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Dr. Mohamed Kutty Kakkakunnan
Associate Professor
Pg. Dept. Of Commerce
NAM College Kallikkandy
Kannur – Kerala - India
HUMAN RESOURCE RECORDS
 Human Resource Department has to
 Provide information to top management
 Advice on various matters related to HR
 Give reports to the management as and when
 Meet various legal obligations related with employment
 To meet all these requirements, proper records are to be
maintained
 Maintenance of records is the major function of HR
 Record keeping help to discharge various HR functions, (HR
planning, recruitment, selection, maintenance, separation)
 Related information can be obtained from well-maintained
records
 Thus, maintenance of records is essential
What is Personnel Records? (HR Records?)
 A record is a piece of writing or chart which provides
ready information and which preserves evidence for
future use.
 Can be kept in the form of files, documents, like cards,
photos, video file, cassettes, CD etc.
 In simple words, information or data kept for future
purposes can be called as rerecords
 Personnel records / human resource records, provide
information relating to HR and the use of human
resources in an organization.
 Provide information relating to personal history of
people, training activities, performance, presence and
absence, turnover, compensation, benefits and amenities,
grievances etc
Reports
 A statement describing an event, a situation or
happening in a clear manner. It clearly describes
what has happened or is happening
 Provide both qualitative and quantitative
information
 Generally, a form of upward communication
 Personal records are, normally, prepared and
compiled from reports and are meant for long
term use
Purposes (Objectives) of HR records
1. To keep an orderly account of progress – to
assess progress by comparing data
2. To facilitate preparation of reports and
statements in a honest and truthful manner
3. To enable comparison (inter-period)
4. To facilitate detection of errors, mistakes and
frauds.
5. To meet legal requirements
6. Miscellaneous purposes:-
a. Serves as a memory – information can be used later
b. Proof in case of conflicts or difference in opinion
c. Control purposes
Need and Significance (role) HR Records
Plays an important role in performing the HR functions.
Significant or important or needed
1. To provide necessary information to interested parties
2. To supply various information required by various
agencies regarding accidents, strikes, employment,
absenteeism, labor turnover etc
3. Provide information about the human resource
inventory required for HR planning (success)
4. To conduct research in industrial relations, personnel
policies etc
5. To identify training and development needs
6. For compensation management
Fundamental Principles of Record Keeping
1. Justification– justify what we have done / have to
do. Keep records for some purposes or with certain
objectives. These purposes or objective provide
justification
Thus, Records which are required to meet our
purposes or fulfill our objectives need be
maintained
No need for keeping all information as records-
further, need for a record can be justifiable on the
basis of cost
2. Verification – records should be subject to
verification- verifiable on the basis of proof or
evidence
3. Classification – proper classification of records
facilitate proper recording, maintenance,
responsibility, retrieval
Can be classified on the basis of time,
subject, region etc
4. Availability of required information – major purpose
– information as and when required
5. Reasonable cost – cost benefit analysis cost<benefit
Essentials of a Good Record
1. Simplicity – but should serve the purpose
2. Accuracy – free from errors
3. Economical – cost < benefits
4. Useful – should serve the purposes of the
Essentials of a good report
1. Conformity with the objectives
2. Unbiased without prejudice
3. Clarity and simplicity – clear, simple, easily
understandable
4. Timely
Types of Records
Various records to serve the diversified needs –
differ from organization to organization and
managerial policies
1. Job application, test scores, personal history
2. Job description and job specification
3. Interview results
4. Employment history
5. Medical reports
6. Attendance records
7. Pay roll
8. Employee rating / performance appraisal record
Types of record contd…
9. Training records
10. Leave records
11. Accidents and sick records
12. Grievance / dispute records
13. Employment contracts
14. Records to be kept under various laws and
regulations

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Human resource recods

  • 1. Dr. Mohamed Kutty Kakkakunnan Associate Professor Pg. Dept. Of Commerce NAM College Kallikkandy Kannur – Kerala - India
  • 2. HUMAN RESOURCE RECORDS  Human Resource Department has to  Provide information to top management  Advice on various matters related to HR  Give reports to the management as and when  Meet various legal obligations related with employment  To meet all these requirements, proper records are to be maintained  Maintenance of records is the major function of HR  Record keeping help to discharge various HR functions, (HR planning, recruitment, selection, maintenance, separation)  Related information can be obtained from well-maintained records  Thus, maintenance of records is essential
  • 3. What is Personnel Records? (HR Records?)  A record is a piece of writing or chart which provides ready information and which preserves evidence for future use.  Can be kept in the form of files, documents, like cards, photos, video file, cassettes, CD etc.  In simple words, information or data kept for future purposes can be called as rerecords  Personnel records / human resource records, provide information relating to HR and the use of human resources in an organization.  Provide information relating to personal history of people, training activities, performance, presence and absence, turnover, compensation, benefits and amenities, grievances etc
  • 4. Reports  A statement describing an event, a situation or happening in a clear manner. It clearly describes what has happened or is happening  Provide both qualitative and quantitative information  Generally, a form of upward communication  Personal records are, normally, prepared and compiled from reports and are meant for long term use
  • 5. Purposes (Objectives) of HR records 1. To keep an orderly account of progress – to assess progress by comparing data 2. To facilitate preparation of reports and statements in a honest and truthful manner 3. To enable comparison (inter-period) 4. To facilitate detection of errors, mistakes and frauds. 5. To meet legal requirements 6. Miscellaneous purposes:- a. Serves as a memory – information can be used later b. Proof in case of conflicts or difference in opinion c. Control purposes
  • 6. Need and Significance (role) HR Records Plays an important role in performing the HR functions. Significant or important or needed 1. To provide necessary information to interested parties 2. To supply various information required by various agencies regarding accidents, strikes, employment, absenteeism, labor turnover etc 3. Provide information about the human resource inventory required for HR planning (success) 4. To conduct research in industrial relations, personnel policies etc 5. To identify training and development needs 6. For compensation management
  • 7. Fundamental Principles of Record Keeping 1. Justification– justify what we have done / have to do. Keep records for some purposes or with certain objectives. These purposes or objective provide justification Thus, Records which are required to meet our purposes or fulfill our objectives need be maintained No need for keeping all information as records- further, need for a record can be justifiable on the basis of cost
  • 8. 2. Verification – records should be subject to verification- verifiable on the basis of proof or evidence 3. Classification – proper classification of records facilitate proper recording, maintenance, responsibility, retrieval Can be classified on the basis of time, subject, region etc 4. Availability of required information – major purpose – information as and when required 5. Reasonable cost – cost benefit analysis cost<benefit
  • 9. Essentials of a Good Record 1. Simplicity – but should serve the purpose 2. Accuracy – free from errors 3. Economical – cost < benefits 4. Useful – should serve the purposes of the Essentials of a good report 1. Conformity with the objectives 2. Unbiased without prejudice 3. Clarity and simplicity – clear, simple, easily understandable 4. Timely
  • 10. Types of Records Various records to serve the diversified needs – differ from organization to organization and managerial policies 1. Job application, test scores, personal history 2. Job description and job specification 3. Interview results 4. Employment history 5. Medical reports 6. Attendance records 7. Pay roll 8. Employee rating / performance appraisal record
  • 11. Types of record contd… 9. Training records 10. Leave records 11. Accidents and sick records 12. Grievance / dispute records 13. Employment contracts 14. Records to be kept under various laws and regulations