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Residual Solvent Analysis, Part-3
Solvents’ Limit in Pharmaceuticals
with
“No Adequate Toxicological Data”;
Strategies & Approaches to
Regulatory Approvals
ICH-Q3C(R6)
Arvind Mittal, Ph.D
Scientific Literature: Solvent toxicity
 Google Scholar
 PubMed/MedLine/PubChem/ NLM (National Library of Medicine US)
 TOXNET/HSDB (Hazardous Substance Data Bank)/ HAZ-MAP
 Chemical Abstract Service (CAS Number Search)
 NIOSH TWA REL (National Institute for Occupational Safety and Health: Recommended Exposure
Limit)
 OSHA PEL (Occupational Safety and Health Administration; Permissible Exposure Limit)
 RTECS (Registry of Toxic Effects of Chemical Substances)
 ACGIH TLV (American Conference of Governmental Industrial Hygienists: Threshold Limit Value)
 ESIS – European Chemical Substances Information System
Literature is searched for NOEL [No Observed Effect Level]
or
LOEL [Lowest Observed Effect Level] values
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
Isopropyl Ether/Diisopropyl Ether: CAS 108-20-3
 Most relevant search for animal toxicity
 Dalbey W, Feuston M. Subchronic and developmental toxicity studies of
vaporized diisopropyl ether in rats . J Toxicol Environ Health. 1996; 49(1):29-43.
 Romanelli L, Evandri MG. Permitted Daily Exposure for Diisopropyl Ether as a
Residual Solvent in Pharmaceuticals. Toxicol Res. 2018;34(2):111-125. .
 Subchronic toxicity
 Developmental
 Neurological toxicity
 Carcinogenicity
 Genotoxicity
Animal: Rat
Mol. Wt 102.177 g/mol
O
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
 Experimental Parameters
 Animal : Rat
 Inhalation exposure concentration : 0, 480, 3300 & 7100 ppm
 Exposure duration : 6 Hr/Day, 5 Days/week for 13 weeks
 Temperature : 25° C (273 + 25 = 298 K)
 Result & Findings
 NOEL : 480 ppm
 Carcinogenicity (oral) : Hepatic (liver) & Renal (kidney)
 Genotoxicity : Non-genotoxic
 Teratogenicity : Unconfirmed teratogen (suspected teratogen)
 Conclusion : Non-genotoxic carcinogen & suspected teratogen
 Calculation of Permissible Daily Exposure (PDE)
Ideal Gas Equation PV = nRT
Where P = pressure of vapor (gas) atm
V = volume (L or m3)
n = amount of solvent in mg or g
R = Gas constant (0.082 L .atm .K-1.mol-1)
T = Temperature on Kelvin scale (273 + 25 = 298 K)
OR Conc. Of gas (solvent mg/L)
n
V
=
480 x 10-6 atm x 102.177 x 103 mg.mol-1
0.082 L. atm. K-1.mol-1 x 298 K
P
RT
= =
49.04 mg
24.44 L
= 2.007 mg/L
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
Daily dose (Rat) =
0.358mg/L x 290 L/Day
0.425 Kg
= 244.282 mg/Kg/Day » NOEL
Modifying
Factors
Permissible Daily Exposure (PDE) =
(Human)
NOEL (Rat) x Average Human wt (50 Kg)
F1 x F2 x F3 x F4 x F5
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
For Continuous dosing = 2.007 mg/L x
6 hr
24 hr
5 day
7 day
x = 0.358 mg/L
(Brief & Scala Model)
Modifying Factors/Safety Factors
 F1 = Extrapolation from animal to human
 F1 = 5 If animal is rat
 F1 = 12 If animal is mice
 F1 = 2 If animal is dog
 F1 = 2.5 If animal is rabbit
 F1 = 3 If animal is monkey
 F1 = 10 Other animals
F1 = 5
 F2 = Variability among human beings F2 = 10
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
 F3 = Duration of toxicity studies in animals
 F3 = 1 : If duration is ½ lifetime of an animal (1Yr =
Rodents/Rabbit; 7 Yrs = Cats/Dogs/ monkeys)
: reproductive studies in which the whole period of
organogenesis is covered
 F3 = 2 : 6 Months: Rodents; 3.5 Yrs: Non-Rodent
 F3 = 5 : 3 Months: Rodents; 2 Yrs: Non-Rodent
 F3 = 10: Less than 3 months
13 wks = 3 M
F3 = 5
 F4 = Nature of toxicity: Severe toxicity/Reproductive toxicity/Non-
Genotoxic carcinogenicity/ Nuerotoxicity/Teratogenicity
 F4 = 1 Fetal toxicity as well as maternal toxicity
 F4 = 5 Fetal toxicity without maternal toxicity
 F4 = 5 teratogenic effect with maternal toxicity
 F4 = 10 teratogenic effect without maternal
toxicity
Non genotoxic
carcinogen &
suspected
tertatogen
F4 = 10
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
 F5 = Nature of Study
 F5 = 1 If NOEL is determined
 F5 = 10 If LOEL is determined
NOEL Yes
F5 = 1
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
Permissible Daily Exposure (PDE) =
(Human)
244.282 mg.Kg-1.Day-1 x 50 Kg
5 x 10 x 5 x 10 x 1
= 4.885 mg/Day
Concentration (ppm) =
(in pharmaceuticals)
PDE (mg/Day) x 1000
Dose (10 g/Day)
= µg/g OR ppm
•
•
•
4.885 x 1000
10
= 488.5 µg/g OR 489 ppm OR 480 ppm
Concentration (ppm) =
Second Approach
NIOH/OSHA Permissible Exposure Limit (PEL)
Isopropyl Ether (TWA): 500 ppm
•
•
•
n
V
=
500 x 10-6 atm x 102.177 x 103 mg.mol-1
0.082 L atm. K-1.mol-1 x 298 K
P
RT
= =
51.09 mg
24.44 L
= 2.0907 mg/L
For Continuous dosing = 2.0907 mg/L x
8 hr
24 hr
5 day
7 day
x = 0.4978 mg/L
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
Daily dose (Human) =
0.4978mg/L x 28800 L/Day
60 Kg
= 238.944 mg/Kg/Day
» NOEL = 239 µg/g OR 230 ppm
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects
ICH (PDE) vs NOISH (PEL)  NIOSH provides more restricted levels
Name CAS ICH (ppm) NIOSH (ppm)
Isopropyl ether 108-20-3 480 230
Methyl isopropyl ketone 563-8-4 260 80
Third Approach ICH Escape Window
ICH Q3C (R6) PART I: IMPURITIES: GUIDELINE FOR RESIDUAL SOLVENTS
Supporting safety data in a marketing application for a new drug product containing a
new solvent may be based on concepts in this guideline OR the concept of
qualification of impurities as expressed in the guideline for drug substance (Q3A,
Impurities in New Drug Substances) OR drug product (Q3B, Impurities in New Drug
Products), or all three guidelines.
1. INTRODUCTION
Known Impurity NMT 0.15% OR 1500 ppm??
Any Other Impurity NMT 0.10% OR 1000 ppm ??
Solvents with “No Adequate” Toxicological Data;
Strategies & Approaches to
Regulatory Aspects

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Residual solvent analysis, part 3 Solvents’ Limit in Pharmaceuticals with “No Adequate Toxicological Data”; Strategies & Approaches to Regulatory Approvals ICH-Q3C(R6)

  • 1. Residual Solvent Analysis, Part-3 Solvents’ Limit in Pharmaceuticals with “No Adequate Toxicological Data”; Strategies & Approaches to Regulatory Approvals ICH-Q3C(R6) Arvind Mittal, Ph.D
  • 2. Scientific Literature: Solvent toxicity  Google Scholar  PubMed/MedLine/PubChem/ NLM (National Library of Medicine US)  TOXNET/HSDB (Hazardous Substance Data Bank)/ HAZ-MAP  Chemical Abstract Service (CAS Number Search)  NIOSH TWA REL (National Institute for Occupational Safety and Health: Recommended Exposure Limit)  OSHA PEL (Occupational Safety and Health Administration; Permissible Exposure Limit)  RTECS (Registry of Toxic Effects of Chemical Substances)  ACGIH TLV (American Conference of Governmental Industrial Hygienists: Threshold Limit Value)  ESIS – European Chemical Substances Information System Literature is searched for NOEL [No Observed Effect Level] or LOEL [Lowest Observed Effect Level] values Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects
  • 3. Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects Isopropyl Ether/Diisopropyl Ether: CAS 108-20-3  Most relevant search for animal toxicity  Dalbey W, Feuston M. Subchronic and developmental toxicity studies of vaporized diisopropyl ether in rats . J Toxicol Environ Health. 1996; 49(1):29-43.  Romanelli L, Evandri MG. Permitted Daily Exposure for Diisopropyl Ether as a Residual Solvent in Pharmaceuticals. Toxicol Res. 2018;34(2):111-125. .  Subchronic toxicity  Developmental  Neurological toxicity  Carcinogenicity  Genotoxicity Animal: Rat Mol. Wt 102.177 g/mol O
  • 4. Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects  Experimental Parameters  Animal : Rat  Inhalation exposure concentration : 0, 480, 3300 & 7100 ppm  Exposure duration : 6 Hr/Day, 5 Days/week for 13 weeks  Temperature : 25° C (273 + 25 = 298 K)  Result & Findings  NOEL : 480 ppm  Carcinogenicity (oral) : Hepatic (liver) & Renal (kidney)  Genotoxicity : Non-genotoxic  Teratogenicity : Unconfirmed teratogen (suspected teratogen)  Conclusion : Non-genotoxic carcinogen & suspected teratogen
  • 5.  Calculation of Permissible Daily Exposure (PDE) Ideal Gas Equation PV = nRT Where P = pressure of vapor (gas) atm V = volume (L or m3) n = amount of solvent in mg or g R = Gas constant (0.082 L .atm .K-1.mol-1) T = Temperature on Kelvin scale (273 + 25 = 298 K) OR Conc. Of gas (solvent mg/L) n V = 480 x 10-6 atm x 102.177 x 103 mg.mol-1 0.082 L. atm. K-1.mol-1 x 298 K P RT = = 49.04 mg 24.44 L = 2.007 mg/L Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects
  • 6. Daily dose (Rat) = 0.358mg/L x 290 L/Day 0.425 Kg = 244.282 mg/Kg/Day » NOEL Modifying Factors Permissible Daily Exposure (PDE) = (Human) NOEL (Rat) x Average Human wt (50 Kg) F1 x F2 x F3 x F4 x F5 Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects For Continuous dosing = 2.007 mg/L x 6 hr 24 hr 5 day 7 day x = 0.358 mg/L (Brief & Scala Model)
  • 7. Modifying Factors/Safety Factors  F1 = Extrapolation from animal to human  F1 = 5 If animal is rat  F1 = 12 If animal is mice  F1 = 2 If animal is dog  F1 = 2.5 If animal is rabbit  F1 = 3 If animal is monkey  F1 = 10 Other animals F1 = 5  F2 = Variability among human beings F2 = 10 Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects
  • 8. Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects  F3 = Duration of toxicity studies in animals  F3 = 1 : If duration is ½ lifetime of an animal (1Yr = Rodents/Rabbit; 7 Yrs = Cats/Dogs/ monkeys) : reproductive studies in which the whole period of organogenesis is covered  F3 = 2 : 6 Months: Rodents; 3.5 Yrs: Non-Rodent  F3 = 5 : 3 Months: Rodents; 2 Yrs: Non-Rodent  F3 = 10: Less than 3 months 13 wks = 3 M F3 = 5
  • 9.  F4 = Nature of toxicity: Severe toxicity/Reproductive toxicity/Non- Genotoxic carcinogenicity/ Nuerotoxicity/Teratogenicity  F4 = 1 Fetal toxicity as well as maternal toxicity  F4 = 5 Fetal toxicity without maternal toxicity  F4 = 5 teratogenic effect with maternal toxicity  F4 = 10 teratogenic effect without maternal toxicity Non genotoxic carcinogen & suspected tertatogen F4 = 10 Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects  F5 = Nature of Study  F5 = 1 If NOEL is determined  F5 = 10 If LOEL is determined NOEL Yes F5 = 1
  • 10. Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects Permissible Daily Exposure (PDE) = (Human) 244.282 mg.Kg-1.Day-1 x 50 Kg 5 x 10 x 5 x 10 x 1 = 4.885 mg/Day Concentration (ppm) = (in pharmaceuticals) PDE (mg/Day) x 1000 Dose (10 g/Day) = µg/g OR ppm • • • 4.885 x 1000 10 = 488.5 µg/g OR 489 ppm OR 480 ppm Concentration (ppm) =
  • 11. Second Approach NIOH/OSHA Permissible Exposure Limit (PEL) Isopropyl Ether (TWA): 500 ppm • • • n V = 500 x 10-6 atm x 102.177 x 103 mg.mol-1 0.082 L atm. K-1.mol-1 x 298 K P RT = = 51.09 mg 24.44 L = 2.0907 mg/L For Continuous dosing = 2.0907 mg/L x 8 hr 24 hr 5 day 7 day x = 0.4978 mg/L Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects Daily dose (Human) = 0.4978mg/L x 28800 L/Day 60 Kg = 238.944 mg/Kg/Day » NOEL = 239 µg/g OR 230 ppm
  • 12. Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects ICH (PDE) vs NOISH (PEL)  NIOSH provides more restricted levels Name CAS ICH (ppm) NIOSH (ppm) Isopropyl ether 108-20-3 480 230 Methyl isopropyl ketone 563-8-4 260 80
  • 13. Third Approach ICH Escape Window ICH Q3C (R6) PART I: IMPURITIES: GUIDELINE FOR RESIDUAL SOLVENTS Supporting safety data in a marketing application for a new drug product containing a new solvent may be based on concepts in this guideline OR the concept of qualification of impurities as expressed in the guideline for drug substance (Q3A, Impurities in New Drug Substances) OR drug product (Q3B, Impurities in New Drug Products), or all three guidelines. 1. INTRODUCTION Known Impurity NMT 0.15% OR 1500 ppm?? Any Other Impurity NMT 0.10% OR 1000 ppm ?? Solvents with “No Adequate” Toxicological Data; Strategies & Approaches to Regulatory Aspects