This document discusses sustainable public procurement and contracting in Peru. It introduces the topic and explains the environmental and social implications of public contracting. It addresses the ethical perspective of sustainable purchases and outlines policies for sustainable public procurement. The document also examines barriers to implementing sustainable procurement and considers procurement within Peru's legal framework. It concludes by reflecting on the current national legal framework and opportunities for development.
2. P
I
E
R
R
E
F
O
Y
VA
L
E
N
C
I
A
PPQ
Derecho PUCP, N° 66, 2011 / ISSN 0251-3420
I N T R O D U C C I Ó N
H"+'&$-&'(%(#+ / '-6"$%(%&#+@&7 #+(:$'7(% +()&')(+%&+).7 +,(#+7 ?
%&'"(#+-&"%&")$(#+%&,+/&"#(7$&"- C+(#>+) 7 +%&+,(+/'J)-$)(+# )$(,+<+
/ ,>-$)(C+'&,()$ "(%(#+) "+,(+)6&#-$."+(7*$&"-(,+<+) "+&,+&": ;6&+%&,+
%&#('' ,, +# #-&"$*,&C+$7/()-("+%&+7("&'(+)'&)$&"-&+<+#$8"$:$)(-$3(+&"+
, #+#$#-&7(#+=6'>%$) #+) "-&7/ 'J"& #R
E+! 7 +" +/ %>(+#&'+%&+ -'(+
7("&'(C+&#- +#&+@(+-'(#,6)$% +&"+&,+)(7/ +%&,+A&'&)@ +(%7$"$#-'(-$?
3 +7&%$("-&+70,-$/,&#+('$#-(#+=6'>%$)(#C+-("- +$"-'(%$#)$/,$"('$(#S+
) 7 +
$"-&'%$#)$/,$"('$(#P
E
H"+&:&)- C+&"+&#-&+&#)&"('$ +=6#+(%7$"$#-'(-$3 +#&+/6&%&+(%3&'-$'+6"+#$"?
:>"+%&+) "#$%&'()$ "&#+=6'>%$) +(7*$&"-(,&#+'&,(-$3(#+(+,(+ '8("$D()$."+
-&''$- '$(,+%&,+H#-(% +<+(+#6+:6")$ "(7$&"- +18&#-$."+(7*$&"-(,5C+(+,(+
(%7$"$#-'()$."+<+,(+/' -&))$."+(7*$&"-(,C+(+,(+'&#/ "#(*$,$%(%+(%7$"$#?
-'(-$3(+<+,(+#6*#&)6&"-&+'&/'&#$."+$":'())$ "(,+1%(T +(7*$&"-(,+&"+#&%&+
(%7$"$#-'(-$3(5C+(+,(+$": '7()$."C+/('-$)$/()$."+<+())&# +(+,(+=6#-$)$(+(%?
7$"$#-'(-$3(+1%&'&)@ #+%&+())&# +)$6%(%(" +&"+7(-&'$(+(7*$&"-(,5C+(+
,(#+-G)"$)(#+%&+'&86,()$."C+,$7$-()$."+<+) "-' ,+1) "-' ,+<+:$#)(,$D()$."+
(7*$&"-(,5C+(+,(#+-G)"$)(#+%&+$")&"-$3 + +: 7&"- +&) ".7$) +1$"#-'6?
7&"- #+%&+8&#-$."+(7*$&"-(,5C+(+, #+$"#-'67&"- #+%&+7&')(% +1$"#-'6?
7&"- #+&) ".7$) #+%&+8&#-$."+(7*$&"-(,5C+(+, #+/' )&%$7$&"- #C+()- #+<+
) "-'(- #+(%7$"$#-'(-$3 #+1) "-'(-()$."+# #-&"$*,&C+) 7/'(#+23&'%-C+
&"-'&+ -'(#+: '7(#+%&+$"-&'3&")$."+ +()-6()$."+%&,+#$#-&7(+/0*,$) E+
H3$%&"-&7&"-&C+&#-(7 #+("-&+6"+J7*$- +%$#)$/,$"('$ +%&+8'("+) 7/,&?
=$%(%C+2) 7 +) "#&)6&")$(+%&+,(+/,6'(,$%(%+%&+$"#-(")$(#+)'&(% '(#+%&+
A&'&)@ +&"+&#-&+#&)- 'C+,(+(*6"%(")$(+%&+" '7(#+<+#6+%&#$86(,+) "-&"$?
% +&"+)6("- +(,+%&#('' ,, +%&+,(#+-G)"$)(#+%&+/' -&))$."4U
E
H"+&#-&+7(') +8&"&'(,C+" #+$"-&'&#(+'&(,$D('+6"(+(/' F$7()$."+(+,(+%$?
7&"#$."+(7*$&"-(,+%&+,(#+) "-'(-()$ "&#+) "+&,+H#-(% V
+(,+/('-$'+%&+,(+
R! <"B(*)&'#5-)8!5(0##0B!S"+!2=%'&!)04!,0#0'-$!&12(0+3&4TB!"+!1 ! "#$(%(&')* +, -(&.!$/*'&"*$+ 0(%(
0,*'&,*2&0B!D(1&P!C$+)$!")(3$#(&4!56758!RUUV8!//B!WV@RVXB
Y! 6+&!0Z/#0%(K+!4&!0+'$+3#&1$%!0+!04!<&!40[&+$!3#&2&[$!'$40'3(9$!3#(2=3$!&4!(+%(H+0!)$'3$#!,B!L&1K+!
F:+!F&30$8!'$$#)(+&)$!/$#!2"2)(3)!#'+8!C#&+'(%'$B!34(1 ! "#$(&5'*+*0,!&,*2$( +( 4(6')!&4(5 4(
0*74$(??8-(#$' +&9 (&4(.!$: 0$!(1!;(1;(<&'=+(>&!,@+(>&, $B!;&40+'(&P!J(#&+3!4$!4&+'-!YXXX8!W!9B
W! "+/'!)(%&*)+'$8!D=:%!>H+&'($! ,(&4B!A ""*$+ 0(5 (1 ! "#$(5 4(' 5*$(&')* +, B!;&44&)$4()P!D0Z!E$9&8!
YXX]B!
^! ,"+)(+0-$8!F&+=04&B!SJ0+)0+'(&%!)04!,0#0'-$!&)1(+(%3#&3(9$!&12(0+3&4P!&+_4(%(%!)0!40H(%4&'(K+!<!
[=#(%/#=)0+'(&TB!1 ! "#$(%(B$+$"*'* +,$-(C+6&!*$(D6!@5*"$(0$)! (4&(E$"* 5&5(5 (4&(8+:$!'&"*=+(%(
5 4(B$+$"*'* +,$8!E`!Y8!YXXY8!//B!^RU@^WaB!;b&%0!3&12(b+!0+!cdddB=-=B0%e)0#0'-$<'$+$'(1(0+3$e
,<7XYe,f7XXYg7X^B/)*hB
]! 5$#!S'$+3#&3$!)0!"%3&)$T!%0!0+3(0+)0!&i=04!'0402#&)$!0+3#0!04!"%3&)$!$!=+&!0+3()&)!0%3&3&48!i=08!
0+!04!'$+30Z3$!)04!)$'=10+3$!)0!4&!0#5/)18!/=0)0!)0*(+(#%0!'$1$!'=&4i=(0#!$#H&+(O&'(K+!'#0&)&!
0+!9(#3=)!)0!4&!40<!0+!=+!"%3&)$!&!4&!i=0!%0!'$+*(0#0!04!'$+3#$4!)0!=+&!&'3(9()&)!0'$+K1('&8!<!=+!
+&'($+&4! 0Z3#&+[0#$! $! =+&! /0#%$+&! [=#:)('&! )0! +&'($+&4()&)! 0Z3#&+[0#&B! D$%! '$+3#&3$%! )0! "%3&)$!
/=0)0+!&2&#'&#!=+&!&1/4(&!9&#(0)&)!)0!301&%8!(+'4=()$%!4$%!&'=0#)$%!)0!/#b%3&1$%8!4$%!'$+3#&3$%!
)0!&)i=(%('(K+!)0!%=1(+(%3#$%!$!%0#9('($%8!)0!01/40$!$!H#&+)0%!/#$<0'3$%!)0!(+*#&0%3#='3=#&8!'$1$!
4&!'$+%3#=''(K+!)0!&=3$/(%3&%8!/=0#3$%!$!/#0%&%B!6+&!)0!4&%!1_%!-&2(3=&40%!*$#1&%!)0!'$+3#&3$%!)0!
"%3&)$!'$+%(%30!0+!04!'$+3#&3$!)0!0Z/4$3&'(K+!)0!#0'=#%$%!+&3=#&40%8!&!90'0%!)0+$1(+&)$!S'$+3#&3$!
)0!'$+'0%(K+T8!&=+i=08!%0Hj+!#$d+4(0!?YXXWP!]YYA8!+$!%0&!0%30!=+!3b#1(+$!3b'+('$!#(H=#$%$!0+!4&!
1&30#(&B!"%3$%!&'=0#)$%!$'=/&+!=+!(1/$#3&+30!4=H&#!0+!4$%!%0'3$#0%!)0!4$%!#0'=#%$%!+&3=#&40%!)0!
3. P
I
E
R
R
E
F
O
Y
VA
L
E
N
C
I
A
CONSIDERACIONES
SOBRE LA
CONTRATACIÓN
PÚBLICA
SOSTENIBLE
(“VERDE”)
CONSIDERATIONS
ON SUSTAINABLE
PUBLIC
PROCUREMENT
(“GREEN”)
PPW
QQ
Derecho PUCP, N° 66, 2011 / ISSN 0251-3420
(:$'7()$."+%&+,(+&F$#-&")$(+%&+%$3&'# #+/' )&# #+ +-&"%&")$(#+%&+,(+(7?
*$&"-(,$D()$."+ +%&+,(+# #-&"$*$,$%(%+%&+, #+-./$) #+=6#+(%7$"$#-'(-$3$#-(#+
@ <+&"+%>(E
I . C O N T R ATA C I Ó N P Ú B L I C A Y S O S T E N I B I L I D A D
X&:$&'&+Y('-(+Z,,&'+X6*&'-Q
+;6&+2[(+&3 ,6)$."+%&,+%&'&)@ +%&+) "-'(- #+
<+#6+/' 8'&#$3(+$7/ '-(")$(+&"+&,+J7*$- +) 76"$-('$ +/6&%&+&#-6%$('#&C+
/ '+-("- C+%&+7("&'(+/('(,&,(+(,+/(/&,+)(%(+3&D+7J#+'&,&3("-&+;6&+&#-J"+
(%;6$'$&"% +, #+-&7(#+(7*$&"-(,E+H"+&#&+#&"-$% +#&+(%3$&'-&+6"(+3$"?
)6,()$."+"&)&#('$(+&"-'&+,(+) "-'(-()$."+/0*,$)(+<+&,+(7*$&"-&+&#+%&)$'C+
&#-(7 #+("-&+, +;6&+#&+@(+) "3&"$% +&"+%&" 7$"('+,(+2&) , 8$D()$."+%&+
,(+) "-'(-()$."+/0*,$)(4W
E+B#>+/6&#C+) 7 +, +'&:$&'&+,(+86>(+%&+) "-'(-(?
)$."+<+) 7/'(+/6*,$)(+# #-&"$*,&+%&,+8 *$&'" +%&+!("('$(#]
^+
[ #+) "-'(- #+/0*,$) #+) "+)'$-&'$ #+%&+# #-&"$*$,$%(%+/6&%&"+(*(')('+
%&#%&+,(+) 7/'(+%&+ '%&"(% '&#+<+&%$:$)$ #+;6&+#&+)('()-&'$)&"+/ '+
#6+&:$)$&")$(+&"&'8G-$)(+@(#-(+(,$7&"- #+/' )&%&"-&#+%&+,(+(8'$)6,-6'(+
&) ,.8$)(+<+/' 7 )$."+%&+/' %6)- #+, )(,&#+/(#("% +/ '+,(+) 7/'(+
%&+-&F-$,&#+%&+) 7&')$ +=6#- E+H"+)(%(+6" +%&+, #+-$/ #+%&+) "-'(- #C+
#&+/6&%&"+$"),6$'+/('J7&-' #+%&+# #-&"$*$,$%(%+&"+, #+/,$&8 #+%&+) "?
%$)$ "&#+(+%$#-$"- #+"$3&,&#+%&+/'&#)'$/)$."+<+&"+%$:&'&"-&#+&,&7&"- #+<+
7 7&"- #E
H"+*6&"(+)6&"-(C+,(+%&" 7$"(%(+2) "-'(-()$."+/0*,$)(+# #-&"$*,&4+@ <+
&"+%>(+#&+) "3$&'-&+&"+6"(+@&''(7$&"-(+;6&+/&'7$-&+$"-&8'('+%$3&'# #+
)'$-&'$ #C+#&("+(7*$&"-(,&#C+# )$(,&#+ +G-$) #C+/('(+&,+)(# +%&+,(#+) 7/'(#+
&"+/('-$)6,('+<C+&"+8&"&'(,C+/('(+,(+) "-'(-()$."+&"+8&"&'(,+%&+ *'(#C+
*$&"&#+ +#&'3$)$ #+'&,()$ "(% #+) "+,(#+(%7$"$#-'()$ "&#+/0*,$)(#E+K '+, +
-("- C+, #+/' )&%$7$&"- #+%&+) "-'(-()$."+/0*,$)(+#&+ '$&"-("+(+$%&"-$:$?
)('+%$:&'&"-&#+:(#&#+;6&+$"-&8'("+)'$-&'$ #+%&+# #-&"$*$,$%(%_
^
4$%!/&:%0%!0+!)0%&##$44$B!J#&)('($+&410+308!)('-$%!%0'3$#0%!-&+!#0/#0%0+3&)$!4&!/#(+'(/&4!*=0+30!)0!
(+H#0%$%!)0!4&%!0'$+$1:&%!+&'($+&40%8!&!10+=)$!%=[03$%!&4!'$+3#$4!0%3&3&48!)0!1&+0#&!)0!i=0!4$%!
+=09$%!&H0+30%!0Z3#&+[0#$%!/&#&!(+H#0%&#!&4!%0'3$#!)02(0#$+!'0402#&#!'$+3#&3$%!'$+!4&!0+3()&)!0%3&3&4!
i=0!0[0#':&!04!'$+3#$4B!;b&+%0!&4!#0%/0'3$!4&%!'$+*0#0+'(&%!)0!4&%!E&'($+0%!6+()&%!%$2#0!7$10#'($!<!
,0%&##$44$!7$+3#&3$%!)0!"%3&)$B!7$40''(K+!)0!/=24('&'($+0%!)0!4&!0#5/)1!%$2#0!301&%!#04&'($+&)$%!
'$+!4$%!&'=0#)$%!(+30#+&'($+&40%!)0!(+90#%(K+!E&'($+0%!6+()&%B!E=09&!f$#k!<!l(+02#&8!YXX^B
a! "+!SD&!(+'4=%(K+!)0!'4_=%=4&%!&12(0+3&40%!0+!4&!'$+3#&3&'(K+!/j24('&TB!< 2*0,&(B&,&4&+&(1 (1! ,(
C')* +,&48(9$4B!>8!E`!R8!YXRX8!//BR@W^B!
V! D(2#$!;0#)0!%$2#0!4&!/$4:3('&!)0!/#$)='3$%!(+30H#&)&8!YXXR8!/B!RaB
m! "+! c-33/PeedddB(%4&%'&+&#(&%B0=e&H0+'(&%$%30+(240e)$'e%0#9('($g)$'eH=(&g301&3('&g'$+3#&3&'($+g
%$%30+(240B/)*!/WhB
U! D&! S/0#%/0'3(9&! &12(0+3&4T! 0%! =+! 0+*$i=0! i=0! /#030+)0! (+30H#&#! 04! #0%/03$! &4! 10)($! &12(0+30! 0+!
3$)&%!4&%!03&/&%!)04!/#$'0)(1(0+3$!)0!'$+3#&3&'(K+8!'$+!04!$2[03(9$!)0!#0)='(#!04!(1/&'3$!+0H&3(9$!0+!
4&!%&4=)!-=1&+&!<!0+!4&!)0H#&)&'(K+!10)($&12(0+3&4B!D&!'$1/#&!%$%30+(240!%&3(%*&'0!4&%!+0'0%()&)0%!
)0!4&%!/0#%$+&%!'$+%=1()$#&%!*(+&40%!&!3#&9b%!)0!4&!&)i=(%('(K+!)0!=+!/#$)='3$!i=0!/#$/$#'($+&!4$%!
1&<$#0%!20+0*('($%!/$%(240%!/&#&!04!10)($!&12(0+30!<!4&!%$'(0)&)B!G0!3#&3&8!0+!)0*(+(3(9&8!)0!i=0!4&%!
&)1(+(%3#&'($+0%!/j24('&%!30+H&+!0+!'=0+3&!'#(30#($%!&12(0+3&40%!0+!4&!%040''(K+!)04!/#$)='3$!<e$!4&!
01/#0%&!/#$900)$#&B!l=:&!)0!7$+3#&3&'(K+!<!7$1/#&!5j24('&!G$%30+(240!)04!l$2(0#+$!)0!7&+&#(&%8!/B!^B
10. P
I
E
R
R
E
F
O
Y
VA
L
E
N
C
I
A
PUU
Derecho PUCP, N° 66, 2011 / ISSN 0251-3420
/' %6)- '&#+<+,(#+$"%6#-'$(#+#&+#$&"-("+) 7/' 7&-$% #+(+*6#)('+
7&)("$#7 #+$"" 3(% '&#+;6&+$"),6<("+)'$-&'$ #+(7*$&"-(,&#C+(#>+
) 7 +%&+%&'&)@ #+,(* '(,&#C+&"+#6#+/' %6)- #+<+/' )&# #E
[(#+(%;6$#$)$ "&#+/0*,$)(#+/6&%&"+) "-'$*6$'+(+,(+8&"&'()$."+%&+6"+8'("+
7&')(% +%&+"&8 )$ #+#6#-&"-(*,&#SU
+&+$")'&7&"-('+, #+7J'8&"&#+%&+,6)' +
%&+, #+/' %6)- '&#+7&%$("-&+&) " 7>(#+%&+&#)(,(C+(%&7J#+%&+'&%6)$'+#6#+
'$ #E
I V. B A R R E R A S Y R E TO S PA R A L A I M P L E M E N TA C I Ó N
D E L A S C O M P R A S S U S T E N TA B L E S
[(+,$-&'(-6'(+# *'&+) 7/'(#+# #-&"$*,&#+/'&#-(+76)@(+(-&")$."+(+&#-&+
(#/&)- C+;6&+/6&%&+) "3&'-$'+- % +&,+&": ;6&+&"+6"+7&' +%$#)6'# +/' ?
/ #$)$ "(,+#$"+/,(#7()$."+) ")'&-(E+K '+&"%&C+&#+%&-&'7$"("-&+#$"%$)('+
(+7 % +%&+-&"%&")$(+&"+%."%&+'(%$)("+,(#+*(''&'(#+<+, #+%&#(:> #+%&+,(#+
/ ,>-$)(#+%&+) 7/'(#+23&'%E+c&(7 #+(,86" #+(,)(")&#SV
^
I+ 9*!'*$/"$/"C%&%1%,&"+$1!*(*+8$H"+, #+/' )&# #+%&+) 7/'(#+/0*,$)(#+
#6#-&"-(*,&#C+#6&,&"+ :'&)&'#&+) ":6#$ "&#+-G)"$)(#+&"+,(+$%&"-$?
:$)()$."+%&+#$+6"+/' %6)- +&#+ +" +(7*$&"-(,7&"-&+(7$8(*,&+ +
# )$(,7&"-&+'&#/&-6 # E
I+ 6!$)("1%,$"+$!,$A-"$%:),('*8+j'(%$)$ "(,7&"-&C+&"+,(+7(< '>(+%&+, #+
)(# #+&,+)'$-&'$ +/'$")$/(,+%&+&,&))$."+/('(+(%;6$'$'+ +" +6"+/' ?
%6)- + +#&'3$)$ +@(+#$% +#6+) #- + +/'&)$ E+H#-(7 #C+/6&#C+("-&+6"+
'&- +%&+/'J)-$)(#+;6&+()-0("+(+7 % +%&+:'&" #+&+$"&')$(#+'&3&'-$'+
-(,&#+) ")&/)$ "&#+&#+- % +6"+'&- +&"+,(#+$"#-$-6)$ "&#+/0*,$)(#E+
[(+,.8$)(+%&,+) #- ?*&"&:$)$ +%&+6"+/' %6)- +-&"%'>(+;6&+'& '$&"?
-('#&C+/ '+&=&7/, C+@()$(+,(+/'&:&'&")$(+%&+(;6&,+/' %6)- +;6&+
-&"8(+6"+7(< '+)$), +%&+3$%(+<+;6&C+/ '+&"%&C+',-('>(+#&'+7J#+
&) ".7$) +&"+&,+-$&7/ E
I+ >%+'":*$%&'"(&,$/"$1,:)(*+8$K '+, +8&"&'(,C+,(#+&"-$%(%&#+/0*,$)(#+
)6&"-("+) "+#$#-&7(#+ /&'(-$3 #+&+$": '7(-$D(% #+;6&+,&#+/&'7$?
-&"+ /&'('+6"+/' )&# +%&+) 7/'(#+/0*,$)(#+7J#+'J/$% +, +$7/ '?
-("-&+'(%$)(+&"+).7 +$"#&'-('+)'$-&'$ #+%&+# #-&"$*$,$%(%+&"+&#-(#+
%$"J7$)(#E
I+ 0"+1,&,1%:%"&',$ /"!$ '":*$ *:<%"&'*!8$ h$+ , #+ )$6%(%(" #+ "$+ , #+
&7/,&(% #+<+:6")$ "('$ #+/0*,$) #+)6&"-("+(0"+) "+6"(+: '7()$."+
&:&)-$3(+&"+-&7(#+<+)'$-&'$ #+(7*$&"-(,&#C+(+/&#('+%&+,(+/' 8'&#$3(+
&"-' "$D()$."+ &+ $7/ '-(")$(+ ;6&+ (%;6$&'&+ &"+ "6&#-' #+ %>(#E+
+
!('&)&"+ %&+ $": '7()$."+ &#/&)$(,$D(%(+ /('(+ %&)$%$'+ + #68&'$'+
Y^!<"B(*)&'#5-)6(5(0##0B!S&%0%!'$+'0/3=&40%!&!1$)$!)0!*=0+30%!1&30#(&40%!/&#&![=#()(*('&#!4$%!+0H$'($%!
&12(0+3&40%TB!860( ,(F!&/*0B!< 2*0,&(5 (4&(K&"64,&5(5 (1 ! "#$(5 (4&(I+*2 !0*5&5(5 (A*'&8!E`!^X8!
YXXU8!/B!W]VB
Y]!).+)B!I2B!'(3B
11. P
I
E
R
R
E
F
O
Y
VA
L
E
N
C
I
A
CONSIDERACIONES
SOBRE LA
CONTRATACIÓN
PÚBLICA
SOSTENIBLE
(“VERDE”)
CONSIDERATIONS
ON SUSTAINABLE
PUBLIC
PROCUREMENT
(“GREEN”)
PUV
QQ
Derecho PUCP, N° 66, 2011 / ISSN 0251-3420
)'$-&'$ #+%&+# #-&"$*$,$%(%+(/,$)(*,&#+(+%$:&'&"-&#+J7*$- #+%&+,(+
:6")$."+/0*,$)(E
I+ k*(("(*+$!"7*!"+E+Y6)@(#+3&)&#+,(+" '7(-$3(+,&8(,+%&+,(#+$"#-$-6)$ ?
"&#+/0*,$)(#+) "#-$-6<&+6"+:'&" +/('(+&,+/' )&# +%&+) 7/'(#+/ '+
#&'+%&7(#$(% +) 7/,$)(%(+ +*6' )'J-$)(C+, +)6(,+%$:$)6,-(+,(+/ #$?
*$,$%(%+%&+$"#&'-('+&#- #+)'$-&'$ #+%&+# #-&"$*$,$%(%E+!$&'-(7&"-&C+
(+&,, +#&+#67(+&,+$7/&'(-$3 +%&+6"(+3 ,6"-(%+/ ,>-$)(+1(7*$&"-(,5E
I+ 5*("&1%*$/"$)(,/-1',+$l+-+'"&'*<!"+m$"&$"!$:"(1*/,$!,1*!E+!(*&+;6&+
&,+7&')(% +, )(,+" +)6&"-&+) "+,(+3('$&%(%+#6:$)$&"-&+%&+/' %6)?
- #+) "+)&'-$:$)()$."+3&'%&+ +;6&+" +)67/,("+) "+, #+)'$-&'$ #+%&+
#6#-&"-(*$,$%(%E+H#+6"+(#/&)- +;6&+" +# , +'&)(&+&"+,(+()-6()$."+
%&+,(+(%7$"$#-'()$."+/0*,$)(E
I+ 5,+',8+HF$#-&+,(+)'&&")$(+8&"&'(,$D(%(+%&+;6&+,(+(%;6$#$)$."+%&+
/' %6)- #+ +#&'3$)$ #+# #-&"$*,&#+) ",,&3(+7(< '&#+) #- #C+&"+%&#?
7&%' +%&+, #+*&"&:$)$ #+$"#-$-6)$ "(,&#E+h + *#-("-&+, +&F-&"%$% +
%&+%$)@(+)'&&")$(C+)(*&+) ")&*$'+&#-'(-&8$(#+ '$&"-(%(#+(+7$"$7$?
D('+, #+) #- #E+H#+&,+)(# +%&+,(#+) 7/'(#+&#-'$)-(7&"-&+"&)&#('$(#+
+) 7/'(#+) "=6"-(#+$"-&'$"#-$-6)$ "(,&#E
V. C O N S I D E R A C I O N E S S O B R E C O N T R ATA C I O N E S
Y C O M P R A S E N N U E S T R O S I S T E M A L E G A L
K %&7 #+%&'$3('+,(+*(#&+,&8(,+(7*$&"-(,+8&"&'(,+/('(+,(+()-6()$."+/0*,$?
)(+%&+, #+(,)(")&#+) "#-$-6)$ "(,&#C+%&+,(+[&<+e&"&'(,+B7*$&"-(,C+%&+,(+
[&<+Z'8J"$)(+%&,+K %&'+H=&)6-$3 C+%&+,(+[&<+%&+L(#&#+%&+,(+A&#)&"-'(,$?
D()$."C+%&+,(+[&<+Z'8J"$)(+%&+, #+e *$&'" #+X&8$ "(,&#C+%&+,(+[&<+Z'8J?
"$)(+%&+Y6"$)$/(,$)&#C+%&+,(+[&<+Y(') +%&,+9$#-&7(+h()$ "(,+%&+e&#-$."+
B7*$&"-(,+<+#6+X&8,(7&"- C+%&+,(+[&<+%&,+Y$"$#-&'$ +%&,+B7*$&"-&+<+#6#+
X&8,(7&"- C+/ '+)$-('+# , +, +&#&")$(,SQ
+<+;6&C+/ '+7 -$3 #+%&+&#/()$ C+
" +/ %&7 #+%&#('' ,,('E
9$"+&7*('8 C+#>+)(*&+(" -('+(,86" #+(,)(")&#+,&8(,&#^
[&<+Z'8J"$)(+%&,+K %&'+H=&)6-$3 C+[&<+hn+S_RV]
jojg[Z+KXH[NYNhBX
B'->)6, +NNE?+K'$")$/$ +%&+#&'3$)$ +(,+)$6%(%("
[(#+&"-$%(%&#+%&,+K %&'+H=&)6-$3 +&#-J"+(,+#&'3$)$ +%&+,(#+/&'# "(#+<+%&+
,(+# )$&%(%+()-0("+&"+:6")$."+%&+#6#+"&)&#$%(%&#C+(#>+) 7 +%&,+$"-&'G#+
8&"&'(,+%&+,(+"()$."C+(#&86'("% +;6&+#6+()-$3$%(%+#&+'&(,$)&+) "+(''&8, +
(^+UE+9 #-&"$*$,$%(%+(7*$&"-(,^+,(+8&#-$."+#&+ '$&"-(+(,+6# +'()$ "(,+<+
# #-&"$*,&+%&+, #+'&)6'# #+"(-6'(,&#E
Ya!<"B(*)&'#5-)8!5(0##0B!S"4!,0#0'-$!&12(0+3&4!/0#=&+$!<!4&!D0<!l0+0#&4!)04!.12(0+308!D0<!YmaRP!=+!
0%3&)$!)0!4&!'=0%3(K+TB!"+!.420#3$!$4:9&#! ,(&4B!3+0&%$0(96!@5*"$0("$+, '.$!L+ $0-(, 0,*'$+*$(5 (6+&(
#6 44&(&"&5G'*"&B!D(1&P!5&':*('$!")(3$#0%8!YXXaB
13. P
I
E
R
R
E
F
O
Y
VA
L
E
N
C
I
A
CONSIDERACIONES
SOBRE LA
CONTRATACIÓN
PÚBLICA
SOSTENIBLE
(“VERDE”)
CONSIDERATIONS
ON SUSTAINABLE
PUBLIC
PROCUREMENT
(“GREEN”)
PUW
QQ
Derecho PUCP, N° 66, 2011 / ISSN 0251-3420
$"-&'/'&-(-$3 +&+$"-&8'(% '+/('(+,(+(/,$)()$."+%&,+A&)'&- +&7$-$% +(#>+
) 7 +%&+#6+'&#/&)-$3 +X&8,(7&"- C+/'.F$7 +(+/6*,$)('#&S]
E+
B,+'&#/&)- C+&,+)$-(% +(6- '+) "#$%&'(+;6&C+&"+)6("- +(+,(#+),J6#6,(#+(7?
*$&"-(,&#+&"+,(+[&<+%&+! "-'(-()$."+<+B%;6$#$)$."+%&,+H#-(% C+#&+%&*&"+
) "#$%&'(+, #+#$86$&"-&#+)'$-&'$ #^+
a. Análisis del mercado
H,+("J,$#$#+%&*&'J+'&(,$D('#&+%&+: '7(+(*$&'-(+<+ *=&-$3(C+<+)&"-'('#&+&"+
,(#+# ,6)$ "&#+8&"&'(,&#+;6&+ :'&)&+&,+7&')(% E+H,+ *=&-$3 +&#+" + - '8('+
/'&:&'&")$(+"$+:(3 '$-$#7 +(+%&-&'7$"(% #+) "-'(-$#-(#E+[ #+',-(% #+
%&,+("J,$#$#+7 #-'('J"+(,-&'"(-$3(#+'&#/&-6 #(#+) "+&,+7&%$ +(7*$&"-&C+
#$+,(#+@6*$&'(C+<+&,+"$3&,+8&"&'(,+%&+/'&)$ #+%&+,(#+ /)$ "&#+%$#/ "$*,&#E
b. Definición de las especificaciones técnicas y requerimientos técnicos
mínimos
b.1. Especificaciones técnicas convencionales
968$&'&+&,+(6- '+;6&+#&+%&*&+(/&,('+(+,(+&F/&'$&")$(+<+(+, #+) " )$7$&"- #+
-G)"$) #+&#/&)$(,$D(% #+%&,+/&'# "(,+;6&+,(#+&,(* '(+<+%&:$"&C+) "+&,+:$"+%&+
;6&+" +'&%6"%&"+&"+ *#-J)6, #+$''(D "(*,&#+<+%&#/' / ')$ "(% #+/('(+
,(#+&7/'&#(#+/('-$)$/("-&#E+
b.2. Especificaciones técnicas basadas en la ejecución
H"+&#-(+:(#&+&=&)6-$3(C+#&+#6&,&+/' 7 3&'+,(+)'&(-$3$%(%+%&,+7&')(% +<C+
()(# C+:(3 '&)&'+&,+%&#('' ,, +%&+# ,6)$ "&#+-G)"$)(#+$"" 3(% '(#E+9$"+
&7*('8 C+&#-(#+%&:$"$)$ "&#+'&;6$&'&"+7(< '+(-&")$."+;6&+,(+%&:$"$)$."+
%&+,(#+&#/&)$:$)()$ "&#+-G)"$)(#+) "3&")$ "(,&#C+&"+,(+7&%$%(+&"+;6&+
,(+(,-&'"(-$3(#+%$#/ "$*,&#+&"+&,+7&')(% +/6&%&"+3('$('+%&+: '7(+) "?
#$%&'(*,&^+%&+(@>+;6&+) ''&#/ "%("+7&%$%(#+%&+#&86'$%(%+(+:$"+;6&+,(#+
&#/&)$:$)()$ "&#+#&("+),('(#C+/&'-$"&"-&#+<+=6#-$:$)(*,&#E
c. Criterios de evaluación o adjudicación
B,+'&#/&)- C+&,+)$-(% +(6- 'C+$"3 )("% +(+6"(+#>"-&#$#+%&+,(+! 7$#$."+
H6' /&(C+#&T(,(+;6&+&#-(+@(+&#-(*,&)$% +;6&+#&+/6&%&"+(/,$)('+)'$-&'$ #+
%&+(%=6%$)()$."+7&%$ (7*$&"-(,&#C+#$&7/'&+;6&^
Ym!"4!)0'#03$!40H(%4&3(9$!01(3()$!-&!1&+30+()$!4&!1(%1&!#0H=4&'(K+!/#09(%3&!0+!04!:'=4$!Y]!)0!4&!40<!
Yam]X8!)&)$!i=0!+$!-&!(+'4=()$!0+!%=!:'=4$!Ya!4&!0Z(H0+'(&!)0!&4H=+&%!'$+)('($+0%!1:+(1&%!0+!
4&%!2&%0%!$!/4(0H$%!)0!'$+)('($+0%!i=0!-&H&+!#0*0#0+'(&!&!4&!/#$30''(K+!)04!10)($!&12(0+308!'$+!4$!
'=&48!0+!0%3#('3$8!04!j+('$!'&12($!%0#:&!4&!(+'4=%(K+!)04!/#(+'(/($!)0!%$%30+(2(4()&)!&12(0+3&4B!5$#!0+)08!
%0!)0)='0!i=0!)0!1$)$!&4H=+$!=+&!0+3()&)!0%3_!$24(H&)&!&!(+'4=(#!'$1$!=+&!'$+)('(K+!$24(H&3$#(&!
1:+(1&!0+!%=%!2&%0%!&)1(+(%3#&3(9&%!=+&!'4_=%=4&!i=0!'$+'#03('0!4$!0%3&240'()$!0+!04!/#(+'(/($!)0!
%$%30+(2(4()&)!&12(0+3&4B!"+!0%0!%0+3()$8!=+&!)0!4&%!/$%(2(4()&)0%!/$#!4&!i=0!/=0)0!$/3&#%0!0%!i=0!
%0!(+'4=<&+!'#(30#($%!)0!%$%30+(2(4()&)!&12(0+3&4!)0!1&+0#&!*&'=43&3(9&!0+!04!1&#'$!)0!=+&!/$4:3('&!)0!
H0%3(K+!&12(0+3&4!/#$1$9()&!/$#!'&)&!H$2(0#+$!4$'&48!#0H($+&4!<!'0+3#&4!0+!/('=4&#B
14. P
I
E
R
R
E
F
O
Y
VA
L
E
N
C
I
A
PU]
Derecho PUCP, N° 66, 2011 / ISSN 0251-3420
I+ 86('%&"+'&,()$."+) "+&,+ *=&- +%&+,(+) "3 )(- '$(
I+ " + - '86&"+ &,+ / %&'+ (%=6%$)(% '+ 6"(+ ,$*&'-(%+ %&+ &,&))$."+
$,$7$-(%(
I+ &#-G"+&F/'&#(7&"-&+7&")$ "(%(#+&"+&,+("6")$ +%&+,$)$-()$."+ +&"+
&,+/,$&8 +%&+) "%$)$ "&#+<
I+ #&+ (-&"8("+ (+ , #+ /'$")$/$ #+ :6"%(7&"-(,&#+ %&,+ A&'&)@ +
) 76"$-('$ E
V I . E P Í LO G O
! 7 +'&:$&'&+X 7&' +KG'&DC+&,+) "#67 +%&+, #+8 *$&'" #+'&/'&#&"-(+
6"(+8'("+/('-&+%&,+) "#67 +- -(,+76"%$(,+1#&+(:$'7(+;6&+'&/'&#&"-("+
(/' F$7(%(7&"-&+RVq+%&,+KNL+&"+/(>#&#+ ))$%&"-(,E+A&+(,,>+,(+$7/ '?
-(")$(+%&+;6&+, #+8 *$&'" #C+&"+-("- +)67/,&"+#6+' ,+%&+) "#67$% '&#C+
(/,$;6&"+)'$-&'$ #+(7*$&"-(,&#+%&"-' +%&+#6#+/' )&# #+%&+) "-'(-()$."C+
%&*$% +(+;6&+#$'3&"+) 7 +7 %&, #+%&+) 7/ '-(7$&"- +/('(+ -' #+()- ?
'&#+# )$ &) ".7$) #S_
E+9 *'&+&#-(+,>"&(C+) "#$%&'(7 #+;6&+&"+"6&#-' +
#$#-&7(+,&8(,+@(<+;6&+&"-' "$D('+&#- #+&": ;6&#+&"+&,+7(') +%&+(/,$)(?
)$."+%&+,(#+/ ,>-$)(#+(7*$&"-(,&#+"()$ "(,&#C+'&8$ "(,&#+<+, )(,&#P`
E
YU!+",'+"(.9+'$4!SD&%!'$1/#&%!90#)0%B!"+*$i=0!&12(0+3&4!0+!4&!'$+3#&3&'(K+!/j24('&TB!< 2*0,&(5 (
B* +"*&0(D6!@5*"&08!E`!RYX8!%0/3(012#0@)('(012#0!)0!YXXU8!/B!RWaB
WX!7&20!30+0#!/#0%0+30!i=0!4$%!20+0*('($%!)0!4&%!'$1/#&%!/j24('&%!%=%30+3&240%!%0!/=0)0+!'4&%(*('&#!0+P!
4$!%$'(&4P!&A!H&#&+3(O&#!&)0'=&)&%!'$+)('($+0%!4&2$#&40%!/&#&!4$%!'$+3#&3(%3&%!<!$2#0#$%!i=0!3#&2&[&+!
0+!$2#&%!/j24('&%w!2A!H&#&+3(O&#!i=0!%0!0%3_!&)i=(#(0+)$!=+!2(0+!<e$!%0#9('($!)0!'&4()&)w!'A!&%0H=#&#!
04!&''0%$!&!4&!H0+30!'$+!'&/&'()&)0%!)(*0#0+30%!&!(H=&40%!'$+)('($+0%!<!$/$#3=+()&)0%!4&2$#&40%w!
)A!)&#!+=09&%!$/$#3=+()&)0%!)0!3#&2&[$!&!H#=/$%!1&#H(+&40%w!0A!&/$<&#!&''($+0%!)0!'$10#'($![=%3$B!
"%3$%! #0i=(%(3$%! %0! /=0)0+! 0%3&240'0#! 0+! 4$%! /4(0H$%! )0! '$+)('($+0%! $! '௠%8! /&#&! 4&! '$1/#&!
)04!2(0+!$!)04!%0#9('($!0+!'=&+3$!&P!20+0*('($%!/$4:3('$%!<!%&4=)P!&A!'=1/4(1(0+3$!)0!4&!40H(%4&'(K+!
&12(0+3&4w!2A!04!"%3&)$!%0!$'=/&!)0!10[$#&#!4&!'&4()&)!)0!9()&!)0!4$%!'(=)&)&+$%w!'A!/#0)('&#!'$+!04!
0[01/4$!0+!4$!%=%30+3&240!<!0+!4$!&12(0+3&4w!)A!%0!)01=0%3#&!04!'$1/#$1(%$!)0!4&!&=3$#()&)!/j24('&!
'$+!04!)0%&##$44$!%=%30+3&240!&!3#&9b%!)0!&''($+0%!'$+'#03&%!<!0*0'3(9&%w!0A!10[$#:&!0+!4&!(1&H0+!)0!
4&!(+%3(3='(K+!0%3&3&4!&+30!4&!%$'(0)&)B
15. P
I
E
R
R
E
F
O
Y
VA
L
E
N
C
I
A
CONSIDERACIONES
SOBRE LA
CONTRATACIÓN
PÚBLICA
SOSTENIBLE
(“VERDE”)
CONSIDERATIONS
ON SUSTAINABLE
PUBLIC
PROCUREMENT
(“GREEN”)
PU_
QQ
Derecho PUCP, N° 66, 2011 / ISSN 0251-3420
A N E X O
1. Guía de Compras Públicas Sustentables31
rst+A6'("-&+76)@ #+(T #+, #+()- '&#+&#-(-(,&#+&+$"#-$-6)$ "&#+/0*,$)(#+
" +) "#$%&'(*("+&,+$7/()- +%&+, #+*$&"&#+;6&+) 7/'(*("C+%&+, #+#&'3$?
)$ #+;6&+) "-'(-(*("+ +%&+,(#+ *'(#+;6&+,,&3(*("+(+)(* E+9$"+&7*('8 C+
) "+,(+(/('$)$."+%&,+) ")&/- +%&+rst+%&#('' ,, +#6#-&"-(*,&+&"+&,+&#)&?
"('$ +76"%$(,C+#&+ *#&'3(+,(+-&"%&")$(+%&+8&"&'('+/ ,>-$)(#+;6&+- 7&"+
&"+)6&"-(+(#/&)- #+(7*$&"-(,&#C+) 7/' 7&-$&"% +-(7*$G"+(#/&)- #+# ?
)$(,&#+<+&) ".7$) #E+H"+/('-$)6,('C+#&+) "# ,$%(+6"+/' )&# +%&+%$J, 8 +<+
())$."+(+"$3&,+$"-&'"()$ "(,+/('(+(3("D('+&"+%&#('' ,,('+&#- #+) ")&/- #+
%&+) "#67 +<+/' %6))$."+#6#-&"-(*,&#C+,,(7(% +Y(''(O&)@+j(#O+f ')&C+
&#-'6)-6'(% +&"+8'6/ #+%&+-'(*(= +&"+%$#-$"-(#+-&7J-$)(#+;6&+/,("-&("+
&,+%&#('' ,, +%&+/,("&#+%&+())$."+'&8$ "(,&#+<+"()$ "(,&#+(+R`+(T #C+$"?
),6<&"% +6"+8'6/ +%&%$)(% +(+,(#+! 7/'(#+K0*,$)(#+96#-&"-(*,&#E+H"+
,(+()-6(,$%(%+&F$#-&"+3('$(#+&F/&'$&")$(#+&F$- #(#+&"+,(+g"$."+H6' /&(C+
, #+H#-(% #+g"$% #C+&,+96%&#-&+(#$J-$) C+$"),6#$3&+&"+(,86" #+/(>#&#+%&+
B7G'$)(+[(-$"(C+% "%&+#&+$") '/ '("+)'$-&'$ #+(7*$&"-(,&#+<+# )$(,&#+
&"+,(#+/ ,>-$)(#+<+, #+/' )&# #+%&+) 7/'(#+%&,+H#-(% C+#$&"% +(,86"(#+
'&:&'$%(#+) 7 +) 7/'(#+3&'%&#+7$&"-'(#+;6&+ -'(#+# "+) "-&F-6(,$D(%(#+
) 7 +) 7/'(#+#6#-&"-(*,&#E+g"(+'&) /$,()$."+%&+(,86"(#+%&+&#-(#+&F/&?
'$&")$(#+ +7&= '&#+/'J)-$)(#+#&+/'&#&"-(+7J#+(%&,("-&+&"+&#-(+e6>(C+,(#+
)6(,&#+/6&%&"+#&'+- 7(%(#+&"+)6&"-(+&"+&,+/' )&# +%&+$7/,&7&"-()$."+
%&+/ ,>-$)(#+<+/' )&%$7$&"- #+%&+) 7/'(#+/0*,$)(#+#6#-&"-(*,&#+(+"$3&,+
%&+,(+B%7$"$#-'()$."+K0*,$)(+h()$ "(,E
H#+(#>+;6&+&"+,(+()-6(,$%(%+#&+@(*,(+7(< '7&"-&+%&+) 7/'(#+/0*,$)(#+
#6#-&"-(*,&#+1!K95E+H#-(#+$7/,$)("C+&"+-G'7$" #+8&"&'(,&#C+,(+&3(,6()$."+
'&#/&)- +%&+,(+) 7/'(+ +(%;6$#$)$."+%&+*$&"&#+<+#&'3$)$ #+%&+6"+ '8("$#?
7 +%&,+H#-(% +# *'&+, #+$7/()- #+(7*$&"-(,&#+<d +# )$(,&#+;6&+8&"&'("E
A&+@&)@ +)(%(+3&D+7J#+8 *$&'" #C+"()$ "(,&#C+/' 3$")$(+,&#+<+, )(,&#C+&#?
-J"+(*("% "("% +,(+7&"-(,$%(%+%&+2&,+/'&)$ +7J#+*(= C+,(+7&= '+ :&'-(C+
#$&7/'&+8("(4C+(+:(3 '+%&,+&": ;6&+7J#+:,&F$*,&+%&+27&= '+3(, '4+m+&#-&+
) ")&/- +/6&%&+&")6(%'('#&+&"+&,+%&+2,(+ :&'-(+7J#+) "3&"$&"-&4C+;6&+
&#-(*,&)&+&,+7(') +" '7(-$3 +/('(+,(#+) 7/'(#+/0*,$)(#+&"+,(+B%7$"$#?
-'()$."+K0*,$)(+h()$ "(,+&"+B'8&"-$"(E
2. ¿Es lo mismo compra pública ética, verde, ecológica,
justa, sostenible, responsable?
B,86"(#+3&)&#+#&+6-$,$D("+%$#-$"- #+)(,$:$)(-$3 #+/('(+%&" 7$"('+,(+7$#?
7(+/'J)-$)(+%&+) 7/'(C+7$&"-'(#+;6&+ -'(#+3&)&#+&,+6# +%&+6" #+6+ -' #+
WR!"<-5-#)(#)5-"#)&(1'(5"#/+)/)5-"#'2(1'()+!'#/-#)4!F&+=&4!)0!7$1/#&%!5j24('&%!G=%30+3&240%!
YXRXB!.#H0+3(+&8!//B!]@mB
16. P
I
E
R
R
E
F
O
Y
VA
L
E
N
C
I
A
PV`
Derecho PUCP, N° 66, 2011 / ISSN 0251-3420
%&/&"%&+%&+#$+#&+) "#$%&'("+(#/&)- #+&#/&)>:$) #+1(7*$&"-(,&#C+# )$(,&#C+
&-)G-&'(5E+A&#%&+,(+X&%+%&+! 7&')$ +i6#- +<+! "#67 +X&#/ "#(*,&+%&+
!(#-$,,(?[(+Y(")@(C+@&7 #+ /-(% +/ '+,(+%&" 7$"()$."+%&+2! 7/'(+
K0*,$)(+u-$)(+<+9 #-&"$*,&4E+H"-&"%&7 #+;6&+&,+/ #$)$ "(7$&"- +2G-$?
) 4+&#+&"+ '$8&"+, +;6&+/' 76&3&+,(+'&#/ "#(*$,$%(%C+&,+&) , 8$#7 C+&,+
$"-&'G#+/ '+, +# )$(,C+,(+=6#-$)$(C+&-)G-&'(C+<+;6&+, +2# #-&"$*,&4+#&+'&:$&'&+(+
,(+3 )()$."+%&+8('("-$D('+(,+7&" #+&,+7$#7 +"$3&,+%&+*$&"&#-('+/('(+,(#+
8&"&'()$ "&#+:6-6'(#E