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Universal Periodic Review & Special 
Procedure Mechanisms 
By 
Subhas Gujadhur 
Director, Universal Rights Group
UNIVERSAL PERIODIC REVIEW 
In 2007, the Council adopted its 
"Institution-building package" 
to guide its work and set up its 
procedures and mechanisms 
The package is made up of three components: 
1) The Universal Periodic Review (UPR) 
2) The Advisory Committee 
3) The Complaint Procedure
UNIVERSAL PERIODIC REVIEW 
The Universal Periodic Review (UPR) was created through the UN 
General Assembly on 15 March 2006 by Resolution 60/251. 
Under the auspices of the Human Rights Council, the UPR is a unique, 
State-driven process which involves a voluntary periodic review of the 
human rights records of all 193 UN Member States. 
UPR is based on the principles of the UN Charter, The Universal 
Declaration of Human Rights and the human rights instruments to 
which the state under review is party. 
Currently, no other universal mechanism 
of this kind exists.
UNIVERSAL PERIODIC REVIEW 
Ultimate Aim: 
To improve the human rights situation in all countries and 
address human rights violations wherever they occur. 
The Sessions: 
According to the Human Rights Council͛s ͞institution-building package͟, 
the UPR Working Group would hold three two-week sessions per year 
during which each session would see 16 counties reviewed. 
The reviews are conducted by the UPR Working Group which consists of 
the 47 members of the Council. Each review would be facilitated by 
groups of three States, or ͞troikas͟, who act as rapporteurs. 
By October 2011, the UPR Sessions had reviewed the human rights 
records of all 193 UN Member States.
UNIVERSAL PERIODIC REVIEW 
On what documents is the Review based? 
The documents on which the reviews are based are: 
1) Information prepared by the State concerned; 
2) Information contained in the reports of treaty bodies, 
special procedures; 
3) Information provided by ͞other relevant stakeholders͟.
UNIVERSAL PERIODIC REVIEW 
What happens next? 
Having accepted any recommendations made during the Final Outcome, 
the State is chiefly responsible for the implementation of these 
recommendations. 
The UPR ensures that all countries are accountable for progress or failure in 
implementing these recommendations. 
If necessary, the Council will address cases where States 
are not co-operating. 
Important fact about the UPR Mechanism 
After the first four year UPR Cycle is completed, the Council will review 
the process to identify best practices and lessons learnt.
UNIVERSAL PERIODIC REVIEW 
It is a on-going process made up of 4 phases: 
1. Phase 1: This part of the process aims at developing the information 
needed for the review. (SuRs must describe their human rights 
framework as well as implementation practice and challenges in a report 
prior to their review.) 
2. Phase 2 of the process contains the reporting that the State under 
Review (SuR) as well as other national stakeholders engage in and 
submit to the OHCHR. 
3. Phase 3 describes the international review sessions (including inter-state 
dialogue in the Working Group and the HRC Plenary Session) which 
take place at the UN Premises in Geneva. (During this phase the SuR 
must listen to comments, questions and recommendations relating to 
reports, and subsequently state which recommendations it supports) 
4. During Phase 4, the state should ensure that it implements the 
recommendations it accepted from the UPR Process in Geneva.
Phase 1: 
National 
Consultations 
STATE 
Phase 2: 
International 
Reporting 
Phase 3: 
International 
Review 
Phrase 4: 
National 
Implementation 
NGOsG 
Os 
NHNRIs 
Special 
Procedures 
procedures 
NHRI 
HRC 
W 
G 
NGOs 
OHCHR 
CIVIL 
SOCIETY
Resolution 16/21 of the HRC 
 All states are encouraged to proceed to larger National 
consultations involving a wider range of stakeholders. 
 All states are encouraged to submit a mid-term report to the 
HRC, inclusive of recommendations to improve, develop and 
advance the UPR Process. 
 All states can ask the UN at a national or regional level ,to 
help with the implementation of recommendations made 
during the state reviews. The HRC can be the key contact 
point for this issue.
THE SECOND CYCLE: FROM IMPLEMENTATION OF 
RECOMMENDATIONS OF FIRST CYCLE TO PREPARATIONS ON 
SECOND CYCLE 
NATIONAL PROCESS 
(REPORTS AND 
CONSULTATIONS) 
FOLLOW UP TO 
RECOMMENDATIONS OF 
FIRST CYCLE 
(VOLUNTARY MID TERM REPORTS AND CONSULTATIONS) 
REVIEW UNDER 2ND 
CYCLE
SPECIAL PROCEDURES 
The existence of SPs has always been, and will 
always be, a given 
• Determined stand of a group of newly independent states from Africa, Asia 
and the Caribbean that the ‘no power to act’ doctrine was simply not good 
enough 
• The international community – the UN - must have the power to act in the 
face of grave human rights violations, such as those committed in Apartheid 
South Africa 
• Hence: series of resolutions in the CHR and ECOSOC asserting that the UN 
had the authority to act on the question of ‘the violation of human rights…in 
all countries’, and establishing the first county SP mandates: on Apartheid 
South Africa
• since 1993, massive relative decline in country mandates compared to 
thematic. Thematics passed country in 1995 and today there are 39 
thematic and only 13 country mandates. (Contrary to 60/251) 
• Since 1967, 79 SP mandates have been established – while country 
mandates have been terminated on 23 occasions, thematics have only 
been discontinued on one occasion – with a merger in the year 2000 
• So skewed growth likely to continue. URG estimates 100 mandates by 
2030! 
SPECIAL PROCEDURES
Profile of Mandate Holders (Jan 2014)
The ‘Lone Ranger’ syndrome 
• SPs often portrayed as UN equivalent of the Long Ranger, riding in to bring 
justice to recalcitrant states 
• Yet the reality is that the ability of a mandate-holder to secure the 
cooperation of a state, and the willingness of a state to work with the Special 
Procedures are crucial determinants of influence 
• But what about when states do not do so? 
• Answer: transparency and public accountability – leveraging information on 
standing invitations, responses to visit requests, replies to Urgent Appeals 
• SP Communication report: a good example
Cooperation with Country Visit Requests by Regional 
Group & Standing Invitations
Petitions Flow Chart
THANK YOU FOR YOUR 
ATTENTION 
I welcome your questions 
and any other comments

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WHRF - Universal Periodic Review & Special Procedure Mechanisms : Subhas Gujadhur

  • 1. Universal Periodic Review & Special Procedure Mechanisms By Subhas Gujadhur Director, Universal Rights Group
  • 2. UNIVERSAL PERIODIC REVIEW In 2007, the Council adopted its "Institution-building package" to guide its work and set up its procedures and mechanisms The package is made up of three components: 1) The Universal Periodic Review (UPR) 2) The Advisory Committee 3) The Complaint Procedure
  • 3. UNIVERSAL PERIODIC REVIEW The Universal Periodic Review (UPR) was created through the UN General Assembly on 15 March 2006 by Resolution 60/251. Under the auspices of the Human Rights Council, the UPR is a unique, State-driven process which involves a voluntary periodic review of the human rights records of all 193 UN Member States. UPR is based on the principles of the UN Charter, The Universal Declaration of Human Rights and the human rights instruments to which the state under review is party. Currently, no other universal mechanism of this kind exists.
  • 4. UNIVERSAL PERIODIC REVIEW Ultimate Aim: To improve the human rights situation in all countries and address human rights violations wherever they occur. The Sessions: According to the Human Rights Council͛s ͞institution-building package͟, the UPR Working Group would hold three two-week sessions per year during which each session would see 16 counties reviewed. The reviews are conducted by the UPR Working Group which consists of the 47 members of the Council. Each review would be facilitated by groups of three States, or ͞troikas͟, who act as rapporteurs. By October 2011, the UPR Sessions had reviewed the human rights records of all 193 UN Member States.
  • 5. UNIVERSAL PERIODIC REVIEW On what documents is the Review based? The documents on which the reviews are based are: 1) Information prepared by the State concerned; 2) Information contained in the reports of treaty bodies, special procedures; 3) Information provided by ͞other relevant stakeholders͟.
  • 6. UNIVERSAL PERIODIC REVIEW What happens next? Having accepted any recommendations made during the Final Outcome, the State is chiefly responsible for the implementation of these recommendations. The UPR ensures that all countries are accountable for progress or failure in implementing these recommendations. If necessary, the Council will address cases where States are not co-operating. Important fact about the UPR Mechanism After the first four year UPR Cycle is completed, the Council will review the process to identify best practices and lessons learnt.
  • 7. UNIVERSAL PERIODIC REVIEW It is a on-going process made up of 4 phases: 1. Phase 1: This part of the process aims at developing the information needed for the review. (SuRs must describe their human rights framework as well as implementation practice and challenges in a report prior to their review.) 2. Phase 2 of the process contains the reporting that the State under Review (SuR) as well as other national stakeholders engage in and submit to the OHCHR. 3. Phase 3 describes the international review sessions (including inter-state dialogue in the Working Group and the HRC Plenary Session) which take place at the UN Premises in Geneva. (During this phase the SuR must listen to comments, questions and recommendations relating to reports, and subsequently state which recommendations it supports) 4. During Phase 4, the state should ensure that it implements the recommendations it accepted from the UPR Process in Geneva.
  • 8. Phase 1: National Consultations STATE Phase 2: International Reporting Phase 3: International Review Phrase 4: National Implementation NGOsG Os NHNRIs Special Procedures procedures NHRI HRC W G NGOs OHCHR CIVIL SOCIETY
  • 9. Resolution 16/21 of the HRC  All states are encouraged to proceed to larger National consultations involving a wider range of stakeholders.  All states are encouraged to submit a mid-term report to the HRC, inclusive of recommendations to improve, develop and advance the UPR Process.  All states can ask the UN at a national or regional level ,to help with the implementation of recommendations made during the state reviews. The HRC can be the key contact point for this issue.
  • 10. THE SECOND CYCLE: FROM IMPLEMENTATION OF RECOMMENDATIONS OF FIRST CYCLE TO PREPARATIONS ON SECOND CYCLE NATIONAL PROCESS (REPORTS AND CONSULTATIONS) FOLLOW UP TO RECOMMENDATIONS OF FIRST CYCLE (VOLUNTARY MID TERM REPORTS AND CONSULTATIONS) REVIEW UNDER 2ND CYCLE
  • 11. SPECIAL PROCEDURES The existence of SPs has always been, and will always be, a given • Determined stand of a group of newly independent states from Africa, Asia and the Caribbean that the ‘no power to act’ doctrine was simply not good enough • The international community – the UN - must have the power to act in the face of grave human rights violations, such as those committed in Apartheid South Africa • Hence: series of resolutions in the CHR and ECOSOC asserting that the UN had the authority to act on the question of ‘the violation of human rights…in all countries’, and establishing the first county SP mandates: on Apartheid South Africa
  • 12. • since 1993, massive relative decline in country mandates compared to thematic. Thematics passed country in 1995 and today there are 39 thematic and only 13 country mandates. (Contrary to 60/251) • Since 1967, 79 SP mandates have been established – while country mandates have been terminated on 23 occasions, thematics have only been discontinued on one occasion – with a merger in the year 2000 • So skewed growth likely to continue. URG estimates 100 mandates by 2030! SPECIAL PROCEDURES
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  • 15. Profile of Mandate Holders (Jan 2014)
  • 16. The ‘Lone Ranger’ syndrome • SPs often portrayed as UN equivalent of the Long Ranger, riding in to bring justice to recalcitrant states • Yet the reality is that the ability of a mandate-holder to secure the cooperation of a state, and the willingness of a state to work with the Special Procedures are crucial determinants of influence • But what about when states do not do so? • Answer: transparency and public accountability – leveraging information on standing invitations, responses to visit requests, replies to Urgent Appeals • SP Communication report: a good example
  • 17. Cooperation with Country Visit Requests by Regional Group & Standing Invitations
  • 19. THANK YOU FOR YOUR ATTENTION I welcome your questions and any other comments