Check out more info at https://hashmi.ca IBM ELM/ALM Presentation for FSS-Banks-Credit Union-Software Engineering IBM Engineering Lifecycle Management supports the organizational transformation to an efficient “product delivery” culture Adopt agile methods across the development teams to manage programs and projects including SAFe®, lean and agile. Tame complexity by managing requirement hierarchies and the impact of requirement changes across the development team. Leverage reuse across applications and projects to reduce cost and time to market while increasing product quality. Provide visibility and traceability across the development teams. Ensure all stakeholders have current data through customizable dashboards and reports. Integrate compliance requirements such as Basel, IFRS, MFID, GDPR and NY-DFS Rule 500 into your day-to-day development process. Manage compliance activities including status, change management, impact analysis, and evidence.

1. © 2020 IBM Corporation
Imran Hashmi
Canadian AI Application Leader
AI Applications – Engineering
Imran.Hashmi@ca.ibm.com
416-788-9101
https://hashmi.ca
© 2020 IBM Corporation
IBM Engineering
The Role of IBM Engineering
in Financial Services

2. Banks, Insurers, Capital Market Firms and Intermediaries operate in a
highly competitive, regulated yet lucrative environment.
The institutions, while in the different industries, face similar challenges.
© 2020 IBM Corporation
Increased Competition from FinTechs
Regulation & Compliance: Financial,
Technical & Sales Practices
Innovation and New Delivery Channels
Complex legacy infrastructure
incumbers innovation
Customer Centricity – Focus on the Customers and
Community they serve (customers, shareholders,
regulators)
Focus on extreme profitability cutting expense on non-
revenue producing tasks (compliance)
Focus on Delivering Quality Products where Quality =
• Fulfilling the customer mandate
• Fulfilling the financial and fiduciary requirements
Focus on product and platform delivery vs. projects.

3. We are truly operating in unprecedented times:
Exacerbated by the interrelationship of the Epidemic, Economics, and Innovation
• Banking
• Insurance
• Capital Markets
Operational Impact
• Innovation is no longer a “nice to have.”
• Core Agility & Ability to dynamically re-prioritize work
• Rapidly and dynamically address customer centricity
• Extreme virtualization
Jon Smart, Deloitte Partner & Business Agility Lead
“Traditional organizations increasingly realize that
enterprise agility is critical and not just in IT. There’s an
acceleration of this because of the pandemic. Companies
are being forced to turn on a dime.”4
Business Impact of the Epidemic on:

4. What if your product development teams could…
• Accelerate effective development through enterprise
agile processes
• Create a more agile organization by:
• More effectively manage changes across the entire
product development team
• Using more shared components across multiple
variants of a product
• Enhance collaboration & communication across the
entire organization: development team & stakeholders
• Make compliance and quality a by-product of your
normal development process
© 2020 IBM Corporation

5. IBM Engineering Lifecycle Management supports the organizational
transformation to an efficient “product delivery” culture
• Adopt agile methods across the development teams to manage
programs and projects including SAFe®, lean and agile.
• Tame complexity by managing requirement hierarchies and the
impact of requirement changes across the development team.
• Leverage reuse across applications and projects to reduce cost
and time to market while increasing product quality.
• Provide visibility and traceability across the development teams.
Ensure all stakeholders have current data through customizable
dashboards and reports.
• Integrate compliance requirements such as Basel, IFRS, MFID,
GDPR and NY-DFS Rule 500 into your day-to-day development
process. Manage compliance activities including status, change
management, impact analysis, and evidence.
© 2020 IBM Corporation

6. The IBM Engineering offerings help companies address core
business challenges, especially considering the epidemic,
election and economics.
Effective Product Delivery
• Align Software Development’s Operational Model and the Business Model
• Integrate Teams of Teams (Innovation and Integration)
• Take an Economic View & Deliver around Value Streams
• Adopt a culture of Customer Centricity
Assuring Quality and Compliant Solutions
• Building into the development process regulatory awareness & controls
• Ensuring Quality (Management)
o Business perspective (regulation)
o Integrated Test Management (Coordination of Code and Data)

7. IBM Engineering Lifecycle Management with SAFe® Templates Facilitate
Digital Transformation by Organizing Teams, prioritizing work based on
Economic Value and Value Streams
 Get up and running quickly with out-of-the-box
infrastructure to implement all levels of SAFe
 Simplify change to culture and process with quick
and easy access to SAFe guidance
 Improve agility and predictability with role-based
dashboards for visibility to continuously adjust
business goals
 Easily adapt to fit your specific needs and
organization
© 2020 IBM Corporation

8. Value stream mapping and management has become a primary concern for financial
institutions as they evolve their software development and product delivery.
As organizations increase the adoption of agile and DevOps, they seek better ways to assess the effectiveness of
their product delivery and seek better alignment between business and IT.
© 2020 IBM Corporation
Gartner’s Agile in the Enterprise Survey Reflected:
• 32% of respondents ranked accelerated product delivery as the primary
objective
• 27% of respondents cited better alignment between IT and the business
as their most important objective.
• ELM helps not only with process & templates but with features such
as configuration management deliver different variants of a product to
different markets whether that be based on feature or regulatory
requirement.
• The ability to manage changes across a product line
• Moreover, ELM can ensure that develop and delivery of digital
offerings are integrated and compliant in the most effective way. This
is done by delivering variants of a product to different markets.

9. Beyond delivering products that clients need, software development must comply with
financial regulation and compliance standards. ELM helps with the myriad of
regulatory and compliance mandates.

10. Integrated Test Management accelerates the delivery of quality products.
Coordinating ELM with Test Data Management
Business
Req
(functl)
Regulatory
Req
Non-
functional
Use Case
(optional)
Feature
User Story
Elaboratio
n
What is
needed
Satisfied by
(Program)
Epic
(PI)Feature
(Sprint)
User Story
Test Plan
Test Case
Test
Execution
Record
Incrementally
realized
through
Manual
Test Script
Validated By
Test Result
Automated
Test Script
RM CCM QM
Test Suite
Coverage
Matrix
Coverage
Rules
Test Data
Orchestration
(TDO)
Version
Repository
Scenario
Test Automation
Framework
Test Data
Set
Test Data
Files
Defect
Masked/Sanitized
Data
Code, test
scripts, and Data
managed in SCM
“Chain of
Custody back to
business req”
Test Case design
incorporates
test data
generation
“Clean” test
data auto
generated from
rules

11. IBM Engineering Lifecycle Management in the
Financial Services Sector
Intact Financial is Canada’s largest private sector provider of property and
casualty insurance.
Its 12,000 people work to insure more than five million individuals and
businesses, across the Canadian provinces, administering almost CAD8.0
billion in premiums.
They deployed IBM Engineering software to facilitate more effective
requirements management throughout the application development
lifecycle, improve quality control, reporting and traceability. As a result,
Intact reduced the cost and time required to release new, quality
applications.

12. IBM ALM and DevOps Solution Position
..IBM plays well across enterprise IT and the
engineering industries, and its investment in
DevOps has moved it into a leading position in
DevOps tooling..
..Digital transformation is leading to a
convergence of engineering and enterprise IT in
terms of software development needs. IBM's best
opportunities are in supporting development
with the latest technologies such as containers
and microservices while fulfilling the
requirements for safety-critical compliance…
Publication Date: 27 Jun 2019 | Product code: INT003-000374
Michael Azoff
Ovum Decision Matrix: Selecting an Application Lifecycle Management and DevOps Solution, 2019–20
0
20
40
60
80
100
0 10 20 30 40 50 60 70 80 90 100
Technology score (%)
Executionscore(%)
Bubble size represents market impact
Leader Challenger
Expanded view of Ovum Decision Matrix:
ALM and DevOps, 2019-20
Microsoft
Perforce
IBM
Micro Focus
Intland
Siemens
Polarion
© 2020 IBM Corporation

13. Thank you
© 2020 IBM Corporation
Imran Hashmi
CanadianAI Application Leader
AI Applications – Engineering
Imran.Hashmi@ca.ibm.com
416-788-9101
https://hashmi.ca
© 2020 IBM Corporation