
September 2018
Organisational Assessment Report
Figure 5: Training Capacity Assessment Framework
PAGE | 15
September 2018
Organisational Assessment Report
Training needs assessment covered three main types of trainings:
Åø Training of Staļ¬€
Åø Training of LCA-KP Leadership
Åø Training of LCA-KP Membership
Based on the training needs assessment, it became apparent following are the main
reasons which aļ¬€ect eļ¬€ec ve performance local government in general and LCA-KP in
par cular. These factors are:
a. Lack of understanding of legal and ins tu onal framework of local government in
Khyber Pakhtunkhwa;
b. Lack of understanding of degree of ļ¬nancial decentraliza on in the province;
c. Lack of delega on of power to public authori es and associated legal regula ons;
d. Lack of understanding and consistency in exercising power envisioned for the
elected members with the LGA2013 and related rules of business
e. Lack of planning and monitoring role by the members in rela on to development
projects in their areas;
f. Lack of external opportuni es both from the government sources and other
poten al revenue sources;
g. Lack of personnel and human resources management, especially those directly
involved in the func ons of local government in the province;
h. Lack of understanding around audit, Local economic development and investments
a rac on
i. Lack of communica on strategy and social media engagement including e-
administra on and computeriza on of the oļ¬ƒce
j. Lack of understanding around public property management, solid waste
management and natural resource management including water
k. Overall a general lack of understanding of project management, ļ¬nancial
management, monitoring framework and repor ng requirement.
These areas are the topics where LCA-KP stakeholder needs training. It is important to
men on assessment team also considered both conscious competencies and capabili es
as well as unconscious capabili es as some members were already having the necessary
skills, they just needed to put them in formal frameworks. This is an important
considera on as this will reduce overall training needs for the LCA-KP members where
these members are bringing signiļ¬cant previous experience and knowhow and other
transferable skills. LCA-KP may use these skills for the beneļ¬t of over func oning of their
PAGE | 16
September 2018
Organisational Assessment Report
district as well as furthering LCA-KP mandate. Following is a graphical descrip on of
understanding of skills level and their awareness around these skills.
Figure 6: Conscious and Unconscious Capability and Incapability
Understanding of Skills Level
Unconscious Capability
Conscious Capability
Conscious
Incapability
Unconscious
Incapability
Based on these ļ¬ndings, following are some of the key areas of training assessment:
(a) Understanding of LGA 2013:
Local government members fundamentally have to deal with issues related to LGA
2013, there is a need to further the understanding of LCA-KP membership on this
legisla on and related rules of businesses. This will also be an opportunity to have
regular contact with the membership throughout Khyber Pakhtunkhwa. This
become even more important as many of the members are ļ¬rst me counsellors
and as such do not have relevant experience or exposure to the func oning of local
government in their respec ve districts or tehsils.
(b) Financial Management:
Even though provincial government has provided suļ¬ƒcient ļ¬nancial resources to
the local government bodies, yet members are new as how to fully u lise these
resources within the available budgetary provisions and regula ons.
(c) Alterna ve Dispute Resolu on
As representa ve of the people, coming from within the popula on, members of
elected councils has previous experience and mo va on to resolve local disputes
without going into the formal court system. S ll, these members have limited
knowledge and understanding as how to formally approach Alterna ve Dispute
Resolu on mechanism and how to link it up with the formal legal system in the
province.
PAGE | 17
September 2018
Organisational Assessment Report
(d) Fund Raising and Opera onal Management
Beside ļ¬nancial management, members, staļ¬€ and leadership of LCA-KP has limited
knowledge regarding possible avenues for addi onal funding from internal and
external resources.
(e) Planning and Project Management:
Local Government funding is ed with annual development planning. S ll there are
limited understanding within the members as how this planning actually work and
how they can more op mally u lise the planning process, followed by project
management.
(f) On-the-job
LCA-KP may consider providing on-the-job training to its elected members where
those members who may have been elected for the ļ¬rst me may be opportunity
to be mentored by more senior members, especially those who are from other
districts.
Given the very nature of the ac vi es, it is important these training should take
place in a par cipatory and hands-on mode to maximize beneļ¬ts for the trainees.
PAGE | 18
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Phone: +92-51-282 89 48 / +92 345 85 75 974 Fax: +92-51-282 89 49
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Organisational-Assessment-Report.pdf

  • 1. Organisational Assessment Report as part of Organizational Development of Local Councils Association Khyber Pakhtunkhwa September 2018
  • 2. About the Programme The Support to Local Governance (LoGo) Programme, implemented by GIZ is funded by the German Federal Ministry for Economic Coopera on and Development (BMZ) with co- ļ¬nancing from the Swiss Agency for Development and Coopera on (SDC). The programme is striving to strengthen the local government structures and dialogue-based systems of service delivery to meet the ci zens' needs in Khyber Pakhtunkhwa and Punjab. The Programme provides advisory services in the three interlinked areas of strengthening local governance, increasing local revenue genera on and enhancing state-ci zen dialogue. About the Report This report is prepared as part of GIZ Organiza onal Development (OD) of LCA-KP commissioned by the Result Area State-Ci zens Dialogue (RA SCD) in the LoGo programme who are the main counterpart of Local Councils Associa on Khyber Pakhtunkhwa (LCA-KP). Disclaimer All views represented in the report do not necessary represent those of GIZ or LoGo programme. PAGE | i
  • 3. Imprint As a federally owned enterprise, we support the German Government in achieving its objec ves in the ļ¬eld of interna onal coopera on for sustainable development. Published by: Deutsche Gesellscha fĆ¼r Interna onale Zusammenarbeit (GIZ) GmbH Registered oļ¬ƒces: Bonn and Eschborn, Germany Support to Local Governance: Result Area State-Ci zen Dialogue House Nr. 23, Street Nr. 55 Sector F-7/4, Islamabad- Pakistan T +92 51 844 6111-7 F +92 51 8446118 I www.giz.de Responsible: Chris an Kapfensteiner, Head of Programme, Support to Local Governance Marcel Haessler, Team Leader, Result Area State-Ci zen Dialogue Technical Coordinator: Mohammad A f, Senior Technical Advisor, State Ci zen Dialogue Syed Inayat Ali Shah, Advisor, Outreach and Public Dialogue Author: Saeed Ullah Khan, Consultant PAGE | ii
  • 4. CONTENTS September 2018 Organisational Assessment Report PAGE | iii About the Programme i About the Report i Disclaimer i List of Figures iv List of Boxes iv List of Tables v List of Abbrevia onsvi Sec on 1: Introduc on 1 1.1 Introduc on to Local Government System 1 1.2. LCA-KP's Background 1 Sec on 2: Assessment Framework 4 2.1 The LCA KP Assessment Framework 4 2.2 Overall Legal and Policy Framework for LCA-KP 5 2.3 LCA-KP Organisa onal Level 6 2.3.1 The General Body 7 2.3.2 The Board of Governors 7 2.3.3 The Execu ve Commi ee 7 2.3.4 The District Chapter of Execu ve Commi ee 8 2.3.5 Tehsil / Town Liaison Commi ee 8 2.3.6 Current Status of Management Structures 9 2.4. LCA KP Staļ¬€, Membership and Management Level. 10 2.4.1 LCA-KP Opera onal Structure 10 2.4.2 LCA-KP Membership Structure 10 2.4.3 LCA-KP Management Structure 10 2.4.4 LCA-KP Staļ¬€ and Oļ¬ƒce Space 10 2.4.5 Opera onal Policies and Frameworks 11 Sec on 3: SWOT Analysis 13 3.1 The LCA KP Organisa onal Development Framework 13 Sec on 4: Percep on and Training Needs assessment 14 4.1 Percep on Assessment 14 4.2 Training Needs Assessment 14
  • 5. September 2018 Organisational Assessment Report PAGE | iv List of Figures Figure 1: LCA-KP Assessment Approach 4 Figure 2: Management Structure of LCA-KP 6 Figure 3: Management Structure of District chapter of Execu ve Commi ee 8 Figure 4: Management Structure of Tehsil / Town Liaison Commi ee 9 Figure 5: Training Capacity Assessment Framework 15 Figure 6: Conscious and Unconscious Capability and Incapability 17 List of Boxes Box 1: Vision of the LCA-KP 2 Box 2: Mission of the LCA-KP 2 Box 3: Objec ves of the LCA-KP 2 Box 4: Execu ve Commi ee Structure of the LCA-KP 7 List of Tables Table 1 Local Government Seats in Khyber Pakhtunkhwa 1 Table 2: Key Ac on in Rela on to Policy and Legal Framework for LCA-KP 5 Table 3 Key Ac ons Regarding Management Structures 9 Table 4 Key Ac ons Regarding Staļ¬ƒng and Opera onal Issues 12 Table 5: SWOT Analysis - LCA KP 13
  • 6. September 2018 Organisational Assessment Report List of Abbrevia ons ADLG Associa on for Development of Local Governance BMZ German Federal Ministry for Economic Coopera on and Development BOG Board of Governors CLGF Commonwealth Local Government Forum DEC District Execu ve Commi ee EC European Commission EU European Union GIZ Deutsche Gesellscha fĆ¼r Interna onale Zusammenarbeit HR Human Resources KP Khyber Pakhtunkhwa LCA KP Local Councils Associa on of Khyber Pakhtunkhwa LCAP Local Councils Associa on of the Punjab LGA Local Government Act LoGo Local Governance Programme M & E Monitoring and evalua on SCD State-Ci zen Dialogue UCLG United Ci es and Local Governments VCs/NCs Village and Neighbourhood Councils PAGE | v
  • 7. September 2018 Organisational Assessment Report 1.1 Introduc on to Local Government System According to the 1973 cons tu on of the country, Islamic Republic of Pakistan is a federal republic with three ers of government: na onal, provincial and local. In 2010, the 18th Amendment to Pakistan's Cons tu on transferred regulatory powers from the federal level to the provincial level, resul ng in the establishment of new local government structures. Local government is protected by the cons tu on in Ar cles 32 and 140-A. Like other provinces of the country, Khyber Pakhtunkhwa (KP) has its own Local Government Act (LGA) which it adopted in 2013. A er this transfer of broad range of func ons to the local authori es, local elec ons were conducted, and the newly elected representa ves were given the responsibility to ensure demand-driven delivery of public services with a focus on ci zens' needs, transparency and accountability. The Local Governance System in Khyber Pakhtunkhwa has over 42,500 seats for which over 82,000 candidates contested elec on. Following table gives a summary of the seats in Local Government System in Khyber Pakhtunkhwa. Table 1 Local Government Seats in Khyber Pakhtunkhwa SECTION 1 INTRODUCTION Local Government Seats in Khyber Pakhtunkhwa Category District Council Tehsil Council Village council Total General 978 978 23,111 25,067 Women 329 335 6,678 7,342 Peasants/worker 59 85 3,339 3,483 Youth 59 85 3,339 3,483 Minority 59 85 3,339 3,483 Total 1,484 1,568 39,806 42,858 The three- er local governance system in KP is the ļ¬rst er of governance in the province as it servers the ci zens at the grassroots level. The elected Local Governments, established under the Khyber Pakhtunkhwa Local Act, 2013 were formed as result of the elec ons across the province in May 2015 at the District, Tehsil and Village/ Neighbourhood level. The people of the province elected more than 42,000 councillors to represent them in the three- er local government in their respec ve districts in the Khyber Pakhtunkhwa (KP). 1.2. LCA-KP's Background The forma on of the Local Councils Associa on Khyber Pakhtunkhwa (LCA-KP) took place in 2008, even though it formally registered in 2010. The Cons tu on of the associa on envisage, the purpose of the LCA is to provide a forum for coordinated and uniļ¬ed PAGE | 1
  • 8. September 2018 Organisational Assessment Report approach among local government elected councils /ins tu ons in the Khyber Pakhtunkhwa province to resolve common issues and promote par cipatory governance at the grassroots level for the well-being of all ci zens. Box 1, 2 and 3 give the overall vision, mission and objec ves of LCA-KP as per its cons tu on. LCA KP is a member of Associa on for Development of Local Governance (ADLG). ADLG in an alliance of all four Provincial Local Councils Associa ons of Pakistan. LCA-KP is also a member of Commonwealth Local Government Forum (CLGF) and United Ci es and Local Governments (UCLG). LCA-KP is ac vely supported by CLGF. Box 1: Vision of the LCA-KP Vision of LCA-KP Åø To ensure close linkages, coordina on, interac on and associa on with the representa ves of the local government within and outside the province; Åø To chalk out strategy and plan for the se lement of issues and solu ons to problems being faced by the local government. Box 2: Mission of the LCA-KP Mission of LCA-KP To promote and provide coordina on and a uniļ¬ed approach among Local Governments in Khyber Pakhtunkhwa and resolve governance issues and develop par cipatory governance for the well-being of ci zens. Box 3: Objec ves of the LCA-KP Objec ves of the LCA-KP 1. Strengthen the voice and increase the eļ¬€ec ve par cipa on of councilors and ci zens in local government planning, development and decision-making within the framework of par cipatory democracy and an associa ve spirit. 2. Enhance the capacity and func oning of local governments, and facilitate coopera on among all ers for eļ¬€ec ve service delivery and developments by all levels of governments. 3. Encourage and facilitate joint ac ons to solve common issues and to promote the development of communi es and the people. PAGE | 2
  • 9. September 2018 Organisational Assessment Report 4. Establish and maintain good rela ons and ongoing liaison with Provincial and Federal Governments in the shared interests of all levels of government and the ci zens of the province of Khyber Pakhtunkhwa. 5. Provide a united and inļ¬‚uen al forum in the representa on of local governments' interests on policies, legisla on, plans, development programs and other measures aļ¬€ec ng them. 6. Provide and implement strategies and mechanisms for the sharing and exchange of exper se, knowledge, best prac ces and other resources locally, na onally and interna onally. 7. Promote gender equality & proac vely integrate equality in all ers of local government planning, development and decision making. 8. Establish and maintain linkages and collabora ve rela ons with regional and interna onal Local Government Associa ons, agencies, ins tu ons and other organiza ons in order to achieve the above objec ves. PAGE | 3
  • 10. September 2018 Organisational Assessment Report 2.1 The LCA KP Assessment Framework The overall objec ve of this assessment report is to have a wholis c perspec ve of LCA- KP current capaci es, understand broader strengths, weaknesses, opportuni es and threats and to have percep on of diļ¬€erent stakeholders who are linked with LCA-KP, both directly and indirectly. The process involved literature review, detailed mee ngs with government oļ¬ƒcials, elected members, LCA-KP representa ves, donor agencies and other relevant stakeholders as well as a brainstorming workshop with the LCA-KP Execu ve Commi ee. Traļ¬ƒc lights (red, yellow and green) colours are used to highlight state of diļ¬€erent ac vi es. The LCA-KP assessment was conducted at three diļ¬€erent levels as follow: Åø Overall Legal and Policy Framework for LCA KP; Åø LCA KP Organiza onal Level; Åø LCA KP Staļ¬€, Membership and Management Level. These three levels are given below in the below ļ¬gure: SECTION 2 ASSESSMENT FRAMEWORK Figure 1: LCA-KP Assessment Approach PAGE | 4
  • 11. September 2018 Organisational Assessment Report It is per nent to men on overall legal framework for LCA-KP provides the most sustainable avenue for broader changes followed by changes at the organisa onal level and ļ¬nally at the membership and team level. 2.2 Overall Legal and Policy Framework for LCA-KP LCA-KP, in 2010, registered as an organiza on under the Society Registra on Act, XXI of 1860. The provides LCA-KP the legal framework for its ac vi es. The status of LCA-KP is of a non-proļ¬t organisa on. Objec ves of LCA KP are clearly deļ¬ned and related to not for proļ¬t ac vi es. LCA KP is working as representa ve body of local government in Khyber Pakhtunkhwa district and sub-district bodies. Even though LCA-KP claims to be the representa ve body of local council members, however this status is not oļ¬ƒcially recognised by the government under The Khyber Pakhtunkhwa Local Government Act, 2013. No.XXVIII of 2013 or any other statuary framework. This said, over the years LCA- KP has achieved some degree of recogni on by the government. An example is the fact the Government of Khyber Pakhtunkhwa issued a no ļ¬ca on requiring diļ¬€erent ers of the local government to provide ļ¬nancial support to LCA-KP. The no ļ¬ca on is a major step forward in terms of formal recogni on by the government TO accept LCA-KP as a representa ve forum of local government representa ve in the province. LCA-KP has no regular budget for its opera onal or other ac vi es. It has a bank account which recently was dormant for years and is recently got re-ac vated This provides LCA- KP to receive funding from external sources (e.g. membership fee) and make ļ¬nancial transac on (e.g. salary payments and payment to vendors) under its own from its own bank account. Possible Ac on Required for Further Strengthening of Policy Framework as given in the table below: Legal and Policy Framework Yellow Ac on Level of Diļ¬ƒculty of Ac on Level of Importance Type of Ac on Needed Formal statuary recogni on of LCA-KP by Government of Khyber Pakhtunkhwa through amendment in the KP LGA 2013 High High Lobbying Opera onalizing Financial No ļ¬ca on No AO/LCB/GENERAL/2016 dated 26/09/2016 Peshawar related with the LCA Membership Fee Policy Guidelines High Medium Follow-up Table 2: Key Ac on in Rela on to Policy and Legal Framework for LCA-KP PAGE | 5
  • 12. 2.3 LCA-KP Organisa onal Level The Local Councils Associa on of Khyber Pakhtunkhwa is governed by three main bodies namely i) The General Body (GB); ii) The Board of Governors (BoG); and iii) Execu ve Commi ee (ExCom). As per cons tu on of LCA KP, BOG and ExCom are elected for two years. A er the elec on of local governments in 2015, LCA-KP elec on took place in 2017 to replace the interim structures. It is per nent to men on these were the ļ¬rst elec on since the forma on of LCA-KP since its forma on in 2010. These bodies are presented below: Yellow to Red LCA-KP Organisa onal Figure 2: Management Structure of LCA-KP The Execu ve Commi ee The Board of Governors General Body September 2018 Organisational Assessment Report PAGE | 6
  • 13. 2.3.1 The General Body The General Body is comprised of all members of the associa on from District chapters. It also serves as Electoral College for elec on of the Board of Governors. The General Body has 21 members from 24 districts of KP as totalling 520 members in total 2.3.2 The Board of Governors The LCA-KP Board of Governors has 53 members in total. This include one member from each district, 33 % women, 5% youth, 5 % minori es, and 10 % village and neighbourhood councils' members. The Board of Governors are selected by the General Body. Even though the cons tu on of LCA-KP envision at least two mee ngs of BoG in a year, so far only one mee ng has taken place. The Terms of BoG are not well deļ¬ned and requires revision based on new LCA-KP cons tu on. 2.3.3 The Execu ve Commi ee LCA KP is led by an overall Execu ve Commi ee, and is supported by District chapters of the Execu ve Commi ee and Tehsil Liaison/Town Liaison Commi ee. The Execu ve Commi ee has seven members and are selected by Board of Governors. The composi on of the execu ve commi ee is given in Box 4: Current Status of General Body Yellow-Semi Func onal to non-func onal Current Status of General Body Yellow-Semi Func onal to non-func onal Current Status of Execu ve Commi ee Yellow-Semi Func onal Box 4: Execu ve Commi ee Structure of the LCA-KP 1. President; 2. Convener; 3. First Vice-President; 4. Second Vice-President 5. General Secretary; 6. Finance Secretary; and 7. Informa on Secretary. September 2018 Organisational Assessment Report PAGE | 7
  • 14. 2.3.4 The District Chapter of Execu ve Commi ee The KP Local Councils Associa on's Execu ve Commi ee has 21 members of which 7 members of District Council elected on general Seats, 6 members of District Council elected on reserved seats while three members are from Tehsil Councils in a District and ļ¬ve members are from Village and Neighbourhoods Councils in a District. Current Status of District Execu ve Commi ee Red-Non-Func onal Figure 3: Management Structure of District chapter of Execu ve Commi ee 21 Members District Execu ve Commi ee 7 Members of District Government from General Seat 6 Members of District Council on Reserved Seats (3 women, 1 youth, 1 non-muslim, 1 peasants/worker) 3 Members of Tehsil Council in a District 5 Members of Village and Neighbourhoods Councils 2.3.5 Tehsil / Town Liaison Commi ee The Tehsil Liaison/Town Liaison Commi ee has 21 members shall be as follows: The Local Councils Associa on's District Execu ve Commi ee has 21 members of which 7 members of District Council elected on general Seats, 6 members of District Council elected on reserved seats while three members are from Tehsil Councils in a District and ļ¬ve members are from Village and Neighbourhoods Councils in a District. Red-Non-Func onal Current Status of Tehsil Liaison/Town Liaison Commi ee September 2018 Organisational Assessment Report PAGE | 8
  • 15. 2.3.6 Current Status of Management Structures Elec ons for the new oļ¬ƒce-bearers of the LCA at district level (District Execu ve Commi ees), Board of Governors (BoG) and its Execu ve Commi ees at the provincial level concluded in August 2017. The LCA-KP established its oļ¬ƒce in Peshawar on April 4, 2018 with the support of Commonwealth Local Government Forum (CLGF). Currently Mr. Hamayatullah Mayar is the President of LCA-KP and he is supported by other Execu ve Commi ee Members. Figure 4: Management Structure of Tehsil / Town Liaison Commi ee 21 members in Tehsil/Town Laision Commi ee 7 Members of TLC from General Seats 6 Members of Tehsil/Town Councils on Reserved Seats (3 women, 1 youth, 1 non-muslim, 1 peasants/worker) 3 Members of Village and Neighbourhood Council in a Tehsil / Town from General Seats 5 Members of Village and Neighbourhoods Councils (2 women Seats, 1 youth seat, 1 non-muslim, 1 peasants/worker) Table 3 Key Ac ons Regarding Management Structures Ac on Level of Importance Level of Diļ¬ƒculty of Ac on Type of Ac on Needed Regular Mee ngs and Elec on of All Management Bodies High Medium Ini a ve, leadership and ļ¬nancial support Ac va on of District Execu ve Commi ees High Medium Follow-up and Lobbying Ac va on of Tehsil/Town Liaison Commi ee High Medium Follow-up and Lobbying Opera onaliza on of LCA-KP Oļ¬ƒce beyond Current Structures High Medium Agreed Opera onal Frameworks and Financial Resources September 2018 Organisational Assessment Report PAGE | 9
  • 16. 2.4. LCA KP Staļ¬€, Membership and Management Level. 2.4.1 LCA-KP Opera onal Structure Currently LCA has only one staļ¬€ and there is no opera onal organisa onal structure present. As a result, all the tasks are supposed to be performed by him. 2.4.2 LCA-KP Membership Structure Even though there are over 42,500 members of local bodies throughout KP of which 520 are general body member of LCA-KP, these members are not involved and very few of them are aware of their membership of LCA. Even for the 520 General Body, Excu ve Commi ee Members and other membership bodies, these members are not mee ng, mainly as a result of insuļ¬ƒcient ļ¬nancial resources as well as dedicated leadership who can give their full me for the day to day func oning of the oļ¬ƒce. 2.4.3 LCA-KP Management Structure LCA-KP Execu ve Commi ee has been formed (as men oned below). This ExCom is par ally func onal; however this engagement is ad hoc in nature and there are no set rou nes or prac ces which prompt the management to meet on regular basis. LCA KP has made limited eļ¬€orts in terms of collabora ons with other stakeholders, organisa ons and organisa ons for advancing their agenda through lobbying and related advocacy eļ¬€orts. 2.4.4 LCA-KP Staļ¬€ and Oļ¬ƒce Space LCA KP has no any technical staļ¬€ at its oļ¬ƒce. However it has one staļ¬€ - LCA Coordinator Khyber Pakhtunkhwa - who is providing day to day support to LCA-KP. As such there is no opera onal organisa onal structure present. As a result, all the tasks are supposed to be performed by him. Oļ¬ƒce func onality perspec ve, LCA-KP has a small oļ¬ƒce in Peshawar. Opera onal Structure Red-Almost Non-Existent Membership Engagement Red-Almost No Involvement Management Engagement Yellow Staļ¬€ and Oļ¬ƒce Space Yellow September 2018 Organisational Assessment Report PAGE | 10
  • 17. The oļ¬ƒce is not fully func onal and not fully equipped. Some of the material are provided by CLGF. Some addi onal equipment will be provided by LoGo. Beside the other organisa ons already men oned, so far LCA KP has not partnered with other United Na ons, Government, or other organisa ons. The LCA-KP does not have any ins tu onalised interac on framework with the government and its associated departments. Any engagements with these stakeholders are adhoc and not communicated to the membership. Even more, these engagements are not recorded and thus limits follow-up in the future when a need arise. Currently there is very limited informa on amongst the stakeholders on LCA-KP. It is important to increase awareness on LCA-KP as it will further its mission. 2.4.5 Opera onal Policies and Frameworks LCA-KP has received ļ¬ve opera onal manuals in recent weeks, even though there are several important manuals which are s ll missing. The already prepared manuals are: Åø Financial Management Åø Human Resources Åø Informa on Technology Åø Monitoring and Evalua on Åø Procurement It is important to men on LCA-KP staļ¬€ or management team are not trained on these policies and manuals. In addi on, LCA does not have any overall monitoring framework or set of objec ves it may strive for. Even more importantly, LCA KP does have a strategic planning document. While keeping in view some of these considera ons, in terms of immediate needs, the assessment team has iden ļ¬ed following frameworks which are relevant for the future work of LCA-KP are: Åø Overall Strategic Plan Åø Planning Communica on and Advocacy Strategy Åø Data Protec on and Security Management Policy Åø Logis cs Manual Åø Resource Mobiliza on Strategy. Opera onal Policies and Frameworks Yellow-Policies Exists September 2018 Organisational Assessment Report PAGE | 11
  • 18. Possible ac on required for further strengthening of organisa onal structures of LCA-KP are given in the table below: Table 4 Key Ac ons Regarding Staļ¬ƒng and Opera onal Issues Ac on Level of Importance Level of Diļ¬ƒculty of Ac on Type of Ac on Needed Manual Development High Low Developing and Approving Manuals Resource Mobiliza on Ini a ves High High Linkages with donors, fund raising from internal and external resources and funding proposals. Capacity Building and Orienta on Session of LCA-KP Members, while star ng from BoG High Low Ini a ve, leadership and ļ¬nancial resources Engagement of LCA-KP Membership High High Two Way Communica on and engagement in ac vi es Organisa onal Staļ¬ƒng and Structure High Medium Agreeing on Organiza onal Structure and Staļ¬ƒng Se ng up of fully func onal oļ¬ƒce High Medium Addi onal space and oļ¬ƒce equipment Well Development Communica on and Dessimina on Framework High Medium Dedicated staļ¬€ and clear framework Awareness on LCA-KP amongst Stakeholders High Low Media and Communica on September 2018 Organisational Assessment Report PAGE | 12
  • 19. 3.1 The LCA KP Organisa onal Development Framework The SWOT (Strengths, Weaknesses, Opportuni es and Threats) was carried out as part of the organiza onal development assessment of LCA KP. The assessment team looked into the ability of staļ¬€ and other individuals involved in LCA KP, its relevant bodies and organiza onal systems to perform appropriate func ons eļ¬€ec vely, eļ¬ƒciently, and sustainably for the strengthening of Local Governance System in Khyber Pakhtunkhwa. SWOT analysis was carried out to iden fy the main Strengths, Weaknesses, Opportuni es and Threats that characterize LCA-KP situa on. The SWOT enabled the assessment team to organize and summarize that is gathered through assessment process. As part of SWOT analysis, the team looked into the internal and external processes to detect the posi ve and nega ve factors that impact on the total outcome related to LCA-KP where: Åø S and W -> refer to the internal process within LCA-KP; and Åø O and T-> refer to the environment in which the LCA-KP is opera ng but over which it has no control. Within these two broader frameworks, SWOT analysis was conducted from the perspec ve of Enabling Environment, Organisa onal Structure and Individual perspec ve. Following table presents the SWOT analysis for LCA-KP. September 2018 Organisational Assessment Report SECTION 3 SWOT ANALYSIS Table 5: SWOT Analysis ā€“ LCA KP SWOT analysis of LCA KP Posi ve Nega ve Strengths Enabling environment: Ā· Registra on as a non-proļ¬t organiza on Ā· Strong mo va on from the government to strengthen local government Ā· Some recogni on from the government Organiza ons: Ā· Basic regula ons and policies in place Ā· Minimal staļ¬€ hired Ā· Basic funding available Individuals: Ā· Strong mo va on to LCA -KP a functioning en ty (both staļ¬€ and management) Weaknesses Enabling environment: Ā· Even though registered as a non -formal organiza on, but no recogni on as a statuary body represen ng local government members in KP. Organiza ons: Ā· No funding sustainability Ā· Limited staļ¬€ and capaci es Ā· No ins tu onal logical framework providing clear informa on to donors and members about LCA -KP overall approach to achieve its mission and vision. Individuals: Ā· Dependency on fewer key people for LCA-KP ac vi es, thus leading to lack of ins tu onaliza on of its ac vi es. Opportuni es Enabling environment: Ā· Upcoming amendments in LGA 2013 Ā· Financial and opera onal support as manifested in the keen interest of LoGo and other poten al fund raising opportuni es such as from DFID, USAID, UNDP and others poten al donors Ā· Increased interest and engagement from LCA -KP members Ā· Redeļ¬ning LCA -KP role as the lead en ty to represent local government members in KP. Organiza ons: Ā· To expand LCA -KP in a fully func oning organisa on Ā· Re-loca on to Local Government Oļ¬ƒce. Threats Enabling environment: Ā· Nega ve percep on around NGOs may prevent government to formally recognize LCA-KP as representa ve body of elected members of LCA-KP Organiza ons: Ā· District Governments refuse to provide their share of fee to LCA-KP due to administra ve or other reasons. PAGE | 13
  • 20. September 2018 Organisational Assessment Report 4.1 Percep on Assessment There are three diļ¬€erent types of percep ons around LCA-KP. Åø Firstly, are those individuals who are not aware of LCA-KP. Currently this group of people are in majority; Åø Secondly are those who are aware of LCA-KP and believe there is a posi ve role for them to play. Åø Thirdly are those who believe LCA KP has limited role to play in LG system in KP as they have not mandated by the government. As such there are no outright group who are against LCA-KP, which is a posi ve factor. In terms of those who were not aware of LCA-KP, they were keen to know more about LCA- KP and how it can play a role in the promo on of local government system in the province. This group of people included both elected members as well as government oļ¬ƒcials. There is a need to increase awareness around LCA-KP amongst these people as well as in general popula on. In terms of those people who are in favour of LCA-KP, they are poten al enables for LCA- KP. Majority of these people at diļ¬€erent stages were directly and in a few cases in directly involved in LCA-KP. This include mostly the people who dealt with LCA-KP in the past, including providing it with necessary support and legal support. The third group of people, as it seems like, are neutral at this stage. They do not have speciļ¬c linking or disliking for LCA-KP. S ll, once they will be see the ownership of LCA-KP by senior management and its poten al advantage to their work, it is likely some of them will ac vely support LCA-KP. 4.2 Training Needs Assessment Training Needs Assessment of the LCA-KP was carried out with the perspec ve of providing the knowledge and skills enabling all relevant stakeholders who are involved in LCA-KP to perform their roles in an eļ¬ƒcient and eļ¬€ec ve manner. These trainings would also broaden the horizon of the trainees towards LCA-KP role as well as the role local government can play in Khyber Pakhtunkhwa. Since its forma on, the GIZ through its programmes Support to Good Governance programme (SGGP) supported LCA-KP. to SECTION 4 PERCEPTION AND TRAINING NEEDS ASSESSMENT PAGE | 14
  • 21. provide strengthening through various technical and capacity building measures. Limited training opportuni es has been provided over the years to LCA-KP members by joining diļ¬€erent workshops - both in country and abroad. There is no training provided to the district chapters. LCA KP has not organised any capacity building opportuni es for its members and government oļ¬ƒcials. LCA-KP capacity assessment framework is given in ļ¬gure 5 reļ¬‚ec ng a rela on between performance of LCA KP on the le side and capacity on the right side at all levels. As capacity increases at all levels, performance should improve leading to improved service deliverly to LCA-KP members as well as other stakeholders. September 2018 Organisational Assessment Report Figure 5: Training Capacity Assessment Framework PAGE | 15
  • 22. September 2018 Organisational Assessment Report Training needs assessment covered three main types of trainings: Åø Training of Staļ¬€ Åø Training of LCA-KP Leadership Åø Training of LCA-KP Membership Based on the training needs assessment, it became apparent following are the main reasons which aļ¬€ect eļ¬€ec ve performance local government in general and LCA-KP in par cular. These factors are: a. Lack of understanding of legal and ins tu onal framework of local government in Khyber Pakhtunkhwa; b. Lack of understanding of degree of ļ¬nancial decentraliza on in the province; c. Lack of delega on of power to public authori es and associated legal regula ons; d. Lack of understanding and consistency in exercising power envisioned for the elected members with the LGA2013 and related rules of business e. Lack of planning and monitoring role by the members in rela on to development projects in their areas; f. Lack of external opportuni es both from the government sources and other poten al revenue sources; g. Lack of personnel and human resources management, especially those directly involved in the func ons of local government in the province; h. Lack of understanding around audit, Local economic development and investments a rac on i. Lack of communica on strategy and social media engagement including e- administra on and computeriza on of the oļ¬ƒce j. Lack of understanding around public property management, solid waste management and natural resource management including water k. Overall a general lack of understanding of project management, ļ¬nancial management, monitoring framework and repor ng requirement. These areas are the topics where LCA-KP stakeholder needs training. It is important to men on assessment team also considered both conscious competencies and capabili es as well as unconscious capabili es as some members were already having the necessary skills, they just needed to put them in formal frameworks. This is an important considera on as this will reduce overall training needs for the LCA-KP members where these members are bringing signiļ¬cant previous experience and knowhow and other transferable skills. LCA-KP may use these skills for the beneļ¬t of over func oning of their PAGE | 16
  • 23. September 2018 Organisational Assessment Report district as well as furthering LCA-KP mandate. Following is a graphical descrip on of understanding of skills level and their awareness around these skills. Figure 6: Conscious and Unconscious Capability and Incapability Understanding of Skills Level Unconscious Capability Conscious Capability Conscious Incapability Unconscious Incapability Based on these ļ¬ndings, following are some of the key areas of training assessment: (a) Understanding of LGA 2013: Local government members fundamentally have to deal with issues related to LGA 2013, there is a need to further the understanding of LCA-KP membership on this legisla on and related rules of businesses. This will also be an opportunity to have regular contact with the membership throughout Khyber Pakhtunkhwa. This become even more important as many of the members are ļ¬rst me counsellors and as such do not have relevant experience or exposure to the func oning of local government in their respec ve districts or tehsils. (b) Financial Management: Even though provincial government has provided suļ¬ƒcient ļ¬nancial resources to the local government bodies, yet members are new as how to fully u lise these resources within the available budgetary provisions and regula ons. (c) Alterna ve Dispute Resolu on As representa ve of the people, coming from within the popula on, members of elected councils has previous experience and mo va on to resolve local disputes without going into the formal court system. S ll, these members have limited knowledge and understanding as how to formally approach Alterna ve Dispute Resolu on mechanism and how to link it up with the formal legal system in the province. PAGE | 17
  • 24. September 2018 Organisational Assessment Report (d) Fund Raising and Opera onal Management Beside ļ¬nancial management, members, staļ¬€ and leadership of LCA-KP has limited knowledge regarding possible avenues for addi onal funding from internal and external resources. (e) Planning and Project Management: Local Government funding is ed with annual development planning. S ll there are limited understanding within the members as how this planning actually work and how they can more op mally u lise the planning process, followed by project management. (f) On-the-job LCA-KP may consider providing on-the-job training to its elected members where those members who may have been elected for the ļ¬rst me may be opportunity to be mentored by more senior members, especially those who are from other districts. Given the very nature of the ac vi es, it is important these training should take place in a par cipatory and hands-on mode to maximize beneļ¬ts for the trainees. PAGE | 18
  • 25. 4th Floor, Software Technology Park-1, F-5/1, Islamabad, Pakistan 44000 Phone: +92-51-282 89 48 / +92 345 85 75 974 Fax: +92-51-282 89 49 Email: info@GLOWconsultants.org Web: www.GLOWconsultants.org