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ORIGINAL CONTRIBUTIONS
abiliti®
Closed-Loop Gastric Electrical Stimulation System
for Treatment of Obesity: Clinical Results with a 27-Month
Follow-Up
T. Horbach & A. Thalheimer & F. Seyfried &
F. Eschenbacher & P. Schuhmann & G. Meyer
# The Author(s) 2015. This article is published with open access at Springerlink.com
Abstract
Background The aim of the study was to evaluate the safety
and effectiveness of a novel closed-loop gastric electric stim-
ulation device (abiliti®
system) featuring a transgastric sensor
to detect food intake and an accelerometer to record physical
activity to induce and maintain lifestyle changes to treat
obesity.
Methods In a prospective, multi-center study, 34 obese sub-
jects (BMI of 42.1±5.3 kg/m2
) who passed an eligibility eval-
uation were implanted with the abiliti system. Safety evalua-
tion included an endoscopic exam to assess the intragastric
electrode healing. Efficacy evaluation at 1 year of therapy
included weight loss, improvements in eating, and exercise
behavior and quality of life.
Results The transgastric implant controlled by endoscopy was
stable for all participants. At 12 months (12 M) the mean
excess weight loss (EWL) was 28.7 % (95%CI, 34.5 to
22.5 %), and mean reduction in BMI was 4.8±3.2 kg/m2
. At
27 months (27 M), the EWL was 27.5 % (95 % CI, 21.3 % to
33.7 %). Eating behavior, evaluated by the BThree Factor Eat-
ing Questionnaire^, showed a significant increase in the cog-
nition factor and decrease in the disinhibition and hunger fac-
tors at 12 M in comparison to baseline (p<0.001). Participants
significantly increased their weekly physical activity
(p<0.001). Quality of life was improved in 55.2 % of the
patients.
Conclusions Gastric electrical stimulation with abiliti system
in obese participants is well tolerated and leads to significant
12 M weight loss, which was stable to 27 M. We suggest that
weight loss is achieved due to the assessed alteration of eating
behavior in particular the reduction in disinhibition and hun-
ger, and the measured increase in physical activity.
Keywords Gastric electrical stimulation . Weight loss .
Obesity . Implantable stimulation electrodes
Introduction
Morbid obesity is a disease that cannot be successfully treated
with conventional lifestyle interventions such as diet therapy
or increased physical activity in the vast majority of patients
[1–4]. Obesity-related comorbidities necessitate sufficient
therapy, with bariatric surgery being considered the Bgold
standard^, despite the clinically relevant procedure-related
T. Horbach (*) :F. Eschenbacher
Klinik für Allgemein- und Viszeralchirurgie, Schön Klinik Nürnberg
Fürth, Europa-Allee 1, 90763 Fürth, Germany
e-mail: thorbach006@gmail.com
F. Eschenbacher
e-mail: FEschenbacher@schoen-kliniken.de
A. Thalheimer
RoMed Klinik Bad Aibling, Adipositaszentrum, Harthauser Str. 16,
83043 Bad Aibling, Germany
e-mail: Andreas.Thalheimer@ro-med.de
F. Seyfried
Klinik und Poliklinik für Allgemein- und Viszeralchirurgie, Gefäss-
und Kinderchirurgie, Universitätsklinikum Würzburg,
Oberdürrbacher Str. 6, 97080 Würzburg, Germany
e-mail: Seyfried_F@ukw.de
P. Schuhmann :G. Meyer
Zentrum für Adipositas- und Metabolische Chirurgie,
Wolfart-Klinik, Ruffiniallee 17, 82166 Gräfelfing, Germany
P. Schuhmann
e-mail: schuhmann@amc-wolfartklinik.de
G. Meyer
e-mail: gmeyer@hotmail.de
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DOI 10.1007/s11695-015-1620-z
morbidity [5, 6]. There is a need for treatment options that
reduce surgery related complications and do not produce a
permanent change in the gastrointestinal track. One of the
options currently under investigation is gastric electrical stim-
ulation (GES). GES has been studied in animal models and
also in clinical trials for more than a decade, with conflicting
results [7–11]. The abiliti system has been designed with
a number of novel features aiming to improve weight
loss results. The stimulation parameters are programma-
ble over a wide range in order to induce symptoms and
early satiety in all patients. A stimulation testing meth-
odology that uses a visual scale was developed,
allowing patients to report their symptom level and ad-
just therapy to the appropriate level at each follow-up as
necessary. In addition, therapy is not delivered continu-
ally throughout the day, but is meal-activated, triggered
by an intragastric sensor. Finally, the abiliti system com-
bines GES with tools to improve participant eating and
exercise behavior, in the form of intake and activity
(3D-accelerometer) sensors which provide objective be-
havior data 24 h a day.
This paper presents the safety and therapeutic efficacy of
the first generation abiliti system over a 12-month period (pro-
tocol based endpoint) with an additional observational follow-
up period offered to all participants and reported here up to the
point of 50 % attrition (27 months).
Research Design and Methods
Study Design
This was a 12-month prospective, multi-center study conduct-
ed in Germany. The protocol was approved by a central ethics
committee (FECI 010/1049) and reviewed by each center’s
ethics committee. The study was conducted in accordance
with Good Clinical Practice and consistent with the Declara-
tion of Helsinki, Informed consent was obtained from all en-
rolled participants.
Study Population
The main participant inclusion and exclusion criteria are listed
in Table 1. Prior to enrollment, the participants were
prescreened using the Three-Factor Eating Questionnaire
(TFEQ), which explores the three dimensions of eating behav-
ior: cognitive restraint of eating, disinhibition, and hunger
[12]. The test was scored using a proprietary algorithm that
characterizes the profile of the highest responders to GES
therapy. The participant’s ability to respond to the gastric elec-
trical therapy was assessed with an endoscopic electrical
stimulation-based sensitivity screening. The participant was
asked to describe their symptoms and to score them on a
visual analogue scale (VAS).
Therapy System
abiliti® is an implantable system that delivers stimulation ther-
apy triggered by a transgastric intake sensor. The stimulation
targets the area of the anterior vagal branches at the lesser
curve of the stomach (Bcrow’s foot^).
Using a programmer and a wand which provides telemetry-
based communication with the device, the physician is trained
to titrate the stimulation parameters based on the participant’s
response and design a participant’s personalized therapy. The
parameters of the pulse-train stimulation (4–30 mA, 100–
2000 μs pulse duration, 40–120 Hz) are adjusted to obtain
the desired symptoms of fullness and satiety, by asking the
participant to report their symptom level using a visual scale.
The daily therapy is individualized by creating Ballowed^ pe-
riods, where therapy is designed to produce satiety, and
Bdisallowed^ periods, where therapy is designed to cause dis-
comfort and stop consumption. The allowed periods are tai-
lored to the participant’s life schedule, to encourage a consis-
tent meal schedule that is preferable for weight loss. Stimula-
tion adjustment is done at initial programming when the stim-
ulation is turned on, and at each subsequent follow-up visit as
necessary.
Table 1 Main inclusion and exclusion criteria
Inclusion criteria Exclusion criteria
• Age 18 to 60 years
• BMI 35 to 55 kg/m2
• HbA1c ≤7 %
• History of obesity ≥5 years
• Women with child-bearing poten-
tial (i.e., not post-menopausal or
surgically sterilized) must agree
to use adequate birth control
methods
• No significant weight loss (<5 %)
within 4 months prior to
enrollment
• Successful psychological
evaluation following the
institution psychological
evaluation protocol for bariatric
surgery
• If taking anti-depressant medica-
tions, they must be stable for at
least 6 months prior to enroll-
ment
• Willingness to refrain from using
prescription, over the counter or
herbal weight loss products for
the duration of the trial
• Any prior bariatric surgery
• Insulin dependent diabetes
• Diagnosed with an eating disorder
such as bulimia or binge eating
• GI disease such as hiatal hernia
(>5 cm), gastroparesis,
esophageal motility disorders
• Any history of peptic ulcer disease
within 5 years prior to
enrollment
• Arthritis or other pathologies
limiting physical activities that
physician feels should exclude
the participant from the study
• Other implanted electrical
stimulation devices (e.g.
pacemaker, defibrillator,
neurostimulator)
• Obesity of known endocrine
origin
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The stimulator stores the meal and activity data derived
from the intake sensor and three-axis accelerometer as a daily
log, which is uploaded to the programmer and viewed at each
follow-up visit. A custom model translates the output of the
accelerometer to a daily exercise level and duration.
Device Implantation
The implantation of the device is performed under general
anesthesia similar to other laparoscopic gastric interventions.
Three trocars are used for the standardized procedure. The
transgastric food sensor is implanted in the anterior wall,
body-fundus region, about 3 cm from the greater curvature.
The stimulation electrode is implanted in the anterior wall,
approximately 4 cm from the gastroesophageal junction and
1.5 cm from the lesser curvature of the stomach, at the point
where the Laterjet nerve is divided into three branches
(Bcrow’s foot^). The distance between electrodes should be
3 to 4 cm. Upon inflation of the stomach, a dilating needle is
inserted through the trocar which is nearest and perpendicular
to the implantation site, to pierce the gastric wall and then
place the food sensor electrode with a silicon wafer which is
fixed by a seromuscular suture. An upper endoscopy is per-
formed to confirm the intragastric probe extension. A subcu-
taneous pocket is created in the left upper abdominal quadrant,
the lead is exteriorized and connected to the stimulator, which
is placed in the pocket. Figure 1 illustrates the placement of
the transgastric food sensor, stimulation electrode, and stimu-
lator. The mean duration of the implant surgery was 52.3 min
(range 35–110).
Follow-Up Visits
Two weeks following the implant, the therapy was started, and the
meal schedule and therapy parameters were consequently adjust-
ed for each patient. Monthly follow-up was conducted that in-
cluded weight measurement, dietary counseling and review of
food sensor and activity data provided by the device, and if nec-
essary therapy adjustment based on a stimulation sensitivity test.
Outcome Measures
The primary endpoint was safety of the transgastric implant eval-
uated by endoscopy examination 3 months after implant. The
secondary outcomes were: the frequency and seriousness of all
adverse events; the percentage excess weight loss (%EWL)
measured at each follow-up visit up to 27 month, as-
sessment of eating behavior with the TFEQ and quality
of life with the Moorehead-Ardelt II at baseline and
12 months, and measurement of trends in exercise with
the implanted 3D accelerometer during the first
12 months.
Fig. 1 The transgastric sensor
detects food entry into the
stomach and then triggers the
gastric stimulator to deliver
therapy at the lesser curvature in
the location of the Bcrow’s foot^
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Statistical Analysis
Data were pooled across the study sites and are presented as
mean±SD unless otherwise indicated, comparisons were eval-
uated using a paired student’s t test, and physical activity
trends with linear regression. Means, total counts, standard
deviations, medians, ranges, and 95 % confidence intervals
for the means were calculated for continuous measures. Anal-
yses were performed using Excel version 12 (Microsoft Corp.,
Mountain View, California, USA) and SAS Version 9.2 soft-
ware (SAS, Cary, NC, USA).
Results
Study Population
One hundred thirty participants were prescreened, 48 %
passed the TFEQ criteria and 42 participants consented and
were enrolled (Table 2). The disposition of the 42 participants
is detailed in Table 3. Table 4 summarizes the population
characteristics of the 34 implanted patients.
Safety Outcomes
A total of 33 gastro-endoscopic examinations of the
intragastric probe were performed 3 months after device
implant (one participant was explanted for recurrent
subcutaneous pocket seroma 1 month after implant).
All examinations showed the stability of the probe with
a visual estimated measurement of the intragastric ex-
tension >10 mm. Good sealing with normal gastric mu-
cosa around the probe was observed and neither over-
growth nor any signs of local infection or erosion were
seen. All adverse events (AE) were gathered during the
study period. Two AEs were related to the device: ab-
dominal pain due to device position (resolved with re-
positioning of the stimulator under local anesthesia), and
a broken stimulation lead which prevented therapy de-
livery, and resulted in removal from the study. Two AEs
were related to the procedure: one participant presented
a severe recurrent subcutaneous pocket seroma without
infection, the participant requested the device explant
due to discomfort; the second participant developed a
post-surgical superficial wound infection which was re-
solved with antibiotic therapy. There were no intraoper-
ative or serious postoperative complications.
Weight Loss
The participants’ body weight decreased during the en-
tire study period as shown on Fig. 2. The mean %EWL
at 12 months was 28.7 % (95%CI, 34.5 to 22.5 %). The
average WL was 13.1 kg (95%CI, 16.1 to 9.9 kg) and
in BMI was 4.8±3.2 kg/m2
. No significant correlation
was found between baseline BMI and 12 months %
EWL (r=0.37). Sixteen participants of the 31 who com-
pleted the study remained in follow-up at 27 months.
Their weight loss was stable as shown in Fig. 3. The
Table 4 Demographics and baseline characteristics of study population
N=34 Mean (SD) Median Range
(min, max)
Age (years) 43.8 (13.3) 44.0 20, 60
Weight (kg) 117.8 (15.6) 118.0 89.8, 153.7
Excess body
weight (kg)
47.4 (14.2) 43.7 25.8,80.6
BMI (kg/m2
) 41.9 (5.3) 40.6 34.8, 54.3
N Percentage
Gender Male 6 17.6
Female 28 82.4
Table 3 Disposition of participants—all enrolled participants
All enrolled
abiliti participants
(N=42)
n (%)
Withdrew before surgery 8 (19.0)
Reasons for withdrawal
Negative eFITT 6 (14.3)
Voluntary withdrawal 1 (2.4)
Investigator withdrawal 1 (2.4)
Subjects implanted 34
Lost to follow-up <5 months 1 (2.9)
Adverse event (<5 months) 2 (5.9)
Outcome population 31
Subjects completed the study
(12 Months)
31 (100 %)
Italic emphasis signifies that out of the total Subjects Implanted (34), two
subgroups, patients who were lostto followup and patients with adverse
events were subtracted to obtain the final Outcome population (31)
Table 2 Summary of enrollment process at three centers
Site Investigator Prescreened
N
Failed
TFEQ
N (%)
Opted Out
N (%)
Enrolled
N (%)
Schwabach Horbach 28 14 (50) 3 (11) 11 (39)
Wűrzburg Thalheimer,
Seyfried
33 18 (55) 5 (15) 10 (30)
Gräfefing Meyer 70 36 (51) 13 (19) 21 (30)
Totals 131 68 (52) 21 (16) 42 (32)
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status of the study population is described in Table 5.
Due to the early generation technology, premature bat-
tery depletion occurred, accounting for some of the at-
trition seen prior to 27 months.
Changes in Eating and Exercise Behavior
At 3 months, the TFEQ individual factors analysis
showed a significant increase in the cognition factor
and decrease in the disinhibition and hunger factors in
comparison to baseline measurements (paired t test
p<0.001). These improvements persisted at 6 and
12 months (p<0.001).
Compared to baseline, the weekly physical activity dura-
tion at 3, 6, and 12 months for all participants was significant-
ly increased (p<0.001), as shown in Fig. 4a, b. However, the
patients who lost less weight (%EWL<25) showed a linear
decrease in weekly exercise after M3 (R2
=0.97), with an av-
erage decrease of 132 min/week between M3 and M12
(p<0.05).
0
5
10
15
20
25
30
35
40
Baseline 3 6 9 12
%EWL±95%CI
MonthFig. 2 Weight loss outcomes:
%EWL at 3, 6, 9, and 12 months
(mean±95 % CI, n=31), and
Individual BMI change at
12 months (n=31) each line
segment represents the change in
BMI for each subject from
baseline to 12 months, showing
no correlation between baseline
BMI and reduction achieved
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Quality of Life
The quantitative analysis showed a mean increase of 1.0 point
for all participants at 12 months compared with their baseline
values. This increase represented a qualitative change in cate-
gory from BFair^ to BGood^. The individual key area scores
were also analyzed, and four areas significantly improved at
12 months (Fig. 5).
Discussion
This prospective study confirms the safety and efficacy of the
abiliti system in the treatment of obesity over a period of
27 months, but a longer-term study is needed. The use of a
transgastric probe was shown to be safe as confirmed by en-
doscopic examination. The mean duration of surgery and
invasiveness was comparable to the placement of a gastric
band [13]. Compared to other bariatric surgeries reporting
gastric symptoms including reflux and vomiting [14], GES
treatment was well tolerated by the participants with no ad-
verse reactions noted due to the programmed stimulation ther-
apy. The WL results published by the nonrandomized GES
studies previously performed in Europe and USA ranged from
21 to 23 % EWL [9, 15]. This study shows an improvement in
outcome (28.7 % (95%CI, 22.5 to 34.5 % EWL)).
The overall quality of life for all participants significantly
improved when comparing baseline to 12 months, these re-
sults are consistent with other successful surgical WL thera-
pies [16, 17]. The Moorehead-Ardelt QOL II questionnaire
has been shown to be well correlated with widely used health
and well-being indicators [18], the score has a positive corre-
lation with WL, but is not a good indicator of digestive side
effects [19].
The changes in the participants’ eating behavior as assessed
by the TFEQ show that abiliti therapy improves self-
awareness and confidence in their ability to control their eat-
ing and decreases hunger for all participants. These findings
are consistent with the results from weight loss studies using
surgical and behavioral therapy [20–23]. The significant re-
duction in hunger supports the enhancement of satiety as a
WL mechanism with GES therapy.
The effect of the system’s ability to modify eating behavior
is seen in the stable WL of participants that remained in long-
term follow-up. The relatively large percentage of patients
remaining in follow-up for more than 2 years, compared to a
30 % attrition rate at 1 year for pharmacotherapy [24] is
Table 5 Status of study population (N=31) at 27 months
Status Subjects
N (%)
Total remaining in follow-up 16 (52)
Still implanted, no longer in follow-up (battery depletion oc-
curred and explants were being scheduled (N=5), and par-
ticipants could not be contacted (N=2))
7 (23)
Explanted (reasons: not satisfied with weight loss (5),
interfered with sports (1), battery depletion (1))
7 (23)
Deceased (not procedure- or therapy related) 1 (3)
34343333323131313131313131
28
252422222222
1919191919191716
16.1
23.4
26.3 28.5 29.3 28.2
23.6
25.8 27.5
0
10
20
30
40
50
60
70
80
90
1000
5
10
15
20
25
30
35
40
45
50
0 3 6 9 12 15 18 21 24 27
PatientsinFollowup(N)
%EWL±95%CI
MonthFig. 3 %EWL±95%CI
throughout the 27 months, with
the number of patients remaining
in the study at each follow-up in-
dicated with the corresponding
bar
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0
100
200
300
400
500
A
B
M0 M3 M6 M12
Exercise(min/week)±SEM
Moderate/Vigorous
Light/Moderate
No linear trend
* **
0
100
200
300
400
500
M0 M3 M6 M12
Exercise(min/week)±SEM
Linear decrease
R2 = 0.97
*
*
ǂ decreased from
M3 (p<0.05)
* * increased from
baseline (p <0.05)
ǂ
Fig. 4 The weekly exercise (min/
week) is shown for high
performers (a EWL≥25, N=18)
and lower performers (b EWL<
25, N=13) groups at baseline, 3,
6, and 12 months. The higher
performing group exercised
consistently between months 3
and 12, at a higher level than
baseline, while the low
performing group also maintained
a higher exercise level compared
to baseline, but between M3 and
M12 showed a linear decrease
(R2
=0.97) in exercise
-0.2
0
0.2
0.4
0.6
0.8
1
1.2
Score
M0
M12
p = 0.001 p < 0.001p = 0.06 p = 0.44
p < 0.001
p < 0.001
p < 0.001Fig. 5 Change in overall QOL
score and key area scores from
baseline to 12 months. From
baseline to 12 months, the overall
quality of life improved for 16
subjects (55.17 %), remained the
same for 10 (34.48 %) and
declined for 3 (10.34 %).
Analyzing individual key area
scores, four areas were
significantly improved at
12 months, self esteem, physical,
sexual, and focus on eating
(p<0.001)
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evidence of patient satisfaction with the combination of stable
weight loss and high quality of life achieved with the positive
behavioral changes promoted by the system This is in contrast
to the drastic lifestyle modifications required with other bar-
iatric procedures [25]. Variability in weight loss results can be
observed in clinical studies regardless of the treatment ap-
plied, behavioral, or surgical [6, 26], suggesting many factors
affect weight loss outcomes; including psychological, behav-
ioral, and environmental factors. To minimize these factors, an
arduous screening process was applied in the control random-
ized SHAPE trial [10] (4802 candidates screened, 190 partic-
ipants enrolled). This process did not improve the study out-
come possibly because it identified a control group highly
selected to succeed with a low-calorie diet and a monthly
support group. In the abiliti study, the TFEQ was chosen as
a prescreening process to limit the population to participants
with a high Bcognitive restraint^ factor—which has been
shown to be particularly important in the successful treatment
of obesity—and a high hunger factor—because they may ben-
efit from a treatment which enhances satiety [12]. In addition,
a participant’s response to GES therapy will differ based on
their specific neural anatomy and stimulation response thresh-
old. Yao [27] showed that the inhibitory effects of gastric
stimulation were correlated with the visceral sensitivity of
the participant to gastric stimulation. The endoscopic stimula-
tion test was designed to test patient sensitivity to electrical
neural stimulation of the gastric wall before performing sur-
gery, and 14 % of the participants were screened out because
they lacked the required response. The type of symptoms ob-
served were a feeling of satiety or fullness for 42 % of the
participants, gastric pressure for 58 %, and nausea for 16 %.
The mode of stimulation may partially explain the im-
provement in WL compared to other GES systems, since the
other stimulators provided continuous stimulation below the
participant’s symptomatic threshold. Continuous stimulation
may engender a neuromuscular adaptation phenomenon [28]
that could be responsible for loss of efficacy. Furthermore,
asymptomatic stimulation may not be enough; the early sen-
sation of satiety and fullness may be ignored by some partic-
ipants. GES that is adapted to the individual and programmed
to be above sensation threshold has been shown to be effective
in a recent animal study [29]. Gastric banding and other obe-
sity surgical procedures penalize the participants when they
are overeating (e.g., pain, nausea, vomiting), and these dis-
agreeable symptoms force the participant to maintain appro-
priate eating behavior. But these penalties can also lead to the
creation of aberrant eating habits.
The abiliti system has both an activity and a food intake
sensor which can provide objective sensor-based feedback
which has been shown to promote behavioral modification
[30–32]. Using the activity data provided by the device, the
clinician was able to advise and encourage the patient to-
wards reaching their exercise goals, resulting in the
observed increase in total weekly exercise duration. The
study results show a progressive increase in exercise dura-
tion and intensity throughout the follow-up period for the
participants with higher WL, confirming the importance of
exercise in long-term weight loss [33]. In addition to trig-
gering the therapy, the food intake sensor also provides
important behavioral feedback regarding eating time and
frequency, which helps the clinician identify patterns [34]
and focus on solving issues with regards to an individual
patient’s eating habits.
This study is limited due to the lack of a control group. A
blinded control group is challenging because the abiliti thera-
py combines both GES and sensor-based behavior feedback.
We expect that improvement in patient behavior with sensor-
based feedback is due to a combination of increased self-
awareness, and awareness that their behavior is being
monitored.
Conclusion
In this prospective study, GES proved to be safe with prom-
ising treatment results. The abiliti®
system offers a weight loss
therapy option that has the advantage of no permanent ana-
tomic changes. The study has shown that the abiliti system
creates change in both eating and exercise behavior which
leads to sustained weight loss. Guided by behavior change
theories such as presented by Prochaska et al. [35], clinicians
of different obesity treatment disciplines could use the sensor
data provided by the abiliti system to effectively promote
long-term adherence to exercise and diet guidelines. These
results warrant additional controlled clinical studies to confirm
long-term safety and efficacy of the therapy system.
Acknowledgments The study was financially supported by IntraPace
Inc, San Jose, CA, USA. We acknowledge investigator site personnel for
support in data collection.
Disclosure ClinicalTrials.gov Identifier: NCT01539850
Informed consent was obtained from all individual participants in-
cluded in the study.
The study was conducted in accordance with Good Clinical Practice
and consistent with the Declaration of Helsinki.
Dr. Horbach reports personal fees from IntraPace, Inc, during the
conduct of the study.
Open Access This article is distributed under the terms of the Creative
Commons Attribution License which permits any use, distribution, and
reproduction in any medium, provided the original author(s) and the
source are credited.
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OBES SURG

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Horbach - 2015 - abiliti closed-loop gastric electrical stimulation system for treatment of obesity - clinical results with a 27 month follow-up

  • 1. ORIGINAL CONTRIBUTIONS abiliti® Closed-Loop Gastric Electrical Stimulation System for Treatment of Obesity: Clinical Results with a 27-Month Follow-Up T. Horbach & A. Thalheimer & F. Seyfried & F. Eschenbacher & P. Schuhmann & G. Meyer # The Author(s) 2015. This article is published with open access at Springerlink.com Abstract Background The aim of the study was to evaluate the safety and effectiveness of a novel closed-loop gastric electric stim- ulation device (abiliti® system) featuring a transgastric sensor to detect food intake and an accelerometer to record physical activity to induce and maintain lifestyle changes to treat obesity. Methods In a prospective, multi-center study, 34 obese sub- jects (BMI of 42.1±5.3 kg/m2 ) who passed an eligibility eval- uation were implanted with the abiliti system. Safety evalua- tion included an endoscopic exam to assess the intragastric electrode healing. Efficacy evaluation at 1 year of therapy included weight loss, improvements in eating, and exercise behavior and quality of life. Results The transgastric implant controlled by endoscopy was stable for all participants. At 12 months (12 M) the mean excess weight loss (EWL) was 28.7 % (95%CI, 34.5 to 22.5 %), and mean reduction in BMI was 4.8±3.2 kg/m2 . At 27 months (27 M), the EWL was 27.5 % (95 % CI, 21.3 % to 33.7 %). Eating behavior, evaluated by the BThree Factor Eat- ing Questionnaire^, showed a significant increase in the cog- nition factor and decrease in the disinhibition and hunger fac- tors at 12 M in comparison to baseline (p<0.001). Participants significantly increased their weekly physical activity (p<0.001). Quality of life was improved in 55.2 % of the patients. Conclusions Gastric electrical stimulation with abiliti system in obese participants is well tolerated and leads to significant 12 M weight loss, which was stable to 27 M. We suggest that weight loss is achieved due to the assessed alteration of eating behavior in particular the reduction in disinhibition and hun- ger, and the measured increase in physical activity. Keywords Gastric electrical stimulation . Weight loss . Obesity . Implantable stimulation electrodes Introduction Morbid obesity is a disease that cannot be successfully treated with conventional lifestyle interventions such as diet therapy or increased physical activity in the vast majority of patients [1–4]. Obesity-related comorbidities necessitate sufficient therapy, with bariatric surgery being considered the Bgold standard^, despite the clinically relevant procedure-related T. Horbach (*) :F. Eschenbacher Klinik für Allgemein- und Viszeralchirurgie, Schön Klinik Nürnberg Fürth, Europa-Allee 1, 90763 Fürth, Germany e-mail: thorbach006@gmail.com F. Eschenbacher e-mail: FEschenbacher@schoen-kliniken.de A. Thalheimer RoMed Klinik Bad Aibling, Adipositaszentrum, Harthauser Str. 16, 83043 Bad Aibling, Germany e-mail: Andreas.Thalheimer@ro-med.de F. Seyfried Klinik und Poliklinik für Allgemein- und Viszeralchirurgie, Gefäss- und Kinderchirurgie, Universitätsklinikum Würzburg, Oberdürrbacher Str. 6, 97080 Würzburg, Germany e-mail: Seyfried_F@ukw.de P. Schuhmann :G. Meyer Zentrum für Adipositas- und Metabolische Chirurgie, Wolfart-Klinik, Ruffiniallee 17, 82166 Gräfelfing, Germany P. Schuhmann e-mail: schuhmann@amc-wolfartklinik.de G. Meyer e-mail: gmeyer@hotmail.de OBES SURG DOI 10.1007/s11695-015-1620-z
  • 2. morbidity [5, 6]. There is a need for treatment options that reduce surgery related complications and do not produce a permanent change in the gastrointestinal track. One of the options currently under investigation is gastric electrical stim- ulation (GES). GES has been studied in animal models and also in clinical trials for more than a decade, with conflicting results [7–11]. The abiliti system has been designed with a number of novel features aiming to improve weight loss results. The stimulation parameters are programma- ble over a wide range in order to induce symptoms and early satiety in all patients. A stimulation testing meth- odology that uses a visual scale was developed, allowing patients to report their symptom level and ad- just therapy to the appropriate level at each follow-up as necessary. In addition, therapy is not delivered continu- ally throughout the day, but is meal-activated, triggered by an intragastric sensor. Finally, the abiliti system com- bines GES with tools to improve participant eating and exercise behavior, in the form of intake and activity (3D-accelerometer) sensors which provide objective be- havior data 24 h a day. This paper presents the safety and therapeutic efficacy of the first generation abiliti system over a 12-month period (pro- tocol based endpoint) with an additional observational follow- up period offered to all participants and reported here up to the point of 50 % attrition (27 months). Research Design and Methods Study Design This was a 12-month prospective, multi-center study conduct- ed in Germany. The protocol was approved by a central ethics committee (FECI 010/1049) and reviewed by each center’s ethics committee. The study was conducted in accordance with Good Clinical Practice and consistent with the Declara- tion of Helsinki, Informed consent was obtained from all en- rolled participants. Study Population The main participant inclusion and exclusion criteria are listed in Table 1. Prior to enrollment, the participants were prescreened using the Three-Factor Eating Questionnaire (TFEQ), which explores the three dimensions of eating behav- ior: cognitive restraint of eating, disinhibition, and hunger [12]. The test was scored using a proprietary algorithm that characterizes the profile of the highest responders to GES therapy. The participant’s ability to respond to the gastric elec- trical therapy was assessed with an endoscopic electrical stimulation-based sensitivity screening. The participant was asked to describe their symptoms and to score them on a visual analogue scale (VAS). Therapy System abiliti® is an implantable system that delivers stimulation ther- apy triggered by a transgastric intake sensor. The stimulation targets the area of the anterior vagal branches at the lesser curve of the stomach (Bcrow’s foot^). Using a programmer and a wand which provides telemetry- based communication with the device, the physician is trained to titrate the stimulation parameters based on the participant’s response and design a participant’s personalized therapy. The parameters of the pulse-train stimulation (4–30 mA, 100– 2000 μs pulse duration, 40–120 Hz) are adjusted to obtain the desired symptoms of fullness and satiety, by asking the participant to report their symptom level using a visual scale. The daily therapy is individualized by creating Ballowed^ pe- riods, where therapy is designed to produce satiety, and Bdisallowed^ periods, where therapy is designed to cause dis- comfort and stop consumption. The allowed periods are tai- lored to the participant’s life schedule, to encourage a consis- tent meal schedule that is preferable for weight loss. Stimula- tion adjustment is done at initial programming when the stim- ulation is turned on, and at each subsequent follow-up visit as necessary. Table 1 Main inclusion and exclusion criteria Inclusion criteria Exclusion criteria • Age 18 to 60 years • BMI 35 to 55 kg/m2 • HbA1c ≤7 % • History of obesity ≥5 years • Women with child-bearing poten- tial (i.e., not post-menopausal or surgically sterilized) must agree to use adequate birth control methods • No significant weight loss (<5 %) within 4 months prior to enrollment • Successful psychological evaluation following the institution psychological evaluation protocol for bariatric surgery • If taking anti-depressant medica- tions, they must be stable for at least 6 months prior to enroll- ment • Willingness to refrain from using prescription, over the counter or herbal weight loss products for the duration of the trial • Any prior bariatric surgery • Insulin dependent diabetes • Diagnosed with an eating disorder such as bulimia or binge eating • GI disease such as hiatal hernia (>5 cm), gastroparesis, esophageal motility disorders • Any history of peptic ulcer disease within 5 years prior to enrollment • Arthritis or other pathologies limiting physical activities that physician feels should exclude the participant from the study • Other implanted electrical stimulation devices (e.g. pacemaker, defibrillator, neurostimulator) • Obesity of known endocrine origin OBES SURG
  • 3. The stimulator stores the meal and activity data derived from the intake sensor and three-axis accelerometer as a daily log, which is uploaded to the programmer and viewed at each follow-up visit. A custom model translates the output of the accelerometer to a daily exercise level and duration. Device Implantation The implantation of the device is performed under general anesthesia similar to other laparoscopic gastric interventions. Three trocars are used for the standardized procedure. The transgastric food sensor is implanted in the anterior wall, body-fundus region, about 3 cm from the greater curvature. The stimulation electrode is implanted in the anterior wall, approximately 4 cm from the gastroesophageal junction and 1.5 cm from the lesser curvature of the stomach, at the point where the Laterjet nerve is divided into three branches (Bcrow’s foot^). The distance between electrodes should be 3 to 4 cm. Upon inflation of the stomach, a dilating needle is inserted through the trocar which is nearest and perpendicular to the implantation site, to pierce the gastric wall and then place the food sensor electrode with a silicon wafer which is fixed by a seromuscular suture. An upper endoscopy is per- formed to confirm the intragastric probe extension. A subcu- taneous pocket is created in the left upper abdominal quadrant, the lead is exteriorized and connected to the stimulator, which is placed in the pocket. Figure 1 illustrates the placement of the transgastric food sensor, stimulation electrode, and stimu- lator. The mean duration of the implant surgery was 52.3 min (range 35–110). Follow-Up Visits Two weeks following the implant, the therapy was started, and the meal schedule and therapy parameters were consequently adjust- ed for each patient. Monthly follow-up was conducted that in- cluded weight measurement, dietary counseling and review of food sensor and activity data provided by the device, and if nec- essary therapy adjustment based on a stimulation sensitivity test. Outcome Measures The primary endpoint was safety of the transgastric implant eval- uated by endoscopy examination 3 months after implant. The secondary outcomes were: the frequency and seriousness of all adverse events; the percentage excess weight loss (%EWL) measured at each follow-up visit up to 27 month, as- sessment of eating behavior with the TFEQ and quality of life with the Moorehead-Ardelt II at baseline and 12 months, and measurement of trends in exercise with the implanted 3D accelerometer during the first 12 months. Fig. 1 The transgastric sensor detects food entry into the stomach and then triggers the gastric stimulator to deliver therapy at the lesser curvature in the location of the Bcrow’s foot^ OBES SURG
  • 4. Statistical Analysis Data were pooled across the study sites and are presented as mean±SD unless otherwise indicated, comparisons were eval- uated using a paired student’s t test, and physical activity trends with linear regression. Means, total counts, standard deviations, medians, ranges, and 95 % confidence intervals for the means were calculated for continuous measures. Anal- yses were performed using Excel version 12 (Microsoft Corp., Mountain View, California, USA) and SAS Version 9.2 soft- ware (SAS, Cary, NC, USA). Results Study Population One hundred thirty participants were prescreened, 48 % passed the TFEQ criteria and 42 participants consented and were enrolled (Table 2). The disposition of the 42 participants is detailed in Table 3. Table 4 summarizes the population characteristics of the 34 implanted patients. Safety Outcomes A total of 33 gastro-endoscopic examinations of the intragastric probe were performed 3 months after device implant (one participant was explanted for recurrent subcutaneous pocket seroma 1 month after implant). All examinations showed the stability of the probe with a visual estimated measurement of the intragastric ex- tension >10 mm. Good sealing with normal gastric mu- cosa around the probe was observed and neither over- growth nor any signs of local infection or erosion were seen. All adverse events (AE) were gathered during the study period. Two AEs were related to the device: ab- dominal pain due to device position (resolved with re- positioning of the stimulator under local anesthesia), and a broken stimulation lead which prevented therapy de- livery, and resulted in removal from the study. Two AEs were related to the procedure: one participant presented a severe recurrent subcutaneous pocket seroma without infection, the participant requested the device explant due to discomfort; the second participant developed a post-surgical superficial wound infection which was re- solved with antibiotic therapy. There were no intraoper- ative or serious postoperative complications. Weight Loss The participants’ body weight decreased during the en- tire study period as shown on Fig. 2. The mean %EWL at 12 months was 28.7 % (95%CI, 34.5 to 22.5 %). The average WL was 13.1 kg (95%CI, 16.1 to 9.9 kg) and in BMI was 4.8±3.2 kg/m2 . No significant correlation was found between baseline BMI and 12 months % EWL (r=0.37). Sixteen participants of the 31 who com- pleted the study remained in follow-up at 27 months. Their weight loss was stable as shown in Fig. 3. The Table 4 Demographics and baseline characteristics of study population N=34 Mean (SD) Median Range (min, max) Age (years) 43.8 (13.3) 44.0 20, 60 Weight (kg) 117.8 (15.6) 118.0 89.8, 153.7 Excess body weight (kg) 47.4 (14.2) 43.7 25.8,80.6 BMI (kg/m2 ) 41.9 (5.3) 40.6 34.8, 54.3 N Percentage Gender Male 6 17.6 Female 28 82.4 Table 3 Disposition of participants—all enrolled participants All enrolled abiliti participants (N=42) n (%) Withdrew before surgery 8 (19.0) Reasons for withdrawal Negative eFITT 6 (14.3) Voluntary withdrawal 1 (2.4) Investigator withdrawal 1 (2.4) Subjects implanted 34 Lost to follow-up <5 months 1 (2.9) Adverse event (<5 months) 2 (5.9) Outcome population 31 Subjects completed the study (12 Months) 31 (100 %) Italic emphasis signifies that out of the total Subjects Implanted (34), two subgroups, patients who were lostto followup and patients with adverse events were subtracted to obtain the final Outcome population (31) Table 2 Summary of enrollment process at three centers Site Investigator Prescreened N Failed TFEQ N (%) Opted Out N (%) Enrolled N (%) Schwabach Horbach 28 14 (50) 3 (11) 11 (39) Wűrzburg Thalheimer, Seyfried 33 18 (55) 5 (15) 10 (30) Gräfefing Meyer 70 36 (51) 13 (19) 21 (30) Totals 131 68 (52) 21 (16) 42 (32) OBES SURG
  • 5. status of the study population is described in Table 5. Due to the early generation technology, premature bat- tery depletion occurred, accounting for some of the at- trition seen prior to 27 months. Changes in Eating and Exercise Behavior At 3 months, the TFEQ individual factors analysis showed a significant increase in the cognition factor and decrease in the disinhibition and hunger factors in comparison to baseline measurements (paired t test p<0.001). These improvements persisted at 6 and 12 months (p<0.001). Compared to baseline, the weekly physical activity dura- tion at 3, 6, and 12 months for all participants was significant- ly increased (p<0.001), as shown in Fig. 4a, b. However, the patients who lost less weight (%EWL<25) showed a linear decrease in weekly exercise after M3 (R2 =0.97), with an av- erage decrease of 132 min/week between M3 and M12 (p<0.05). 0 5 10 15 20 25 30 35 40 Baseline 3 6 9 12 %EWL±95%CI MonthFig. 2 Weight loss outcomes: %EWL at 3, 6, 9, and 12 months (mean±95 % CI, n=31), and Individual BMI change at 12 months (n=31) each line segment represents the change in BMI for each subject from baseline to 12 months, showing no correlation between baseline BMI and reduction achieved OBES SURG
  • 6. Quality of Life The quantitative analysis showed a mean increase of 1.0 point for all participants at 12 months compared with their baseline values. This increase represented a qualitative change in cate- gory from BFair^ to BGood^. The individual key area scores were also analyzed, and four areas significantly improved at 12 months (Fig. 5). Discussion This prospective study confirms the safety and efficacy of the abiliti system in the treatment of obesity over a period of 27 months, but a longer-term study is needed. The use of a transgastric probe was shown to be safe as confirmed by en- doscopic examination. The mean duration of surgery and invasiveness was comparable to the placement of a gastric band [13]. Compared to other bariatric surgeries reporting gastric symptoms including reflux and vomiting [14], GES treatment was well tolerated by the participants with no ad- verse reactions noted due to the programmed stimulation ther- apy. The WL results published by the nonrandomized GES studies previously performed in Europe and USA ranged from 21 to 23 % EWL [9, 15]. This study shows an improvement in outcome (28.7 % (95%CI, 22.5 to 34.5 % EWL)). The overall quality of life for all participants significantly improved when comparing baseline to 12 months, these re- sults are consistent with other successful surgical WL thera- pies [16, 17]. The Moorehead-Ardelt QOL II questionnaire has been shown to be well correlated with widely used health and well-being indicators [18], the score has a positive corre- lation with WL, but is not a good indicator of digestive side effects [19]. The changes in the participants’ eating behavior as assessed by the TFEQ show that abiliti therapy improves self- awareness and confidence in their ability to control their eat- ing and decreases hunger for all participants. These findings are consistent with the results from weight loss studies using surgical and behavioral therapy [20–23]. The significant re- duction in hunger supports the enhancement of satiety as a WL mechanism with GES therapy. The effect of the system’s ability to modify eating behavior is seen in the stable WL of participants that remained in long- term follow-up. The relatively large percentage of patients remaining in follow-up for more than 2 years, compared to a 30 % attrition rate at 1 year for pharmacotherapy [24] is Table 5 Status of study population (N=31) at 27 months Status Subjects N (%) Total remaining in follow-up 16 (52) Still implanted, no longer in follow-up (battery depletion oc- curred and explants were being scheduled (N=5), and par- ticipants could not be contacted (N=2)) 7 (23) Explanted (reasons: not satisfied with weight loss (5), interfered with sports (1), battery depletion (1)) 7 (23) Deceased (not procedure- or therapy related) 1 (3) 34343333323131313131313131 28 252422222222 1919191919191716 16.1 23.4 26.3 28.5 29.3 28.2 23.6 25.8 27.5 0 10 20 30 40 50 60 70 80 90 1000 5 10 15 20 25 30 35 40 45 50 0 3 6 9 12 15 18 21 24 27 PatientsinFollowup(N) %EWL±95%CI MonthFig. 3 %EWL±95%CI throughout the 27 months, with the number of patients remaining in the study at each follow-up in- dicated with the corresponding bar OBES SURG
  • 7. 0 100 200 300 400 500 A B M0 M3 M6 M12 Exercise(min/week)±SEM Moderate/Vigorous Light/Moderate No linear trend * ** 0 100 200 300 400 500 M0 M3 M6 M12 Exercise(min/week)±SEM Linear decrease R2 = 0.97 * * ǂ decreased from M3 (p<0.05) * * increased from baseline (p <0.05) ǂ Fig. 4 The weekly exercise (min/ week) is shown for high performers (a EWL≥25, N=18) and lower performers (b EWL< 25, N=13) groups at baseline, 3, 6, and 12 months. The higher performing group exercised consistently between months 3 and 12, at a higher level than baseline, while the low performing group also maintained a higher exercise level compared to baseline, but between M3 and M12 showed a linear decrease (R2 =0.97) in exercise -0.2 0 0.2 0.4 0.6 0.8 1 1.2 Score M0 M12 p = 0.001 p < 0.001p = 0.06 p = 0.44 p < 0.001 p < 0.001 p < 0.001Fig. 5 Change in overall QOL score and key area scores from baseline to 12 months. From baseline to 12 months, the overall quality of life improved for 16 subjects (55.17 %), remained the same for 10 (34.48 %) and declined for 3 (10.34 %). Analyzing individual key area scores, four areas were significantly improved at 12 months, self esteem, physical, sexual, and focus on eating (p<0.001) OBES SURG
  • 8. evidence of patient satisfaction with the combination of stable weight loss and high quality of life achieved with the positive behavioral changes promoted by the system This is in contrast to the drastic lifestyle modifications required with other bar- iatric procedures [25]. Variability in weight loss results can be observed in clinical studies regardless of the treatment ap- plied, behavioral, or surgical [6, 26], suggesting many factors affect weight loss outcomes; including psychological, behav- ioral, and environmental factors. To minimize these factors, an arduous screening process was applied in the control random- ized SHAPE trial [10] (4802 candidates screened, 190 partic- ipants enrolled). This process did not improve the study out- come possibly because it identified a control group highly selected to succeed with a low-calorie diet and a monthly support group. In the abiliti study, the TFEQ was chosen as a prescreening process to limit the population to participants with a high Bcognitive restraint^ factor—which has been shown to be particularly important in the successful treatment of obesity—and a high hunger factor—because they may ben- efit from a treatment which enhances satiety [12]. In addition, a participant’s response to GES therapy will differ based on their specific neural anatomy and stimulation response thresh- old. Yao [27] showed that the inhibitory effects of gastric stimulation were correlated with the visceral sensitivity of the participant to gastric stimulation. The endoscopic stimula- tion test was designed to test patient sensitivity to electrical neural stimulation of the gastric wall before performing sur- gery, and 14 % of the participants were screened out because they lacked the required response. The type of symptoms ob- served were a feeling of satiety or fullness for 42 % of the participants, gastric pressure for 58 %, and nausea for 16 %. The mode of stimulation may partially explain the im- provement in WL compared to other GES systems, since the other stimulators provided continuous stimulation below the participant’s symptomatic threshold. Continuous stimulation may engender a neuromuscular adaptation phenomenon [28] that could be responsible for loss of efficacy. Furthermore, asymptomatic stimulation may not be enough; the early sen- sation of satiety and fullness may be ignored by some partic- ipants. GES that is adapted to the individual and programmed to be above sensation threshold has been shown to be effective in a recent animal study [29]. Gastric banding and other obe- sity surgical procedures penalize the participants when they are overeating (e.g., pain, nausea, vomiting), and these dis- agreeable symptoms force the participant to maintain appro- priate eating behavior. But these penalties can also lead to the creation of aberrant eating habits. The abiliti system has both an activity and a food intake sensor which can provide objective sensor-based feedback which has been shown to promote behavioral modification [30–32]. Using the activity data provided by the device, the clinician was able to advise and encourage the patient to- wards reaching their exercise goals, resulting in the observed increase in total weekly exercise duration. The study results show a progressive increase in exercise dura- tion and intensity throughout the follow-up period for the participants with higher WL, confirming the importance of exercise in long-term weight loss [33]. In addition to trig- gering the therapy, the food intake sensor also provides important behavioral feedback regarding eating time and frequency, which helps the clinician identify patterns [34] and focus on solving issues with regards to an individual patient’s eating habits. This study is limited due to the lack of a control group. A blinded control group is challenging because the abiliti thera- py combines both GES and sensor-based behavior feedback. We expect that improvement in patient behavior with sensor- based feedback is due to a combination of increased self- awareness, and awareness that their behavior is being monitored. Conclusion In this prospective study, GES proved to be safe with prom- ising treatment results. The abiliti® system offers a weight loss therapy option that has the advantage of no permanent ana- tomic changes. The study has shown that the abiliti system creates change in both eating and exercise behavior which leads to sustained weight loss. Guided by behavior change theories such as presented by Prochaska et al. [35], clinicians of different obesity treatment disciplines could use the sensor data provided by the abiliti system to effectively promote long-term adherence to exercise and diet guidelines. These results warrant additional controlled clinical studies to confirm long-term safety and efficacy of the therapy system. Acknowledgments The study was financially supported by IntraPace Inc, San Jose, CA, USA. We acknowledge investigator site personnel for support in data collection. Disclosure ClinicalTrials.gov Identifier: NCT01539850 Informed consent was obtained from all individual participants in- cluded in the study. The study was conducted in accordance with Good Clinical Practice and consistent with the Declaration of Helsinki. Dr. Horbach reports personal fees from IntraPace, Inc, during the conduct of the study. 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