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Social Policies in
Federal Systems
IPEA
Brasília, 29 September 2016
Social Policies in Federal Systems
Project 91/2015 – IPEA, Social Policy Division
Head of Research: Luciana Jaccoud
Team:
• Ana Cleusa Serra Mesquita
• Andrea Barreto de Paiva
• Elaine Lício
• José Geraldo Gontijo Jr.
• Katya Calmon
• Roberto Gonzalez
• Vanessa Moreira
Social Policies in Federal Systems
• Goals
• Evaluate the institutional buildup focusing the improvement of
intergovernmental relations in Brazilian social policies;
• Assess the intergovernmental coordination bodies and
instruments in health, education and social assistance policies;
• Identify the collaboration pattern and intergovernmental
relations inside the Social Assistance Unified System and the
Health Unified System, as well as the instruments employed to
foster collaboration;
• Analyse the collaboration pattern and intergovernmental
relations in the education policies and the reform efforts aimed
at building a National Education System;
• Improve knowledge about impacts these instances, mechanisms
and instruments on social and territorial inequalities in each
policy.
Axis for Analysis
• Institutionalized Forums for Intergovernmental Joint
Decision-Making
• Collegiate Bodies: Tripartite Comissions (Health and
Education) and Intergovernmental Bodies (Education)
• Federative Coordination Instruments
• Financial
• Intergovernmental Pacts
• Monitoring
• Collective Representative Actors
• State and Municipalities
Organization and Methodology
Phases
• Literature Review on Federalism and Social Policy
• Literature Review on Comparative Studies: Germany, Canda, Mexico and Argentina;
• Analysis of the intergovernmental coordination experience on education, health and
social assistance federal policies;
• Analysis of the intergovernmental coordination experience on education, health and
social assistance state policies – Ceará, Pará, Rio Grande do Sul e Bahia;
• Analysis of finanacial instruments for intergovernmental coordination.
Team
5 researchers and 2 PhD on fellowship
Procedures
• Document Research, including registers of intergovernmental bodies;
• Interviews with specialists and managerial government officials on all levels for the
three policy areas (56 until now)
• Observation of meeetings - intergovernmental comissions and subnational
collective representative bodies
Social Assistance
• Collegiate Bodies for Joint Decision-Making
• Tripartite Comission (CIT) – Federal Government and Representatives
from States and Municipalities
• Bipartite Comissions (CIBs) – State Government and Representatives
from Municipalities
• Coordination Instruments
• (Co)funding and financial incentives (FNAS, Basic and Variable Grants,
IGD-PBF etc.)
• Pacts and Goals (State and Municipal Indicators Improvement)
• Monitoring (Censo SUAS/IGD Bolsa Família)
• Collective Actors
• Fonseas – National Body of social assistance state secretaries
• Congemas – National Body of social assistance municipal secretaries
• Coegemas – State Body of social assistance municipal secretaries
Health
• Collegiate Bodies for Joint Decision-Making
• Tripartite Comission (CIT) – Federal Government and Representatives from
States and Municipalities
• Bipartite Comissions (CIBs) – State Government and Representatives from
Municipalities
• Coordination Instruments
• (Co)funding and financial incentives (FNS, Basic and Variable Grants, etc.)
• Pacts and Goals (State and Municipal Indicators Improvement)
• Monitoring (Sispacto/SUS)
• Collective Actors
• Conass – National Body of health state secretaries
• Conasems – National Body of health municipal secretaries
• Cosems – State Body of health municipal secretaries
Educação
• Multiple Intergovernmental Bodies for Joint Decision-Making (all
with three-level representation)
• National Body for Permanent Negotiation
• Basic Education Fund (FUNDEB)
• Joint Action Plan (PAR)
• Coordination Instruments
• (Co)funding and financial incentives (Fundeb, FNDE, Plano de Ações
Articuladas)
• Pacts and Goals (National Education Plan)
• Monitoring (School Census, IDEB)
• Collective Actors
• Undime – National Body of education municipal secretaries
• Consed – National Body of education state secretaries

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Social Policies in Federal Systems

  • 1. Social Policies in Federal Systems IPEA Brasília, 29 September 2016
  • 2. Social Policies in Federal Systems Project 91/2015 – IPEA, Social Policy Division Head of Research: Luciana Jaccoud Team: • Ana Cleusa Serra Mesquita • Andrea Barreto de Paiva • Elaine Lício • José Geraldo Gontijo Jr. • Katya Calmon • Roberto Gonzalez • Vanessa Moreira
  • 3. Social Policies in Federal Systems • Goals • Evaluate the institutional buildup focusing the improvement of intergovernmental relations in Brazilian social policies; • Assess the intergovernmental coordination bodies and instruments in health, education and social assistance policies; • Identify the collaboration pattern and intergovernmental relations inside the Social Assistance Unified System and the Health Unified System, as well as the instruments employed to foster collaboration; • Analyse the collaboration pattern and intergovernmental relations in the education policies and the reform efforts aimed at building a National Education System; • Improve knowledge about impacts these instances, mechanisms and instruments on social and territorial inequalities in each policy.
  • 4. Axis for Analysis • Institutionalized Forums for Intergovernmental Joint Decision-Making • Collegiate Bodies: Tripartite Comissions (Health and Education) and Intergovernmental Bodies (Education) • Federative Coordination Instruments • Financial • Intergovernmental Pacts • Monitoring • Collective Representative Actors • State and Municipalities
  • 5. Organization and Methodology Phases • Literature Review on Federalism and Social Policy • Literature Review on Comparative Studies: Germany, Canda, Mexico and Argentina; • Analysis of the intergovernmental coordination experience on education, health and social assistance federal policies; • Analysis of the intergovernmental coordination experience on education, health and social assistance state policies – Ceará, Pará, Rio Grande do Sul e Bahia; • Analysis of finanacial instruments for intergovernmental coordination. Team 5 researchers and 2 PhD on fellowship Procedures • Document Research, including registers of intergovernmental bodies; • Interviews with specialists and managerial government officials on all levels for the three policy areas (56 until now) • Observation of meeetings - intergovernmental comissions and subnational collective representative bodies
  • 6. Social Assistance • Collegiate Bodies for Joint Decision-Making • Tripartite Comission (CIT) – Federal Government and Representatives from States and Municipalities • Bipartite Comissions (CIBs) – State Government and Representatives from Municipalities • Coordination Instruments • (Co)funding and financial incentives (FNAS, Basic and Variable Grants, IGD-PBF etc.) • Pacts and Goals (State and Municipal Indicators Improvement) • Monitoring (Censo SUAS/IGD Bolsa Família) • Collective Actors • Fonseas – National Body of social assistance state secretaries • Congemas – National Body of social assistance municipal secretaries • Coegemas – State Body of social assistance municipal secretaries
  • 7. Health • Collegiate Bodies for Joint Decision-Making • Tripartite Comission (CIT) – Federal Government and Representatives from States and Municipalities • Bipartite Comissions (CIBs) – State Government and Representatives from Municipalities • Coordination Instruments • (Co)funding and financial incentives (FNS, Basic and Variable Grants, etc.) • Pacts and Goals (State and Municipal Indicators Improvement) • Monitoring (Sispacto/SUS) • Collective Actors • Conass – National Body of health state secretaries • Conasems – National Body of health municipal secretaries • Cosems – State Body of health municipal secretaries
  • 8. Educação • Multiple Intergovernmental Bodies for Joint Decision-Making (all with three-level representation) • National Body for Permanent Negotiation • Basic Education Fund (FUNDEB) • Joint Action Plan (PAR) • Coordination Instruments • (Co)funding and financial incentives (Fundeb, FNDE, Plano de Ações Articuladas) • Pacts and Goals (National Education Plan) • Monitoring (School Census, IDEB) • Collective Actors • Undime – National Body of education municipal secretaries • Consed – National Body of education state secretaries