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W-Handover and Call Drop Problem Optimization Guide For internal use only 
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WCDMA RNP For internal use only 
Product version 
3.3 Total 201 pages 
W-Handover and Call Drop Problem Optimization 
Guide 
(For internal use only) 
Prepared by Jiao Anqiang Date 2006-03-16 
Reviewed by Xie Zhibin, Dong Yan, Hu 
Wensu, Wan Liang, Yan 
Lin, Ai Hua, Xu Zili, and 
Hua Yunlong 
Date 
Reviewed by Wang Chungui Date 
Approved by Date 
Huawei Technologies Co., Ltd. 
All Rights Reserved 
2009-10-10 All rights reserved Page 1 of 201
W-Handover and Call Drop Problem Optimization Guide For internal use only 
Revision Records 
Date Version Description Author 
2005-02-01 2.0 
Completing V2.0 W-Handover and Call Drop 
Problems. 
Cai Jianyong, 
Zang Liang, and 
Jiao Anqiang 
2006-03-16 3.0 
According to V3.0 guide requirements, 
reorganizing and updating V2.0 guide, focusing 
more on operability of on-site engineers. All traffic 
statistics is from RNC V1.5. The update includes: 
Updating flow chart for handover problem 
optimization 
Moving part of call drop due to handover problem 
to handover optimization part 
Specifying operation-related part to be more 
applicable to on-site engineers 
Updating RNC traffic statistics indexes to V1.5 
Integrating traffic statistics analysis to NASTAR of 
the network performance analysis 
Optimizing some cases, adding new cases, and 
removing outdated cases and terms 
Moving content about handover and call drop to the 
appendix, and keeping operations related to them in 
the body 
Adding explanations to SRB&TRB and RL 
FAILURE. 
Jiao Anqiang 
2006-04-30 
3.1 
Adding HSDPA-related description HSDPA 
handover DT/CQT flow, definitions of traffic 
statistics in HSDPA handover, HSDPA handover 
problems. Adding algorithms and flows of HSDPA 
handover. 
Zhang Hao and 
Li Zhen 
2009-10-10 All rights reserved Page 2 of 201
W-Handover and Call Drop Problem Optimization Guide For internal use only 
Date Version Description Author 
2006-10-30 
3.11 
Adding V17-related handover description as below: 
Changes in signaling flow for H2D HHO 
Changes in triggering events of H2D and D2H 
D2H handover in HSDPA based on traffic and 
timers 
Updating description of HSDPA serving cell and 
traffic statistics of HSDPA-DCH handover 
Adding call drop indexes in HSDPA DT/statistics 
Wang Dekai 
2007-08-09 3.2 Adding HSUPA-related description. Zhang Hao 
2008-12-15 
3.3 
Adding MBMS-related description. 
Yearly review 
WangDekai / 
HuWensu 
2009-10-10 All rights reserved Page 3 of 201
W-Handover and Call Drop Problem Optimization Guide For internal use only 
Contents 
1 Introduction .............................................................................................................................14 
2 Handover and Call Drop Performance Indexes......................................................................16 
2.1 Handover Performance Indexes ......................................................................................16 
2.2 Call Drop Performance Indexes .......................................................................................19 
3 Handover Index Optimization .................................................................................................20 
3.1 DT/CQT Index Optimization Flow.....................................................................................20 
3.1.1 SHO DT Index Optimization Flow...........................................................................20 
3.1.2 HHO CQT Flow .....................................................................................................24 
3.1.3 Inter-RAT Handover CQT Flow..............................................................................27 
3.1.4 DT/CQT Flow for HSDPA Handover ......................................................................29 
3.1.5 DT/CQT Flow for HSUPA Handover ......................................................................32 
3.1.6 SHO Ratio Optimization.........................................................................................32 
3.1.7 MBMS Mobility Optimization ..................................................................................32 
3.2 Traffic Statistics Analysis Flow.........................................................................................34 
3.2.1 Analysis Flow for SHO Traffic Statistics .................................................................35 
3.2.2 Analysis Flow of HHO Traffic statistics...................................................................36 
3.2.3 Traffic Statistics Analysis Flow for Inter-RAT Handover..........................................37 
3.2.4 Traffic Statistics Analysis for HSDPA Handover .....................................................40 
3.2.5 Traffic Statistics Analysis for HSUPA Handover .....................................................41 
3.3 SHO Cost Optimization....................................................................................................43 
4 CDR Index Optimization..........................................................................................................44 
4.1 Definition of Call Drop and Traffic Statistics Indexes ........................................................44 
4.1.1 Definition of DT Call Drop ......................................................................................44 
4.1.2 Descriptions of Traffic Statistics Indexes ................................................................44 
4.2 DT/CQT Optimization Flow..............................................................................................45 
4.2.1 Call Drop Cause Analysis ......................................................................................46 
4.2.2 Frequently-adjusted Non-handover Algorithm Parameters......................................48 
4.2.3 Judgment Tree for Call Drop Causes .....................................................................49 
4.3 Traffic Statistics Analysis Flow.........................................................................................50 
4.3.1 Analyzing RNC CDR..............................................................................................51 
4.3.2 Analyzing Causes to Call Drop...............................................................................51 
4.3.3 Check Cells ...........................................................................................................52 
4.3.4 Further DT for Relocating Problems.......................................................................52 
4.4 Optimization Flow for Tracing Data..................................................................................52 
4.4.1 Obtaining Single Subscriber Tracing Message .......................................................53 
4.4.2 Obtaining Information about Call Drop Point ..........................................................53 
4.4.3 Analyzing Call Drop due to SRB Reset ..................................................................54 
4.4.4 Analyzing Call Drop due to TRB Reset...................................................................54 
4.4.5 Analyzing Abnormal Call Drop ...............................................................................54 
4.4.6 Performing CQT to Recheck Problems ..................................................................55 
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4.5 Optimization Process for MBMS Call Drop.......................................................................55 
5 FAQs Analysis.........................................................................................................................56 
5.1 SHO Problems ................................................................................................................56 
5.1.1 Over High SHO Rate due to Improper SHO Relative Threshold .............................56 
5.1.2 Delayed Handover due to Over Great Intra-frequency Filter Coefficient..................57 
5.1.3 Missing Neighbor Cell............................................................................................58 
5.1.4 Redundant Neighbor Cells.....................................................................................62 
5.1.5 Pilot Pollution.........................................................................................................65 
5.1.6 Turning Corner Effect ............................................................................................71 
5.1.7 Needlepoint Effect .................................................................................................74 
5.1.8 Quick Change of Best server Signal.......................................................................75 
5.2 HHO Problems ................................................................................................................77 
5.2.1 Intra-frequency Ping-pong HHO due to Improperly Configured 1D Event Hysteresis77 
5.2.2 Delayed Origination of Inter-frequency Measurement due to Improper Inter-frequency 
Measurement Quantity ..................................................................................................78 
5.3 Inter-RAT Handover Problems.........................................................................................80 
5.3.1 Ping-pong Reselection...........................................................................................80 
5.3.2 PS Inter-RAT Ping-pong Handoff ...........................................................................81 
5.3.3 Failure in handoff from 3G to the 2G network .........................................................82 
5.3.4 Inter-RAT Handover Call Drop ...............................................................................84 
5.4 Call Drop Problems .........................................................................................................91 
5.4.1 OverWeak Coverage ............................................................................................91 
5.4.2 Uplink Interference ................................................................................................92 
5.4.3 Abnormal Equipment .............................................................................................95 
5.5 HSDPA-related Problems ................................................................................................97 
5.5.1 HSDPA Handover Problems..................................................................................97 
5.5.2 HSDPA Call Drop ..................................................................................................98 
5.6 HSUPA Problems..........................................................................................................100 
6 Summary................................................................................................................................101 
7 Appendix................................................................................................................................102 
7.1 SRB&TRB Reset ...........................................................................................................102 
7.1.1 RAB ....................................................................................................................102 
7.1.2 SRB ....................................................................................................................103 
7.2 RL FAILURE .................................................................................................................104 
7.3 SHO Flow......................................................................................................................109 
7.3.1 Analyzing Signaling Flow for Adding Radio Link...................................................109 
7.3.2 Analyzing Signaling Flow for Deleting Radio Link.................................................112 
7.3.3 Analyzing Signaling Flow for Adding and Deleting Radio Link ..............................113 
7.3.4 SHO Algorithm ....................................................................................................116 
7.4 Ordinary HHO Flow.......................................................................................................123 
7.4.1 Ordinary HHO (lur Interface and CELL_DCH State) .............................................123 
7.4.2 Inter-CN HHO Flow..............................................................................................125 
7.5 HHO Algorithm..............................................................................................................128 
7.5.1 Intra-frequency HHO Algorithm............................................................................128 
7.5.2 Inter-frequency HHO Algorithm............................................................................128 
7.6 Concept and Classification of HSDPA Handover............................................................130 
7.6.1 Concept of HSDPA Handover..............................................................................130 
7.6.2 Classification of HSDPA Handover ......................................................................130 
7.6.3 Signaling Flow and Message Analysis of HSDPA Handover.................................131 
7.6.4 HS-PDSCH Serving Cell Update due to DPCH SHO............................................132 
7.6.5 HS-PDSCH Serving Cell Update due to DPCH HHO............................................139 
7.6.6 DPCH Intra-frequency HHO with HS-DSCH Serving Cell Update.........................140 
7.6.7 DPCH Inter-frequency HHO with HS-DSCH Serving Cell Update.........................141 
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7.6.8 Handover Between HSDPA and R99 ...................................................................143 
7.6.9 Handover between HSDPA and GPRS................................................................152 
7.6.10 Direct Retry of HSDPA.......................................................................................152 
7.6.11 Switch of Channel Type .....................................................................................154 
7.7 Concept and Classification of HSUPA Handover............................................................157 
7.7.1 Basic Concepts....................................................................................................157 
7.7.2 Classification of HSUPA Handover ......................................................................157 
7.7.3 Signaling Flow and Message Analysis of HSUPA Handover.................................158 
7.7.4 SHO from a HSUPA Cell to a Non-HSUPA Cell ...................................................164 
7.7.5 SHO from a Non-HSUPA Cell to a HSUPA Cell ...................................................169 
7.7.6 Handover Between a HSUPA Cell and a GSM/GPRS Cell ...................................172 
7.7.7 Direct Retry of HSUPA.........................................................................................172 
7.7.8 Switch between Channel Types...........................................................................174 
7.8 Handover from WCDMA to GSM...................................................................................175 
7.9 Handover from GSM toWCDMA ...................................................................................179 
7.10 Handover from WCDMA to GPRS................................................................................182 
7.11 Handover from GRPS toWCDMA................................................................................186 
7.12 Parameters of Handover from 3G to 2G Network .........................................................189 
7.13 Data Configuration for Supporting Bi-directional Roaming and Handover Between WCDMA and 
GSM/GPRS........................................................................................................................192 
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Figures 
Figure 3-1 SHO DT data analysis flow................................................................................................ 21 
Figure 3-2 Optimization flow for HHO CQT......................................................................................... 26 
Figure 3-3 Inter-RAT handover CQT flow............................................................................................ 28 
Figure 3-4 DT/CQT flow for HSDPA handover .................................................................................... 31 
Figure 3-5 Movement of the MBMS UE between PTM cells................................................................ 32 
Figure 3-6 Analysis flow for handover traffic statistics data.................................................................. 35 
Figure 3-7 Voce inter-RAT outgoing handover flow ............................................................................. 38 
Figure 4-1 Flow chart for analyzing call drop ...................................................................................... 46 
Figure 4-2 Judgment tree for call drop causes.................................................................................... 49 
Figure 4-3 Flow for analyzing call tracing............................................................................................ 53 
Figure 5-1 SHO relative threshold ...................................................................................................... 57 
Figure 5-2 Signaling flow recorded by UE before call drop.................................................................. 58 
Figure 5-3 Scrambles recorded by UE active set and scanner before call drop ................................... 59 
Figure 5-4 Scrambles in UE active set before call drop....................................................................... 60 
Figure 5-5 UE intra-frequency measurement control point before call drop ......................................... 61 
Figure 5-6 Analyzing signaling of UE intra-frequency measurement control before call drop................ 61 
Figure 5-7 Confirming missing neighbor cell without information from scanner.................................... 62 
Figure 5-8 Location relationship of 2G redundant neighbor cells......................................................... 64 
Figure 5-9 Pilot pollution near Yuxing Rd............................................................................................ 65 
Figure 5-10 Best ServiceCell near Yuxing Rd. .................................................................................... 65 
Figure 5-11 The 2nd best ServiceCell near Yuxing Rd. ....................................................................... 66 
Figure 5-12 The 3rd best ServiceCell near Yuxing Rd......................................................................... 66 
Figure 5-13 The 4th best ServiceCell near Yuxing Rd......................................................................... 67 
Figure 5-14 Composition of pilot pollution near Yuxing Rd. ................................................................. 67 
Figure 5-15 RSSI near Yuxing Rd....................................................................................................... 68 
Figure 5-16 RSCP of Best ServiceCell near Yuxing Rd....................................................................... 68 
Figure 5-17 RSCP of SC270 cell near Yuxing Rd................................................................................ 69 
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Figure 5-18 Pilot pollution near Yuxing Rd. after optimization.............................................................. 70 
Figure 5-19 Best ServiceCell near Yuxing Rd. after optimization......................................................... 70 
Figure 5-20 RSCP of best ServiceCell near Yuxing Rd. after optimization........................................... 71 
Figure 5-21 RSCP of SC270 cell near Yuxing Rd. after optimization ................................................... 71 
Figure 5-22 Turning corner effect-signals attenuation ......................................................................... 72 
Figure 5-23 Turning corner effect-signal attenuation recorded by the UE ............................................ 72 
Figure 5-24 Turning corner effect-traced signaling recorded by the RNC............................................. 73 
Figure 5-25 Needle point-signal variance............................................................................................ 74 
Figure 5-26 Call drop distribution of PS384K intra-frequency hard handover....................................... 75 
Figure 5-27 Signal distribution of cell152 vs. cell88 (signal fluctuation in handover areas)................... 76 
Figure 5-28 Reporting 1D event ......................................................................................................... 77 
Figure 5-29 Increasing hysteresis to reduce frequently reporting of 1D event...................................... 78 
Figure 5-30 Attenuation relationship of RSCP and Ec/No.................................................................... 79 
Figure 5-31 Indoor 3G RSCP distribution............................................................................................ 83 
Figure 5-32 Analyzing weak signals.................................................................................................... 91 
Figure 5-33 Uplink interference according to RNC signaling ............................................................... 93 
Figure 5-34 Uplink interference according to UE signaling .................................................................. 93 
Figure 5-35 Uplink interference information recorded by UE ............................................................... 94 
Figure 5-36 RTWP variation of the cell 89767..................................................................................... 94 
Figure 5-37 RTWP variation of the cell 89768..................................................................................... 95 
Figure 5-38 Pilot information recorded by scanner.............................................................................. 97 
Figure 7-1 UMTS QoS structure....................................................................................................... 102 
Figure 7-2 SRB and TRB at user panel............................................................................................. 103 
Figure 7-3 Signaling flow for adding radio link....................................................................................110 
Figure 7-4 Signaling flow for deleting radio link..................................................................................112 
Figure 7-5 SHO signaling flow for adding and deleting radio link........................................................114 
Figure 7-6 Measurement model.........................................................................................................116 
Figure 7-7 Example 1A event and trigger delay .................................................................................118 
Figure 7-8 Periodic report triggered by 1A event................................................................................119 
Figure 7-9 Example of 1C event ....................................................................................................... 120 
Figure 7-10 Example 1D event......................................................................................................... 121 
Figure 7-11 Restriction from hysteresis to measurement report......................................................... 121 
Figure 7-12 Example of 1E event ..................................................................................................... 122 
Figure 7-13 Example of 1F event ..................................................................................................... 122 
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Figure 7-14 Ordinary HHO flow (lur interface and CELL_DCH state) ................................................ 124 
Figure 7-15 Ordinary inter-CN HHO flow .......................................................................................... 126 
Figure 7-16 Intra-NodeB synchronization serving cell update............................................................ 133 
Figure 7-17 Inter-NodeB synchronization serving cell update............................................................ 135 
Figure 7-18 Inter-NodeB HS-DSCH cell update after radio link is added ........................................... 137 
Figure 7-19 Inter-NodeB HS-DSCH cell update during HHO (single step method) ............................ 139 
Figure 7-20 DPCH intra-frequency HHO with HS-DSCH serving cell update..................................... 141 
Figure 7-21 DPCH inter-frequency HHO with HS-DSCH serving cell update..................................... 142 
Figure 7-22 handover from HSDPA to R99 ....................................................................................... 143 
Figure 7-23 Intra-frequency handover from R99 to R5...................................................................... 143 
Figure 7-24 DPCH SHO with handover from HSDPA to R99 (inter-NodeB)....................................... 145 
Figure 7-25 DPCH SHO with handover from R99 to HSDPA............................................................. 146 
Figure 7-26 Inter-NodeB SHO with handover from HSDPA to R99 (V17) .......................................... 147 
Figure 7-27 Intra-frequency HHO with handover from R5 to R99 ...................................................... 148 
Figure 7-28 Intra-frequency HHO with handover form R99 to R5 ...................................................... 148 
Figure 7-29 Intra-frequency HHO with handover from R5 to R99 (V17)............................................. 149 
Figure 7-30 Inter-frequency HHO from HS-PDSCH to DCH.............................................................. 150 
Figure 7-31 Inter-frequency HHO from DCH to HS-PDSCH.............................................................. 151 
Figure 7-32 Handover between HSDPA and GPRS.......................................................................... 152 
Figure 7-33 Flow for direct retry during setup of a service................................................................. 153 
Figure 7-34 Direct retry triggered by traffic........................................................................................ 153 
Figure 7-35 Switch of channel type................................................................................................... 155 
Figure 7-36 Intra-frequency SHO between two HSUPA cells............................................................. 159 
Figure 7-37 Signaling for HSUPA cell update triggered by a 1D event............................................... 159 
Figure 7-38 Signaling for HSUPA cell update triggered by a 1D event (reported by the monitor set).. 160 
Figure 7-39 Intra-frequency HHO between two HSUPA cells ............................................................ 160 
Figure 7-40 Signaling for intra-frequency HHO between two HSUPA cells ........................................ 161 
Figure 7-41 Inter-frequency HHO between two HSUPA cells ............................................................ 161 
Figure 7-42 Signaling for inter-frequency HHO between two HSUPA cells ........................................ 162 
Figure 7-43 Inter-RNC HSUPA handover.......................................................................................... 163 
Figure 7-44 SHO from a HSUPA cell to a non-HSUPA cell ................................................................ 165 
Figure 7-45 Addition of an R99 cell when the service is on the E-DCH.............................................. 166 
Figure 7-46 Intra-frequency HHO from a HSUPA cell to a non-HSUPA cell ....................................... 167 
Figure 7-47 Signaling for intra-frequency HHO from a HSUPA cell to a non-HSUPA cell ................... 167 
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Figure 7-48 Inter-frequency HHO from a HSUPA cell to a non-HSUPA cell ....................................... 168 
Figure 7-49 Signaling for inter-frequency HHO from a HSUPA cell to a non-HSUPA cell ................... 169 
Figure 7-50 SHO from a non-HSUPA cell to a HSUPA cell ................................................................ 170 
Figure 7-51 SHO from a non-HSUPA cell to a HSUPA cell (triggered by a 1B event)......................... 170 
Figure 7-52 Intra-frequency HHO from a non-HSUPA cell to a HSUPA cell ....................................... 171 
Figure 7-53 Signaling for intra-frequency HHO from a non-HSUPA cell to a HSUPA cell ................... 171 
Figure 7-54 Inter-frequency HHO from a non-HSUPA cell to a HSUPA cell ....................................... 172 
Figure 7-55 Direct retry from an R99 cell to a HSUPA cell................................................................. 173 
Figure 7-56 Direct retry from a HSUPA cell to an R99 cell................................................................. 173 
Figure 7-57 Direct retry from a HSUPA cell to another HSUPA cell.................................................... 174 
Figure 7-58 Switch between HSUPA channel types .......................................................................... 174 
Figure 7-59 Signaling flow for handover from WCDMA to GSM......................................................... 176 
Figure 7-60 Tracing signaling of handover from WCDMA to GSM..................................................... 176 
Figure 7-61 Signaling flow for handover from GSM to WCDMA ........................................................ 179 
Figure 7-62 Tracing signaling of handover from GSM to WCDMA..................................................... 180 
Figure 7-63 Flow of handover from WCDMA to GPRS (1)................................................................. 183 
Figure 7-64 Flow of handover from WCDMA to GPRS (2)................................................................. 183 
Figure 7-65 Tracing signaling of handover from WCDMA to GPRS................................................... 184 
Figure 7-66 Signaling flow for handover from GPRS to WCDMA (1) ................................................. 186 
Figure 7-67 Signaling flow for handover from GPRS to WCDMA (2) ................................................. 187 
Figure 7-68 Data configuration in the location area cell table ............................................................ 193 
Figure 7-69 Data configuration of neighbor cell configuration table ................................................... 194 
Figure 7-70 Configuration table for external 3G cells ........................................................................ 196 
Figure 7-71 Configuration table for GSM inter-RAT neighbor cells .................................................... 197 
Figure 7-72 Configuration table for 2G reselection parameters ......................................................... 198 
Figure 7-73 Parameter configuration table for inter-RAT handover.................................................... 199 
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W-Handover and Call Drop Problem Optimization Guide For internal use only 
Tables 
Table 2-1 Handover performance indexes and reference values ......................................................... 16 
Table 2-2 HSDPA handover performance indexes and reference value............................................... 17 
Table 2-3 HSUPA handover performance indexes and reference value............................................... 17 
Table 2-4 CDR index and reference value........................................................................................... 19 
Table 3-1 SHO failure indexes ............................................................................................................ 36 
Table 3-2 HHO failure indexes............................................................................................................ 36 
Table 3-3 Traffic statistics indexes of CS inter-RAT handover preparation failure................................. 38 
Table 3-4 Traffic statistics indexes of PS inter-RAT outgoing handover failure ..................................... 39 
Table 4-1 Types of CDR indexes......................................................................................................... 45 
Table 4-2 Thresholds of EcIo and Ec .................................................................................................. 46 
Table 4-3 Traffic statistics indexes for analyzing causes to call drop.................................................... 51 
Table 5-1 Relationship between the filter coefficient and the corresponding tracing time...................... 58 
Table 5-2 2G handover times.............................................................................................................. 63 
Table 5-3 Best servers and other cells ................................................................................................ 67 
Table 7-1 Timers and counters related to the synchronization and asynchronization.......................... 104 
Table 7-2 Timers and counters related to call drop at lub interface .................................................... 107 
Table 7-3 Flow of serving cell update triggered by different events in SHO........................................ 132 
Table 7-4 Scenarios of handover between HSDPA and R99 (V17) .................................................... 144 
Table 7-5 Handover between two HSUPA cells ................................................................................. 158 
Table 7-6 Handover between a HSUPA cell and a non-HSUPA cell ................................................... 163 
Table 7-7 Parameters of handover from 3G to 2G............................................................................. 190 
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W-Handover and Call Drop Problem Optimization Guide 
Key words: 
Handover, call drop, and optimization 
Abstract: 
This document, aiming at network optimization of handover success rate and call drop rate, details 
the specific network operation flow. In addition, it analyzes common problems during network 
optimization. 
Acronyms and abbreviations: 
Acronyms and Abbreviations Full Spelling 
AMR Adaptive MultiRate 
CHR Call History Record 
CDR Call Drop Rate 
DCCC Dynamic Channel Configuration Control 
RAN Radio Access Network 
RNP Radio Network Planning 
SRB Signaling Radio Bearer 
TRB Traffic Radio Bearer 
SHO Soft Handover 
HHO Hard Handover 
PCH Physical Channel 
CN Core Network 
O&M Operation and maintenance 
MNC Mobile Network Code 
MCC Mobile Country Code 
LAC Location Area Code 
CIO Cell Independent Offset 
HSUPA High Speed Uplink Packet Access 
E-DCH Enhanced uplink Dedicated Channel 
E-AGCH E-DCH Absolute Grant Channel 
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E-RGCH E-DCH Relative Grant Channel 
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W-Handover and Call Drop Problem Optimization Guide For internal use only 
1 Introduction 
This document aims to meet the requirements by on-site engineers on solving handover and 
call drop problems and making them qualified during network optimization. It describes the 
methods for evaluating network handover and call drop performance, testing methods, 
troubleshooting methods, and frequently asked questions (FAQs). 
The appendix provides fundamental knowledge, principles, related parameters, and data 
processing tools about handover and call drop. This document serves to network KPI 
optimization and operation and maintenance (O&M) and helps engineers to locate and solve 
handover and call drop problems. 
The RRM algorithms and problem implementation in this document are based on V16 RNC. If 
some RRM algorithms are based on V17 RNC, they will be highlighted. HSUPA is introduced in 
V18 RNC, so the algorithms related to HSUPA are based on RNC V18. The following sections 
are updated: 
l Traffic Statistics Analysis for HSDPA Handover 
l Handover Between HSDPA and R99 
l Direct Retry of HSDPA 
l Switch of Channel Type 
Actually handover is closely relevant to call drop. Handover failure probably leads to call drop. 
Therefore handover-caused call drop is arranged in handover success rate optimization part. 
The CDR optimization includes all related to call drop except handover-caused call drop. 
This document does not include usage of related tools. 
This document includes the following 12 chapters: 
l 1 Introduction 
l 2 Handover and Call Drop Performance Indexes 
l 3 Handover Index Optimization 
l 4 CDR Index Optimization 
l 5 FAQs Analysis 
l 6 Summary 
l 7 Appendix 
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The traffic statistics analysis is based on RNC V1.5 counter. It will be updated upon the update 
of RNC counters. 
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W-Handover and Call Drop Problem Optimization Guide For internal use only 
2 Handover and Call Drop Performance Indexes 
2.1 Handover Performance Indexes 
According to RNA KPI baseline document, Table 2-1 lists the handover performance indexes 
and reference values. 
Table 2-1 Handover performance indexes and reference values 
Index Service Statistics method Reference 
value 
SHO success rate CS&PS DT&Stat. 99% 
Intra-frequency HHO 
success rate 
Voice DT&Stat. 90% 
VP DT&Stat. 85% 
PS UL64K/DL 64K DT&Stat. 85% 
PS UL64K/DL 144K DT&Stat. 80% 
PS UL64K/DL 384K DT&Stat. 75% 
Inter-frequency HHO 
success rate 
Voice DT&Stat. 92% 
VP DT&Stat. 90% 
PS UL64K/DL 64K DT&Stat. 90% 
PS UL64K/DL 144K DT&Stat. 87% 
PS UL64K/DL 384K DT&Stat. 85% 
Inter-RAT handover 
success rate 
Voice handover out DT&Stat. 95% 
PS handover out DT&Stat. 92% 
SHO ratio N/A DT 35% 
SHO cost N/A Stat. 40% 
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Table 2-2 lists the HSDPA handover performance indexes and reference value. 
Table 2-2 HSDPA handover performance indexes and reference value 
Index Service Reference value 
HSDPA-HSDPA intra-frequency 
serving cell update PS (HSDPA) 99% 
HSDPA-HSDPA inter-frequency 
serving cell update PS (HSDPA) 92% 
HSDPA-R99 intra-frequency handover PS (HSDPA) 99% 
HSDPA-R99 inter-frequency handover PS (HSDPA) 90% 
Success rate of R99-to-HSDPA cell 
handover PS (HSDPA) 85% 
HSDPA-to-GPRS inter-RAT handover PS (HSDPA) 92% 
Note: The HSDPA handover KPIs are to be updated after formal issue byWCDMA&GSM Performance 
Research Department. 
Table 2-3 HSUPA handover performance indexes and reference value 
Index Service Reference value 
Success rate of inter-cell 
SHO in HSUPA (including 
adding, replacing, and 
PS (HSUPA) – 
deleting) 
Success rate of inter-cell 
SHO serving cell update in 
HSUPA 
PS (HSUPA) 
– 
Success rate of 
DCH-to-E-DCH 
reconfiguration in SHO 
mode (including replacing 
and deleting) 
PS (HSUPA) 
– 
Success rate of 
E-DCH-to-DCH 
reconfiguration in SHO 
mode (including replacing 
and deleting) 
PS(HSUPA) 
– 
Success rate of inter-cell 
intra-frequency HHO in 
HSUPA 
PS (HSUPA) 
– 
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Index Service Reference value 
Success rate of 
– 
intra-frequency HHO from a 
HSUPA cell to a 
PS (HSUPA) 
non-HSUPA cell 
Success rate of 
DCH-to-E-DCH 
reconfiguration in single-link 
mode (the second step of 
inter- or intra-frequency 
HHO from a non-HSUPA 
cell to a HSUPA cell) 
PS (HSUPA) 
– 
Success rate of inter-cell 
inter-frequency HHO in 
HSUPA 
PS (HSUPA) 
– 
Success rate of 
inter-frequency HHO from a 
HSUPA cell to a 
non-HSUPA cell 
PS (HSUPA) 
– 
Success rate of 
HSUPA-to-GPRS inter-RAT 
handover 
PS (HSUPA) 92% 
Note: 
The HSUPA handover KPIs are unavailable and to be updated after formal issue byWCDMA&GSM 
Performance Department. 
Decide the specific value according to project requirements or contract requirements of commercial network 
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2.2 Call Drop Performance Indexes 
Table 2-4 lists the CDR index and reference value. 
Table 2-4 CDR index and reference value 
Index Service Statistics 
method 
Reference 
value 
CDR 
Voice DT&Stat.&CQT 2% 
VP DT&Stat.&CQT 2.5% 
PS planned full 
coverage rate DT&CQT 3% 
PS (UL DCH full 
coverage rate/DL 
DT 3% 
HSDPA) 
PS Stat. 10% 
PS (UL HSUPA/DL 
HSDPA) DT 3% 
The values listed in Table 2-4 are only for reference. Decide the specific value according to 
project requirements or contract requirements of commercial network. 
The call drop rate of HSDPA is not defined yet, so engineers use call drop rate of PS 
temporarily. 
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3 Handover Index Optimization 
3.1 DT/CQT Index Optimization Flow 
DT and CQT are important to network evaluation and optimization. DT/CQT KPIs act as 
standards for verifying networks. Overall DT helps to know entire coverage, to locate missing 
neighbor cells, and to locate cross-cell coverage. HHO and inter-RAT handover are used in 
coverage solutions for special scenarios, in while CQT is proper. 
The following sections describe the DT/CQT index optimization flow in terms of SHO, HHO, and 
inter-RAT handover. 
3.1.1 SHO DT Index Optimization Flow 
Figure 3-1 shows the SHO DT data analysis flow. 
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Figure 3-1 SHO DT data analysis flow 
Inputting Analysis Data 
Perform DT. Collect DT data, related signaling tracing, RNC CHR, and RNC MML scripts. 
Obtaining When and Where the Problem Occurs 
During the test, SHO-caused call drop might occur or SHO might fail, so record the location and 
time for the problem occurrence. This prepares for further location and analysis. 
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Missing Neighbor Cell 
During the early optimization, call drop is usually due to missing neighbor cell. For 
intra-frequency neighbor cells, use the following methods to confirm intra-frequency missing 
neighbor cell. 
l Check the active set Ec/Io recorded by UE before call drop and Best Server Ec/Io 
recorded by Scanner. Check whether the Best Server scramble recorded by 
Scanner is in the neighbor cell list of intra-frequency measurement control before call 
drop. The cause might be intra-frequency missing neighbor cell if all the following 
conditions are met: 
− The Ec/Io recorded by UE is bad. 
− The Best Server Ec/Io is good. 
− No Best Server scramble is in the neighbor cell list of measurement control. 
l If the UE reconnects to the network immediately after call drop and the scramble of 
the cell that UE camps on is different from that upon call drop, missing neighbor cell 
is probable. Confirm it by measurement control (search the messages back from call 
drop for the latest intra-frequency measurement control message. Check the 
neighbor cell list of this measurement control message) 
l UEs might report detected set information. If corresponding scramble information is 
in the monitor set before call drop, the cause must be missing neighbor cell. 
Missing neighbor cell causes call drop. Redundant neighbor cells impacts network performance 
and increases the consumption of UE intra-frequency measurement. If this problem becomes 
more serious, the necessary cells cannot be listed. Therefore pay attention to redundant 
neighbor cells when analyzing handover problems. For redundant neighbor cells, see 5 . 
Pilot Pollution 
Pilot pollution is defined as below: 
l Excessive strong pilots exist at a point, but no one is strong enough to be primary 
pilot. 
According to the definition, when setting rules for judging pilot pollution, confirm the following 
content: 
l Definition of strong pilot 
Whether a pilot is strong depends on the absolute strength of the pilot, which is 
measured by RSCP. If the pilot RSCP is greater than a threshold, the pilot is a 
strong pilot. Namely, RSCP Absolute CPICH RSCP Th _ _ > 
. 
l Definition of "excessive" 
When judging whether excessive pilots exist at a point, the pilot number is the 
judgment criteria. If the pilot number is more than a threshold, the pilots at a point 
are excessive. Namely, N CPICH _ Number > Th 
l Definition of "no best server strong enough" 
When judging whether a best server strong enough exist, the judgment criteria is the 
relative strength of multiple pilots. If the strength different of the strongest pilot and 
the No. ( +1) N Th strong pilot is smaller than a threshold, no best server strong 
enough exists in the point. Namely, 
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l st Th th RSCP lative CPICH RSCP CPICH RSCP Th 1 ( N 1) _ Re ( _ - _ ) < + 
Based on previous descriptions, pilot pollution exists if all the following conditions are met: 
l The number of pilots satisfying RSCP Absolute CPICH RSCP Th _ _ > 
is more 
than N Th . 
l st Th th RSCP lative CPICH RSCP CPICH RSCP Th 1 ( N 1) _ Re ( _ - _ ) < + 
SetTh dBm RSCP Absolute 95 _ = - , = 3 N Th , and Th dB RSCP lative 5 _ Re = , the judgment standards 
for pilot pollution are: 
l The number of pilots satisfying CPICH _ RSCP 95dBm > - is larger than 3. 
l 
CPICH RSCP CPICH RSCP dB st th ( _ _ ) 5 1 4 - < 
Improper Configuration of SHO Algorithm Parameters 
Solve the following two problems by adjusting handover algorithm parameters. 
l Delayed handover 
According to the signaling flow for CS services, the UE fails to receive active set update 
command (physical channel reconfiguration command for intra-frequency HHO) due to 
the following cause. After UE reports measurement message, the Ec/Io of original cell 
signals decreases sharply.When the RNC sends active set update message, the UE 
powers off the transmitter due to asynchronization. The UE cannot receive active set 
update message. For PS services, the UE might also fail to receive active set update 
message or perform TRB reset before handover. 
Delayed handover might be one of the following: 
− Turning corner effect: the Ec/Io of original cell decreases sharply and that of the 
target cell increases greatly (an over high value appears) 
− Needlepoint effect: The Ec/Io of original cell decreases sharply before it increases 
and the Ec/Io of target cell increase sharply for a short time. 
According to the signaling flow, the UE reports the 1a or 1c measurement report of 
neighbor cells before call drop. After this the RNC receives the event and sends the 
active set update message, which the UE fails to receive. 
l Ping-pong Handover 
Ping-pong handover includes the following two forms 
− The best server changes frequently. Two or more cells alternate to be the best server. 
The RSCP of the best server is strong. The period for each cell to be the best server is 
short. 
− No primary pilot cell exists. Multiple cells exist with little difference of abnormal 
RSCP. The Ec/Io for each cell is bad. 
According to the signaling flow, when a cell is deleted, the 1A event is immediately 
reported. Consequently the UE fails because it cannot receive the active set update 
command. 
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Abnormal Equipment 
Check the alarm console for abnormal alarms. Meanwhile analyze traced message, locate the 
SHO problem by checking the failure message. For help, contact local customer service 
engineers for confirm abnormal equipment. 
Reperforming Drive Test and Locating Problems 
If the problem is not due to previous causes, perform DT again and collect DT data. Supplement 
data from problem analysis. 
Adjustment and Implementation 
After confirming the cause to the problem, adjust the network by using the following pertinent 
methods: 
l For handover problems caused by pilot pollution, adjust engineering parameters of 
an antenna so that a best server forms around the antenna. For handover problems 
caused by pilot pollution, adjust engineering parameters of other antennas so that 
signals from other antennas becomes weaker and the number of pilots drops. 
Construct a new site to cover this area if conditions permit. If the interference is from 
two sectors of the same NodeB, combine the two cells as one. 
l For abnormal equipment, consult customer service engineer for abnormal equipment 
and transport layer on alarm console. If alarms are present on alarm console, 
cooperate with customer service engineers. 
l For call drop caused by delayed handover, adjust antennas to expand the handover 
area, set the handover parameters of 1a event, or increase CIO to enable handover 
to occur in advance. The sum of CIO and measured value is used in event 
evaluation process. The sum of initially measured value and CIP, as measurement 
result, is used to judge intra-frequency handover of UE and acts as cell border in 
handover algorithm. The larger the parameter is, the easier the SHO is and UEs in 
SHO state increases, which consumes resources. If the parameter is small, the SHO 
is more difficult, which might affects receiving quality. 
l For needle effect or turning corner effect, setting CIO to 5 dB is proper, but this 
increases handover ratio. For detailed adjustment, see SHO-caused call drop of 
FAQs Analysis. 
l For call drop caused by Ping-pong handover, adjust the antenna to form a best 
server or reduce Ping-pong handover by setting the handover parameter of 1B event, 
which enables deleting a cell in active set to be more difficult. For details, increase 
the 1B event threshold, 1B hysteresis, and 1B delay trigger time. 
3.1.2 HHO CQT Flow 
HHO Types 
HHO includes the following types: 
l Intra-frequency HHO 
The frequency of the active set cell before HHO is the same as that of the cell after HHO. 
If the cell does not support SHO, HHO might occur. HHO caters for cross-RNC 
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intra-frequency handover without lur interface, limited resources at lur interface, and 
handover controlled by PS service rate threshold of handover cell. The 1D event of 
intra-frequency measurement events determines intra-frequency HHO. 
l Inter-frequency HHO 
The frequency of the active set cell before HHO is different from that of the cell after 
HHO. HHO helps to carry out balanced load between carriers and seamless proceeding. 
Start compression mode to perform inter-frequency measurement according to UE 
capability before inter-frequency HHO. HHO judgment for selecting cell depends on 
period measurement report. 
l Balanced load HHO 
It aims to realize balanced load of different frequencies. Its judgment depends on 
balanced load HHO. 
Inter-frequency coverage usually exists in special scenarios, such as indoor coverage, so CQT 
are used. The following section details the optimization flow for inter-frequency CQT. 
Optimization Flow of HHO CQT 
Figure 3-2 shows the optimization flow for HHO CQT. 
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Figure 3-2 Optimization flow for HHO CQT 
Adjustment 
The optimization flow for HHO is similar with that of SHO and the difference lies in parameter 
optimization. 
Confirming inter-frequency missing neighbor cell is similar to that of intra-frequency. When call 
drop occurs, the UE does not measure or report inter-frequency neighbor cells. After call drop, 
the UE re-camps on the inter-frequency neighbor cell. 
HHO problems usually refer to delayed handover and Ping-pong handover. 
Delayed HHO usually occurs outdoor, so call drop occurs when the UE is moving. There are 
three solutions: 
l Increase the threshold for starting compression mode. 
The compression mode starts before inter-frequency or inter-RAT handover. Measure the 
quality of inter-frequency or inter-RAT cell by compression mode. Compression mode 
starts if the CPICH RSCP or Ec/Io meets the conditions. RSCP is usually the triggering 
condition. 
The parameter "inter-frequency measurement quantity" decides to use CPICH Ec/No or 
Ec/Io as the measurement target for inter-frequency handover.When setting 
"inter-frequency measurement quantity", check that the cell is at the carrier coverage 
edge or in the carrier coverage center. If intra-frequency neighbor cells lie in all direction 
of the cell, the cell is defined as in the carrier coverage center. If no intra-frequency cell 
lies in a direction of the cell, the cell is defined as at the carrier coverage edge. 
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In the cell at the carrier coverage edge, when UE moves along the direction where no 
intra-frequency neighbor cell lies, the CPICH Ec/No changes slowly due to the identical 
attenuation rate of CPICH RSCP and interference. According to simulation, when 
CPICH RSCP is smaller than the demodulation threshold (–100 dBm or so), the CPICH 
Ec/No can still reach –12 dB or so. Now the inter-frequency handover algorithm based 
on CPICH Ec/No is invalid. Therefore, for the cell at the carrier coverage edge, using 
CPICH RSCP as inter-frequency measurement quantity to guarantee coverage is more 
proper. 
In the cell in the carrier coverage center, use CPICH RSCP as inter-frequency 
measurement quantity, but CPICH Ec/No can better reflect the actual communication 
quality of links and cell load. Therefore use CPICH Ec/No as inter-frequency 
measurement quantity in the carrier coverage center (not the cell at the carrier coverage 
edge), and RSCP as inter-frequency measurement quantity in the cell at the carrier 
coverage edge. 
In compression mode, the quality of target cell (inter-frequency or inter-RAT) is usually 
measured and obtained. The mobility of MS leads to quality deterioration of the current 
cell. Therefore the requirements on starting threshold are: before call drop due to the 
quality deterioration of the current cell, the signals of the target cell must be measured 
and reporting is complete. The stopping threshold must help to prevent compression 
mode from starting and stopping frequently. 
The RNC can distinguish CS services from PS services for inter-frequency measurement. 
If the RSCP is smaller than –95 dBm, compression mode starts. If the RSCP is greater 
than –90 dBm, compression mode stops. Adjust RSCP accordingly for special scenarios. 
l Increase the CIO of two inter-frequency cells. 
l Decrease the target frequency handover trigger threshold of inter-frequency 
coverage. 
For Ping-pong HHO problems, solve them by increasing HHO hysteresis and delay trigger time. 
The intra-frequency HHO optimization is similar to that of inter-frequency. Decrease the 
hysteresis and delay trigger time of 1D event according to local radio environment to guarantee 
timely handover. 
3.1.3 Inter-RAT Handover CQT Flow 
Flow Chat 
Figure 3-3 shows the inter-RAT handover CQT flow. 
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Figure 3-3 Inter-RAT handover CQT flow 
Data Configuration 
Inter-RAT handover fails due to incomplete configuration data, so pay attention to the following 
data configuration. 
l GSM neighbor configuration is complete on RNC. The configuration includes: 
− Mobile country code (MCC) 
− Mobile network code (MNC) 
− Location area code (LAC) 
− GSM cell identity (CELL ID) 
− Network color code (NCC) 
− Base station color code (BCC) 
− Frequency band indicator (FREQ_BAND) 
− Frequency number 
− Cell independent offset (CIO) 
Guarantee the correctness of the previous data and GSM network. 
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l Add location area cell information near 2G MSC to location area cell list of 3G MSC. 
The format of location area identity (LAI) is MCC + MNC + LAC. Select LAI as LAI 
type. Select Near VLR area as LAI class and add the corresponding 2G MSC/VLR 
number. The cell GCI format is: MCC + MNC + LAC + CI. Select GCI as LAI type. 
Select Near VLR area as LAI class and add the corresponding 2G MSC/VLR 
number. 
l Add data of WCDMA neighbor cells on GSM BSS. The data includes: 
− Downlink frequency 
− Primary scramble 
− Main indicator 
− MCC 
− MISSING NEIGHBOR CELL 
− LAC 
− RNC ID 
− CELL ID 
According to the strategies of unilateral handover of inter-RAT handover, if the data 
configuration is complete, the inter-RAT handover problems are due to delayed handover. A 
frequently-used solution is increasing CIO, increasing the threshold for starting and stopping 
compression mode, increasing the threshold to hand over to GSM. 
Causes 
The causes to call drop due to 3G-2G inter-RAT handover are as below: 
l After the 2G network modifies its configuration data, it does not inform the 3G 
network of modification, so the data configured in two networks are inconsistent. 
l Missing neighbor cell causes call drop. 
l The signals fluctuate frequently so call drop occurs. 
l Handset problems causes call drop. For example, the UE fails to hand over back or 
to report inter-RAT measurement report. 
l The best cell changes upon Physical channel reconfiguration. 
l Excessive inter-RAT cell are configured (solve it by optimizing number of neighbor 
cells). 
l Improperly configured LAC causes call drop (solve it by checking data configuration). 
3.1.4 DT/CQT Flow for HSDPA Handover 
Type 
According to the difference of handover on DPCH in HSDPA network, the HSDPA handover 
includes: 
l SHO or softer handover of DPCH, with HS-PDSCH serving cell update 
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l Intra-frequency and inter-frequency HHO of DPCH, with HS-PDSCH serving cell 
update 
According to different technologies used in the serving cell before and after handover, HSDPA 
handover includes: 
l Handover in HSDPA system 
l Handover between HSDPA and R99 cells 
l Handover between HSDPA and GPRS cells 
Methods 
For HSDPA service coverage test and mobility-related test (such as HHO on DPCH with 
HS-PDSCH serving cell update, handover between HSDPA and R99, and inter-RAT handover), 
perform DT to know the network conditions. 
For location of HSDPA problems and non-mobility problems, perform CQT (in specified point or 
small area). 
Flow 
When a problem occurs, check R99 network. If there is similar problem with R99 network, solve 
it (or, check whether the R99 network causes HSDPA service problems, such as weak coverage, 
missing neighbor cell. Simplify the flow). 
Figure 3-4 shows the DT/CQT flow for HSDPA handover. 
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Figure 3-4 DT/CQT flow for HSDPA handover 
The problems with handover of HSDPA subscribers are usually caused by the faulty handover 
of R99 network, such as missing neighbor cell and improper configuration of handover 
parameters. When the R99 network is normal, if the handover of HSDPA subscribers is still 
faulty, the cause might be improper configuration of HSDPA parameters. Engineers can check 
the following aspects: 
l Whether the HSDPA function of target cell is enabled and the parameters are 
correctly configured. Engineers mainly check the words of cell and whether the 
power is adequate, whether the HS-SCCH power is low. These parameters might 
not directly cause call drop in handover, but lead to abnormal handover and lowered 
the user experience. 
l Whether the protection time length of HSDPA handover is proper. Now the baseline 
value is 0s. Set it by running SET HOCOMM. 
l Whether the threshold for R99 handover is proper. The handover flow for HSDPA is 
greatly different from that of R99, so the handover of R99 service may succeed while 
the HSDPA handover may fail. For example, in H2D handover, when the UE reports 
1b event, it triggers RB reconfiguration in the original cell, reconfigures service 
bearer to DCH, and updates the cell in active set. If the signals of the original cell 
deteriorate quickly now, the reconfiguration fails. 
l Whether the protection time length of D2H handover is proper. Now the baseline 
value is 2s. Set it by running SET HOCOMM. 
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3.1.5 DT/CQT Flow for HSUPA Handover 
The DT/CQT flow for HSUPA handover is similar to that for HSDPA. For details, refer to DT/CQT 
Flow for HSDPA Handover. 
For the test of HSUPA service coverage and mobility-related tests (such as the test of success 
rate of HSUPA serving cell update), perform DT to know the network conditions. For locating 
HSUPA problems and the problems unrelated to mobility, perform CQT (in specified spot or 
area). 
3.1.6 SHO Ratio Optimization 
This part is to be supplemented. 
3.1.7 MBMS Mobility Optimization 
Currently, the radio network controller (RNC) V18 supports only the broadcast mode of the 
multimedia broadcast multicast service (MBMS); the MBMS user equipment (UE) moves only 
between point-to-multipoint (PTM) cells. 
Figure 3-5 Movement of the MBMS UE between PTM cells 
The movement of the MBMS UE between PTM cells is similar to the movement of UE 
performing PS services in the CELL-FACH state. The UE performs the handover between cells 
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through cell reselection and obtains a gain through soft combining or selective combining 
between two cells to guarantee the receive quality of the service. The UE first moves to the 
target cell and then sends a CELL UPDATE message to notify the serving radio network 
controller (SRNC) that the cell where the UE stays is changed. The SRNC returns a CELL 
UPDATE CONFIRM message. The UE receives an MBMS control message from the MCCH in 
the target cell and determines whether the MBMS radio bearer to be established is consistent 
with that of the neighboring cell. If they are consistent, the original radio bearer is retained. The 
MBMS mobility optimization, which guarantees that the UE obtains better quality of service at 
the edge of cells, covers the following aspects: 
l Optimize cell reselection parameters to guarantee that the UE can be reselected to 
the best cell in time. 
l Guarantee that the power of the FACH in each cell is large enough to meet the 
coverage requirement of the MBMS UE at the edge of the cells. 
l Guarantee that the transmission time difference of the UE between different links 
meets the requirement of soft combing or selective combining*. 
l Guarantee that the power, codes, transmission, and CE resources of the target cell 
are not restricted or faulty, and that the MBMS service is successfully established. 
The UE can simultaneously receive the same MBMS service from two PTM cells and combine 
the received MBMS service. The UE supports two combining modes: 
Soft combining: The transmission time difference between the current cell and the neighboring 
cell is within (one TTI + 1) timeslots and the TFCI in each transmission time interval (TTI) is the 
same. 
Selective combining: The transmission time difference between the current cell and the 
neighboring cell is within the reception time window stipulated by the radio link controller (RLC). 
The SCCPCH is decoded and the transmission blocks are combined in the RLC PDU phase 
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3.2 Traffic Statistics Analysis Flow 
The traffic statistics data is important to network in terms of information source. In addition, it is 
the major index to evaluate network performance. 
The handover traffic statistics data is includes RNC-oriented data and cell-oriented data. RNC 
–oriented data reflects the handover performance of entire network, while cell-oriented data 
helps to locate problematic cells. 
The analysis flow for SHO, HHO, inter-RAT handover, and HSDPA handover is similar, but the 
traffic statistics indexes are different from them. 
Figure 3-6 shows the analysis flow for handover traffic statistics data. 
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Figure 3-6 Analysis flow for handover traffic statistics data 
3.2.1 Analysis Flow for SHO Traffic Statistics 
The SHO success rate is defined as below: 
SHO success rate = SHO successful times/SHO times 
According to the flow, SHO includes SHO preparation process and SHO air interface process. 
The SHO preparation process is from handover judgment to RL setup completion. The SHO air 
interface process is active set update process. 
l Check the SHO success rate of entire network and cell in busy hour. If they are not 
qualified, analyze the problematic cells in details. 
l Sort the SHO (or softer handover) failure times of the cell by TOP N and locate the 
cells with TOP N failure times. List the specific indexes of failure causes. If locating 
specific causes from traffic statistics is impossible, analyze the corresponding CHR. 
Table 3-1 lists the detailed traffic statistics indexes to SHO (or softer handover) failure 
and analysis. 
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Table 3-1 SHO failure indexes 
Failure causes Analysis 
Configuration nonsupport The UE thinks the content of active set update for RNC to add/delete links 
does not support SHO. This scenario seldom exists in commercial networks. 
Synchronization 
reconfiguration 
nonsupport 
The UE feeds back that the SHO (or softer handover) for RNC to add/delete 
links is incompatible with other subsequent processes. The RNC 
guarantees serial processing upon flow processing. This cause is due to the 
problematic UE. 
Invalid configuration The UE thinks the content of active set update for RNC to add/delete links is 
invalid. This scenario seldom exists in commercial networks. 
No response from UE 
The RNC fails to receive response to active set update command for 
adding/deleting links. This is a major cause to SHO (or softer handover) 
failure. It occurs in areas with weak coverage and small handover area. RF 
optimization must be performed in the areas. 
l Perform DT to re-analyze problems. The traffic statistics data provides the trend and 
possible problems. Further location and analysis of problems involves DT and CHR 
to the cell. DT is usually performed on problematic cells and signaling flow at the UE 
side and of RNC is traced. For details, see 3.1.3 . 
3.2.2 Analysis Flow of HHO Traffic statistics 
The HHO traffic statistics includes outgoing HHO success rate and incoming HHO success rate: 
l Outgoing HHO Success Rate = Outgoing HHO Success Times/Outgoing HHO 
Times 
l Incoming HHO Success Rate = Incoming HHO Success Times/Incoming HHO 
Times 
Upon HHO failure, pay attention to indexes related to internal NodeB, between NodeBs, and 
between RNCs. 
Table 3-2 lists the HHO failure indexes. 
Table 3-2 HHO failure indexes 
Failure cause Analysis 
HHO preparation failure 
Radio link setup failure Analyze RL setup failure. 
Other causes Analyze the problem further based on CHR logs. 
Internal NodeB/Between NodeBs/Between RNCs HHO failure 
Configuration 
nonsupport 
The UE thinks it cannot support the command for outgoing HHO, 
because it is incompatible with HHO. 
PCH failure The cause is probably weak coverage and strong interference. 
Synchronization 
reconfiguration 
nonsupport 
The UE feeds back HHO is incompatible with other consequent processes 
due to compatibility problems of UE. 
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Cell update Cell update occurs upon outgoing HHO. These two processes lead to 
outgoing HHO failure. 
Invalid configuration The UE thinks the command for outgoing HHO as invalid. This is a 
compatibility problem of UE. 
Other causes Analyze the problem further based on CHR logs. 
3.2.3 Traffic Statistics Analysis Flow for Inter-RAT Handover 
The inter-RAT handover success rate includes voice inter-RAT handover success rate and PS 
inter-RAT handover success rate. 
Voice Inter-RAT Outgoing Handover Success Rate = Voice Inter-RAT Outgoing Handover 
Success Times/Voice Inter-RAT Outgoing Handover Attempt Times 
Voice Inter-RAT Outgoing Handover Success Times: when the RNC sends a RELOCATION 
REQUIRED message. 
Voice Inter-RAT Outgoing Handover Attempt Times: during CS inter-RAT outgoing, when the 
RNC receives an IU RELEASE COMMAND message, with the reason value Successful 
Relocation, or Normal Release. 
PS Inter-RAT Outgoing Handover Success Rate = PS Inter-RAT Outgoing Handover Success 
Times/PS Inter-RAT Outgoing Handover Implementation Times 
PS Inter-RAT Outgoing Handover Success Times: the RNC sends a CELL CHANGE ORDER 
FROM UTRAN message to UE. 
PS Inter-RAT Outgoing Handover Implementation Times: when the RNC receives an IU 
RELEASE COMMAND message, with the reason value Successful Relocation, or Normal 
Release. 
Voice Inter-RAT Outgoing Handover Success Rate 
The voice inter-RAT outgoing handover includes handover preparation process and 
implementation process. 
Figure 3-7 shows the voice inter-RAT outgoing handover flow. 
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Figure 3-7 Voce inter-RAT outgoing handover flow 
During CS inter-RAT outgoing handover process, when the RNC sends a RELOCATION 
REQUIRED message to CN, if the current CS service is AMR voice service, count it as an 
inter-RAT handover preparation. When the RNC receives the IU RELEASE COMMAND 
message replied by CN, count it as inter-RAT outgoing handover success according to the 
SRNC cell being used by UE. 
If CS inter-RAT handover fails, check the failure statistics indexes listed in Table 3-3. 
Table 3-3 Traffic statistics indexes of CS inter-RAT handover preparation failure 
Failure cause Analysis 
RNC-level inter-RAT outgoing handover preparation failure 
Expiration of 
waiting for SRNS 
relocation 
command 
The CN does not respond the corresponding command for handover 
preparation request, because the CN parameter configuration or the 
corresponding link connection is problematic. To solve this problem, 
analyze the causes according to CN and BSS signaling tracing. 
SRNS relocation 
cancellation 
After the RNC requests handover preparation, it receives the release 
command from CN. This includes the following two cases: 
l The inter-RAT handover request occurs during signaling process like 
location update, so the flow is not complete before location update is 
complete. Finally the CN sends a release message. 
l The subscribers that are calling hang UE before handover preparation, 
so the CN sends a release message. 
The previous two cases, despite incomplete handover, are normal nesting 
flows. 
SRNS relocation 
expiration 
It corresponds to incorrect configuration of CN, so you must analyze the 
causes according to CN and BSS signaling tracing. 
SRNS relocation 
failure in target 
CN/RNC/system 
It corresponds to incorrect configuration of CN or BSS nonsupport, so you 
must analyze the causes according to CN and BSS signaling tracing. 
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Unknown target 
RNC 
It corresponds to incorrect configuration of MSC parameters without 
information like LAC of target cell, so you must check the parameter 
configuration. It occurs easily after adjustment of 2G networks. 
Unavailable 
resource 
It corresponds to incorrect configuration of MSC parameters or unavailable 
BSC resources, so you must analyze the causes according to CN and BSS 
signaling tracing. 
Other causes Analyze the causes according to CN and BSS signaling tracing. 
Cell-level inter-RAT outgoing handover preparation failure 
SRNS relocation 
expiration 
The CN parameter configuration or the corresponding link connection is 
problematic, so you must analyze the causes according to CN and BSS 
signaling tracing. 
SRNS relocation 
failure in target 
CN/RNC/system 
It corresponds to incorrect configuration of CN or BSS nonsupport, so you 
must analyze the causes according to CN and BSS signaling tracing. 
SRNS relocation 
nonsupport in 
target 
CN/RNC/system 
The BSC fails to support some parameters of inter-RAT handover request, 
so you must analyze the causes according to CN and BSS signaling 
tracing. 
Other causes Analyze the causes according to CN and BSS signaling tracing. 
RNC-level/CELL-level inter-RAT outgoing handover failure 
Configuration 
nonsupport 
The UE fails to support the handover command in the network, so the UE 
is incompatible with the handover command. 
PCH failure The 2G signals are weak or the interference is strong so the UE fails to 
connect to the network. 
Other causes Analyze the problem further according to CHR logs and CN/BSS signaling 
tracing. 
PS Inter-RAT Handover Success Rate 
After the RNC sends the CELL CHANGE ORDER FROM UTRAN message, the PS inter-RAT 
outgoing handover fails if it receives the CELL CHANGE ORDER FROM UTRAN FAILURE 
message. You must check the indexes listed in Table 3-4. 
Table 3-4 Traffic statistics indexes of PS inter-RAT outgoing handover failure 
Failure cause Analysis 
RNC-level/CELL-level PS inter-RAT outgoing handover preparation failure 
Configuration 
nonsupport 
The UE fails to support the handover command of the network, because 
the UE is incompatible with the command. 
PCH failure The 2G signals are weak or the interference is strong, so the UE fails to 
access the network. 
Radio network 
layer cause 
The UE is probably incompatible. The UE detects that the sequence 
number of SNQ in the AUTN message is correct, so the handover fails. 
The value is synchronization failure. 
Transport layer 
cause The corresponding transport link is abnormal. 
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Other causes You must analyze the causes according to CN and BSS signaling tracing. 
3.2.4 Traffic Statistics Analysis for HSDPA Handover 
HSDPA switch includes 
l H-H (HS-DSCH to HS-DSCH) intra-frequency serving cell update 
l H-H inter-frequency serving cell update 
l HSDPA-R99 intra-frequency switch 
l HSDPA-R99 inter-frequency switch 
l HSDPA-GPRS switch 
The traffic statistics indexes are defined as below: 
l Success rate of H-H intra-frequency serving cell update = (Times of successful 
update of serving cell)/(attempt times update of serving cell) 
When the RNC sends UE the PHYSICAL CHANNEL RECONFIGURATION message, 
if the serving cell is updated, engineers count the attempt times of serving cell in the 
original serving cell.When the RNC receives the PHYSICAL CHANNEL RECFG 
COMPLETE message, if the serving cell changes, the RNC counts the times of 
successful update of serving cells in the original serving cell when the UE is in the SHO 
mode not in the HHO mode. 
l Success rate of H-H inter-frequency serving cell update = Times of successful 
outgoing inter-frequency HHO from HS-DSCH to HS-DSCH/Times of requested 
outgoing inter-frequency HHO from HS-DSCH to HS-DSCH 
When the RNC sends UE the PHYSICAL CHANNEL RECONFIGURATION message, 
and the inter-frequency HHO is from HS-DSCH to HS-DSCH, the RNC counts the times 
of requested outgoing inter-frequency HHO from HS-DSCH to HS-DSCH.When the 
RNC receives the PHYSICAL CHANNEL RECFG COMPLETE message from UE, and 
the inter-frequency HHO is from HS-DSCH to HS-DSCH, engineers count the times of 
successful outgoing inter-frequency HHO from HS-DSCH to HS-DSCH. 
l Success rate of H-H inter-frequency serving cell update = successful times of 
outgoing inter-frequency HHO from HS-DSCH to HS-DSCH/attempt times HHO from 
DCH to HS-DSCH in the cell 
When the RNC sends the UE the PHYSICAL CHANNEL RECONFIGURATION 
message, if the switch is the inter-frequency HHO from HS-DSCH to HS-DSCH, the 
RNC counts the successful times of inter-frequency HHO from HS-DSCH to HS-DSCH 
in the cell. 
l Success rate of H-to-R99 intra-frequency SHO = successful times of switch from 
HS-DSCH to DCH in multi-link mode in the cell/attempt times switch from HS-DSCH 
to DCH in multi-link mode in the cell. 
Success rate of R99-to-H intra-frequency SHO = successful times of switch from 
DCH to HS-DSCH in multi-link mode in the cell/attempt times switch from DCH to 
HS-DSCH in multi-link mode in the cell. 
In the DCCC or RAB MODIFY process, if the RNC decides to switch the channel in the 
cell, it sends the UE the RF RECONFIGURATION message. According to the channel 
state of the UE before and after reconfiguration, the RNC counts the previous indexes in 
the HSDPA serving cell. 
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l Success rate of H-to-R99 intra-frequency HHO = successful times of outgoing 
intra-frequency HHO from HS-DSCH to DCH in the cell/attempt times outgoing 
intra-frequency HHO from HS-DSCH to DCH in the cell. 
When the RNC sends the UE the PHYSICAL CHANNEL RECONFIGURATION 
message, if the switch is the intra-frequency switch from HS-DSCH to DCH, the RNC 
counts the attempt times of inter-frequency HHO from HS-DSCH to DCH in the cell. 
When the RNC receives the PHYSICAL CHANNEL RECFG COMPLETE message 
from the UE, if the switch is the intra-frequency HHO from HS-DSCH to DCH, the 
RNC counts the successful times of outgoing intra-frequency HHO from HS-DSCH to 
DCH in the cell. 
Success rate of H-to-R99 inter-frequency switch update 
The RNC algorithm is unavailable now, so this index is unavailable. 
l Success rate of H-to-R99 inter-frequency switch update = successful times of 
outgoing HHO from HS-DSCH to DCH in the cell/attempt times outgoing 
inter-frequency HHO from HS-DSCH to DCH in the cell 
When the RNC sends the UE the PHYSICAL CHANNEL RECONFIGURATION 
message, if the switch is the inter-frequency switch from HS-DSCH to DCH, the RNC 
counts the attempt times inter-frequency HHO from HS-DSCH to DCH in the cell.When 
the RNC receives the PHYSICAL CHANNEL RECFG COMPLETE message from the 
UE, if the switch is the inter-frequency HHO from HS-DSCH to DCH, the RNC counts 
the successful times of outgoing inter-frequency HHO from HS-DSCH to DCH in the 
cell. 
Success rate of R99-to-H 
The RNC algorithm is unavailable now, so this index is unavailable. 
l Success rate of R99-to-H switch = successful times of switch from DCH to 
HS-DSCH in the cell/attempt times of switch from DCH to HS-DSCH in the cell 
In the DCCC or RAB MODIFY process, if the RNC decides to switch the channel in the 
cell, it sends the UE the RF RECONFIGURATION message. According to the channel 
state of the UE before and after reconfiguration, the RNC counts the attempt times of 
switch from DCH to HS-DSCH in the HSDPA serving cell. In the DCCC or RAB 
MODIFY process, if the RNC receives the RB RECONFIGURATION COMEPLTE 
message from UE, and the reconfiguration enables UE to switch from the DCH to 
HS-DSCH in the same cell, the RNC counts the successful times of switch from DCH to 
HS-DSCH in the HSDPA serving cell. 
l Success rate of H-to-GPRS handover update 
The traffic statistics does not include the index, and the index will be supplemented later. 
The causes to failure and analysis methods will be summarized later. 
3.2.5 Traffic Statistics Analysis for HSUPA Handover 
The traffic statistics indexes for HSUPA are defined as below: 
l Success rate of SHO between HSUPA cells (including adding, replacing, and 
deleting) = attempt times of active set update/complete times of active set update. 
l Success rate of SHO serving cell update between HSUPA cells = successful times 
of SHO serving cell update/attempt times of SHO serving cell update. 
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l Success rate of reconfiguration from DCH to E-DCH in the cell (SHO, 
intra-frequency HHO, and inter-frequency HHO) = successful times of handover from 
DCH to E-DCH/attempt times of handover from DCH to E-DCH. 
l Success rate of reconfiguration from E-DCH to DCH in the cell (including adding and 
replacing) = successful times of handover from E-DCH to DCH in SHO 
mode/attempt times of handover from E-DCH to DCH in SHO mode. 
l Success rate of intra-frequency HHO serving cell between HSUPA cells = successful 
times of intra-frequency HHO serving cell between HSUPA cells/attempt times of 
intra-frequency HHO serving cell between HSUPA cells. 
l Success rate of intra-frequency HHO from E-DCH to DCH from a HSUPA cell to a 
non-HSUPA cell = successful times of intra-frequency HHO from E-DCH to 
DCH/attempt times of intra-frequency HHO from E-DCH to DCH. 
l Success rate of inter-frequency HHO serving cell update between HSUPA cells = 
successful times of inter-frequency HHO serving cell update between HSUPA 
cells/attempt times of inter-frequency HHO serving cell update between HSUPA 
cells. 
l Successful times of inter-frequency HHO from a HSUPA cell to a non-HSUPA cell = 
successful times of inter-frequency HHO from E-DCH to DCH/request times of 
inter-frequency HHO from E-DCH to DCH. 
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3.3 SHO Cost Optimization 
To be supplemented. 
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4 CDR Index Optimization 
4.1 Definition of Call Drop and Traffic Statistics Indexes 
4.1.1 Definition of DT Call Drop 
According to the air interface signaling recorded at the UE side, during connection, DT call drop 
occurs when the UE receives: 
l Any BCH message (system information) 
l The RRC Release message with the release cause Not Normal. 
l Any of the CC Disconnect, CC Release Complete, CC Release message with the 
release cause Not Normal Clearing, Not Normal, or Unspecified. 
4.1.2 Descriptions of Traffic Statistics Indexes 
A generalized CDR consists of CN CDR and UTRAN CDR. RNO engineers focus on UTRAN 
CDR, so the following sections focus on KPI index analysis at UTRAN side. 
The related index at UTRAN side is the number of RAB for each service triggered by RNC. It 
consists of the following two aspects: 
l After the service is set up, the RNC sends CN the RAB RELEASE REQUEST 
message. 
l After the service is set up, the RNC sends CN the IU RELEASE REQUEST 
message. Afterwards, it receives the IU RELEASE COMMAND sent by CN. 
Upon statistics, sort them by specific services. Meanwhile, traffic statistics includes the cause to 
release of RAB of each service by RNC. 
CS CDR is calculated as below: 
å = 
CS _ CDR 100 å 
* % 
CSRabrelTriggedByRNC 
CSRABSetupSuccess 
PS CDR is calculated as below: 
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å = 
PS _ CDR 100 å 
* % 
PSRabrelTriggedByRNC 
PSRABSetupSuccess 
The failure cause indexes are sorted in Table 4-1. 
Table 4-1 Types of CDR indexes 
CDR type Cause Corresponding signaling process 
Due to air 
interface 
RF RLC reset and RL Failure 
Expiration 
of process 
timer 
RB RECFG 
Expiration of PHY/TRCH/SHO/ASU 
HHO failure 
Not due to 
air 
interface 
Hardware 
failure 
The transport failure between RNC and NodeB. NCP 
reports failure. 
FP synchronization failure. 
Transport 
layer failure ALCAP report failure 
Subscribers 
are 
released by 
O&M intervention 
force by 
MML 
The definition of RAN traffic statistics call drop is according to statistics of lu interface signaling, 
including the times of RNC's originating RAB release request and lu release request. The DT 
call drop is defined according to the combination of messages at air interface and from 
non-access lay and cause value. They are inconsistent. 
4.2 DT/CQT Optimization Flow 
Figure 4-1 shows flow chart for analyzing call drop. 
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Figure 4-1 Flow chart for analyzing call drop 
4.2.1 Call Drop Cause Analysis 
Call drop occurs usually due to handover, which is described in chapter 3 . The following 
sections describe the call drop not due to handover. 
Weak Coverage 
For voice services, when CPICH Ec/Io is greater than –14 dB and RSCP is greater than –100 
dBm (a value measured by scanner outside cars), the call drop is usually not due to weak 
coverage. Weak coverage usually refers to weak RSCP. 
Table 4-2 lists the thresholds of Ec/Io and Ec (from an RNP result of an operator, just for 
reference). 
Table 4-2 Thresholds of EcIo and Ec 
Service Bit rate of 
service DL EbNo EcIo 
thresholds Ec thresholds 
CS 12.2 12.2 8.7 –13.3 –103.1 
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CS 64 64 5.9 –11.9 –97.8 
PS 64 64 5.1 –12.7 –98.1 
PS 128 128 4.5 –13.3 –95.3 
PS 384 384 4.6 –10.4 –90.6 
Uplink or downlink DCH power helps to confirm the weak coverage is in uplink or downlink by 
the following methods. 
l If the uplink transmission power reaches the maximum before call drop, the uplink 
BLER is weak or NodeB report RL failure according to single subscriber tracing 
recorded by RNC, the call drop is probably due to weak uplink coverage. 
l If the downlink transmission power reaches the maximum before call drop and the 
downlink BLER is weak, the call drop is probably due to weak downlink coverage. 
In a balanced uplink and downlink without uplink or downlink interference, both the uplink and 
downlink transmit power will be restricted. You need not to judge whether uplink or downlink is 
restricted first. If the uplink and downlink is badly unbalanced, interference probably exists in the 
restricted direction. 
A simple and direct method for confirming coverage is to observe the data collected by scanner. 
If the RSCP and Ec/Io of the best cell is low, the call drop is due to weak coverage. 
Weak coverage might be due to the following causes: 
l Lack of NodeBs 
l Incorrectly configured sectors 
l NodeB failure due to power amplifier failure 
The over great indoor penetration loss causes weak coverage. Incorrectly configured sectors or 
disabling of NodeB will occur, so at the call drop point, the coverage is weak. You must 
distinguish them. 
Interference 
Both uplink and downlink interference causes call drop. 
In downlink, when the active set CPICH RSCP is greater than –85 dBm and the active set Ec/Io 
is smaller than –13 dB, the call drop is probably due to downlink interference (when the 
handover is delayed, the RSCP might be good and Ec/Io might be weak, but the RSCP of Ec/Io 
of cells in monitor set are good). If the downlink RTWP is 10 dB greater than the normal value 
(–107 to –105 dB) and the interference lasts for 2s–3s, call drop might occur. You must pay 
attention to this. 
Downlink interference usually refers to pilot pollution. When over three cells meets the handover 
requirements in the coverage area, the active set replaces the best cell or the best cell changes 
due to fluctuation of signals. When the comprehensive quality of active set is bad (CPICH Ec/Io 
changes around –10 dB), handover failure usually causes SRB reset or TRB reset. 
Uplink interference increases the UE downlink transmit power in connection mode, so the over 
high BLER causes SRB reset, TRB reset, or call drop due to asynchronization. Uplink 
interference might be internal or external. Most of scenario uplink interference is external. 
Without interference, the uplink and downlink are balanced. Namely, the uplink and downlink 
transmit power before call drop will approach the maximum. When downlink interference exists, 
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the uplink transmit power is low or BLER is convergent. When the downlink transmit power 
reaches the maximum, the downlink BLER is not convergent. It is the same with uplink 
interference. You can use this method to distinguish them. 
Abnormality Analysis 
If the previous causes are excluded, the call drop might due to problematic equipment. You 
need to check the logs and alarms of equipment for further analysis. The causes might be as 
below: 
l An abnormal NodeB causes failure of synchronization, so links keeps being added 
and deleted. 
l The UE does not report 1a measurement report so call drop occurs. 
You need to focus on the call drop due to abnormal testing UE, which occurs easily during CQT. 
Namely, the data recorded in DT does not contain the information reported by UE for a period. 
HSPA Call Drop Analysis 
For HSPA call drop analysis, refer to previous causes to R99 call drop. 
4.2.2 Frequently-adjusted Non-handover Algorithm Parameters 
The frequently-adjusted non-handover algorithm parameters in call drop are as below: 
Maximum Downlink Transmit Power of Radio Link 
Configuring the transmit power of dedicated link to a great value helps to eliminate call drop 
points due to weak coverage, but it brings interference. The power of a single subscriber is 
allowed to be great, so the subscriber might impact other subscribers or lower downlink capacity 
of system when the subscriber consumes great power at the edge of a cell. 
The configuration of downlink transmit power is usually provided by link budget. An increase or 
decrease of 1–2 dB has little impact on call drop in signal DT, but it can be seen from traffic 
statistics indexes. The CDR of some cells is high due to weak coverage, you can increase the 
maximum transmit power of DCH. The access failure probability of some cells is high due to 
over high load, you can lower the maximum downlink transmit power of radio link. 
Maximum Retransmission Times of Signaling and Services 
When the BLER of the channel is high, the signaling is reset because the retransmission 
reaches the maximum times. A reset of signaling causes call drop. The services using AM mode 
for service transmission will also retransmit signaling. If the retransmission reaches the 
maximum times, the signaling is reset. The system configures the maximum reset times. When 
the reset times reaches the maximum, the system starts to release the service, which causes 
call drop. 
The default configuration of system guarantees that burst blocks will not cause abnormal call 
drop, and call drop occurs when UE moves to an area with weak coverage and when the reset 
is time, so the system releases resources. In some scenarios, burst interference or needle 
effect exists, so 100% block error occurs during burst interference. If you want have less call 
drop, increase the retransmission times improper to resist burst interference. 
This parameter is configured for RNC. 
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4.2.3 Judgment Tree for Call Drop Causes 
Based on various causes to call drop, the judgment tree for analyzing call drop is as shown in 
Figure 4-2. 
Figure 4-2 Judgment tree for call drop causes 
Preparing Data 
The data to be prepared include: 
l Data files collected by DT 
l Single subscriber tracing recorded by RNC 
l CHR recorded by RNC 
Obtaining Call Drop Location 
You need to use special software to process DT data. For example, the software Assistant helps 
to obtain call drop time and location, PICH data collected by scanner, information about active 
set and monitor set collected by UE, and the signaling flow. 
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Analyzing Signal Variation of Best server From Scanner 
Analyze the signal variation of best server from scanner. 
l If the signals of best server are stable, analyze RSCP and Ec/Io. 
l If the signals of best server fluctuate sharply, you must analyze the quick variation of 
best server signals and the situation without best server. Consequently you can 
analyze call drop due to ping-pong handover. 
Analyzing RSCP and Ec/Io of Best cell 
Observe the RSCP and Ec/Io of best cell according to scanner. 
l If both RSCP and Ec/Io are bad, call drop must be due to weak coverage. 
l If RSCP is normal but Ec/Io is bad (delayed handover is excluded, intra-frequency 
neighbor cell interference), call drop must be due to downlink interference. 
l If both RSCP and Ec/Io are normal, 
When the cell in UE active set is inconsistent with the best cell according to scanner, call 
drop must be due to missing neighbor cell and delayed handover. 
When the cell in UE active set is consistent with the best cell according to scanner, call 
drop must be due to uplink interference or must be abnormal. 
Re-perform DT to Solve Problems 
A DT might not help to collect all information needed to locate call drop problems, so further DTs 
are needed. In addition, you can confirm whether the call drop point is random or fixed by 
further DT. You must eliminate fixed call drop points, but you can choose to eliminate random 
call drop points. 
4.3 Traffic Statistics Analysis Flow 
When analyzing traffic statistics indexes, you need to check RNC call drop indexes and master 
the overall situation of network operation. Meanwhile, you must analyze the cell concern for 
detailed call drop indexes. You can obtain call drop of different services and approximate 
causes to call drop by using traffic statistics analyzers. 
To analyze traffic statistics indexes, you must analyze the cells with obviously abnormal indexes. 
If the KPIs of the cell are good, there must be problems with version, hardware, transport, 
antenna-feeder, or data. Based on alarms, you can check these aspects. 
If there are no abnormalities, you can form a list of cells with bad KPIs by classifying sector 
carriers. Analyze traffic statistics indexes of these cells (such as more indexes related, analyzing 
the interval between two periods, indexes leading to call drop, and handover indexes), and 
check the causes to call drop based on CHR. When solving problems, you need to focus on one 
index and combine other indexes. 
When the traffic volume reaches a certain level, the traffic statistics indexes work. For example, 
a CDR of 50% does not indicate a bad network. Only when the absolute value of call times, call 
success times, and total times of call drop is meaningful in terms of statistics, the traffic statistics 
indexes work. 
The flow for analyzing traffic statistics is as below. 
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4.3.1 Analyzing RNC CDR 
The RNC CDR involves the number of RAB of each service triggered by RNC, including two 
aspects: 
l After a service is established successfully, the RNC sends CN the RAB RELEASE 
REQUEST message. 
l After a service is established successfully, the RNC sends CN the IU RELEASE 
REQUEST message, and then receives the IU RELEASE COMMAND message sent 
by CN. 
AMR CDR = VS.RAB.Loss.CS.RF.AMR / VS.RAB.SuccEstab.AMR. 
VP CDR = VS.RAB.Loss.CS.Conv64K / VS.RAB.SuccEstCS.Conv.64. 
To analyze PS call drop of various rates, you can analyze the following indexes: 
l VS.RAB.Loss.PS.64K / VS.RAB.SuccEstPS.64 
l VS.RAB.Loss.PS.128K / VS.RAB.SuccEstPS.128 
l VS.RAB.Loss.PS.384K / VS.RAB.SuccEstPS.384 
Based on analysis of previous indexes, you can obtain the performance of various services and 
rates in the network, as well as SHO/HHO call drop. More important, you can obtain the cells 
with bad indexes and periods. 
4.3.2 Analyzing Causes to Call Drop 
In traffic statistics analysis, you must analyze the major causes to call drop. 
Table 4-3 lists the major indexes for analyzing traffic statistics. 
Table 4-3 Traffic statistics indexes for analyzing causes to call drop 
Failure cause Analysis 
OM interference The O&M tasks cause call drop. 
Causes due to RAB 
preemption 
High-priority preemption causes release of CS links. This kind of call drop 
occurs when the load and resources are limited. Performing expansion 
depends on the times of occurrence. 
Causes due to UTRAN 
The causes due to UTRAN in the cell lead to abnormal release of link. This 
corresponds to abnormal process, so you must further analyze it based on 
CHR. 
Uplink RLC reset Uplink RLC reset causes release of links, because the coverage quality 
(including missing neighbor cell and over mall handover area) is bad. 
Downlink RLC reset Downlink SRB reset causes release of links, because the coverage quality 
(including missing neighbor cell and over mall handover area) is bad. 
Uplink synchronization 
failure 
Uplink synchronization failure causes abnormal release of links. The 
coverage quality (including missing neighbor cell and over mall handover 
area) is bad, so the UE powers off the transmitter abnormally or uplink 
demodulation is asynchronous. 
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W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide
W-Handover and Call Drop Guide

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W-Handover and Call Drop Guide

  • 1. W-Handover and Call Drop Problem Optimization Guide For internal use only Product name Confidentiality level WCDMA RNP For internal use only Product version 3.3 Total 201 pages W-Handover and Call Drop Problem Optimization Guide (For internal use only) Prepared by Jiao Anqiang Date 2006-03-16 Reviewed by Xie Zhibin, Dong Yan, Hu Wensu, Wan Liang, Yan Lin, Ai Hua, Xu Zili, and Hua Yunlong Date Reviewed by Wang Chungui Date Approved by Date Huawei Technologies Co., Ltd. All Rights Reserved 2009-10-10 All rights reserved Page 1 of 201
  • 2. W-Handover and Call Drop Problem Optimization Guide For internal use only Revision Records Date Version Description Author 2005-02-01 2.0 Completing V2.0 W-Handover and Call Drop Problems. Cai Jianyong, Zang Liang, and Jiao Anqiang 2006-03-16 3.0 According to V3.0 guide requirements, reorganizing and updating V2.0 guide, focusing more on operability of on-site engineers. All traffic statistics is from RNC V1.5. The update includes: Updating flow chart for handover problem optimization Moving part of call drop due to handover problem to handover optimization part Specifying operation-related part to be more applicable to on-site engineers Updating RNC traffic statistics indexes to V1.5 Integrating traffic statistics analysis to NASTAR of the network performance analysis Optimizing some cases, adding new cases, and removing outdated cases and terms Moving content about handover and call drop to the appendix, and keeping operations related to them in the body Adding explanations to SRB&TRB and RL FAILURE. Jiao Anqiang 2006-04-30 3.1 Adding HSDPA-related description HSDPA handover DT/CQT flow, definitions of traffic statistics in HSDPA handover, HSDPA handover problems. Adding algorithms and flows of HSDPA handover. Zhang Hao and Li Zhen 2009-10-10 All rights reserved Page 2 of 201
  • 3. W-Handover and Call Drop Problem Optimization Guide For internal use only Date Version Description Author 2006-10-30 3.11 Adding V17-related handover description as below: Changes in signaling flow for H2D HHO Changes in triggering events of H2D and D2H D2H handover in HSDPA based on traffic and timers Updating description of HSDPA serving cell and traffic statistics of HSDPA-DCH handover Adding call drop indexes in HSDPA DT/statistics Wang Dekai 2007-08-09 3.2 Adding HSUPA-related description. Zhang Hao 2008-12-15 3.3 Adding MBMS-related description. Yearly review WangDekai / HuWensu 2009-10-10 All rights reserved Page 3 of 201
  • 4. W-Handover and Call Drop Problem Optimization Guide For internal use only Contents 1 Introduction .............................................................................................................................14 2 Handover and Call Drop Performance Indexes......................................................................16 2.1 Handover Performance Indexes ......................................................................................16 2.2 Call Drop Performance Indexes .......................................................................................19 3 Handover Index Optimization .................................................................................................20 3.1 DT/CQT Index Optimization Flow.....................................................................................20 3.1.1 SHO DT Index Optimization Flow...........................................................................20 3.1.2 HHO CQT Flow .....................................................................................................24 3.1.3 Inter-RAT Handover CQT Flow..............................................................................27 3.1.4 DT/CQT Flow for HSDPA Handover ......................................................................29 3.1.5 DT/CQT Flow for HSUPA Handover ......................................................................32 3.1.6 SHO Ratio Optimization.........................................................................................32 3.1.7 MBMS Mobility Optimization ..................................................................................32 3.2 Traffic Statistics Analysis Flow.........................................................................................34 3.2.1 Analysis Flow for SHO Traffic Statistics .................................................................35 3.2.2 Analysis Flow of HHO Traffic statistics...................................................................36 3.2.3 Traffic Statistics Analysis Flow for Inter-RAT Handover..........................................37 3.2.4 Traffic Statistics Analysis for HSDPA Handover .....................................................40 3.2.5 Traffic Statistics Analysis for HSUPA Handover .....................................................41 3.3 SHO Cost Optimization....................................................................................................43 4 CDR Index Optimization..........................................................................................................44 4.1 Definition of Call Drop and Traffic Statistics Indexes ........................................................44 4.1.1 Definition of DT Call Drop ......................................................................................44 4.1.2 Descriptions of Traffic Statistics Indexes ................................................................44 4.2 DT/CQT Optimization Flow..............................................................................................45 4.2.1 Call Drop Cause Analysis ......................................................................................46 4.2.2 Frequently-adjusted Non-handover Algorithm Parameters......................................48 4.2.3 Judgment Tree for Call Drop Causes .....................................................................49 4.3 Traffic Statistics Analysis Flow.........................................................................................50 4.3.1 Analyzing RNC CDR..............................................................................................51 4.3.2 Analyzing Causes to Call Drop...............................................................................51 4.3.3 Check Cells ...........................................................................................................52 4.3.4 Further DT for Relocating Problems.......................................................................52 4.4 Optimization Flow for Tracing Data..................................................................................52 4.4.1 Obtaining Single Subscriber Tracing Message .......................................................53 4.4.2 Obtaining Information about Call Drop Point ..........................................................53 4.4.3 Analyzing Call Drop due to SRB Reset ..................................................................54 4.4.4 Analyzing Call Drop due to TRB Reset...................................................................54 4.4.5 Analyzing Abnormal Call Drop ...............................................................................54 4.4.6 Performing CQT to Recheck Problems ..................................................................55 2008-12-22 All rights reserved Page4 , Total201
  • 5. W-Handover and Call Drop Problem Optimization Guide For internal use only 4.5 Optimization Process for MBMS Call Drop.......................................................................55 5 FAQs Analysis.........................................................................................................................56 5.1 SHO Problems ................................................................................................................56 5.1.1 Over High SHO Rate due to Improper SHO Relative Threshold .............................56 5.1.2 Delayed Handover due to Over Great Intra-frequency Filter Coefficient..................57 5.1.3 Missing Neighbor Cell............................................................................................58 5.1.4 Redundant Neighbor Cells.....................................................................................62 5.1.5 Pilot Pollution.........................................................................................................65 5.1.6 Turning Corner Effect ............................................................................................71 5.1.7 Needlepoint Effect .................................................................................................74 5.1.8 Quick Change of Best server Signal.......................................................................75 5.2 HHO Problems ................................................................................................................77 5.2.1 Intra-frequency Ping-pong HHO due to Improperly Configured 1D Event Hysteresis77 5.2.2 Delayed Origination of Inter-frequency Measurement due to Improper Inter-frequency Measurement Quantity ..................................................................................................78 5.3 Inter-RAT Handover Problems.........................................................................................80 5.3.1 Ping-pong Reselection...........................................................................................80 5.3.2 PS Inter-RAT Ping-pong Handoff ...........................................................................81 5.3.3 Failure in handoff from 3G to the 2G network .........................................................82 5.3.4 Inter-RAT Handover Call Drop ...............................................................................84 5.4 Call Drop Problems .........................................................................................................91 5.4.1 OverWeak Coverage ............................................................................................91 5.4.2 Uplink Interference ................................................................................................92 5.4.3 Abnormal Equipment .............................................................................................95 5.5 HSDPA-related Problems ................................................................................................97 5.5.1 HSDPA Handover Problems..................................................................................97 5.5.2 HSDPA Call Drop ..................................................................................................98 5.6 HSUPA Problems..........................................................................................................100 6 Summary................................................................................................................................101 7 Appendix................................................................................................................................102 7.1 SRB&TRB Reset ...........................................................................................................102 7.1.1 RAB ....................................................................................................................102 7.1.2 SRB ....................................................................................................................103 7.2 RL FAILURE .................................................................................................................104 7.3 SHO Flow......................................................................................................................109 7.3.1 Analyzing Signaling Flow for Adding Radio Link...................................................109 7.3.2 Analyzing Signaling Flow for Deleting Radio Link.................................................112 7.3.3 Analyzing Signaling Flow for Adding and Deleting Radio Link ..............................113 7.3.4 SHO Algorithm ....................................................................................................116 7.4 Ordinary HHO Flow.......................................................................................................123 7.4.1 Ordinary HHO (lur Interface and CELL_DCH State) .............................................123 7.4.2 Inter-CN HHO Flow..............................................................................................125 7.5 HHO Algorithm..............................................................................................................128 7.5.1 Intra-frequency HHO Algorithm............................................................................128 7.5.2 Inter-frequency HHO Algorithm............................................................................128 7.6 Concept and Classification of HSDPA Handover............................................................130 7.6.1 Concept of HSDPA Handover..............................................................................130 7.6.2 Classification of HSDPA Handover ......................................................................130 7.6.3 Signaling Flow and Message Analysis of HSDPA Handover.................................131 7.6.4 HS-PDSCH Serving Cell Update due to DPCH SHO............................................132 7.6.5 HS-PDSCH Serving Cell Update due to DPCH HHO............................................139 7.6.6 DPCH Intra-frequency HHO with HS-DSCH Serving Cell Update.........................140 7.6.7 DPCH Inter-frequency HHO with HS-DSCH Serving Cell Update.........................141 2008-12-22 All rights reserved Page5 , Total201
  • 6. W-Handover and Call Drop Problem Optimization Guide For internal use only 7.6.8 Handover Between HSDPA and R99 ...................................................................143 7.6.9 Handover between HSDPA and GPRS................................................................152 7.6.10 Direct Retry of HSDPA.......................................................................................152 7.6.11 Switch of Channel Type .....................................................................................154 7.7 Concept and Classification of HSUPA Handover............................................................157 7.7.1 Basic Concepts....................................................................................................157 7.7.2 Classification of HSUPA Handover ......................................................................157 7.7.3 Signaling Flow and Message Analysis of HSUPA Handover.................................158 7.7.4 SHO from a HSUPA Cell to a Non-HSUPA Cell ...................................................164 7.7.5 SHO from a Non-HSUPA Cell to a HSUPA Cell ...................................................169 7.7.6 Handover Between a HSUPA Cell and a GSM/GPRS Cell ...................................172 7.7.7 Direct Retry of HSUPA.........................................................................................172 7.7.8 Switch between Channel Types...........................................................................174 7.8 Handover from WCDMA to GSM...................................................................................175 7.9 Handover from GSM toWCDMA ...................................................................................179 7.10 Handover from WCDMA to GPRS................................................................................182 7.11 Handover from GRPS toWCDMA................................................................................186 7.12 Parameters of Handover from 3G to 2G Network .........................................................189 7.13 Data Configuration for Supporting Bi-directional Roaming and Handover Between WCDMA and GSM/GPRS........................................................................................................................192 2008-12-22 All rights reserved Page6 , Total201
  • 7. W-Handover and Call Drop Problem Optimization Guide For internal use only Figures Figure 3-1 SHO DT data analysis flow................................................................................................ 21 Figure 3-2 Optimization flow for HHO CQT......................................................................................... 26 Figure 3-3 Inter-RAT handover CQT flow............................................................................................ 28 Figure 3-4 DT/CQT flow for HSDPA handover .................................................................................... 31 Figure 3-5 Movement of the MBMS UE between PTM cells................................................................ 32 Figure 3-6 Analysis flow for handover traffic statistics data.................................................................. 35 Figure 3-7 Voce inter-RAT outgoing handover flow ............................................................................. 38 Figure 4-1 Flow chart for analyzing call drop ...................................................................................... 46 Figure 4-2 Judgment tree for call drop causes.................................................................................... 49 Figure 4-3 Flow for analyzing call tracing............................................................................................ 53 Figure 5-1 SHO relative threshold ...................................................................................................... 57 Figure 5-2 Signaling flow recorded by UE before call drop.................................................................. 58 Figure 5-3 Scrambles recorded by UE active set and scanner before call drop ................................... 59 Figure 5-4 Scrambles in UE active set before call drop....................................................................... 60 Figure 5-5 UE intra-frequency measurement control point before call drop ......................................... 61 Figure 5-6 Analyzing signaling of UE intra-frequency measurement control before call drop................ 61 Figure 5-7 Confirming missing neighbor cell without information from scanner.................................... 62 Figure 5-8 Location relationship of 2G redundant neighbor cells......................................................... 64 Figure 5-9 Pilot pollution near Yuxing Rd............................................................................................ 65 Figure 5-10 Best ServiceCell near Yuxing Rd. .................................................................................... 65 Figure 5-11 The 2nd best ServiceCell near Yuxing Rd. ....................................................................... 66 Figure 5-12 The 3rd best ServiceCell near Yuxing Rd......................................................................... 66 Figure 5-13 The 4th best ServiceCell near Yuxing Rd......................................................................... 67 Figure 5-14 Composition of pilot pollution near Yuxing Rd. ................................................................. 67 Figure 5-15 RSSI near Yuxing Rd....................................................................................................... 68 Figure 5-16 RSCP of Best ServiceCell near Yuxing Rd....................................................................... 68 Figure 5-17 RSCP of SC270 cell near Yuxing Rd................................................................................ 69 2008-12-22 All rights reserved Page7 , Total201
  • 8. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 5-18 Pilot pollution near Yuxing Rd. after optimization.............................................................. 70 Figure 5-19 Best ServiceCell near Yuxing Rd. after optimization......................................................... 70 Figure 5-20 RSCP of best ServiceCell near Yuxing Rd. after optimization........................................... 71 Figure 5-21 RSCP of SC270 cell near Yuxing Rd. after optimization ................................................... 71 Figure 5-22 Turning corner effect-signals attenuation ......................................................................... 72 Figure 5-23 Turning corner effect-signal attenuation recorded by the UE ............................................ 72 Figure 5-24 Turning corner effect-traced signaling recorded by the RNC............................................. 73 Figure 5-25 Needle point-signal variance............................................................................................ 74 Figure 5-26 Call drop distribution of PS384K intra-frequency hard handover....................................... 75 Figure 5-27 Signal distribution of cell152 vs. cell88 (signal fluctuation in handover areas)................... 76 Figure 5-28 Reporting 1D event ......................................................................................................... 77 Figure 5-29 Increasing hysteresis to reduce frequently reporting of 1D event...................................... 78 Figure 5-30 Attenuation relationship of RSCP and Ec/No.................................................................... 79 Figure 5-31 Indoor 3G RSCP distribution............................................................................................ 83 Figure 5-32 Analyzing weak signals.................................................................................................... 91 Figure 5-33 Uplink interference according to RNC signaling ............................................................... 93 Figure 5-34 Uplink interference according to UE signaling .................................................................. 93 Figure 5-35 Uplink interference information recorded by UE ............................................................... 94 Figure 5-36 RTWP variation of the cell 89767..................................................................................... 94 Figure 5-37 RTWP variation of the cell 89768..................................................................................... 95 Figure 5-38 Pilot information recorded by scanner.............................................................................. 97 Figure 7-1 UMTS QoS structure....................................................................................................... 102 Figure 7-2 SRB and TRB at user panel............................................................................................. 103 Figure 7-3 Signaling flow for adding radio link....................................................................................110 Figure 7-4 Signaling flow for deleting radio link..................................................................................112 Figure 7-5 SHO signaling flow for adding and deleting radio link........................................................114 Figure 7-6 Measurement model.........................................................................................................116 Figure 7-7 Example 1A event and trigger delay .................................................................................118 Figure 7-8 Periodic report triggered by 1A event................................................................................119 Figure 7-9 Example of 1C event ....................................................................................................... 120 Figure 7-10 Example 1D event......................................................................................................... 121 Figure 7-11 Restriction from hysteresis to measurement report......................................................... 121 Figure 7-12 Example of 1E event ..................................................................................................... 122 Figure 7-13 Example of 1F event ..................................................................................................... 122 2008-12-22 All rights reserved Page8 , Total201
  • 9. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 7-14 Ordinary HHO flow (lur interface and CELL_DCH state) ................................................ 124 Figure 7-15 Ordinary inter-CN HHO flow .......................................................................................... 126 Figure 7-16 Intra-NodeB synchronization serving cell update............................................................ 133 Figure 7-17 Inter-NodeB synchronization serving cell update............................................................ 135 Figure 7-18 Inter-NodeB HS-DSCH cell update after radio link is added ........................................... 137 Figure 7-19 Inter-NodeB HS-DSCH cell update during HHO (single step method) ............................ 139 Figure 7-20 DPCH intra-frequency HHO with HS-DSCH serving cell update..................................... 141 Figure 7-21 DPCH inter-frequency HHO with HS-DSCH serving cell update..................................... 142 Figure 7-22 handover from HSDPA to R99 ....................................................................................... 143 Figure 7-23 Intra-frequency handover from R99 to R5...................................................................... 143 Figure 7-24 DPCH SHO with handover from HSDPA to R99 (inter-NodeB)....................................... 145 Figure 7-25 DPCH SHO with handover from R99 to HSDPA............................................................. 146 Figure 7-26 Inter-NodeB SHO with handover from HSDPA to R99 (V17) .......................................... 147 Figure 7-27 Intra-frequency HHO with handover from R5 to R99 ...................................................... 148 Figure 7-28 Intra-frequency HHO with handover form R99 to R5 ...................................................... 148 Figure 7-29 Intra-frequency HHO with handover from R5 to R99 (V17)............................................. 149 Figure 7-30 Inter-frequency HHO from HS-PDSCH to DCH.............................................................. 150 Figure 7-31 Inter-frequency HHO from DCH to HS-PDSCH.............................................................. 151 Figure 7-32 Handover between HSDPA and GPRS.......................................................................... 152 Figure 7-33 Flow for direct retry during setup of a service................................................................. 153 Figure 7-34 Direct retry triggered by traffic........................................................................................ 153 Figure 7-35 Switch of channel type................................................................................................... 155 Figure 7-36 Intra-frequency SHO between two HSUPA cells............................................................. 159 Figure 7-37 Signaling for HSUPA cell update triggered by a 1D event............................................... 159 Figure 7-38 Signaling for HSUPA cell update triggered by a 1D event (reported by the monitor set).. 160 Figure 7-39 Intra-frequency HHO between two HSUPA cells ............................................................ 160 Figure 7-40 Signaling for intra-frequency HHO between two HSUPA cells ........................................ 161 Figure 7-41 Inter-frequency HHO between two HSUPA cells ............................................................ 161 Figure 7-42 Signaling for inter-frequency HHO between two HSUPA cells ........................................ 162 Figure 7-43 Inter-RNC HSUPA handover.......................................................................................... 163 Figure 7-44 SHO from a HSUPA cell to a non-HSUPA cell ................................................................ 165 Figure 7-45 Addition of an R99 cell when the service is on the E-DCH.............................................. 166 Figure 7-46 Intra-frequency HHO from a HSUPA cell to a non-HSUPA cell ....................................... 167 Figure 7-47 Signaling for intra-frequency HHO from a HSUPA cell to a non-HSUPA cell ................... 167 2008-12-22 All rights reserved Page9 , Total201
  • 10. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 7-48 Inter-frequency HHO from a HSUPA cell to a non-HSUPA cell ....................................... 168 Figure 7-49 Signaling for inter-frequency HHO from a HSUPA cell to a non-HSUPA cell ................... 169 Figure 7-50 SHO from a non-HSUPA cell to a HSUPA cell ................................................................ 170 Figure 7-51 SHO from a non-HSUPA cell to a HSUPA cell (triggered by a 1B event)......................... 170 Figure 7-52 Intra-frequency HHO from a non-HSUPA cell to a HSUPA cell ....................................... 171 Figure 7-53 Signaling for intra-frequency HHO from a non-HSUPA cell to a HSUPA cell ................... 171 Figure 7-54 Inter-frequency HHO from a non-HSUPA cell to a HSUPA cell ....................................... 172 Figure 7-55 Direct retry from an R99 cell to a HSUPA cell................................................................. 173 Figure 7-56 Direct retry from a HSUPA cell to an R99 cell................................................................. 173 Figure 7-57 Direct retry from a HSUPA cell to another HSUPA cell.................................................... 174 Figure 7-58 Switch between HSUPA channel types .......................................................................... 174 Figure 7-59 Signaling flow for handover from WCDMA to GSM......................................................... 176 Figure 7-60 Tracing signaling of handover from WCDMA to GSM..................................................... 176 Figure 7-61 Signaling flow for handover from GSM to WCDMA ........................................................ 179 Figure 7-62 Tracing signaling of handover from GSM to WCDMA..................................................... 180 Figure 7-63 Flow of handover from WCDMA to GPRS (1)................................................................. 183 Figure 7-64 Flow of handover from WCDMA to GPRS (2)................................................................. 183 Figure 7-65 Tracing signaling of handover from WCDMA to GPRS................................................... 184 Figure 7-66 Signaling flow for handover from GPRS to WCDMA (1) ................................................. 186 Figure 7-67 Signaling flow for handover from GPRS to WCDMA (2) ................................................. 187 Figure 7-68 Data configuration in the location area cell table ............................................................ 193 Figure 7-69 Data configuration of neighbor cell configuration table ................................................... 194 Figure 7-70 Configuration table for external 3G cells ........................................................................ 196 Figure 7-71 Configuration table for GSM inter-RAT neighbor cells .................................................... 197 Figure 7-72 Configuration table for 2G reselection parameters ......................................................... 198 Figure 7-73 Parameter configuration table for inter-RAT handover.................................................... 199 2008-12-22 All rights reserved Page10 , Total201
  • 11. W-Handover and Call Drop Problem Optimization Guide For internal use only Tables Table 2-1 Handover performance indexes and reference values ......................................................... 16 Table 2-2 HSDPA handover performance indexes and reference value............................................... 17 Table 2-3 HSUPA handover performance indexes and reference value............................................... 17 Table 2-4 CDR index and reference value........................................................................................... 19 Table 3-1 SHO failure indexes ............................................................................................................ 36 Table 3-2 HHO failure indexes............................................................................................................ 36 Table 3-3 Traffic statistics indexes of CS inter-RAT handover preparation failure................................. 38 Table 3-4 Traffic statistics indexes of PS inter-RAT outgoing handover failure ..................................... 39 Table 4-1 Types of CDR indexes......................................................................................................... 45 Table 4-2 Thresholds of EcIo and Ec .................................................................................................. 46 Table 4-3 Traffic statistics indexes for analyzing causes to call drop.................................................... 51 Table 5-1 Relationship between the filter coefficient and the corresponding tracing time...................... 58 Table 5-2 2G handover times.............................................................................................................. 63 Table 5-3 Best servers and other cells ................................................................................................ 67 Table 7-1 Timers and counters related to the synchronization and asynchronization.......................... 104 Table 7-2 Timers and counters related to call drop at lub interface .................................................... 107 Table 7-3 Flow of serving cell update triggered by different events in SHO........................................ 132 Table 7-4 Scenarios of handover between HSDPA and R99 (V17) .................................................... 144 Table 7-5 Handover between two HSUPA cells ................................................................................. 158 Table 7-6 Handover between a HSUPA cell and a non-HSUPA cell ................................................... 163 Table 7-7 Parameters of handover from 3G to 2G............................................................................. 190 2008-12-22 All rights reserved Page11 , Total201
  • 12. W-Handover and Call Drop Problem Optimization Guide For internal use only W-Handover and Call Drop Problem Optimization Guide Key words: Handover, call drop, and optimization Abstract: This document, aiming at network optimization of handover success rate and call drop rate, details the specific network operation flow. In addition, it analyzes common problems during network optimization. Acronyms and abbreviations: Acronyms and Abbreviations Full Spelling AMR Adaptive MultiRate CHR Call History Record CDR Call Drop Rate DCCC Dynamic Channel Configuration Control RAN Radio Access Network RNP Radio Network Planning SRB Signaling Radio Bearer TRB Traffic Radio Bearer SHO Soft Handover HHO Hard Handover PCH Physical Channel CN Core Network O&M Operation and maintenance MNC Mobile Network Code MCC Mobile Country Code LAC Location Area Code CIO Cell Independent Offset HSUPA High Speed Uplink Packet Access E-DCH Enhanced uplink Dedicated Channel E-AGCH E-DCH Absolute Grant Channel 2008-12-22 All rights reserved Page12 , Total201
  • 13. W-Handover and Call Drop Problem Optimization Guide For internal use only E-RGCH E-DCH Relative Grant Channel 2008-12-22 All rights reserved Page13 , Total201
  • 14. W-Handover and Call Drop Problem Optimization Guide For internal use only 1 Introduction This document aims to meet the requirements by on-site engineers on solving handover and call drop problems and making them qualified during network optimization. It describes the methods for evaluating network handover and call drop performance, testing methods, troubleshooting methods, and frequently asked questions (FAQs). The appendix provides fundamental knowledge, principles, related parameters, and data processing tools about handover and call drop. This document serves to network KPI optimization and operation and maintenance (O&M) and helps engineers to locate and solve handover and call drop problems. The RRM algorithms and problem implementation in this document are based on V16 RNC. If some RRM algorithms are based on V17 RNC, they will be highlighted. HSUPA is introduced in V18 RNC, so the algorithms related to HSUPA are based on RNC V18. The following sections are updated: l Traffic Statistics Analysis for HSDPA Handover l Handover Between HSDPA and R99 l Direct Retry of HSDPA l Switch of Channel Type Actually handover is closely relevant to call drop. Handover failure probably leads to call drop. Therefore handover-caused call drop is arranged in handover success rate optimization part. The CDR optimization includes all related to call drop except handover-caused call drop. This document does not include usage of related tools. This document includes the following 12 chapters: l 1 Introduction l 2 Handover and Call Drop Performance Indexes l 3 Handover Index Optimization l 4 CDR Index Optimization l 5 FAQs Analysis l 6 Summary l 7 Appendix 2008-12-22 All rights reserved Page14 , Total201
  • 15. W-Handover and Call Drop Problem Optimization Guide For internal use only The traffic statistics analysis is based on RNC V1.5 counter. It will be updated upon the update of RNC counters. 2008-12-22 All rights reserved Page15 , Total201
  • 16. W-Handover and Call Drop Problem Optimization Guide For internal use only 2 Handover and Call Drop Performance Indexes 2.1 Handover Performance Indexes According to RNA KPI baseline document, Table 2-1 lists the handover performance indexes and reference values. Table 2-1 Handover performance indexes and reference values Index Service Statistics method Reference value SHO success rate CS&PS DT&Stat. 99% Intra-frequency HHO success rate Voice DT&Stat. 90% VP DT&Stat. 85% PS UL64K/DL 64K DT&Stat. 85% PS UL64K/DL 144K DT&Stat. 80% PS UL64K/DL 384K DT&Stat. 75% Inter-frequency HHO success rate Voice DT&Stat. 92% VP DT&Stat. 90% PS UL64K/DL 64K DT&Stat. 90% PS UL64K/DL 144K DT&Stat. 87% PS UL64K/DL 384K DT&Stat. 85% Inter-RAT handover success rate Voice handover out DT&Stat. 95% PS handover out DT&Stat. 92% SHO ratio N/A DT 35% SHO cost N/A Stat. 40% 2008-12-22 All rights reserved Page16 , Total201
  • 17. W-Handover and Call Drop Problem Optimization Guide For internal use only Table 2-2 lists the HSDPA handover performance indexes and reference value. Table 2-2 HSDPA handover performance indexes and reference value Index Service Reference value HSDPA-HSDPA intra-frequency serving cell update PS (HSDPA) 99% HSDPA-HSDPA inter-frequency serving cell update PS (HSDPA) 92% HSDPA-R99 intra-frequency handover PS (HSDPA) 99% HSDPA-R99 inter-frequency handover PS (HSDPA) 90% Success rate of R99-to-HSDPA cell handover PS (HSDPA) 85% HSDPA-to-GPRS inter-RAT handover PS (HSDPA) 92% Note: The HSDPA handover KPIs are to be updated after formal issue byWCDMA&GSM Performance Research Department. Table 2-3 HSUPA handover performance indexes and reference value Index Service Reference value Success rate of inter-cell SHO in HSUPA (including adding, replacing, and PS (HSUPA) – deleting) Success rate of inter-cell SHO serving cell update in HSUPA PS (HSUPA) – Success rate of DCH-to-E-DCH reconfiguration in SHO mode (including replacing and deleting) PS (HSUPA) – Success rate of E-DCH-to-DCH reconfiguration in SHO mode (including replacing and deleting) PS(HSUPA) – Success rate of inter-cell intra-frequency HHO in HSUPA PS (HSUPA) – 2008-12-22 All rights reserved Page17 , Total201
  • 18. W-Handover and Call Drop Problem Optimization Guide For internal use only Index Service Reference value Success rate of – intra-frequency HHO from a HSUPA cell to a PS (HSUPA) non-HSUPA cell Success rate of DCH-to-E-DCH reconfiguration in single-link mode (the second step of inter- or intra-frequency HHO from a non-HSUPA cell to a HSUPA cell) PS (HSUPA) – Success rate of inter-cell inter-frequency HHO in HSUPA PS (HSUPA) – Success rate of inter-frequency HHO from a HSUPA cell to a non-HSUPA cell PS (HSUPA) – Success rate of HSUPA-to-GPRS inter-RAT handover PS (HSUPA) 92% Note: The HSUPA handover KPIs are unavailable and to be updated after formal issue byWCDMA&GSM Performance Department. Decide the specific value according to project requirements or contract requirements of commercial network 2008-12-22 All rights reserved Page18 , Total201
  • 19. W-Handover and Call Drop Problem Optimization Guide For internal use only 2.2 Call Drop Performance Indexes Table 2-4 lists the CDR index and reference value. Table 2-4 CDR index and reference value Index Service Statistics method Reference value CDR Voice DT&Stat.&CQT 2% VP DT&Stat.&CQT 2.5% PS planned full coverage rate DT&CQT 3% PS (UL DCH full coverage rate/DL DT 3% HSDPA) PS Stat. 10% PS (UL HSUPA/DL HSDPA) DT 3% The values listed in Table 2-4 are only for reference. Decide the specific value according to project requirements or contract requirements of commercial network. The call drop rate of HSDPA is not defined yet, so engineers use call drop rate of PS temporarily. 2008-12-22 All rights reserved Page19 , Total201
  • 20. W-Handover and Call Drop Problem Optimization Guide For internal use only 3 Handover Index Optimization 3.1 DT/CQT Index Optimization Flow DT and CQT are important to network evaluation and optimization. DT/CQT KPIs act as standards for verifying networks. Overall DT helps to know entire coverage, to locate missing neighbor cells, and to locate cross-cell coverage. HHO and inter-RAT handover are used in coverage solutions for special scenarios, in while CQT is proper. The following sections describe the DT/CQT index optimization flow in terms of SHO, HHO, and inter-RAT handover. 3.1.1 SHO DT Index Optimization Flow Figure 3-1 shows the SHO DT data analysis flow. 2008-12-22 All rights reserved Page20 , Total201
  • 21. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 3-1 SHO DT data analysis flow Inputting Analysis Data Perform DT. Collect DT data, related signaling tracing, RNC CHR, and RNC MML scripts. Obtaining When and Where the Problem Occurs During the test, SHO-caused call drop might occur or SHO might fail, so record the location and time for the problem occurrence. This prepares for further location and analysis. 2008-12-22 All rights reserved Page21 , Total201
  • 22. W-Handover and Call Drop Problem Optimization Guide For internal use only Missing Neighbor Cell During the early optimization, call drop is usually due to missing neighbor cell. For intra-frequency neighbor cells, use the following methods to confirm intra-frequency missing neighbor cell. l Check the active set Ec/Io recorded by UE before call drop and Best Server Ec/Io recorded by Scanner. Check whether the Best Server scramble recorded by Scanner is in the neighbor cell list of intra-frequency measurement control before call drop. The cause might be intra-frequency missing neighbor cell if all the following conditions are met: − The Ec/Io recorded by UE is bad. − The Best Server Ec/Io is good. − No Best Server scramble is in the neighbor cell list of measurement control. l If the UE reconnects to the network immediately after call drop and the scramble of the cell that UE camps on is different from that upon call drop, missing neighbor cell is probable. Confirm it by measurement control (search the messages back from call drop for the latest intra-frequency measurement control message. Check the neighbor cell list of this measurement control message) l UEs might report detected set information. If corresponding scramble information is in the monitor set before call drop, the cause must be missing neighbor cell. Missing neighbor cell causes call drop. Redundant neighbor cells impacts network performance and increases the consumption of UE intra-frequency measurement. If this problem becomes more serious, the necessary cells cannot be listed. Therefore pay attention to redundant neighbor cells when analyzing handover problems. For redundant neighbor cells, see 5 . Pilot Pollution Pilot pollution is defined as below: l Excessive strong pilots exist at a point, but no one is strong enough to be primary pilot. According to the definition, when setting rules for judging pilot pollution, confirm the following content: l Definition of strong pilot Whether a pilot is strong depends on the absolute strength of the pilot, which is measured by RSCP. If the pilot RSCP is greater than a threshold, the pilot is a strong pilot. Namely, RSCP Absolute CPICH RSCP Th _ _ > . l Definition of "excessive" When judging whether excessive pilots exist at a point, the pilot number is the judgment criteria. If the pilot number is more than a threshold, the pilots at a point are excessive. Namely, N CPICH _ Number > Th l Definition of "no best server strong enough" When judging whether a best server strong enough exist, the judgment criteria is the relative strength of multiple pilots. If the strength different of the strongest pilot and the No. ( +1) N Th strong pilot is smaller than a threshold, no best server strong enough exists in the point. Namely, 2008-12-22 All rights reserved Page22 , Total201
  • 23. W-Handover and Call Drop Problem Optimization Guide For internal use only l st Th th RSCP lative CPICH RSCP CPICH RSCP Th 1 ( N 1) _ Re ( _ - _ ) < + Based on previous descriptions, pilot pollution exists if all the following conditions are met: l The number of pilots satisfying RSCP Absolute CPICH RSCP Th _ _ > is more than N Th . l st Th th RSCP lative CPICH RSCP CPICH RSCP Th 1 ( N 1) _ Re ( _ - _ ) < + SetTh dBm RSCP Absolute 95 _ = - , = 3 N Th , and Th dB RSCP lative 5 _ Re = , the judgment standards for pilot pollution are: l The number of pilots satisfying CPICH _ RSCP 95dBm > - is larger than 3. l CPICH RSCP CPICH RSCP dB st th ( _ _ ) 5 1 4 - < Improper Configuration of SHO Algorithm Parameters Solve the following two problems by adjusting handover algorithm parameters. l Delayed handover According to the signaling flow for CS services, the UE fails to receive active set update command (physical channel reconfiguration command for intra-frequency HHO) due to the following cause. After UE reports measurement message, the Ec/Io of original cell signals decreases sharply.When the RNC sends active set update message, the UE powers off the transmitter due to asynchronization. The UE cannot receive active set update message. For PS services, the UE might also fail to receive active set update message or perform TRB reset before handover. Delayed handover might be one of the following: − Turning corner effect: the Ec/Io of original cell decreases sharply and that of the target cell increases greatly (an over high value appears) − Needlepoint effect: The Ec/Io of original cell decreases sharply before it increases and the Ec/Io of target cell increase sharply for a short time. According to the signaling flow, the UE reports the 1a or 1c measurement report of neighbor cells before call drop. After this the RNC receives the event and sends the active set update message, which the UE fails to receive. l Ping-pong Handover Ping-pong handover includes the following two forms − The best server changes frequently. Two or more cells alternate to be the best server. The RSCP of the best server is strong. The period for each cell to be the best server is short. − No primary pilot cell exists. Multiple cells exist with little difference of abnormal RSCP. The Ec/Io for each cell is bad. According to the signaling flow, when a cell is deleted, the 1A event is immediately reported. Consequently the UE fails because it cannot receive the active set update command. 2008-12-22 All rights reserved Page23 , Total201
  • 24. W-Handover and Call Drop Problem Optimization Guide For internal use only Abnormal Equipment Check the alarm console for abnormal alarms. Meanwhile analyze traced message, locate the SHO problem by checking the failure message. For help, contact local customer service engineers for confirm abnormal equipment. Reperforming Drive Test and Locating Problems If the problem is not due to previous causes, perform DT again and collect DT data. Supplement data from problem analysis. Adjustment and Implementation After confirming the cause to the problem, adjust the network by using the following pertinent methods: l For handover problems caused by pilot pollution, adjust engineering parameters of an antenna so that a best server forms around the antenna. For handover problems caused by pilot pollution, adjust engineering parameters of other antennas so that signals from other antennas becomes weaker and the number of pilots drops. Construct a new site to cover this area if conditions permit. If the interference is from two sectors of the same NodeB, combine the two cells as one. l For abnormal equipment, consult customer service engineer for abnormal equipment and transport layer on alarm console. If alarms are present on alarm console, cooperate with customer service engineers. l For call drop caused by delayed handover, adjust antennas to expand the handover area, set the handover parameters of 1a event, or increase CIO to enable handover to occur in advance. The sum of CIO and measured value is used in event evaluation process. The sum of initially measured value and CIP, as measurement result, is used to judge intra-frequency handover of UE and acts as cell border in handover algorithm. The larger the parameter is, the easier the SHO is and UEs in SHO state increases, which consumes resources. If the parameter is small, the SHO is more difficult, which might affects receiving quality. l For needle effect or turning corner effect, setting CIO to 5 dB is proper, but this increases handover ratio. For detailed adjustment, see SHO-caused call drop of FAQs Analysis. l For call drop caused by Ping-pong handover, adjust the antenna to form a best server or reduce Ping-pong handover by setting the handover parameter of 1B event, which enables deleting a cell in active set to be more difficult. For details, increase the 1B event threshold, 1B hysteresis, and 1B delay trigger time. 3.1.2 HHO CQT Flow HHO Types HHO includes the following types: l Intra-frequency HHO The frequency of the active set cell before HHO is the same as that of the cell after HHO. If the cell does not support SHO, HHO might occur. HHO caters for cross-RNC 2008-12-22 All rights reserved Page24 , Total201
  • 25. W-Handover and Call Drop Problem Optimization Guide For internal use only intra-frequency handover without lur interface, limited resources at lur interface, and handover controlled by PS service rate threshold of handover cell. The 1D event of intra-frequency measurement events determines intra-frequency HHO. l Inter-frequency HHO The frequency of the active set cell before HHO is different from that of the cell after HHO. HHO helps to carry out balanced load between carriers and seamless proceeding. Start compression mode to perform inter-frequency measurement according to UE capability before inter-frequency HHO. HHO judgment for selecting cell depends on period measurement report. l Balanced load HHO It aims to realize balanced load of different frequencies. Its judgment depends on balanced load HHO. Inter-frequency coverage usually exists in special scenarios, such as indoor coverage, so CQT are used. The following section details the optimization flow for inter-frequency CQT. Optimization Flow of HHO CQT Figure 3-2 shows the optimization flow for HHO CQT. 2008-12-22 All rights reserved Page25 , Total201
  • 26. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 3-2 Optimization flow for HHO CQT Adjustment The optimization flow for HHO is similar with that of SHO and the difference lies in parameter optimization. Confirming inter-frequency missing neighbor cell is similar to that of intra-frequency. When call drop occurs, the UE does not measure or report inter-frequency neighbor cells. After call drop, the UE re-camps on the inter-frequency neighbor cell. HHO problems usually refer to delayed handover and Ping-pong handover. Delayed HHO usually occurs outdoor, so call drop occurs when the UE is moving. There are three solutions: l Increase the threshold for starting compression mode. The compression mode starts before inter-frequency or inter-RAT handover. Measure the quality of inter-frequency or inter-RAT cell by compression mode. Compression mode starts if the CPICH RSCP or Ec/Io meets the conditions. RSCP is usually the triggering condition. The parameter "inter-frequency measurement quantity" decides to use CPICH Ec/No or Ec/Io as the measurement target for inter-frequency handover.When setting "inter-frequency measurement quantity", check that the cell is at the carrier coverage edge or in the carrier coverage center. If intra-frequency neighbor cells lie in all direction of the cell, the cell is defined as in the carrier coverage center. If no intra-frequency cell lies in a direction of the cell, the cell is defined as at the carrier coverage edge. 2008-12-22 All rights reserved Page26 , Total201
  • 27. W-Handover and Call Drop Problem Optimization Guide For internal use only In the cell at the carrier coverage edge, when UE moves along the direction where no intra-frequency neighbor cell lies, the CPICH Ec/No changes slowly due to the identical attenuation rate of CPICH RSCP and interference. According to simulation, when CPICH RSCP is smaller than the demodulation threshold (–100 dBm or so), the CPICH Ec/No can still reach –12 dB or so. Now the inter-frequency handover algorithm based on CPICH Ec/No is invalid. Therefore, for the cell at the carrier coverage edge, using CPICH RSCP as inter-frequency measurement quantity to guarantee coverage is more proper. In the cell in the carrier coverage center, use CPICH RSCP as inter-frequency measurement quantity, but CPICH Ec/No can better reflect the actual communication quality of links and cell load. Therefore use CPICH Ec/No as inter-frequency measurement quantity in the carrier coverage center (not the cell at the carrier coverage edge), and RSCP as inter-frequency measurement quantity in the cell at the carrier coverage edge. In compression mode, the quality of target cell (inter-frequency or inter-RAT) is usually measured and obtained. The mobility of MS leads to quality deterioration of the current cell. Therefore the requirements on starting threshold are: before call drop due to the quality deterioration of the current cell, the signals of the target cell must be measured and reporting is complete. The stopping threshold must help to prevent compression mode from starting and stopping frequently. The RNC can distinguish CS services from PS services for inter-frequency measurement. If the RSCP is smaller than –95 dBm, compression mode starts. If the RSCP is greater than –90 dBm, compression mode stops. Adjust RSCP accordingly for special scenarios. l Increase the CIO of two inter-frequency cells. l Decrease the target frequency handover trigger threshold of inter-frequency coverage. For Ping-pong HHO problems, solve them by increasing HHO hysteresis and delay trigger time. The intra-frequency HHO optimization is similar to that of inter-frequency. Decrease the hysteresis and delay trigger time of 1D event according to local radio environment to guarantee timely handover. 3.1.3 Inter-RAT Handover CQT Flow Flow Chat Figure 3-3 shows the inter-RAT handover CQT flow. 2008-12-22 All rights reserved Page27 , Total201
  • 28. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 3-3 Inter-RAT handover CQT flow Data Configuration Inter-RAT handover fails due to incomplete configuration data, so pay attention to the following data configuration. l GSM neighbor configuration is complete on RNC. The configuration includes: − Mobile country code (MCC) − Mobile network code (MNC) − Location area code (LAC) − GSM cell identity (CELL ID) − Network color code (NCC) − Base station color code (BCC) − Frequency band indicator (FREQ_BAND) − Frequency number − Cell independent offset (CIO) Guarantee the correctness of the previous data and GSM network. 2008-12-22 All rights reserved Page28 , Total201
  • 29. W-Handover and Call Drop Problem Optimization Guide For internal use only l Add location area cell information near 2G MSC to location area cell list of 3G MSC. The format of location area identity (LAI) is MCC + MNC + LAC. Select LAI as LAI type. Select Near VLR area as LAI class and add the corresponding 2G MSC/VLR number. The cell GCI format is: MCC + MNC + LAC + CI. Select GCI as LAI type. Select Near VLR area as LAI class and add the corresponding 2G MSC/VLR number. l Add data of WCDMA neighbor cells on GSM BSS. The data includes: − Downlink frequency − Primary scramble − Main indicator − MCC − MISSING NEIGHBOR CELL − LAC − RNC ID − CELL ID According to the strategies of unilateral handover of inter-RAT handover, if the data configuration is complete, the inter-RAT handover problems are due to delayed handover. A frequently-used solution is increasing CIO, increasing the threshold for starting and stopping compression mode, increasing the threshold to hand over to GSM. Causes The causes to call drop due to 3G-2G inter-RAT handover are as below: l After the 2G network modifies its configuration data, it does not inform the 3G network of modification, so the data configured in two networks are inconsistent. l Missing neighbor cell causes call drop. l The signals fluctuate frequently so call drop occurs. l Handset problems causes call drop. For example, the UE fails to hand over back or to report inter-RAT measurement report. l The best cell changes upon Physical channel reconfiguration. l Excessive inter-RAT cell are configured (solve it by optimizing number of neighbor cells). l Improperly configured LAC causes call drop (solve it by checking data configuration). 3.1.4 DT/CQT Flow for HSDPA Handover Type According to the difference of handover on DPCH in HSDPA network, the HSDPA handover includes: l SHO or softer handover of DPCH, with HS-PDSCH serving cell update 2008-12-22 All rights reserved Page29 , Total201
  • 30. W-Handover and Call Drop Problem Optimization Guide For internal use only l Intra-frequency and inter-frequency HHO of DPCH, with HS-PDSCH serving cell update According to different technologies used in the serving cell before and after handover, HSDPA handover includes: l Handover in HSDPA system l Handover between HSDPA and R99 cells l Handover between HSDPA and GPRS cells Methods For HSDPA service coverage test and mobility-related test (such as HHO on DPCH with HS-PDSCH serving cell update, handover between HSDPA and R99, and inter-RAT handover), perform DT to know the network conditions. For location of HSDPA problems and non-mobility problems, perform CQT (in specified point or small area). Flow When a problem occurs, check R99 network. If there is similar problem with R99 network, solve it (or, check whether the R99 network causes HSDPA service problems, such as weak coverage, missing neighbor cell. Simplify the flow). Figure 3-4 shows the DT/CQT flow for HSDPA handover. 2008-12-22 All rights reserved Page30 , Total201
  • 31. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 3-4 DT/CQT flow for HSDPA handover The problems with handover of HSDPA subscribers are usually caused by the faulty handover of R99 network, such as missing neighbor cell and improper configuration of handover parameters. When the R99 network is normal, if the handover of HSDPA subscribers is still faulty, the cause might be improper configuration of HSDPA parameters. Engineers can check the following aspects: l Whether the HSDPA function of target cell is enabled and the parameters are correctly configured. Engineers mainly check the words of cell and whether the power is adequate, whether the HS-SCCH power is low. These parameters might not directly cause call drop in handover, but lead to abnormal handover and lowered the user experience. l Whether the protection time length of HSDPA handover is proper. Now the baseline value is 0s. Set it by running SET HOCOMM. l Whether the threshold for R99 handover is proper. The handover flow for HSDPA is greatly different from that of R99, so the handover of R99 service may succeed while the HSDPA handover may fail. For example, in H2D handover, when the UE reports 1b event, it triggers RB reconfiguration in the original cell, reconfigures service bearer to DCH, and updates the cell in active set. If the signals of the original cell deteriorate quickly now, the reconfiguration fails. l Whether the protection time length of D2H handover is proper. Now the baseline value is 2s. Set it by running SET HOCOMM. 2008-12-22 All rights reserved Page31 , Total201
  • 32. W-Handover and Call Drop Problem Optimization Guide For internal use only 3.1.5 DT/CQT Flow for HSUPA Handover The DT/CQT flow for HSUPA handover is similar to that for HSDPA. For details, refer to DT/CQT Flow for HSDPA Handover. For the test of HSUPA service coverage and mobility-related tests (such as the test of success rate of HSUPA serving cell update), perform DT to know the network conditions. For locating HSUPA problems and the problems unrelated to mobility, perform CQT (in specified spot or area). 3.1.6 SHO Ratio Optimization This part is to be supplemented. 3.1.7 MBMS Mobility Optimization Currently, the radio network controller (RNC) V18 supports only the broadcast mode of the multimedia broadcast multicast service (MBMS); the MBMS user equipment (UE) moves only between point-to-multipoint (PTM) cells. Figure 3-5 Movement of the MBMS UE between PTM cells The movement of the MBMS UE between PTM cells is similar to the movement of UE performing PS services in the CELL-FACH state. The UE performs the handover between cells 2008-12-22 All rights reserved Page32 , Total201
  • 33. W-Handover and Call Drop Problem Optimization Guide For internal use only through cell reselection and obtains a gain through soft combining or selective combining between two cells to guarantee the receive quality of the service. The UE first moves to the target cell and then sends a CELL UPDATE message to notify the serving radio network controller (SRNC) that the cell where the UE stays is changed. The SRNC returns a CELL UPDATE CONFIRM message. The UE receives an MBMS control message from the MCCH in the target cell and determines whether the MBMS radio bearer to be established is consistent with that of the neighboring cell. If they are consistent, the original radio bearer is retained. The MBMS mobility optimization, which guarantees that the UE obtains better quality of service at the edge of cells, covers the following aspects: l Optimize cell reselection parameters to guarantee that the UE can be reselected to the best cell in time. l Guarantee that the power of the FACH in each cell is large enough to meet the coverage requirement of the MBMS UE at the edge of the cells. l Guarantee that the transmission time difference of the UE between different links meets the requirement of soft combing or selective combining*. l Guarantee that the power, codes, transmission, and CE resources of the target cell are not restricted or faulty, and that the MBMS service is successfully established. The UE can simultaneously receive the same MBMS service from two PTM cells and combine the received MBMS service. The UE supports two combining modes: Soft combining: The transmission time difference between the current cell and the neighboring cell is within (one TTI + 1) timeslots and the TFCI in each transmission time interval (TTI) is the same. Selective combining: The transmission time difference between the current cell and the neighboring cell is within the reception time window stipulated by the radio link controller (RLC). The SCCPCH is decoded and the transmission blocks are combined in the RLC PDU phase 2008-12-22 All rights reserved Page33 , Total201
  • 34. W-Handover and Call Drop Problem Optimization Guide For internal use only 3.2 Traffic Statistics Analysis Flow The traffic statistics data is important to network in terms of information source. In addition, it is the major index to evaluate network performance. The handover traffic statistics data is includes RNC-oriented data and cell-oriented data. RNC –oriented data reflects the handover performance of entire network, while cell-oriented data helps to locate problematic cells. The analysis flow for SHO, HHO, inter-RAT handover, and HSDPA handover is similar, but the traffic statistics indexes are different from them. Figure 3-6 shows the analysis flow for handover traffic statistics data. 2008-12-22 All rights reserved Page34 , Total201
  • 35. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 3-6 Analysis flow for handover traffic statistics data 3.2.1 Analysis Flow for SHO Traffic Statistics The SHO success rate is defined as below: SHO success rate = SHO successful times/SHO times According to the flow, SHO includes SHO preparation process and SHO air interface process. The SHO preparation process is from handover judgment to RL setup completion. The SHO air interface process is active set update process. l Check the SHO success rate of entire network and cell in busy hour. If they are not qualified, analyze the problematic cells in details. l Sort the SHO (or softer handover) failure times of the cell by TOP N and locate the cells with TOP N failure times. List the specific indexes of failure causes. If locating specific causes from traffic statistics is impossible, analyze the corresponding CHR. Table 3-1 lists the detailed traffic statistics indexes to SHO (or softer handover) failure and analysis. 2008-12-22 All rights reserved Page35 , Total201
  • 36. W-Handover and Call Drop Problem Optimization Guide For internal use only Table 3-1 SHO failure indexes Failure causes Analysis Configuration nonsupport The UE thinks the content of active set update for RNC to add/delete links does not support SHO. This scenario seldom exists in commercial networks. Synchronization reconfiguration nonsupport The UE feeds back that the SHO (or softer handover) for RNC to add/delete links is incompatible with other subsequent processes. The RNC guarantees serial processing upon flow processing. This cause is due to the problematic UE. Invalid configuration The UE thinks the content of active set update for RNC to add/delete links is invalid. This scenario seldom exists in commercial networks. No response from UE The RNC fails to receive response to active set update command for adding/deleting links. This is a major cause to SHO (or softer handover) failure. It occurs in areas with weak coverage and small handover area. RF optimization must be performed in the areas. l Perform DT to re-analyze problems. The traffic statistics data provides the trend and possible problems. Further location and analysis of problems involves DT and CHR to the cell. DT is usually performed on problematic cells and signaling flow at the UE side and of RNC is traced. For details, see 3.1.3 . 3.2.2 Analysis Flow of HHO Traffic statistics The HHO traffic statistics includes outgoing HHO success rate and incoming HHO success rate: l Outgoing HHO Success Rate = Outgoing HHO Success Times/Outgoing HHO Times l Incoming HHO Success Rate = Incoming HHO Success Times/Incoming HHO Times Upon HHO failure, pay attention to indexes related to internal NodeB, between NodeBs, and between RNCs. Table 3-2 lists the HHO failure indexes. Table 3-2 HHO failure indexes Failure cause Analysis HHO preparation failure Radio link setup failure Analyze RL setup failure. Other causes Analyze the problem further based on CHR logs. Internal NodeB/Between NodeBs/Between RNCs HHO failure Configuration nonsupport The UE thinks it cannot support the command for outgoing HHO, because it is incompatible with HHO. PCH failure The cause is probably weak coverage and strong interference. Synchronization reconfiguration nonsupport The UE feeds back HHO is incompatible with other consequent processes due to compatibility problems of UE. 2008-12-22 All rights reserved Page36 , Total201
  • 37. W-Handover and Call Drop Problem Optimization Guide For internal use only Cell update Cell update occurs upon outgoing HHO. These two processes lead to outgoing HHO failure. Invalid configuration The UE thinks the command for outgoing HHO as invalid. This is a compatibility problem of UE. Other causes Analyze the problem further based on CHR logs. 3.2.3 Traffic Statistics Analysis Flow for Inter-RAT Handover The inter-RAT handover success rate includes voice inter-RAT handover success rate and PS inter-RAT handover success rate. Voice Inter-RAT Outgoing Handover Success Rate = Voice Inter-RAT Outgoing Handover Success Times/Voice Inter-RAT Outgoing Handover Attempt Times Voice Inter-RAT Outgoing Handover Success Times: when the RNC sends a RELOCATION REQUIRED message. Voice Inter-RAT Outgoing Handover Attempt Times: during CS inter-RAT outgoing, when the RNC receives an IU RELEASE COMMAND message, with the reason value Successful Relocation, or Normal Release. PS Inter-RAT Outgoing Handover Success Rate = PS Inter-RAT Outgoing Handover Success Times/PS Inter-RAT Outgoing Handover Implementation Times PS Inter-RAT Outgoing Handover Success Times: the RNC sends a CELL CHANGE ORDER FROM UTRAN message to UE. PS Inter-RAT Outgoing Handover Implementation Times: when the RNC receives an IU RELEASE COMMAND message, with the reason value Successful Relocation, or Normal Release. Voice Inter-RAT Outgoing Handover Success Rate The voice inter-RAT outgoing handover includes handover preparation process and implementation process. Figure 3-7 shows the voice inter-RAT outgoing handover flow. 2008-12-22 All rights reserved Page37 , Total201
  • 38. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 3-7 Voce inter-RAT outgoing handover flow During CS inter-RAT outgoing handover process, when the RNC sends a RELOCATION REQUIRED message to CN, if the current CS service is AMR voice service, count it as an inter-RAT handover preparation. When the RNC receives the IU RELEASE COMMAND message replied by CN, count it as inter-RAT outgoing handover success according to the SRNC cell being used by UE. If CS inter-RAT handover fails, check the failure statistics indexes listed in Table 3-3. Table 3-3 Traffic statistics indexes of CS inter-RAT handover preparation failure Failure cause Analysis RNC-level inter-RAT outgoing handover preparation failure Expiration of waiting for SRNS relocation command The CN does not respond the corresponding command for handover preparation request, because the CN parameter configuration or the corresponding link connection is problematic. To solve this problem, analyze the causes according to CN and BSS signaling tracing. SRNS relocation cancellation After the RNC requests handover preparation, it receives the release command from CN. This includes the following two cases: l The inter-RAT handover request occurs during signaling process like location update, so the flow is not complete before location update is complete. Finally the CN sends a release message. l The subscribers that are calling hang UE before handover preparation, so the CN sends a release message. The previous two cases, despite incomplete handover, are normal nesting flows. SRNS relocation expiration It corresponds to incorrect configuration of CN, so you must analyze the causes according to CN and BSS signaling tracing. SRNS relocation failure in target CN/RNC/system It corresponds to incorrect configuration of CN or BSS nonsupport, so you must analyze the causes according to CN and BSS signaling tracing. 2008-12-22 All rights reserved Page38 , Total201
  • 39. W-Handover and Call Drop Problem Optimization Guide For internal use only Unknown target RNC It corresponds to incorrect configuration of MSC parameters without information like LAC of target cell, so you must check the parameter configuration. It occurs easily after adjustment of 2G networks. Unavailable resource It corresponds to incorrect configuration of MSC parameters or unavailable BSC resources, so you must analyze the causes according to CN and BSS signaling tracing. Other causes Analyze the causes according to CN and BSS signaling tracing. Cell-level inter-RAT outgoing handover preparation failure SRNS relocation expiration The CN parameter configuration or the corresponding link connection is problematic, so you must analyze the causes according to CN and BSS signaling tracing. SRNS relocation failure in target CN/RNC/system It corresponds to incorrect configuration of CN or BSS nonsupport, so you must analyze the causes according to CN and BSS signaling tracing. SRNS relocation nonsupport in target CN/RNC/system The BSC fails to support some parameters of inter-RAT handover request, so you must analyze the causes according to CN and BSS signaling tracing. Other causes Analyze the causes according to CN and BSS signaling tracing. RNC-level/CELL-level inter-RAT outgoing handover failure Configuration nonsupport The UE fails to support the handover command in the network, so the UE is incompatible with the handover command. PCH failure The 2G signals are weak or the interference is strong so the UE fails to connect to the network. Other causes Analyze the problem further according to CHR logs and CN/BSS signaling tracing. PS Inter-RAT Handover Success Rate After the RNC sends the CELL CHANGE ORDER FROM UTRAN message, the PS inter-RAT outgoing handover fails if it receives the CELL CHANGE ORDER FROM UTRAN FAILURE message. You must check the indexes listed in Table 3-4. Table 3-4 Traffic statistics indexes of PS inter-RAT outgoing handover failure Failure cause Analysis RNC-level/CELL-level PS inter-RAT outgoing handover preparation failure Configuration nonsupport The UE fails to support the handover command of the network, because the UE is incompatible with the command. PCH failure The 2G signals are weak or the interference is strong, so the UE fails to access the network. Radio network layer cause The UE is probably incompatible. The UE detects that the sequence number of SNQ in the AUTN message is correct, so the handover fails. The value is synchronization failure. Transport layer cause The corresponding transport link is abnormal. 2008-12-22 All rights reserved Page39 , Total201
  • 40. W-Handover and Call Drop Problem Optimization Guide For internal use only Other causes You must analyze the causes according to CN and BSS signaling tracing. 3.2.4 Traffic Statistics Analysis for HSDPA Handover HSDPA switch includes l H-H (HS-DSCH to HS-DSCH) intra-frequency serving cell update l H-H inter-frequency serving cell update l HSDPA-R99 intra-frequency switch l HSDPA-R99 inter-frequency switch l HSDPA-GPRS switch The traffic statistics indexes are defined as below: l Success rate of H-H intra-frequency serving cell update = (Times of successful update of serving cell)/(attempt times update of serving cell) When the RNC sends UE the PHYSICAL CHANNEL RECONFIGURATION message, if the serving cell is updated, engineers count the attempt times of serving cell in the original serving cell.When the RNC receives the PHYSICAL CHANNEL RECFG COMPLETE message, if the serving cell changes, the RNC counts the times of successful update of serving cells in the original serving cell when the UE is in the SHO mode not in the HHO mode. l Success rate of H-H inter-frequency serving cell update = Times of successful outgoing inter-frequency HHO from HS-DSCH to HS-DSCH/Times of requested outgoing inter-frequency HHO from HS-DSCH to HS-DSCH When the RNC sends UE the PHYSICAL CHANNEL RECONFIGURATION message, and the inter-frequency HHO is from HS-DSCH to HS-DSCH, the RNC counts the times of requested outgoing inter-frequency HHO from HS-DSCH to HS-DSCH.When the RNC receives the PHYSICAL CHANNEL RECFG COMPLETE message from UE, and the inter-frequency HHO is from HS-DSCH to HS-DSCH, engineers count the times of successful outgoing inter-frequency HHO from HS-DSCH to HS-DSCH. l Success rate of H-H inter-frequency serving cell update = successful times of outgoing inter-frequency HHO from HS-DSCH to HS-DSCH/attempt times HHO from DCH to HS-DSCH in the cell When the RNC sends the UE the PHYSICAL CHANNEL RECONFIGURATION message, if the switch is the inter-frequency HHO from HS-DSCH to HS-DSCH, the RNC counts the successful times of inter-frequency HHO from HS-DSCH to HS-DSCH in the cell. l Success rate of H-to-R99 intra-frequency SHO = successful times of switch from HS-DSCH to DCH in multi-link mode in the cell/attempt times switch from HS-DSCH to DCH in multi-link mode in the cell. Success rate of R99-to-H intra-frequency SHO = successful times of switch from DCH to HS-DSCH in multi-link mode in the cell/attempt times switch from DCH to HS-DSCH in multi-link mode in the cell. In the DCCC or RAB MODIFY process, if the RNC decides to switch the channel in the cell, it sends the UE the RF RECONFIGURATION message. According to the channel state of the UE before and after reconfiguration, the RNC counts the previous indexes in the HSDPA serving cell. 2008-12-22 All rights reserved Page40 , Total201
  • 41. W-Handover and Call Drop Problem Optimization Guide For internal use only l Success rate of H-to-R99 intra-frequency HHO = successful times of outgoing intra-frequency HHO from HS-DSCH to DCH in the cell/attempt times outgoing intra-frequency HHO from HS-DSCH to DCH in the cell. When the RNC sends the UE the PHYSICAL CHANNEL RECONFIGURATION message, if the switch is the intra-frequency switch from HS-DSCH to DCH, the RNC counts the attempt times of inter-frequency HHO from HS-DSCH to DCH in the cell. When the RNC receives the PHYSICAL CHANNEL RECFG COMPLETE message from the UE, if the switch is the intra-frequency HHO from HS-DSCH to DCH, the RNC counts the successful times of outgoing intra-frequency HHO from HS-DSCH to DCH in the cell. Success rate of H-to-R99 inter-frequency switch update The RNC algorithm is unavailable now, so this index is unavailable. l Success rate of H-to-R99 inter-frequency switch update = successful times of outgoing HHO from HS-DSCH to DCH in the cell/attempt times outgoing inter-frequency HHO from HS-DSCH to DCH in the cell When the RNC sends the UE the PHYSICAL CHANNEL RECONFIGURATION message, if the switch is the inter-frequency switch from HS-DSCH to DCH, the RNC counts the attempt times inter-frequency HHO from HS-DSCH to DCH in the cell.When the RNC receives the PHYSICAL CHANNEL RECFG COMPLETE message from the UE, if the switch is the inter-frequency HHO from HS-DSCH to DCH, the RNC counts the successful times of outgoing inter-frequency HHO from HS-DSCH to DCH in the cell. Success rate of R99-to-H The RNC algorithm is unavailable now, so this index is unavailable. l Success rate of R99-to-H switch = successful times of switch from DCH to HS-DSCH in the cell/attempt times of switch from DCH to HS-DSCH in the cell In the DCCC or RAB MODIFY process, if the RNC decides to switch the channel in the cell, it sends the UE the RF RECONFIGURATION message. According to the channel state of the UE before and after reconfiguration, the RNC counts the attempt times of switch from DCH to HS-DSCH in the HSDPA serving cell. In the DCCC or RAB MODIFY process, if the RNC receives the RB RECONFIGURATION COMEPLTE message from UE, and the reconfiguration enables UE to switch from the DCH to HS-DSCH in the same cell, the RNC counts the successful times of switch from DCH to HS-DSCH in the HSDPA serving cell. l Success rate of H-to-GPRS handover update The traffic statistics does not include the index, and the index will be supplemented later. The causes to failure and analysis methods will be summarized later. 3.2.5 Traffic Statistics Analysis for HSUPA Handover The traffic statistics indexes for HSUPA are defined as below: l Success rate of SHO between HSUPA cells (including adding, replacing, and deleting) = attempt times of active set update/complete times of active set update. l Success rate of SHO serving cell update between HSUPA cells = successful times of SHO serving cell update/attempt times of SHO serving cell update. 2008-12-22 All rights reserved Page41 , Total201
  • 42. W-Handover and Call Drop Problem Optimization Guide For internal use only l Success rate of reconfiguration from DCH to E-DCH in the cell (SHO, intra-frequency HHO, and inter-frequency HHO) = successful times of handover from DCH to E-DCH/attempt times of handover from DCH to E-DCH. l Success rate of reconfiguration from E-DCH to DCH in the cell (including adding and replacing) = successful times of handover from E-DCH to DCH in SHO mode/attempt times of handover from E-DCH to DCH in SHO mode. l Success rate of intra-frequency HHO serving cell between HSUPA cells = successful times of intra-frequency HHO serving cell between HSUPA cells/attempt times of intra-frequency HHO serving cell between HSUPA cells. l Success rate of intra-frequency HHO from E-DCH to DCH from a HSUPA cell to a non-HSUPA cell = successful times of intra-frequency HHO from E-DCH to DCH/attempt times of intra-frequency HHO from E-DCH to DCH. l Success rate of inter-frequency HHO serving cell update between HSUPA cells = successful times of inter-frequency HHO serving cell update between HSUPA cells/attempt times of inter-frequency HHO serving cell update between HSUPA cells. l Successful times of inter-frequency HHO from a HSUPA cell to a non-HSUPA cell = successful times of inter-frequency HHO from E-DCH to DCH/request times of inter-frequency HHO from E-DCH to DCH. 2008-12-22 All rights reserved Page42 , Total201
  • 43. W-Handover and Call Drop Problem Optimization Guide For internal use only 3.3 SHO Cost Optimization To be supplemented. 2008-12-22 All rights reserved Page43 , Total201
  • 44. W-Handover and Call Drop Problem Optimization Guide For internal use only 4 CDR Index Optimization 4.1 Definition of Call Drop and Traffic Statistics Indexes 4.1.1 Definition of DT Call Drop According to the air interface signaling recorded at the UE side, during connection, DT call drop occurs when the UE receives: l Any BCH message (system information) l The RRC Release message with the release cause Not Normal. l Any of the CC Disconnect, CC Release Complete, CC Release message with the release cause Not Normal Clearing, Not Normal, or Unspecified. 4.1.2 Descriptions of Traffic Statistics Indexes A generalized CDR consists of CN CDR and UTRAN CDR. RNO engineers focus on UTRAN CDR, so the following sections focus on KPI index analysis at UTRAN side. The related index at UTRAN side is the number of RAB for each service triggered by RNC. It consists of the following two aspects: l After the service is set up, the RNC sends CN the RAB RELEASE REQUEST message. l After the service is set up, the RNC sends CN the IU RELEASE REQUEST message. Afterwards, it receives the IU RELEASE COMMAND sent by CN. Upon statistics, sort them by specific services. Meanwhile, traffic statistics includes the cause to release of RAB of each service by RNC. CS CDR is calculated as below: å = CS _ CDR 100 å * % CSRabrelTriggedByRNC CSRABSetupSuccess PS CDR is calculated as below: 2008-12-22 All rights reserved Page44 , Total201
  • 45. W-Handover and Call Drop Problem Optimization Guide For internal use only å = PS _ CDR 100 å * % PSRabrelTriggedByRNC PSRABSetupSuccess The failure cause indexes are sorted in Table 4-1. Table 4-1 Types of CDR indexes CDR type Cause Corresponding signaling process Due to air interface RF RLC reset and RL Failure Expiration of process timer RB RECFG Expiration of PHY/TRCH/SHO/ASU HHO failure Not due to air interface Hardware failure The transport failure between RNC and NodeB. NCP reports failure. FP synchronization failure. Transport layer failure ALCAP report failure Subscribers are released by O&M intervention force by MML The definition of RAN traffic statistics call drop is according to statistics of lu interface signaling, including the times of RNC's originating RAB release request and lu release request. The DT call drop is defined according to the combination of messages at air interface and from non-access lay and cause value. They are inconsistent. 4.2 DT/CQT Optimization Flow Figure 4-1 shows flow chart for analyzing call drop. 2008-12-22 All rights reserved Page45 , Total201
  • 46. W-Handover and Call Drop Problem Optimization Guide For internal use only Figure 4-1 Flow chart for analyzing call drop 4.2.1 Call Drop Cause Analysis Call drop occurs usually due to handover, which is described in chapter 3 . The following sections describe the call drop not due to handover. Weak Coverage For voice services, when CPICH Ec/Io is greater than –14 dB and RSCP is greater than –100 dBm (a value measured by scanner outside cars), the call drop is usually not due to weak coverage. Weak coverage usually refers to weak RSCP. Table 4-2 lists the thresholds of Ec/Io and Ec (from an RNP result of an operator, just for reference). Table 4-2 Thresholds of EcIo and Ec Service Bit rate of service DL EbNo EcIo thresholds Ec thresholds CS 12.2 12.2 8.7 –13.3 –103.1 2008-12-22 All rights reserved Page46 , Total201
  • 47. W-Handover and Call Drop Problem Optimization Guide For internal use only CS 64 64 5.9 –11.9 –97.8 PS 64 64 5.1 –12.7 –98.1 PS 128 128 4.5 –13.3 –95.3 PS 384 384 4.6 –10.4 –90.6 Uplink or downlink DCH power helps to confirm the weak coverage is in uplink or downlink by the following methods. l If the uplink transmission power reaches the maximum before call drop, the uplink BLER is weak or NodeB report RL failure according to single subscriber tracing recorded by RNC, the call drop is probably due to weak uplink coverage. l If the downlink transmission power reaches the maximum before call drop and the downlink BLER is weak, the call drop is probably due to weak downlink coverage. In a balanced uplink and downlink without uplink or downlink interference, both the uplink and downlink transmit power will be restricted. You need not to judge whether uplink or downlink is restricted first. If the uplink and downlink is badly unbalanced, interference probably exists in the restricted direction. A simple and direct method for confirming coverage is to observe the data collected by scanner. If the RSCP and Ec/Io of the best cell is low, the call drop is due to weak coverage. Weak coverage might be due to the following causes: l Lack of NodeBs l Incorrectly configured sectors l NodeB failure due to power amplifier failure The over great indoor penetration loss causes weak coverage. Incorrectly configured sectors or disabling of NodeB will occur, so at the call drop point, the coverage is weak. You must distinguish them. Interference Both uplink and downlink interference causes call drop. In downlink, when the active set CPICH RSCP is greater than –85 dBm and the active set Ec/Io is smaller than –13 dB, the call drop is probably due to downlink interference (when the handover is delayed, the RSCP might be good and Ec/Io might be weak, but the RSCP of Ec/Io of cells in monitor set are good). If the downlink RTWP is 10 dB greater than the normal value (–107 to –105 dB) and the interference lasts for 2s–3s, call drop might occur. You must pay attention to this. Downlink interference usually refers to pilot pollution. When over three cells meets the handover requirements in the coverage area, the active set replaces the best cell or the best cell changes due to fluctuation of signals. When the comprehensive quality of active set is bad (CPICH Ec/Io changes around –10 dB), handover failure usually causes SRB reset or TRB reset. Uplink interference increases the UE downlink transmit power in connection mode, so the over high BLER causes SRB reset, TRB reset, or call drop due to asynchronization. Uplink interference might be internal or external. Most of scenario uplink interference is external. Without interference, the uplink and downlink are balanced. Namely, the uplink and downlink transmit power before call drop will approach the maximum. When downlink interference exists, 2008-12-22 All rights reserved Page47 , Total201
  • 48. W-Handover and Call Drop Problem Optimization Guide For internal use only the uplink transmit power is low or BLER is convergent. When the downlink transmit power reaches the maximum, the downlink BLER is not convergent. It is the same with uplink interference. You can use this method to distinguish them. Abnormality Analysis If the previous causes are excluded, the call drop might due to problematic equipment. You need to check the logs and alarms of equipment for further analysis. The causes might be as below: l An abnormal NodeB causes failure of synchronization, so links keeps being added and deleted. l The UE does not report 1a measurement report so call drop occurs. You need to focus on the call drop due to abnormal testing UE, which occurs easily during CQT. Namely, the data recorded in DT does not contain the information reported by UE for a period. HSPA Call Drop Analysis For HSPA call drop analysis, refer to previous causes to R99 call drop. 4.2.2 Frequently-adjusted Non-handover Algorithm Parameters The frequently-adjusted non-handover algorithm parameters in call drop are as below: Maximum Downlink Transmit Power of Radio Link Configuring the transmit power of dedicated link to a great value helps to eliminate call drop points due to weak coverage, but it brings interference. The power of a single subscriber is allowed to be great, so the subscriber might impact other subscribers or lower downlink capacity of system when the subscriber consumes great power at the edge of a cell. The configuration of downlink transmit power is usually provided by link budget. An increase or decrease of 1–2 dB has little impact on call drop in signal DT, but it can be seen from traffic statistics indexes. The CDR of some cells is high due to weak coverage, you can increase the maximum transmit power of DCH. The access failure probability of some cells is high due to over high load, you can lower the maximum downlink transmit power of radio link. Maximum Retransmission Times of Signaling and Services When the BLER of the channel is high, the signaling is reset because the retransmission reaches the maximum times. A reset of signaling causes call drop. The services using AM mode for service transmission will also retransmit signaling. If the retransmission reaches the maximum times, the signaling is reset. The system configures the maximum reset times. When the reset times reaches the maximum, the system starts to release the service, which causes call drop. The default configuration of system guarantees that burst blocks will not cause abnormal call drop, and call drop occurs when UE moves to an area with weak coverage and when the reset is time, so the system releases resources. In some scenarios, burst interference or needle effect exists, so 100% block error occurs during burst interference. If you want have less call drop, increase the retransmission times improper to resist burst interference. This parameter is configured for RNC. 2008-12-22 All rights reserved Page48 , Total201
  • 49. W-Handover and Call Drop Problem Optimization Guide For internal use only 4.2.3 Judgment Tree for Call Drop Causes Based on various causes to call drop, the judgment tree for analyzing call drop is as shown in Figure 4-2. Figure 4-2 Judgment tree for call drop causes Preparing Data The data to be prepared include: l Data files collected by DT l Single subscriber tracing recorded by RNC l CHR recorded by RNC Obtaining Call Drop Location You need to use special software to process DT data. For example, the software Assistant helps to obtain call drop time and location, PICH data collected by scanner, information about active set and monitor set collected by UE, and the signaling flow. 2008-12-22 All rights reserved Page49 , Total201
  • 50. W-Handover and Call Drop Problem Optimization Guide For internal use only Analyzing Signal Variation of Best server From Scanner Analyze the signal variation of best server from scanner. l If the signals of best server are stable, analyze RSCP and Ec/Io. l If the signals of best server fluctuate sharply, you must analyze the quick variation of best server signals and the situation without best server. Consequently you can analyze call drop due to ping-pong handover. Analyzing RSCP and Ec/Io of Best cell Observe the RSCP and Ec/Io of best cell according to scanner. l If both RSCP and Ec/Io are bad, call drop must be due to weak coverage. l If RSCP is normal but Ec/Io is bad (delayed handover is excluded, intra-frequency neighbor cell interference), call drop must be due to downlink interference. l If both RSCP and Ec/Io are normal, When the cell in UE active set is inconsistent with the best cell according to scanner, call drop must be due to missing neighbor cell and delayed handover. When the cell in UE active set is consistent with the best cell according to scanner, call drop must be due to uplink interference or must be abnormal. Re-perform DT to Solve Problems A DT might not help to collect all information needed to locate call drop problems, so further DTs are needed. In addition, you can confirm whether the call drop point is random or fixed by further DT. You must eliminate fixed call drop points, but you can choose to eliminate random call drop points. 4.3 Traffic Statistics Analysis Flow When analyzing traffic statistics indexes, you need to check RNC call drop indexes and master the overall situation of network operation. Meanwhile, you must analyze the cell concern for detailed call drop indexes. You can obtain call drop of different services and approximate causes to call drop by using traffic statistics analyzers. To analyze traffic statistics indexes, you must analyze the cells with obviously abnormal indexes. If the KPIs of the cell are good, there must be problems with version, hardware, transport, antenna-feeder, or data. Based on alarms, you can check these aspects. If there are no abnormalities, you can form a list of cells with bad KPIs by classifying sector carriers. Analyze traffic statistics indexes of these cells (such as more indexes related, analyzing the interval between two periods, indexes leading to call drop, and handover indexes), and check the causes to call drop based on CHR. When solving problems, you need to focus on one index and combine other indexes. When the traffic volume reaches a certain level, the traffic statistics indexes work. For example, a CDR of 50% does not indicate a bad network. Only when the absolute value of call times, call success times, and total times of call drop is meaningful in terms of statistics, the traffic statistics indexes work. The flow for analyzing traffic statistics is as below. 2008-12-22 All rights reserved Page50 , Total201
  • 51. W-Handover and Call Drop Problem Optimization Guide For internal use only 4.3.1 Analyzing RNC CDR The RNC CDR involves the number of RAB of each service triggered by RNC, including two aspects: l After a service is established successfully, the RNC sends CN the RAB RELEASE REQUEST message. l After a service is established successfully, the RNC sends CN the IU RELEASE REQUEST message, and then receives the IU RELEASE COMMAND message sent by CN. AMR CDR = VS.RAB.Loss.CS.RF.AMR / VS.RAB.SuccEstab.AMR. VP CDR = VS.RAB.Loss.CS.Conv64K / VS.RAB.SuccEstCS.Conv.64. To analyze PS call drop of various rates, you can analyze the following indexes: l VS.RAB.Loss.PS.64K / VS.RAB.SuccEstPS.64 l VS.RAB.Loss.PS.128K / VS.RAB.SuccEstPS.128 l VS.RAB.Loss.PS.384K / VS.RAB.SuccEstPS.384 Based on analysis of previous indexes, you can obtain the performance of various services and rates in the network, as well as SHO/HHO call drop. More important, you can obtain the cells with bad indexes and periods. 4.3.2 Analyzing Causes to Call Drop In traffic statistics analysis, you must analyze the major causes to call drop. Table 4-3 lists the major indexes for analyzing traffic statistics. Table 4-3 Traffic statistics indexes for analyzing causes to call drop Failure cause Analysis OM interference The O&M tasks cause call drop. Causes due to RAB preemption High-priority preemption causes release of CS links. This kind of call drop occurs when the load and resources are limited. Performing expansion depends on the times of occurrence. Causes due to UTRAN The causes due to UTRAN in the cell lead to abnormal release of link. This corresponds to abnormal process, so you must further analyze it based on CHR. Uplink RLC reset Uplink RLC reset causes release of links, because the coverage quality (including missing neighbor cell and over mall handover area) is bad. Downlink RLC reset Downlink SRB reset causes release of links, because the coverage quality (including missing neighbor cell and over mall handover area) is bad. Uplink synchronization failure Uplink synchronization failure causes abnormal release of links. The coverage quality (including missing neighbor cell and over mall handover area) is bad, so the UE powers off the transmitter abnormally or uplink demodulation is asynchronous. 2008-12-22 All rights reserved Page51 , Total201