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18
ROC Curve
(Receiver Operating Characteristic curve)
The accuracy of a medical diagnostic tool depends on its
specificity, the probability that it classifies a normal person as
normal, and its sensitivity, the probability that it classifies a
diseased person as diseased. The receiver operating
characteristic (ROC) curve of such a tool where ‘sensitivity’
plotted against ‘1-specificity’ as the threshold defining
"normal" versus "diseased" ranges over all possible values.
(Jason C. Hsu, Peihua Qiu, Lin Yee Hin, Donald O. Mutti, Karla
Zadnik. Multiple comparisons with the best ROC curve.
Available at: http://projecteuclid.org)
The sensitivity and specificity of a diagnostic test depends on
more than just the "quality" of the test--they also depend on
the definition of what constitutes an abnormal test. Look at the
idealized graph below
showing the number of patients with and without a disease
arranged according to the value of a diagnostic test. This
Biostatistics-153
distributions overlap--the test (like most) does not distinguish
normal from disease with 100% accuracy.
The area of overlap indicates where the test cannot distinguish
normal from disease. In practice, we choose a cutpoint
(indicated by the vertical black line) above which we consider
the test to be abnormal and below which we consider the test
to be normal. The position of the cutpoint will determine the
number of true positive, true negatives, false positives and false
negatives. We may wish to use different cutpoints for different
clinical situations if we wish to minimize one of the erroneous
types of test results.
Example: Patients with Suspected Hypothyroidism
Consider the following data on patients with suspected
hypothyroidism reported by Goldstein and Mushlin (J Gen
Intern Med 1987;2:20-24.). They measured T4 and TSH values in
ambulatory patients with suspected hypothyroidism and used
the TSH values as a gold standard for determining which
patients were truly hypothyroid.
T4 value Hypothyroid Euthyroid
5 or less 18 1
5.1 - 7 7 17
7.1 - 9 4 36
9 or more 3 39
Totals: 32 93
Notice that these authors found considerable overlap in T4
values among the hypothyroid and euthyroid patients
 Suppose that patients with T4 values of 5 or less are
considered to be hypothyroid. The data display then
reduces to:
Biostatistics-154
T4 value Hypothyroid Euthyroid
5 or less 18 1
> 5 14 92
Totals: 32 93
You should be able to verify that the sensivity is 0.56 and the
specificity is 0.99.
 Now, suppose we decide to make the definition of
hypothyroidism less stringent and now consider patients
with T4 values of 7 or less to be hypothyroid. The data
display will now look like this:
T4 value Hypothyroid Euthyroid
7 or less 25 18
> 7 7 75
Totals: 32 93
You should be able to verify that the sensivity is 0.78 and the
specificity is 0.81.
 Lets move the cut point for hypothyroidism one more time:
T4 value Hypothyroid Euthyroid
< 9 29 54
9 or more 3 39
Totals: 32 93
You should be able to verify that the sensivity is 0.91 and the
specificity is 0.42.
Now, take the sensitivity and specificity values above and put
them into a table:
Cutpoint Sensitivity Specificity
5 0.56 0.99
7 0.78 0.81
9 0.91 0.42
Biostatistics-155
Notice that you can improve the sensitivity by moving to
cutpoint to a higher T4 value--that is, you can make the
criterion for a positive test less strict. You can improve the
specificity by moving the cutpoint to a lower T4 value--that is,
you can make the criterion for a positive test more strict. Thus,
there is a transaction between sensitivity and specificity. You
can change the definition of a positive test to improve one but
the other will decline.
Plotting and Intrepretating an ROC Curve
The operating characteristics (above table) can be reformulated
slightly as follows
Cutpoint True positive rates
(Sensitivity)
False positive rates
(1-Specificity)
5 0.56 0.01
7 0.78 0.19
9 0.91 0.58
Data of the above table can be plotted graphically as shown
below
Biostatistics-156
This type of graph is called a Receiver Operating
Characteristic curve (or ROC curve.) It is a plot of the true
positive rate against the false positive rate for the different
possible cutpoints of a diagnostic test.
An ROC curve demonstrates several things:
1. It shows the transaction between sensitivity and
specificity (any increase in sensitivity will be
accompanied by a decrease in specificity).
2. The closer the curve follows the left-hand border and
then the top border of the ROC space, the more
accurate the test.
3. The closer the curve comes to the 45-degree diagonal
of the ROC space, the less accurate the test.
4. The area under the curve is a measure of text accuracy.
A final note of historical interest
Biostatistics-157
You may be wondering where the name "Reciever Operating
Characteristic" came from. ROC analysis is part of a field called
"Signal Dectection Therory" developed during World War II for
the analysis of radar images. Radar operators had to decide
whether a blip on the screen represented an enemy target, a
friendly ship, or just noise. Signal detection theory measures
the ability of radar receiver operators to make these important
distinctions. Their ability to do so was called the Receiver
Operating Characteristics. It was not until the 1970's that signal
detection theory was recognized as useful for interpreting
medical test results.
[Q: write short note on: ROC curve. (BSMMU, MD Radiology,
January, 2009)]

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ch 18 roc.doc

  • 1. 18 ROC Curve (Receiver Operating Characteristic curve) The accuracy of a medical diagnostic tool depends on its specificity, the probability that it classifies a normal person as normal, and its sensitivity, the probability that it classifies a diseased person as diseased. The receiver operating characteristic (ROC) curve of such a tool where ‘sensitivity’ plotted against ‘1-specificity’ as the threshold defining "normal" versus "diseased" ranges over all possible values. (Jason C. Hsu, Peihua Qiu, Lin Yee Hin, Donald O. Mutti, Karla Zadnik. Multiple comparisons with the best ROC curve. Available at: http://projecteuclid.org) The sensitivity and specificity of a diagnostic test depends on more than just the "quality" of the test--they also depend on the definition of what constitutes an abnormal test. Look at the idealized graph below showing the number of patients with and without a disease arranged according to the value of a diagnostic test. This
  • 2. Biostatistics-153 distributions overlap--the test (like most) does not distinguish normal from disease with 100% accuracy. The area of overlap indicates where the test cannot distinguish normal from disease. In practice, we choose a cutpoint (indicated by the vertical black line) above which we consider the test to be abnormal and below which we consider the test to be normal. The position of the cutpoint will determine the number of true positive, true negatives, false positives and false negatives. We may wish to use different cutpoints for different clinical situations if we wish to minimize one of the erroneous types of test results. Example: Patients with Suspected Hypothyroidism Consider the following data on patients with suspected hypothyroidism reported by Goldstein and Mushlin (J Gen Intern Med 1987;2:20-24.). They measured T4 and TSH values in ambulatory patients with suspected hypothyroidism and used the TSH values as a gold standard for determining which patients were truly hypothyroid. T4 value Hypothyroid Euthyroid 5 or less 18 1 5.1 - 7 7 17 7.1 - 9 4 36 9 or more 3 39 Totals: 32 93 Notice that these authors found considerable overlap in T4 values among the hypothyroid and euthyroid patients  Suppose that patients with T4 values of 5 or less are considered to be hypothyroid. The data display then reduces to:
  • 3. Biostatistics-154 T4 value Hypothyroid Euthyroid 5 or less 18 1 > 5 14 92 Totals: 32 93 You should be able to verify that the sensivity is 0.56 and the specificity is 0.99.  Now, suppose we decide to make the definition of hypothyroidism less stringent and now consider patients with T4 values of 7 or less to be hypothyroid. The data display will now look like this: T4 value Hypothyroid Euthyroid 7 or less 25 18 > 7 7 75 Totals: 32 93 You should be able to verify that the sensivity is 0.78 and the specificity is 0.81.  Lets move the cut point for hypothyroidism one more time: T4 value Hypothyroid Euthyroid < 9 29 54 9 or more 3 39 Totals: 32 93 You should be able to verify that the sensivity is 0.91 and the specificity is 0.42. Now, take the sensitivity and specificity values above and put them into a table: Cutpoint Sensitivity Specificity 5 0.56 0.99 7 0.78 0.81 9 0.91 0.42
  • 4. Biostatistics-155 Notice that you can improve the sensitivity by moving to cutpoint to a higher T4 value--that is, you can make the criterion for a positive test less strict. You can improve the specificity by moving the cutpoint to a lower T4 value--that is, you can make the criterion for a positive test more strict. Thus, there is a transaction between sensitivity and specificity. You can change the definition of a positive test to improve one but the other will decline. Plotting and Intrepretating an ROC Curve The operating characteristics (above table) can be reformulated slightly as follows Cutpoint True positive rates (Sensitivity) False positive rates (1-Specificity) 5 0.56 0.01 7 0.78 0.19 9 0.91 0.58 Data of the above table can be plotted graphically as shown below
  • 5. Biostatistics-156 This type of graph is called a Receiver Operating Characteristic curve (or ROC curve.) It is a plot of the true positive rate against the false positive rate for the different possible cutpoints of a diagnostic test. An ROC curve demonstrates several things: 1. It shows the transaction between sensitivity and specificity (any increase in sensitivity will be accompanied by a decrease in specificity). 2. The closer the curve follows the left-hand border and then the top border of the ROC space, the more accurate the test. 3. The closer the curve comes to the 45-degree diagonal of the ROC space, the less accurate the test. 4. The area under the curve is a measure of text accuracy. A final note of historical interest
  • 6. Biostatistics-157 You may be wondering where the name "Reciever Operating Characteristic" came from. ROC analysis is part of a field called "Signal Dectection Therory" developed during World War II for the analysis of radar images. Radar operators had to decide whether a blip on the screen represented an enemy target, a friendly ship, or just noise. Signal detection theory measures the ability of radar receiver operators to make these important distinctions. Their ability to do so was called the Receiver Operating Characteristics. It was not until the 1970's that signal detection theory was recognized as useful for interpreting medical test results. [Q: write short note on: ROC curve. (BSMMU, MD Radiology, January, 2009)]