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For the Good or the Bad? Interactive Effects of
Transformational
Leadership with Moral and Authoritarian Leadership Behaviors
Sebastian C. Schuh • Xin-an Zhang •
Peng Tian
Received: 16 July 2012 / Accepted: 7 September 2012 /
Published online: 24 September 2012
� Springer Science+Business Media B.V. 2012
Abstract Although the ethical aspects of transformational
leadership have attracted considerable attention, very little is
known about followers’ reactions to the moral and immoral
conduct of transformational leaders. Against this background,
this study examined whether and how transformational lead-
ership interacts with moral and authoritarian leadership
behaviors in predicting followers’ in-role and extra-role
efforts. Building on attribution theory, we hypothesized that
the positive and negative effects of these leadership behaviors
would be particularly pronounced for highly transformational
leaders given that this leadership style elicits strong attention
and sense-making efforts among followers. We tested our
model in a sample of 228 individuals comprising 114 leader–
follower dyads from a wide range of organizations and
industries. In line with our hypotheses, results revealed that for
highly transformational leaders, moral leadership behaviors
related positively to employees’ in-role and extra-role efforts
whereas authoritarian leadership behaviors related negatively
to employees’ in-role and extra-role efforts. In contrast, moral
and authoritarian leadership behaviors did not significantly
affect followers’ reactions to leaders low in transformational
leadership. Taken together, these findings suggest that trans-
formational leadership, contrary to its largely positive per-
ception in the literature, can be a rather mixed blessing.
Implications for theory, future research, and managerial
practice are discussed.
Keywords Authentic transformational leadership �
Authoritarian leadership � Extra-role performance �
In-role performance � Moral leadership �
Pseudo-transformational leadership
When it comes to severe wrongdoings in the organizational
domain, it is not uncommon that leaders who had been
praised as visionary and transformational play a crucial
role (Bass 2008). Indeed, whereas transformational lead-
ership has often been regarded as a leadership behavior that
considers and emphasizes ethical standards (Burns 1978),
several scholars have questioned its inherent morality
(Bass and Steidlmeier 1999; Conger and Kanungo 1998;
Price 2003). Specifically, they have pointed out that
transformational leadership behaviors (e.g., vision, inspi-
ration, and role modeling; Bass 1985) do not have to be
applied in the interest of the common good. Indeed, these
behaviors seem to be equally effective in pursuing immoral
purposes and to increase the personal power and status of
the leader. As Price (2003) posited, transformational
behaviors are ‘‘morally neutral’’ (p. 70) and whether they
are used for good or bad depends on the intentions of the
leader.
Building on this observation, Bass and Steidlmeier
(1999) elaborated on transformational leadership theory
and differentiated two types of transformational leaders:
(a) authentic transformational leaders who focus on
the common good and (b) pseudo-transformational leaders
who seek to enhance their status and foster employees’
dependence (see also Bass 1998; Howell and Avolio
1992). Both types of leaders engage in transformational
S. C. Schuh
Institute of Psychology, Goethe University Frankfurt, Frankfurt,
Germany
X. Zhang (&) � P. Tian
Antai College of Economics and Management, Shanghai Jiao
Tong University, 535 Fahua Zhen Road, Shanghai 200052,
China
e-mail: [email protected]
123
J Bus Ethics (2013) 116:629–640
DOI 10.1007/s10551-012-1486-0
leadership. However, as Bass and Steidlmeier (1999)
noted, it is likely that their contradicting (altruistic versus
self-focused) goals will also surface in their leadership
behaviors.
Whereas the distinction between morally good and bad
transformational leadership has contributed to a more bal-
anced perspective on this leadership style, an essential
aspect has been largely overlooked: followers’ reactions to
these two types of leaders. Specifically, it has remained
unclear whether and how altruistic versus self-focused
behaviors of transformational leaders affect their follow-
ers’ in-role and extra-role efforts. However, this seems to
be a crucial question given the profound influence of
transformational leaders on followers’ reactions (Bass
2008) and the fact that the success of organizations
strongly depends on their employees’ performance
(Podsakoff et al. 2009). Therefore, the purpose of this study
was to build and examine a model that details the inter-
active relation between transformational leadership and
altruistic as well as self-focused leadership behaviors. In
doing so, we draw on attribution theory, which provides an
overarching framework to explain followers’ reactions to
the perceived intentions of their leader (Dasborough and
Ashkanasy 2002). Specifically, given the often unconven-
tional nature of transformational leadership behaviors, we
propose that followers will seek for signals that may reveal
the intentions of their leader. Accordingly, we expect that
the effects of moral and authoritarian behaviors on fol-
lowers’ in-role and extra-role efforts will be particularly
pronounced for transformational leaders compared to non-
transformational leaders.
With this focus, this study contributes to the literature in
two ways: First, whereas the ethical and unethical sides of
transformational leadership have often been discussed, they
have received little attention in empirical research. How-
ever, the double-edged nature of transformational leader-
ship seems to be a crucial aspect to understand followers’
responses to their leader and, consequently, for the future
development of transformational leadership theory. Sec-
ond, the study extends existing research by providing an
integrative model of different leadership behaviors. As
Bass and Steidlmeier (1999) noted, it is unlikely that
leaders exclusively engage in one type of leadership
behavior (e.g., transformational leadership)—the behav-
ioral repertoires of most leaders go beyond one particular
style and include additional behaviors. Surprisingly, few
studies have addressed this rather intuitive aspect despite
several calls for integrative studies of different leadership
styles (Casimir 2001; Kerr et al. 1974; Kirkpatrick and
Locke 1996). Indeed, to foster a better understanding of the
leadership process, it seems to be essential to consider how
different leadership behaviors interact in affecting follow-
ers’ reactions (De Cremer 2006).
The Double-Edged Nature of Transformational
Leadership
The transformational leadership model has had a tremen-
dous influence on the modern understanding of leadership
effectiveness. Since its introduction by Burns (1978),
leadership researchers have identified several behaviors
that are representative for this leadership style. Perhaps the
most characteristic one is the articulation of a compelling
vision (Bass 1985; Podsakoff et al. 1990). This behavior
refers to leaders who voice an appealing picture for the
future of the organization and who inspire their followers
by identifying attractive opportunities for the group. In
doing so, they show a strong sense of purpose and they
enthuse followers by using persuasive and image-based
rhetoric (Emrich et al. 2001).
Another behavior that is strongly associated with
transformational leadership is charismatic role modeling
(Bass 1985; Kark and van Dijk 2007). In that, transfor-
mational leaders do not only influence their followers
through convincing communication, they also ‘‘walk the
talk’’. These leaders provide a charismatic model of
appropriate and expected behavior and, in doing so, they
take personal risks to show their conviction (Podsakoff
et al. 1990). In addition, transformational leaders encour-
age their subordinates to collaborate in their work and to
jointly strive toward the same goal (Shamir et al. 1993).
They create a sense of identification among subordinates,
which supports the acceptance of their vision.
Numerous studies have examined transformational
leadership behaviors and have indicated their effectiveness
in directing followers’ efforts (Judge and Piccolo 2004).
However, one of the vexing aspects of these behaviors is
that they seem to be open to pursue morally good and bad
goals (Price 2003). For example, the skills of communi-
cating a compelling vision and leading by example can be
used to motivate followers toward collectively benefitting
ends. However, they can also be applied to foster the power
and status of the leader. As Carey (1992) aptly noted, ‘‘the
gifts of charisma, inspiration, consideration, and intellec-
tual strength [can be readily] abused for the self-interest of
the leader’’ (p. 232).
Building on these observations, diverse aspects of the
dark side of transformational leadership have been dis-
cussed including undesirable personality traits that may be
associated with transformational behaviors (e.g., narcis-
sisms, Machiavellianism, psychopathy, and the need for
personalized power; Conger and Kanungo 1998; Khoo and
Burch 2008), transformational leaders’ values and ability
for moral reasoning (Groves and LaRocca 2011; Turner
et al. 2002; also see Du et al. 2012), and leaders’ emotions
as cues for their motives (Dasborough and Ashkanasy
2002). Perhaps the most influential account has been
630 S. C. Schuh et al.
123
provided by Bass and Steidlmeier (1999) who differenti-
ated two types of transformational leaders: (a) authentic
transformational leaders, who focus on altruistic goals and
the common good and whose behavior ‘‘is characterized by
high moral and ethical standards’’ (p. 191) and (b) pseudo-
transformational leaders who are primarily concerned with
their own status and authority and who ‘‘seek power and
position even at the expense of their followers’ achieve-
ments’’ (p. 187). As the authors emphasized, a fundamental
difference between these two types of leaders lies in their
intentions guiding their actions. Whereas authentic trans-
formational leaders focus on altruistic goals that promote
the common good, pseudo-transformational leaders are
guided by self-centered motives.
Transformational Leadership and Followers’
Attributions
Given that transformational behaviors seem to be equivocal
with regard to leaders’ intentions, followers will have to
focus on additional cues if they strive to understand their
leaders’ motives (Dasborough and Ashkanasy 2002). As
attribution theory emphasizes, individuals seek out signals
and information that reveal the intentions behind behaviors
(Allen and Rush 1998). The theory posits that individuals
experience a desire to make sense of other peoples’
motives because understanding why someone acts in a
certain way reduces uncertainty and allows predicting
future events (Wong and Weiner 1981). This seems to be
particularly crucial in the leader–follower relationship
given that followers depend on their leaders to get access to
desired resources (e.g., the assignment of tasks, bonuses,
promotion decisions etc.; Pittman and D’Agostino 1985).
Importantly, attributions about another person’s behaviors
strongly affect how people evaluate and react to this person
(Dasborough and Ashkanasy 2002). As past research
shows, reactions to presumably altruistic deeds consider-
ably differ from responses to seemingly self-focused
actions (Eastman 1994; Grant et al. 2009). Specifically,
these studies suggest that one and the same behavior (e.g.,
proactivity) can elicit positive or negative reactions
depending on the motives that seem to underlie this
behavior. Similarly, subordinates’ reactions will hugely
differ when they assume that their leader assigned a task to
foster the good of the collective or when they feel that
they are being used for the personal benefit of the leader
(Dienesch and Liden 1986).
Although making attributions about other people’s
behaviors is a central aspect of social life, it is a core
premise of attribution theory that not all social events
trigger attributions (Pyszczynski and Greenberg 1981).
Specifically, if a social event meets people’s expectations,
individuals generally refrain from causal analysis (Hastie
1984). Under these circumstances a search for further
explanations would imply a rather inefficient allocation of
cognitive resources. Conversely, unexpected and uncon-
ventional behaviors tend to trigger sense-making processes
and attributional explanations. These are beneficial to adapt
predictions about future behaviors and events (Wong and
Weiner 1981).
Drawing on this reasoning, it has repeatedly been noted
that transformational leadership behaviors are particularly
likely to elicit attributional search among subordinates
(Bass 2008; Conger and Kanungo 1998; Van Knippenberg
and Van Knippenberg 2005). The central reason for this is
seen in the often unconventional nature of transformational
leadership behaviors (Shamir et al. 1993). For instance, in
providing direction for their team, transformational leaders
develop an elaborate visionary message instead of focusing
on short-term goals (Bass 1985). In doing so, they tend to
use metaphoric language and symbols to convey their
message to the group whereas non-transformational leaders
may largely rely on numbers and facts (Kark and van Dijk
2007). Moreover, transformational leaders often show
positive emotions and even enthusiasm in communicating
with their employees whereas less charismatic leaders
merely use a factual tone in talking to their subordinates
(Avolio et al. 2004). In line with these examples, trans-
formational leadership behaviors are often described as
extraordinary (Shamir et al. 1993) and, consequently, they
are likely to foster employees’ search for signals that may
reveal their leaders’ intentions (Berscheid et al. 1976).
In making sense about transformational leaders’ inten-
tions, two kinds of behaviors seem to be particularly
informative: moral and authoritarian leadership behaviors.
Indeed, following Bass and Steidlmeier’s (1999) analysis,
these behaviors seem to be representative for authentic
transformational and pseudo-transformational leaders
given their focus on altruism and the common good (i.e.,
moral leadership) and on personalized power and status
(i.e., authoritarian leadership), respectively. Following this
lead, the following discussion elaborates on the interplay
between transformational leadership and these leadership
behaviors.
Interactive Effects of Transformational and Moral
Leadership
Moral leadership has been defined as an essentially altru-
istic leadership behavior (Cheng et al. 2000; Pellegrini and
Scandura 2009). It comprises behaviors that depict superior
personal virtues and selflessness. In that, the primary focus
of moral leadership behaviors is the common good and
moral leaders use the authority of their position to benefit
Interactive Effects of Transformational Leadership 631
123
the collective (Cheng et al. 2004). Moreover, moral leaders
tend to actively refrain from using their power for personal
gains. For example, they do not use personal relationships,
dependencies, and back-door practices. Rather they forgo
personal privileges to benefit the group (Cheng et al. 2000).
Such selfless behaviors are regarded as a strong signal
for the group-oriented and altruistic intentions of the leader
(Van Knippenberg and Van Knippenberg 2005). Indeed,
acting in a selfless or even self-sacrificing way is perhaps
one of the most direct ways to demonstrate one’s com-
mitment to the collective and its welfare. This is because
these behaviors are costly to the individual as they either
involve direct negative consequences (e.g., a higher
workload) or the abandonment of positive consequences
and privileges (e.g., the right to a spacious office).
According to attribution theories’ principle of augmenta-
tion (Kelley 1973), followers tend to perceive selfless
behaviors as a sign for the sincerity of their leaders’ group-
oriented intentions. Specifically, these selfless acts con-
tribute to followers’ trust in the leader and their conviction
in their leader’s concern for the common good (Van Lange
et al. 1997). In line with this view, previous research has
found a positive relationship between leaders’ selfless
behaviors and followers’ perceptions of leaders’ focus on
the collective (Van Knippenberg and Van Knippenberg
2005). Importantly, as the results further revealed, this
relation was particularly pronounced if followers had been
uncertain about their leaders’ motives.
The extent to which a leader’s actions are perceived as
altruistically motivated also tends to have a strong impact
on followers’ reactions (De Cremer 2006). Under these
circumstances, followers are particularly likely to engage
in in-role and extra-role efforts (Van Knippenberg and Van
Knippenberg 2005). There are several reasons for this:
First, altruistic behaviors tend to create a felt obligation to
reciprocate in order to equalize the exchange relationship
(Gouldner 1960). Based on the norm for reciprocity, fol-
lowers are expected to do as is done to them. A failure to
do so is likely to harm the relationship with their supervisor
(Dienesch and Liden 1986). Second, a leader, in most
instances, is the linking pin between the organization and
the employees (Levinson 1965). Accordingly, if a leader is
perceived to act in a moral and altruistic way, this should
positively affect followers’ motivation to engage in in-role
and extra-role efforts, which in turn, benefits the organi-
zation. Third, it has been argued that engaging in behaviors
that are personally costly fosters leaders’ influence on
followers (Yorges et al. 1999). These behaviors are per-
ceived as motivated by sincerity and conviction. Conse-
quently, altruistic leadership behaviors should be apt in
fostering followers’ efforts for the collective.
Integrating these insights with our earlier discussion, we
expect that signaling group-oriented intentions should be
particularly effective if a leader also engages in transfor-
mational leadership behaviors. Given that transformational
behaviors do not reveal leaders’ intentions, followers will
search for additional cues to discern their leaders’ motives
(Dasborough and Ashkanasy 2002). Even more impor-
tantly, due to the often unconventional nature of their
behaviors, transformational leaders attract considerable
attention (Bass 2008; Conger and Kanungo 1998). These
behaviors promote attribution processes to make sense of
these actions and subordinates will seek out additional
signals that reveal their leaders’ intentions (Berscheid et al.
1976). Accordingly, the influence of moral leadership
behaviors on followers’ reactions should be particularly
pronounced for transformational leaders. Lowly transfor-
mational leaders, on the other hand, tend to be perceived as
rather conventional (Bass 2008). They tend to act in line
with followers’ expectations and, therefore, should attract
fewer efforts to make sense of their leadership behaviors.
As a consequence, followers’ responses to moral leadership
behaviors of non-transformational leaders should be
weaker than for transformational leaders. We propose:
Hypothesis 1 Transformational leadership and moral
leadership interact in predicting followers’ in-role and
extra-role performance. The more a leader engages in
transformational behaviors, the stronger the positive asso-
ciation between moral leadership and followers’ in-role
and extra-role performance.
Interactive Effects of Transformational
and Authoritarian Leadership
In contrast to moral leadership that builds on the authority
of the leadership position to benefit the collective,
authoritarian leaders use the power-asymmetry between
leaders and followers to assure personal dominance and to
centralize control (Tsui et al. 2004). Specifically,
authoritarian leadership has been defined as ‘‘leader’s
behavior that asserts absolute authority and control over
subordinates and [that] demands unquestionable obedience
from subordinates’’ (Cheng et al. 2004, p. 91). In that,
authoritarian leadership behaviors emphasize unilateral
decision-making through the leader and strive to maintain
the distance between the leader and his or her followers
(Aryee et al. 2007). These behaviors assure the leader’s
authority over the direction of the group and grant him or
her full control over desired outcomes and resources. As
Bass and Steidlmeier’s (1999) suggested, these behaviors
are particularly characteristic of pseudo-transformational
leaders. Specifically, the authors noted that, ‘‘pseudo-
transformational leaders will welcome and expect blind
obedience. They will attempt to enhance their personal
632 S. C. Schuh et al.
123
status by maintaining the personal distance between
themselves and their followers (p. 189)’’.
Absolute power has often been associated with abuse
and leaders’ quest for personal benefits (Sivanathan et al.
2008). In line with this view, authoritarian leadership
behavior has been related to leaders’ self-centered motives.
Specifically, previous research has linked these behaviors
to leaders’ need for personalized power (Aryee et al. 2007),
Machiavellianism (Kiazad et al. 2010), psychopathy (Khoo
and Burch 2008), and narcissism (Conger and Kanungo
1998). Moreover, several scholars have proposed that
authoritarian leadership behaviors signal a strong disregard
for the interests and perspective of their subordinates (Chan
et al. 2012; De Cremer 2006). For example, authoritarian
leaders tend to ignore followers’ suggestions and discount
their contribution (Aryee et al. 2007). As Chan et al. (2012)
noted, subordinates are likely to perceive these
authoritarian behaviors as signs of disrespect, devaluation
and, accordingly, as indicators for the self-centeredness of
their leaders.
Consistent with this view, previous research found that
authoritarian leadership was negatively related to follow-
ers’ perceptions of leaders’ selflessness (De Cremer et al.
2004). More importantly, this behavior is likely to under-
mine followers’ efforts for the collective: First, based on
social exchange principles, authoritarian leadership
behaviors tend to trigger retaliatory responses (Blau 1964).
Followers who perceive their leaders as disrespecting and
devaluating their interests will try to resist their influence
and tend to withhold beneficial work behaviors (Harris
et al. 2007). Second, as leaders represent the organization
(Levinson 1965), their actions often directly affect fol-
lowers’ behavior toward the organization. Consequently, if
leaders are perceived as belittling their followers’ interests,
this is likely to deteriorate followers’ motivation to engage
in in-role and extra-role efforts for the organization
(Aquino et al. 1999). Third, self-focused behaviors of a
leader also seem to reduce his or her influence on followers
(Tepper et al. 2001; Yorges et al. 1999). Under these cir-
cumstances, subordinates are more likely to focus on their
own interests and their investment in group-oriented
activities will be reduced. Accordingly, they should be less
likely to engage in in-role and extra-role efforts.
Drawing on the attributional reasoning developed above,
we expect that the detrimental effects of authoritarian
leadership should be particularly pronounced for transfor-
mational leaders. Given the unconventional nature of their
behaviors, subordinates will draw on additional signals to
understand their leaders’ intentions (Berscheid et al. 1976).
Conversely, the negative influence of authoritarian behav-
iors should be less pronounced for less transformational
leaders as they attract less attributional search (Bass 2008).
We propose:
Hypothesis 2 Transformational leadership and authoritar-
ian leadership interact in predicting followers’ in-role and
extra-role performance. The more a leader engages in trans-
formational behaviors, the stronger the negative association
between authoritarian leadership and followers’ in-role and
extra-role performance.
Method
Procedure and Participants
We tested our hypotheses in a sample of 228 individuals
representing 114 subordinate–supervisor dyads. Partici-
pants were recruited among employees enrolled in a part-
time MBA program at a University in Eastern China.
Participants completed the subordinate questionnaire in
class. Furthermore, they provided contact information of
their supervisors. A survey was sent to each supervisor
together with a pre-stamped, self-addressed envelope, and
a cover letter. The cover letter stated that one of their
subordinates, whose name was printed on the letter, had
participated in a management study and had identified the
addressee as the referent for performance ratings. Super-
visors and subordinates were assured that their data would
be kept fully confidential and used for scientific purposes
only.
Of 145 subordinates who were invited, 129 participated
for a response rate of 89.0 %. Of the 129 supervisors, who
were contacted, 114 participated for a response rate of
88.4 %. Fifty-four percent of the subordinates were male;
their average age equaled 30.12 years (SD = 3.31). They
worked in various organizations throughout China repre-
senting a wide range of industries with the most frequent
being industrial production (17 %), banking and finance
(14 %), and informational technology (13 %). Average
work experience equaled 4.85 years (SD = 3.00). Sixty-
nine percent of supervisors were male and their average
age equaled 38.85 years (SD = 7.34). Chi-square and
t tests did indicate no significant differences in demo-
graphic variables between subordinates whose supervisors
responded and those whose supervisors did not respond,
alleviating concerns about systematically missing data.
Measures
All variables were measured with established scales
developed in previous studies. Subordinates provided rat-
ings of their leaders’ transformational, moral, and
authoritarian leadership behaviors. Subordinates’ in-role
and extra-role performance was rated by their supervisors.
Unless otherwise noted, items were rated on a 7-point scale
ranging from 1 = totally disagree to 7 = totally agree.
Interactive Effects of Transformational Leadership 633
123
The original language of the scales on transformational
leadership, in-role performance, and extra-role perfor-
mance is English. To ensure translation equivalence, these
scales were translated into Chinese and then back-trans-
lated into English by two researchers individually both
proficient in Chinese and English. The comparisons
between the original and the back-translated scales indi-
cated translation equivalence of both versions.
Transformational Leadership
We measured transformational leadership with Podsakoff
et al.’s (1990) twelve-item core-transformational leader-
ship scale, which has widely been used in previous studies
(e.g., Bettencourt 2004; Jung et al. 2009). Sample items
are: ‘‘My supervisor inspires others with his/her plans for
the future’’ and ‘‘My supervisor leads by ‘doing,’ rather
than simply by ‘telling’’’ (a = .94).
Moral Leadership
We measured moral leadership with the scale by Cheng
et al. (2000). This scale was developed in Chinese and has
repeatedly been used in prior research (Pellegrini and
Scandura 2009; see Cheng et al. 2004 for the English
version). Sample items are: ‘‘My supervisor uses his/her
authority to seek special privileges for himself/herself
(reversed)’’ and ‘‘My supervisor does not take advantage of
me for personal gain’’ (a = .90).
Authoritarian Leadership
To measure authoritarian leadership, we used a scale also
developed by Cheng et al. (2000). The original language of
the scale is Chinese; it has been repeatedly used in previous
studies (e.g., Chan et al. 2012; see Cheng et al. 2004 for the
English version). Sample items are: ‘‘My supervisor asks
me to obey his/her instructions completely’’ and ‘‘My
supervisor determines all decisions in the organization
whether they are important or not’’ (a = .81).
In-Role Performance
As in prior research (Kacmar et al. 2009; Tepper et al.
2011), supervisors evaluated followers’ performance using
five items adopted from Wayne and Liden (1995). In
contrast to the other scales of this study, each of the five
items was anchored with an individual description corre-
sponding to the question asked (e.g., ‘‘strongly agree’’ or
‘‘outstanding’’). Sample items are: ‘‘This subordinate is
superior to other subordinates that I have supervised
before’’ and ‘‘Rate the overall level of performance that
you observe for this subordinate’’ (a = .90).
Extra-Role Performance
Supervisors also rated followers’ extra-role behavior. They
answered the nine-item scale by Janssen (2001). The items
focus on innovative work behavior, a central aspect of
extra-role effort (Podsakoff et al. 2000). The scale has
repeatedly been used (Pieterse et al. 2009). Sample items
are: ‘‘This subordinate mobilizes support for innovative
ideas’’ and ‘‘This employee introduces innovative ideas
into the work environment in a systematic way’’ (a = .95).
Control Variables
In line with the previous research (e.g., Schuh et al. 2012),
we controlled for supervisors’ and followers’ age and
gender because demographic characteristics can be related
to leadership behaviors and their perception (e.g., Bass
et al. 1996; Eagly et al. 2003).
Results
Means, standard deviations, and correlations for all vari-
ables are displayed in Table 1.
Validity Analyses
To ensure that the concepts of our study were empirically
distinct, we conducted a series of confirmatory factor
analyses (CFAs). Results showed that our measurement
model assuming five factors (transformational leadership,
moral leadership, authoritarian leadership, in-role perfor-
mance, and extra-role performance) fit the data well
(v2 = 1057.44, df = 619, CFI = .96, NNFI = .96,
RMSEA = .08). We compared this model to three plau-
sible alternative models: (a) a two-factor model combining
all leadership variables in one and all supervisor-rated
outcome variables in a second factor, (b) a three-factor
model combining moral and authoritarian leadership in one
factor, in-role and extra-role behavior in a second factor
while transformational leadership represented the third
factor, and (c) a four-factor model combining moral and
authoritarian leadership in one factor while all other vari-
ables built individual factors. All three alternative models
fit the data significantly worse than the measurement model
(two-factor model: v2 = 1758.04, df = 628; CFI = .90,
NNFI = .90, RMSEA = .13; Dv2 = 700.60, p  .001;
three-factor model: v2 = 1452.90, df = 626, CFI = .92,
NNFI = .92, RMSEA = .11; Dv2 = 326.4, p  .001;
four-factor model: v2 = 1278.87, df = 623, CFI = .94,
NNFI = .94, RMSEA = .10; Dv2 = 221.43, p  .001).
634 S. C. Schuh et al.
123
Hypotheses Tests
To test our hypotheses, we conducted hierarchical regres-
sion analyses. In the first step, we entered the control
variables followed by transformational leadership, moral
leadership, and authoritarian leadership. We then added the
interaction terms. Following Aiken and West (1991), all
variables were standardized prior to analysis and the
interaction terms were calculated based on the standardized
scores.
Table 2 shows the results of our analyses. Of greatest
importance and in line with Hypothesis 1, the interaction
between moral leadership and transformational leadership
predicted followers’ in-role (b = 18, t = 2.60, p  .05)
and extra-role efforts (b = .18, t = 2.02, p  .05). To
examine the nature of these interactions, we conducted
simple slope analyses (Aiken and West 1991) and esti-
mated the relations between moral leadership and in-role
and extra-role performance at low (1 SD below the mean)
and high (1 SD above the mean) levels of transformational
leadership. In line with Hypothesis 1, the relations between
leaders’ moral behaviors and subordinates’ in-role and
extra-role efforts were positive and significant for
employees who experienced their leaders as highly trans-
formational (b = .45, t = 3.26, p  .01 and b = .36,
t = 2.10, p  .05, respectively) and not significant for
those followers who perceived their leaders as lowly
transformational (b = .08, t = .67, p [ .50 and b = .01,
t = .05, p [ .96, respectively). Figure 1a, b shows the
interactions based on the simple slopes.
Providing support for Hypothesis 2, the interaction
between authoritarian leadership and transformational
leadership predicting followers’ in-role and extra-role
efforts was also significant (b = -.23, t = -3.18, p  .01
and b = -.24, t = -2.60, p  .05, respectively). Fur-
thermore, simple slope tests revealed that the relations
between leaders’ authoritarian behaviors and subordinates’
in-role and extra-role efforts were significant and negative
for employees who experienced their leaders as highly
transformational (b = -.38, t = -3.35, p  .01 and
b = -.36, t = -2.48, p  .05, respectively) and not sig-
nificant for those followers who perceived their leaders as
lowly transformational (b = .07, t = .65, p [ .51 and
b = .11, t = .79, p [ .42, respectively). The interactions
are shown in Fig. 2a, b.
Discussion
Building on Bass and Steidlmeier’s (1999) differentiation
between authentic transformational leadership and pseudo-
transformational leadership, we set out to answer the
question whether transformational leadership interacts with
moral and authoritarian leadership behaviors in predicting
followers’ in-role and extra-role efforts. Building on attri-
bution theory, we hypothesized that the positive and neg-
ative effects of these leadership behaviors would be
particularly pronounced for highly transformational leaders
given that this leadership style elicits strong attention and
sense-making efforts among followers. In line with our
hypotheses, results revealed that moral and authoritarian
leadership behaviors, indeed, had a stronger relationship
with employees’ in-role and extra-role efforts for trans-
formational leaders. In contrast, these leadership behaviors
did not affect followers’ reactions to non-transformational
leaders. These findings add to the literature in several
ways:
First, whereas ethical aspects of transformational lead-
ership have attracted considerable attention, very little
is known about followers’ reactions to moral and
immoral conduct of transformational leaders. This study
sought to addresses this gap. Our findings suggest that
Table 1 Descriptive statistics: means, standard deviations, and
zero-order correlations
Variable M SD 1 2 3 4 5 6 7 8 9
1. Follower gender
a
- - -
2. Follower age 30.12 3.31 -.25** -
3. Supervisor gender
a
- - .10 -.14 -
4. Supervisor age 38.85 7.34 -.02 .04 .02 -
5. Moral leadership 4.63 1.02 .11 -.11 .19* .05 .90
6. Authoritarian leadership 3.23 1.07 -.14 -.17 -.01 -.02 -.42***
.81
7. Transformational leadership 5.11 .96 -.02 -.03 -.09 -.05
.63*** -.36** .94
8. In-role performance 5.57 .89 .12 .08 .14 .18 .29** -.28** .10
.90
9. Extra-role performance 5.10 1.07 .03 .16 .06 .22* .15 -.18 .04
.66*** .95
Note. N = 114 supervisors and 114 subordinates
a
0 = male; 1 = female
* p  .05; ** p  .01; *** p  .001; two-tailed
Interactive Effects of Transformational Leadership 635
123
transformational leadership behaviors can intensify the
positive effects of altruistic (i.e., moral) leadership
behaviors on followers’ in-role and extra-role efforts.
Importantly, however, they also enhanced the adverse
consequences of self-centered (i.e., authoritarian) leader-
ship behavior with regards to followers’ reactions. In
contrast, no such effects were found for non-transforma-
tional leaders. These findings are in line with the notion
that followers of transformational leaders strive to make
sense of their leaders’ transformational behaviors and,
accordingly, are sensitive to additional signals that reveal
their leaders’ intentions (Berscheid et al. 1976). Moreover,
they shed initial light on the differential effects of authentic
versus pseudo-transformational leadership. Specifically,
these findings indicate that transformational leadership
behaviors do not automatically foster followership but also
can diminish followers’ compliance. This seems to be an
important finding given that it contradicts the commonly
held assumption that transformational leadership is quasi
inherently effective. In that, it may prove beneficial for the
future development of transformational leadership theory
as it may help to delineate the contingencies that determine
the effectiveness of transformational leaders.
Second, by building and testing an integrative model of
different theories, our study provides a fresh perspective on
the effects of leadership. Although it appears to be a rather
intuitive insight that most leaders’ behaviors do not
exclusively fall into one theoretical category (e.g., trans-
formational leadership) and despite several calls for a
theoretical integration of different leadership theories
(Casimir 2001; De Cremer 2006; Kerr et al. 1974; Kirk-
patrick and Locke 1996), very little is known about the
joint effects of different leadership styles. Indeed, the
majority of leadership research to date has focused on main
effects and on contingencies with context and follower
variables (Bass 2008). However, a multidimensional
approach to leadership, integrating different leadership
models, seems to provide beneficial insights for under-
standing leaders’ effects on followers. Specifically, our
findings suggest that the influence of moral and
authoritarian leadership behaviors increases with the
degree to which leaders are perceived as being transfor-
mational. This important insight has largely been masked
by the unidimensional approach to leadership applied in
most previous studies.
Third, on a conceptual level, this article may also con-
tribute to a better understanding of the nature of authentic
versus pseudo-transformational leadership. Whereas this
distinction has been frequently cited, previous research has
largely refrained from elaborating on the specific behaviors
that characterize these two leadership types. Building on
Bass and Steidlmeier’s (1999) work and the wider leader-
ship literature, we developed the argument that it is merely
the interplay of transformational leadership behaviors with
Table 2 Hypothesis tests: results of hierarchical regression
analyses
Hypothesis 1 Hypothesis 2
In-role performance Extra-role performance In-role performance
Extra-role performance
b SE t b SE t b SE t b SE t
Controls
Follower gender
a
.08 .08 .94 .04 .10 .40 .08 .08 .95 .04 .10 .40
Follower age .06 .08 .73 .14 .11 1.36 .08 .08 .93 .16 .10 1.52
Supervisor gender
a
.06 .08 .70 .03 .10 .25 .05 .08 .65 .02 .10 .20
Supervisor age .14 .08 1.77 .22 .10 2.23* .18 .08 2.28* .26 .10
2.65**
Moral leadership .27 .11 2.40* .18 .14 1.33 .31 .11 2.78** .23
.14 1.65
Authoritarian leadership -.20 .09 -2.15* -.16 .11 -1.42 -.16 .09 -
1.76 -.12 .11 -1.10
Transformational leadership -.04 .11 -.37 -.02 .13 -.14 -.07 .10 -
.70 -.05 .13 -.38
Interactions
Moral leadership 9
transformational leadership
.18 .07 2.60* .18 .09 2.02*
Authoritarian leadership 9
transformational leadership
-.23 .07 -3.18** -.24 .09 -2.60*
DR2 interaction .05* .04* .07** .06*
R
2
.22** .15* .24* .17*
Note. N = 114 supervisors and 114 subordinates
a
0 = male; 1 = female
* p  .05; ** p  .01; two-tailed
636 S. C. Schuh et al.
123
moral and authoritarian leadership behaviors that lies at the
heart of authentic and pseudo-transformational leadership,
respectively. This notion rests on and integrates three
important insights: (a) the observation that transforma-
tional leadership behaviors are morally neutral (Price
2003), (b) the notion that most leaders’ behavioral reper-
toires exceed one particular leadership style and comprise
additional behaviors (Casimir 2001; De Cremer 2006), and
(c) the conceptualization of authentic transformational and
pseudo-transformational leadership as serving the interests
of the collective versus the power and status of the leader
(Bass and Steidlmeier 1999). Given that identifying the
behaviors of authentic and pseudo-transformational lead-
ership is essential to further understand these two leader-
ship types, we hope that our reasoning will stimulate and
contribute to future discussions of the morality of trans-
formational leaders.
Limitations and Future Research
In discussing important limitations of this study, we also
want to point out potential directions for future research.
The first limitation is the cross-sectional nature of our data.
However, although this design, which the present research
shares with most studies in the organizational domain, does
not allow for a test of causality, we believe that there are
robust arguments for the assumption of leadership behavior
affecting followers’ reactions. Indeed, although we
acknowledge that at times influence in organizations may
weave its influence from the bottom to the top, it appears
plausible to assume that the predominant direction of
influence follows the direction of formal power. This view
parallels theoretical accounts (e.g., upper echelon theory;
Hambrick and Mason 1984) and has been supported in
4.4
4.6
4.8
5.0
5.2
5.4
5.6
5.8
6.0
Low Moral
Leadership
High Moral
Leadership
4.4
4.6
4.8
5.0
5.2
5.4
5.6
5.8
6.0
Low Moral
Leadership
High Moral
Leadership
Low Transformational Leadership
High Transformational Leadership
Low Transformational Leadership
High Transformational Leadership
a
b
Fig. 1 a Interaction between transformational leadership and
moral
leadership in predicting subordinates’ in-role performance. b
Interac-
tion between transformational leadership and moral leadership
in
predicting subordinates’ extra-role performance
4.4
4.6
4.8
5.0
5.2
5.4
5.6
5.8
6.0
Low Authoritarian
Leadership
High Authoritarian
Leadership
Low Transformational Leadership
High Transformational Leadership
4.4
4.6
4.8
5.0
5.2
5.4
5.6
5.8
6.0
Low Authoritarian
Leadership
High Authoritarian
Leadership
Low Transformational Leadership
High Transformational Leadership
a
b
Fig. 2 a Interaction between transformational leadership and
authoritar-
ian leadership in predicting subordinates’ in-role performance.
b Inter-
action between transformational leadership and authoritarian
leadership
in predicting subordinates’ extra-role performance
Interactive Effects of Transformational Leadership 637
123
empirical studies (Jung and Avolio 2000; Kirkpatrick and
Locke 1996). Nevertheless, we agree that concerns related
to causality should not be lightheartedly discarded and
certainly be addressed in future studies.
The second concern may be related to the fact that our
research was conducted in Mainland China. Accordingly, it
can be questioned whether Western leadership models also
apply in other cultures. However, from a theoretical per-
spective it has been posited that the transformational
leadership model transcends cultural borders (Bass 2008)
and, in line with this reasoning, previous research has
supported the validity of the transformational leadership
model across cultures (Chen et al. 2007; Walumbwa et al.
2005). These findings may reflect the fact that in the pro-
cess of opening to global markets many Chinese organi-
zations have adopted Western management concepts (Lin
et al. 2001). Nonetheless, as our study is the first to dem-
onstrate the interactive effects of transformational leader-
ship with moral and authoritarian leadership behaviors, we
encourage future research to test these interactions in
additional cultural contexts.
Another promising avenue for future research seems to
lie in testing whether our theoretical model also applies to
additional important employee outcomes. Whereas for an
initial test of a model other-rated in-role and extra-role
performance are often regarded as the gold standard, the
explanatory power of the interactions among transforma-
tional, moral, and authoritarian leadership may go beyond
these dependent variables. For instance, it appears to be
worthwhile to examine whether this model also generalizes
to indicators of employees’ ethical conduct (e.g., whistle
blowing, organizational deviance) and employee health
(e.g., exhaustion, absenteeism).
Future research may also extend the present model by
considering leaders’ personality traits. Particularly, the
dark side of leaders’ personality has recently emerged as a
promising field of research linking leaders’ traits to unfa-
vorable employee outcomes (Gudmundsson and Southey
2011; see also Boddy 2011). Most relevant in this context
are the traits of narcissism, Machiavellianism, and psy-
chopathy, termed as the ‘‘dark triad of personality’’, which
relates to callous-manipulative behavior in interpersonal
relationships (Jones and Paulhus 2010; Paulhus and Wil-
liams 2002; Rauthmann 2012). By integrating these traits
with the present model, pseudo-transformational leadership
may emerge as an important mediator that links the dark
side of leaders’ personality and undesirable employee
outcomes.
Finally, future research may also follow the lead of this
study and examine the interactive effects of transforma-
tional leadership with additional leadership behaviors. In
view of the present findings, we believe that examining
the contingencies of different leadership behaviors can
significantly advance the understanding of leadership
effectiveness. We hope that this neglected field of study
will attract considerable attention in future research.
Practical Implications and Conclusion
Our findings also bear valuable insights for practice. Spe-
cifically, the interaction of transformational leadership with
moral and authoritarian leadership suggests that particular
caution is required with regards to leadership selection,
training, and compensation. Whereas previous research has
suggested that organizations should promote transforma-
tional leadership (e.g., Liao and Chuang 2007), our findings
add yet another consideration: It appears to be equally
important to implement practices targeted at enhancing
moral leadership behaviors while reducing authoritarian
conduct.
Indeed, the pattern of our results suggests that focusing
on transformational leadership while ignoring moral and
authoritarian aspects may not only undermine efforts of
promoting effective leadership but also result in negative
consequences. When paired with low moral leadership or
high authoritarian leadership subordinates’ showed least in-
role and extra-role performance. Conversely, underlining
the double-edged nature of this leadership style, transfor-
mational leaders were also able to elicit the highest level of
followers’ in-role and extra-role efforts—when they were
perceived as moral or non-authoritarian behaviors. In light
of these findings it appears crucial that organizations,
including private and public organizations but also uni-
versities and business schools, complement existing efforts
in fostering transformational leadership with measures
focusing on high morality and low authoritarianism. For
instance, training programs discussing the importance of
ethics, increasing awareness for moral conduct, and intro-
ducing ethical role modeling may prove to be particularly
effective (Mayer et al. 2009). Focusing on this and related
approaches, organizations are likely to develop and sustain
the virtues of (authentic) transformational leadership.
Acknowledgments This research was supported by a fellowship
of
the Alexander von Humboldt-Foundation awarded to Sebastian
C.
Schuh.
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For the Good or the Bad? Interactive Effects of
Transformational Leadership with Moral and Authoritarian
Leadership BehaviorsAbstractThe Double-Edged Nature of
Transformational LeadershipTransformational Leadership and
Followers’ AttributionsInteractive Effects of Transformational
and Moral LeadershipInteractive Effects of Transformational
and Authoritarian LeadershipMethodProcedure and
ParticipantsMeasuresTransformational LeadershipMoral
LeadershipAuthoritarian LeadershipIn-Role PerformanceExtra-
Role PerformanceControl VariablesResultsValidity
AnalysesHypotheses TestsDiscussionLimitations and Future
ResearchPractical Implications and
ConclusionAcknowledgmentsReferences
Teaching Implicit Leadership
Theories to Develop Leaders
and Leadership:
How and Why It Can Make
a Difference
BIRGIT SCHYNS
Durham University
TINA KIEFER
University of Warwick
RUDOLF KERSCHREITER
Freie Universität Berlin
ALEX TYMON
University of Portsmouth
Implicit leadership theories (ILTs) are lay images of leadership,
which are individually
and socially determined. We discuss how teaching implicit
leadership theories
contributes to developing leaders and leaderships by raising
self- and social awareness
for the contexts in which leadership takes place. We present and
discuss a drawing
exercise to illustrate different implicit leadership theories and
discuss the implications for
leaders and leadership, with a particular focus on how leaders
claim, and are granted,
leader identities in groups.
...............................................................................................
.........................................................................
Day stated in 2001 that “the interest in leadership
development seems to be at its zenith” (581), yet a
decade later, interest in leadership and leadership
development seems to be unbroken, both in aca-
demia and, of course, in practice. This special edi-
tion on teaching leadership serves as a further
indicator of this interest. To date, most leadership
literature focuses on leaders as such: their leader-
related skills, personal characteristics, and behav-
iors (e.g., transformational leadership; Bass, 1985;
charismatic leadership, Conger & Kanungo, 1994;
authentic leadership, Walumbwa, Luthans, Avey,
Oke, 2009). Hence it is fair to deduce that the vast
majority of the teaching and development is fo-
cused on leader skills, characteristics, and behav-
iors. This draws a distinction between leaders and
other participants in the leadership process, such
as followers.
However—as Day (2001) pointed out—leadership
is more than just a skill set of an individual, it has
also been conceptualized as a social process. He
differentiates “leader development” (focused on in-
dividual skills) from “leadership development” (fo-
cused on the wider relational or social context in
which leadership takes place). As Iles and Preece
(2006) argue, leader and leadership development
are often seen as the same thing. They highlight
the usefulness of differentiating between both
types of development, arguing that self-awareness
is a part of leader development and that social
awareness is a facet of interpersonal competence
for leadership development. Social awareness in-
cludes, for example, empathy, service orientation,
and developing others. Bolden and Gosling (2006)
stress that this is an important part of leadership,
arguing that leadership has to move from individ-
ualistic to collective forms.
The social context (leadership development) has
� Academy of Management Learning & Education, 2011, Vol.
10, No. 3, 397–408. http://dx.doi.org/10.5465/amle.2010.0015
...............................................................................................
.........................................................................
397
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otherwise transmitted without the copyright holder’s
express written permission. Users may print, download, or email
articles for individual use only.
received considerably less attention in research
and practice than the individual leader (leader
development). With respect to social context, gen-
erally, there has been a call for more attention to
the specific context in leadership development
(see e.g., Liden & Antonakis’, 2009, call for leader-
ship researchers to include followers’ influence on
leaders in their research). We aim to address this
gap here by focusing on both the individual leader
and the social context in which leadership occurs.
Specifically, we outline how leaders operate in
social contexts that encompass different cognitive
schemas about leaders and leadership, including
their and their followers’ schemas. Therefore, one
way of integrating social context into leader/lead-
ership development is by addressing leaders’ and
followers’ images of leaders in general or so-called
implicit leadership theories. Implicit leadership
theories are conceptualized as everyday images of
what leaders are like in terms of traits and behav-
iors (e.g., Offermann, Kennedy, & Wirtz, 1994;
Schyns & Schilling, 2011). Therefore, implicit lead-
ership theories, as theoretical constructs, focus on
the social context in which leadership occurs.
Teaching implicit leadership theories develops
leaders and leadership by raising awareness of
this social context and of one’s own implicit lead-
ership theories and how they might or might not
match the social context. The latter is vital for
understanding interactions between leaders and
followers in organizational settings. The reason for
this is twofold: As De Rue and Ashford (2010) argue,
a match between a person’s implicit leadership
theories and his or her self-concept facilitates the
taking on of a leader identity. At the same time, the
acceptance of someone as a leader is only possible
if there is a match between the implicit leadership
theories of potential followers and their actual per-
ception of that person. De Rue and Ashford call this
process claiming and granting leader identity.
However, implicit leadership theories are, by na-
ture, not necessarily conscious to those who hold
them. Therefore, we suggest that teaching implicit
leadership theories through an awareness-raising
exercise develops leaders and leadership by mak-
ing these images more explicit and, thus, helping
leaders and followers to better understand (a) how
such implicit leadership theories develop and play
out in the social context of leadership, and (b) how
leader identities develop and are shaped.
Consequently, our aim of this here is twofold:
First, to introduce the theoretical underpinnings of
implicit leadership theories and discuss how and
why teaching implicit leadership theories can af-
fect leaders and leadership. A particular focus lies
on how leader identities are shaped. Second, we
present an exercise that can be conducted in a
teaching or training context, which aims to raise
awareness of different implicit leadership theo-
ries. We discuss how this exercise may help de-
velop leaders and leadership in various contexts.
To achieve this, we draw on Day’s differentiation
between leader development and leadership de-
velopment to analyze the usefulness of teaching
implicit leadership theories, particularly the con-
cepts of self-awareness and social awareness, as
crucial elements in both leader and leadership
development. At the same time, we integrate De
Rue and Ashford’s (2010) notion of how a match
between leaders’ and followers’ implicit leader-
ship theories helps to shape leader identities.
In the following, we first outline the background
of implicit leadership theories before introducing
an in-class exercise to illustrate how implicit lead-
ership theories can be accessed and how raising
awareness for different implicit leadership theo-
ries can affect various partners in the leadership
process. We then use the elements of the exercise
to explain how and why teaching implicit leader-
ship theories is important for practicing and teach-
ing leadership.
With the introduction of this exercise, we respond
to Bell’s (2010) call for “evidence-based teaching” (7),
that is, teaching that “includes current, impactful
research in our classes” (7), and address what
Burke and Rau (2010) call the research–teaching
gap. We do this by providing one example of how
to teach a heavily theoretical construct, based on
very recent research. Teaching students,1 and
thereby (future) leaders and followers, about im-
plicit leadership theories serves a multiplier func-
tion in that they can distribute the knowledge ac-
quired in class into their organizations.
UNDERSTANDING IMPLICIT
LEADERSHIP THEORIES
The concept of implicit leadership theories was
first introduced by Eden and Leviatan (1975; see
also Eden & Leviatan, 2005). They deduced the idea
of implicit leadership theories from Schneider’s
(1973) implicit personality theories. Implicit leader-
ship theories are images that everyone holds
about the traits and behaviors of leaders in gen-
eral (e.g., Schyns & Meindl, 2005). Similar to stereo-
types, implicit leadership theories serve to explain
the other person’s behavior and also the observer’s
1 We use the term students here in the broadest sense. The
exercise we outline, as well as its intended aims, are relevant
for undergraduate and postgraduate students, but also for adult
learners, such as those that are already in leadership positions.
398 SeptemberAcademy of Management Learning & Education
reaction toward that person (Kenney, Schwartz-
Kenney, & Blascovich, 1996; Schyns & Schilling,
2011). This means that when meeting or observing
a “leader,” certain leader images are activated,
and the behavior of this “leader” is interpreted in
line with these images. For instance, research by
Lord and colleagues (see Lord & Maher, 1993, for an
overview) has shown that information about suc-
cess influences the extent to which people are re-
garded as leaderlike. This means that people men-
tally connect success and leadership, and this
connection feeds back into their perception of a
“leader.” At the same time, Lord’s categorization
theory (e.g., Lord, Foti, & de Vader, 1984) shows that
implicit leadership theories can be categorized at
hierarchical levels. On the superordinate level, the
differentiation is between characteristics of lead-
ers versus nonleaders; on the basic level, distinc-
tions are made between different types of leaders
(e.g., business vs. political leaders); and on the
even less abstract, subordinate level, these leader
prototypes are further specified (e.g., leaders of a
certain political party).
We know that implicit leadership theories de-
velop early. Ayman-Nolley and Ayman (2005) con-
ducted a study among children and found that they
had no problem drawing a “leader,” or differenti-
ating what they considered a typical leader. An-
tonakis and Dalgas (2009) similarly showed that
children already have implicit leadership theories.
Research among adults confirms interindividual
differences in implicit leadership theories (e.g.,
Felfe, 2005). These implicit leadership theories are
also relatively stable when the context changes
(Epitropaki & Martin, 2004). So, while on the one
hand there is a distinct individual aspect to im-
plicit leadership theories, on the other, cross-
cultural research has shown that implicit leader-
ship theories are influenced by culture (House,
Javidan, Hanges, & Dorfman, 2002), thus highlight-
ing a socially shared aspect of implicit leadership
theories.
The idea that implicit leadership theories func-
tion similarly to stereotypes has prompted re-
search on the influence of implicit leadership the-
ories on the perception of actual leaders. More
specifically, research assessing individuals’ im-
plicit leadership theories has shown that the men-
tal images individuals hold influence how they see
a person labeled “leader,” including their own su-
pervisors (Schyns, Felfe, & Blank, 2007; Shamir,
1992). For example, individuals who hold a roman-
tic view of leaders, that is, those who overattribute
company performance to leaders (cf. the romance
of leadership model; Meindl, Ehrlich, & Dukerich,
1985) perceive their leader as more charismatic
(Shamir, 1992). Together, these findings lead to the
conclusion that the perception of actual leaders
is not independent of the perceiver’s implicit lead-
ership theories. To quote Cummings, “It has been
said that leadership is like beauty—you know it
when you see it” (2007: 143).
From a practitioner’s perspective, leadership is
taught because there is a belief that the behavior
of leaders can be influenced to improve perfor-
mance and output of organizations. However, re-
search into implicit leadership theories casts
doubt on whether this is the whole story, as it
emphasizes the role of perceptional processes in
the effect of leadership. Thus, traditional leader-
ship trainings (or rather leader trainings), focusing
on individual skills and behaviors, may have—at
least to a certain extent— overly optimistic expec-
tations placed upon them. At the very least, it
should make us wonder whether the traditional
leadership development concepts are sufficient in
their focus on leader skills and behaviors and why
we are not including more concepts and ideas that
highlight the importance of the social context and
leadership as a process.
The knowledge of implicit leadership theories is
still scarce in organizations; therefore, spreading
the word about the implications of socially shaped
perceptions due to implicit leadership theories and
their implications seems vital. Teaching students
at different levels can serve as a fast and easy way
of transferring knowledge about implicit leader-
ship theories into organizations. Knowledge about
implicit leadership theories in turn can, and
should, directly affect how leaders and followers
are trained, assessed, and developed. In the fol-
lowing, we outline an exercise useful for teaching
leadership in different contexts.
IMPLICIT LEADERSHIP THEORIES
DRAWING EXERCISE
The challenge of assessing implicit leadership
theories (ILTs) is that they are, by definition, part of
our implicit knowledge and, therefore, difficult to
assess. To develop and raise self- and other
awareness,2 the cognitive schema that are implicit
leadership theories (Kenney et al., 1996) need to be
“uncovered.” This appears difficult with conven-
2 Prior teaching exercises to raise self- and other awareness
include one suggested by Mirvis (2008), where he describes
how
he takes executives out of their familiar context into extreme
environments (e.g., taking leaders of a car company to inner-
city orphanages) to raise their self- and other-awareness and to
improve their dealing with diversity. Although not as extreme,
our exercise has a similar goal.
2011 399Schyns, Kiefer, Kerschreiter, and Tymon
tional methods (e.g., presenting ready-made case
studies).3 In the following sections, we outline the
aims and structure of the exercise, clarify some of
the important contextual factors, and provide the-
oretical arguments for its effectiveness before turn-
ing to explaining the reasoning behind its features
in more detail using three illustrating examples.
The implicit leadership theories drawing exer-
cise has three aims. First, to make individuals
aware of their personal implicit leadership theo-
ries, second to facilitate the negotiation of socially
determined implicit leadership theories and, third,
to help participants become aware of differences
between implicit leadership theories in various so-
cial contexts and discuss the implications for lead-
ers and leadership. We thereby address several
theoretical issues, namely, self-awareness of im-
plicit leadership theories, social awareness of oth-
ers’ implicit leadership theories, and awareness of
how self- and other implicit leadership theories
may or may not match and, ultimately, how this
match influences the negotiation of leader identi-
ties. This integrates Day’s (2001) differentiation be-
tween leader and leadership development and
De Rue and Ashford’s (2010) claiming and granting
leader identities. The core of the exercise focuses
on the leader versus nonleader differentiation and,
thus, on the superordinate level of implicit leader-
ship theories categories according to Lord et al.
(1984). However, as we outline below, according to
Lord and colleagues, it also can be adapted to
more specific levels, that is, basic or subordinate
levels of implicit leadership theories.
The Exercise Explained
We developed the implicit leadership theories
drawing exercise in three parts of equal impor-
tance, to address the above aims. Exhibit 1 shows
the instructions. It consists of self-reflection (Part
A) and two group exercise parts, consisting of a
group discussion and a group drawing (Part B),
and last, the presentation and discussion of the
drawings in class (Part C).
First, before starting the drawing, each student
reflects on images of leaders. The aim is to start
the reflective process and is self-centered, thus
focusing on self-awareness. In the second part,
when working on the group drawing, the discus-
sion that is necessary to get the drawing started
helps students realize how their ideas about lead-
ers are similar to, or different from, others’ leader
images, tapping into both self-awareness (in the
sense that one’s implicit leadership theories differ
from others’ implicit leadership theories) and so-
cial awareness (knowledge about what others’ im-
plicit leadership theories look like). The drawing
makes this even clearer, as not only words can be
used to express opinions, but also parts of the
drawing (e.g., “I would put the followers next to the
leader”).
Last, when the drawings of all groups are pre-
sented and discussed, students realize the vari-
ance in implicit leadership theories, again raising
social awareness but also self-awareness by high-
lighting the similarities and differences between
their own and others’ implicit leadership theories.
We found that when working in, for example, cul-
turally homogeneous groups and presenting to
groups from different cultural backgrounds, stu-
dents realize that implicit leadership theories con-
tain a culturally shared aspect. This discussion
3 Our approach fits neatly into earlier attempts to use drawings
in leader and leadership development. The Center for Creative
Leadership (CCL) uses a drawing exercise in the context of
their
concept “leading creatively.” In contrast to our exercise, the
exercise is not directly linked to leadership, but rather explores
how both left and right sides of the brain can be used in one
exercise, combining rational and emotional thinking (Cart-
wright, 2009). Cartwright argues that drawing is linked to prob-
lem solving and that it helps leaders in slowing down when
considering a problem rather than taking rushed decisions.
While we agree that drawing exercises tend to force students
out of their comfort zones, and that it can help them address
everyday problems in different ways, our exercise has a more
specific aim in that the drawings are used not only as a stretch
exercise but also to uncover specific implicit knowledge.
EXHIBIT 1
Sample Exercise for Teaching Implicit
Leadership Theories—Instructions to Students
The implicit leadership theories drawing exercise
(A) Individual reflection (10 min)
• On your own, think about leaders in general. From
your perspective: What characteristics do they
have? What did they do (and what don’t they do)?
(B) Group discussion and drawing exercise (30 min each)
• Interview each other: What did you find? Which
points do you agree/disagree on?
• Then, discuss the following points: What are other
factors that impact on leaders’ effectiveness? How,
if at all, are your views about leaders rooted in
culture? What are possible explanations for agree-
ments/disagreements? [modifications depending
on context]
• In the group, make a drawing of your “leader.”
(C) Plenum presentation and discussion (5–10 min each)
• Present and answers questions in class, one group
at a time.
• Discussion of following questions: What are simi-
larities and differences between the drawings?
What stands out for you? How effective would the
leader of one group be in the context of another
group? What is the role of followers in these draw-
ings? [modifications depending on context]
400 SeptemberAcademy of Management Learning & Education
about similarities and differences in implicit lead-
ership theories in general, and cultural communal-
ities in particular can be enhanced by using draw-
ings from earlier groups with which the drawings
of the current groups can be contrasted.
The exercise is designed to work equally well
with undergraduate and graduate students, indi-
viduals with and without leadership or work expe-
rience, and executives or teams from a single or
different organization(s). Indeed, while we present
only the exercise here and not data on its effective-
ness, we have used the exercise on these different
groups several times over the last years and judg-
ing from the feedback, the exercise has challenged
ways of thinking in all.
Teaching Different Groups and Different Context
The instructions can be modified to address the
general aim of the course and the context in which
the exercise takes place. Two types of modifica-
tions are useful: First, the group composition can
be varied; second, the type of leader can be spec-
ified (see Lord et al.’s categorization theory).
Depending on context and group composition,
the instruction under Part B can be modified to
focus on cultural or social differences (e.g., for cul-
turally diverse groups or to extract gender differ-
ences), or on professions (e.g., physicians vs. nurs-
es; IT vs. HR departments). Hence, paying attention
to group composition is important in this exercise.
An example of such a modification may illustrate
this point. After discussing their findings and ar-
eas in which they concur or disagree, students can
be asked to discuss factors impacting on leaders’
effectiveness in their specific context (e.g., budget
cuts in the public sector). They can then be asked to
discuss how they believe their views are affected
by their professional backgrounds. In terms of
group composition, groups should be homogenous
with respect to the profession of the members, for
example, nurse-only groups and surgeon-only
groups in a health service context. In this way,
differences between those professional groups can
be highlighted in the general discussion.
With respect to type of leader, the exercise can
be altered in Part A so that rather than thinking
about leaders in general, students could be en-
couraged to think about, for example, “leaders in
health-care.” Depending on the specific learning
goals, the exercise can be repeated for a specific
context or to illustrate changes in implicit leader-
ship theories over time. For example, students can
be asked to draw a second picture of a leader in a
specific context and would then be asked to dis-
cuss the differences between the general leader
and the context-specific leader.4 This relates to
Lord’s categorization theory (e.g., Lord, 1984). The
first picture would be the leader versus nonleader
level in Lord’s categorization, and the second pic-
ture would be an example of an implicit leadership
theory on a lower level of abstraction.
Where student groups are more homogenous,
such as BA students, who also have little experi-
ence with leadership, it can be useful to later dis-
cuss in the group whether and why it was difficult
to identify characteristics of a leader and to draw
that leader. Sometimes, when students are reluc-
tant to start drawing (e.g., stating that they cannot
draw), it can be useful to provide other material,
such as magazines, so they can do a collage rather
than a drawing.
THE ADVANTAGES OF VISUAL METHODS IN
TEACHING IMPLICIT LEADERSHIP THEORIES
Visual methods such as drawings have been read-
ily used in development and education settings
(Haney, Russell, & Bebell, 2004; Pridmore & Bend-
elow, 1995). Less frequently, visual methods have
been used for research purposes, mainly in areas
such as education or anthropology rather than or-
ganizational behavior or leadership (for an over-
view see Warren, 2009). As Warren (2009) points
out, there are several different methods of employ-
ing visual material, such as taking existing mate-
rial and using it to conclude, for example, an orga-
nization, or asking interview partners to draw in
response to a question (see, for example, Bagnoli,
2009). The exercise we propose uses the latter
approach.
As Crilly, Blackwell, and Clarkson (2006) point
out, language can sometimes be unspecific and
using language in (intercultural) studies has been
criticized (Jepson, 2009). An example from our own
use of drawings in teaching illustrates this prob-
lem: Students may point out that leaders need fol-
lowers. However, the drawings add to this informa-
tion by showing, for example, the size as well as
the position of followers in relation to the leader,
as well as the relationship between leaders and
followers in a social context (see Figures 1–3 for
examples). In line with Crilly and colleagues
(2006), we believe that the students are best placed
to interpret their drawings. Therefore, we ask stu-
dents to verbalize their ideas in interpreting the
drawings and conveying their meaning to other
students.
Using drawing is particularly appropriate for
4 We thank an anonymous reviewer for this idea.
2011 401Schyns, Kiefer, Kerschreiter, and Tymon
teaching implicit leadership theories, as it encour-
ages “thinking outside the box” (Bagnoli, 2009). It
allows for the expression of emotions (Barner,
2008), which may be difficult to achieve when ex-
clusively using verbal techniques. Drawing can
help surface tacit or latent constructs (Stiles, 2004).
The exercise of drawing itself and then sharing the
meaning of the drawing can help making implicit
views explicit, thus raising self-awareness of im-
plicit leadership theories.
HOW THE EXERCISE AFFECTS LEARNING
Although we cannot present data here to support
the effectiveness of our exercise, there are several
theoretical reasons why we assume that the exer-
cise affects learning. According to Burgoyne, Hirsh,
and Williams (2004), “there is astonishingly little
evidence on how management and leadership de-
velopment affects individual capability and per-
formance of managers” (38). They argue that there
are several reasons why finding a relationship
between leadership development and perfor-
mance cannot necessarily be expected. First, lead-
ers may not apply the new competencies they have
learned, for example, due to low motivation. Sec-
ond, leaders work in teams, and leader develop-
ment needs to include the ability to build social
capital for leaders to improve performance. Third,
leader development can have personal effects
without leading to performance outcomes. So even
when leaders acquire new competencies or capa-
bilities in the development process, a transfer to
their actual performance or the performance of the
team or company does not necessarily follow.
Therefore, looking solely at performance as an out-
come of leader/leadership development may not
be the best strategy for assessing the effect of
development on leaders.
How, then, do we determine whether our exer-
cise is “successful” in terms of raising self- and
social awareness? Looking at the learning litera-
ture, we find that several aspects that are key to
learning are included in our exercise and make us
confident about the effects the exercise has on our
students. First, as Burgoyne and colleagues (2004)
point out, feedback is key in development. We use
multiple sources of feedback and participants are
able to discuss feedback with those participants
who provided it. Second, our exercise incorporates
several aspects of the experiential learning theory
(Kolb & Kolb, 2005); namely,
• “Learning is best facilitated by a process that
draws out the students’ beliefs and ideas” (194).
In asking students to draw a typical leader,
this exercise is specifically geared toward as-
sessing and making salient beliefs and ideas
about leaders.
• “Conflict, differences, and disagreement are
what drive the learning process” (194). An im-
portant part of the exercise is the discussion
about different images of leaders as an ele-
ment of the drawing process and also in the
larger group when the drawings are presented.
• “Learning is the process of creating knowledge
. . . whereby social knowledge is created and
recreated in the personal knowledge of the
learner” (194). By drawing in groups and dis-
cussing the drawings in the larger groups, the
students are made aware of the images of
leaders that others have (social knowledge)
and are able to integrate this knowledge into
their own knowledge.
EXAMPLES
We have used this drawing exercise over 20 times
in several different contexts over the last few
years. We mostly used the exercise with mature
MBA and MSc students (about 15 times) and in
executive teaching (5 times). We have also used it
in the context of a BA course on leadership (twice).
While the exercise itself has not changed, we did
adapt it to different contexts (see above, e.g., using
“effective leaders” vs. “leaders in general”).
Figures 1–3 illustrate implicit leadership theo-
ries drawings from three different cultural groups.
Figure 1 shows the drawing from a group of United
States students, indicating implicit leadership the-
ories typical of “focus on leader,” highlighting his/
her skills, characteristics and behaviors. Figure 2
portrays the drawing of a Far-East Asian group. In
their presentation, the students highlighted that to
FIGURE 1
Prototypical Drawing With Focus on Leader
Skills, Characteristics, and Behaviors (United
States students). “An effective leader needs to be
all these things at once.”
402 SeptemberAcademy of Management Learning & Education
be effective leaders need to be looking out not only
for the well-being of their employees, but also of
their employees’ families. Figure 3 exemplifies the
process that can lay behind the implicit leadership
theories of effective leaders, involving many par-
ties (e.g., shareholders, here Unions, represented
by the octopus reaching out from the sea, or market
forces, represented by the waves and weather). In
contrast to the first two drawings, the third draw-
ing describes leadership as effective, although the
leader is not the most central figure but just one of
many important contributors in the leadership pro-
cess. Also of interest was that the characteristics
attributed to effective leaders were similar in
many drawings (e.g., passionate, charismatic, in-
spiring); however, the context in which leadership
is “carried out” and “interpreted” varies consider-
ably.
When presenting and discussing the drawing,
different groups’ implicit leadership theories are
contrasted, for example, by comparing different
drawings and highlighting similarities. Here, we
often see that the topic of “charisma” appears in
drawings even across different cultures, which is
in line with the results of the Global Leadership
and Organizational Behavior Effectiveness (GLOBE)
study (e.g., House et al., 2002). The advantage of
using this exercise as a group exercise (for a sim-
ilar approach see Barner, 2008), is that it is often
useful to ask students to what extent they found it
easy or difficult to agree within their group to high-
light individual differences. At the same time, in-
structors should highlight that these images can
be influenced by social contexts (here, we intro-
duced culture as a social context).
In our example, we could see that the presenta-
tion and discussion of drawings is a vital part of
the exercise, as it often exposes very deeply rooted
assumptions. For example, it is striking that draw-
ings like the one depicted in Figure 1 often get
challenged on the aspects that are represented
(e.g., does an effective leader have to be “selfish”),
but very rarely are questions asked regarding their
absence of followers in the drawing.
The drawing in Figure 2, however, was strongly
challenged by the North American group. One par-
ticipant was particularly struck by the drawing,
nearly incredulous: “You cannot be serious, how
can it be the role of effective leaders to look after
the families of employees?” The discussion that
followed made clear just how deeply rooted cul-
tural assumptions about leadership are. Figure 3 is
a good example of drawings that highlight even
more of the context in which effective leaders are
seen to operate. In this drawing, an effective
leader is portrayed as only one of the key factors in
the leadership process. The leader is literally in
the same boat with the followers, and the system
(boat) is kept afloat by a whole series of processes
and forces (leader, followers, markets, unions, and
economy).
In the following, we discuss links between the
implicit leadership drawing exercise and leader
and leadership development, in particular the
FIGURE 2
Drawing Highlighting a Wider Societal Purpose
of Leadership in Relationship to Followers (Far-
East Asian students). “An effective leader is
responsible for employees’ and their families’
well-being.”
FIGURE 3
Excerpt of a Drawing Describing Different Power
Relations Within the Leadership Process in a
Wider Organizational and Societal Context (Latin
students). “An effective leader is in the same
boat with the followers and is just one aspect of
the leadership process.”
2011 403Schyns, Kiefer, Kerschreiter, and Tymon
ways in which the exercise helps to raise self- and
social awareness; affects (leader and follower)
cognition, motivation, and behavior; and shapes
leader identities (in followers).
LINKING THE EXERCISE BACK TO LEADER AND
LEADERSHIP DEVELOPMENT
Our exercise is aimed at raising awareness by
making implicit knowledge explicit. It consists of
several parts that are geared toward raising
awareness about students’ implicit leadership the-
ories and how these are similar to, or differ from,
others’ implicit leadership theories, as well as the
implications arising from this knowledge. An ad-
vantage of using a drawing method of teaching is
that the students directly experience the prevail-
ing differences themselves, rather than merely be-
ing told about them. By provoking conflict, differ-
ences, and disagreements to the way of thinking,
the exercise stimulates learning (in the Kolb &
Kolb sense), and many students experience a “Eu-
reka!” moment when they realize how differently
leaders and leadership are constructed, and how
this may impact on the daily leadership processes.
For the Good or the Bad Interactive Effects of Transformation.docx
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For the Good or the Bad Interactive Effects of Transformation.docx

  • 1. For the Good or the Bad? Interactive Effects of Transformational Leadership with Moral and Authoritarian Leadership Behaviors Sebastian C. Schuh • Xin-an Zhang • Peng Tian Received: 16 July 2012 / Accepted: 7 September 2012 / Published online: 24 September 2012 � Springer Science+Business Media B.V. 2012 Abstract Although the ethical aspects of transformational leadership have attracted considerable attention, very little is known about followers’ reactions to the moral and immoral conduct of transformational leaders. Against this background, this study examined whether and how transformational lead- ership interacts with moral and authoritarian leadership behaviors in predicting followers’ in-role and extra-role efforts. Building on attribution theory, we hypothesized that the positive and negative effects of these leadership behaviors would be particularly pronounced for highly transformational
  • 2. leaders given that this leadership style elicits strong attention and sense-making efforts among followers. We tested our model in a sample of 228 individuals comprising 114 leader– follower dyads from a wide range of organizations and industries. In line with our hypotheses, results revealed that for highly transformational leaders, moral leadership behaviors related positively to employees’ in-role and extra-role efforts whereas authoritarian leadership behaviors related negatively to employees’ in-role and extra-role efforts. In contrast, moral and authoritarian leadership behaviors did not significantly affect followers’ reactions to leaders low in transformational leadership. Taken together, these findings suggest that trans- formational leadership, contrary to its largely positive per- ception in the literature, can be a rather mixed blessing. Implications for theory, future research, and managerial practice are discussed. Keywords Authentic transformational leadership � Authoritarian leadership � Extra-role performance � In-role performance � Moral leadership �
  • 3. Pseudo-transformational leadership When it comes to severe wrongdoings in the organizational domain, it is not uncommon that leaders who had been praised as visionary and transformational play a crucial role (Bass 2008). Indeed, whereas transformational lead- ership has often been regarded as a leadership behavior that considers and emphasizes ethical standards (Burns 1978), several scholars have questioned its inherent morality (Bass and Steidlmeier 1999; Conger and Kanungo 1998; Price 2003). Specifically, they have pointed out that transformational leadership behaviors (e.g., vision, inspi- ration, and role modeling; Bass 1985) do not have to be applied in the interest of the common good. Indeed, these behaviors seem to be equally effective in pursuing immoral purposes and to increase the personal power and status of the leader. As Price (2003) posited, transformational behaviors are ‘‘morally neutral’’ (p. 70) and whether they are used for good or bad depends on the intentions of the
  • 4. leader. Building on this observation, Bass and Steidlmeier (1999) elaborated on transformational leadership theory and differentiated two types of transformational leaders: (a) authentic transformational leaders who focus on the common good and (b) pseudo-transformational leaders who seek to enhance their status and foster employees’ dependence (see also Bass 1998; Howell and Avolio 1992). Both types of leaders engage in transformational S. C. Schuh Institute of Psychology, Goethe University Frankfurt, Frankfurt, Germany X. Zhang (&) � P. Tian Antai College of Economics and Management, Shanghai Jiao Tong University, 535 Fahua Zhen Road, Shanghai 200052, China e-mail: [email protected] 123 J Bus Ethics (2013) 116:629–640
  • 5. DOI 10.1007/s10551-012-1486-0 leadership. However, as Bass and Steidlmeier (1999) noted, it is likely that their contradicting (altruistic versus self-focused) goals will also surface in their leadership behaviors. Whereas the distinction between morally good and bad transformational leadership has contributed to a more bal- anced perspective on this leadership style, an essential aspect has been largely overlooked: followers’ reactions to these two types of leaders. Specifically, it has remained unclear whether and how altruistic versus self-focused behaviors of transformational leaders affect their follow- ers’ in-role and extra-role efforts. However, this seems to be a crucial question given the profound influence of transformational leaders on followers’ reactions (Bass 2008) and the fact that the success of organizations strongly depends on their employees’ performance
  • 6. (Podsakoff et al. 2009). Therefore, the purpose of this study was to build and examine a model that details the inter- active relation between transformational leadership and altruistic as well as self-focused leadership behaviors. In doing so, we draw on attribution theory, which provides an overarching framework to explain followers’ reactions to the perceived intentions of their leader (Dasborough and Ashkanasy 2002). Specifically, given the often unconven- tional nature of transformational leadership behaviors, we propose that followers will seek for signals that may reveal the intentions of their leader. Accordingly, we expect that the effects of moral and authoritarian behaviors on fol- lowers’ in-role and extra-role efforts will be particularly pronounced for transformational leaders compared to non- transformational leaders. With this focus, this study contributes to the literature in two ways: First, whereas the ethical and unethical sides of transformational leadership have often been discussed, they
  • 7. have received little attention in empirical research. How- ever, the double-edged nature of transformational leader- ship seems to be a crucial aspect to understand followers’ responses to their leader and, consequently, for the future development of transformational leadership theory. Sec- ond, the study extends existing research by providing an integrative model of different leadership behaviors. As Bass and Steidlmeier (1999) noted, it is unlikely that leaders exclusively engage in one type of leadership behavior (e.g., transformational leadership)—the behav- ioral repertoires of most leaders go beyond one particular style and include additional behaviors. Surprisingly, few studies have addressed this rather intuitive aspect despite several calls for integrative studies of different leadership styles (Casimir 2001; Kerr et al. 1974; Kirkpatrick and Locke 1996). Indeed, to foster a better understanding of the leadership process, it seems to be essential to consider how different leadership behaviors interact in affecting follow-
  • 8. ers’ reactions (De Cremer 2006). The Double-Edged Nature of Transformational Leadership The transformational leadership model has had a tremen- dous influence on the modern understanding of leadership effectiveness. Since its introduction by Burns (1978), leadership researchers have identified several behaviors that are representative for this leadership style. Perhaps the most characteristic one is the articulation of a compelling vision (Bass 1985; Podsakoff et al. 1990). This behavior refers to leaders who voice an appealing picture for the future of the organization and who inspire their followers by identifying attractive opportunities for the group. In doing so, they show a strong sense of purpose and they enthuse followers by using persuasive and image-based rhetoric (Emrich et al. 2001). Another behavior that is strongly associated with transformational leadership is charismatic role modeling
  • 9. (Bass 1985; Kark and van Dijk 2007). In that, transfor- mational leaders do not only influence their followers through convincing communication, they also ‘‘walk the talk’’. These leaders provide a charismatic model of appropriate and expected behavior and, in doing so, they take personal risks to show their conviction (Podsakoff et al. 1990). In addition, transformational leaders encour- age their subordinates to collaborate in their work and to jointly strive toward the same goal (Shamir et al. 1993). They create a sense of identification among subordinates, which supports the acceptance of their vision. Numerous studies have examined transformational leadership behaviors and have indicated their effectiveness in directing followers’ efforts (Judge and Piccolo 2004). However, one of the vexing aspects of these behaviors is that they seem to be open to pursue morally good and bad goals (Price 2003). For example, the skills of communi- cating a compelling vision and leading by example can be
  • 10. used to motivate followers toward collectively benefitting ends. However, they can also be applied to foster the power and status of the leader. As Carey (1992) aptly noted, ‘‘the gifts of charisma, inspiration, consideration, and intellec- tual strength [can be readily] abused for the self-interest of the leader’’ (p. 232). Building on these observations, diverse aspects of the dark side of transformational leadership have been dis- cussed including undesirable personality traits that may be associated with transformational behaviors (e.g., narcis- sisms, Machiavellianism, psychopathy, and the need for personalized power; Conger and Kanungo 1998; Khoo and Burch 2008), transformational leaders’ values and ability for moral reasoning (Groves and LaRocca 2011; Turner et al. 2002; also see Du et al. 2012), and leaders’ emotions as cues for their motives (Dasborough and Ashkanasy 2002). Perhaps the most influential account has been 630 S. C. Schuh et al.
  • 11. 123 provided by Bass and Steidlmeier (1999) who differenti- ated two types of transformational leaders: (a) authentic transformational leaders, who focus on altruistic goals and the common good and whose behavior ‘‘is characterized by high moral and ethical standards’’ (p. 191) and (b) pseudo- transformational leaders who are primarily concerned with their own status and authority and who ‘‘seek power and position even at the expense of their followers’ achieve- ments’’ (p. 187). As the authors emphasized, a fundamental difference between these two types of leaders lies in their intentions guiding their actions. Whereas authentic trans- formational leaders focus on altruistic goals that promote the common good, pseudo-transformational leaders are guided by self-centered motives. Transformational Leadership and Followers’ Attributions
  • 12. Given that transformational behaviors seem to be equivocal with regard to leaders’ intentions, followers will have to focus on additional cues if they strive to understand their leaders’ motives (Dasborough and Ashkanasy 2002). As attribution theory emphasizes, individuals seek out signals and information that reveal the intentions behind behaviors (Allen and Rush 1998). The theory posits that individuals experience a desire to make sense of other peoples’ motives because understanding why someone acts in a certain way reduces uncertainty and allows predicting future events (Wong and Weiner 1981). This seems to be particularly crucial in the leader–follower relationship given that followers depend on their leaders to get access to desired resources (e.g., the assignment of tasks, bonuses, promotion decisions etc.; Pittman and D’Agostino 1985). Importantly, attributions about another person’s behaviors strongly affect how people evaluate and react to this person (Dasborough and Ashkanasy 2002). As past research
  • 13. shows, reactions to presumably altruistic deeds consider- ably differ from responses to seemingly self-focused actions (Eastman 1994; Grant et al. 2009). Specifically, these studies suggest that one and the same behavior (e.g., proactivity) can elicit positive or negative reactions depending on the motives that seem to underlie this behavior. Similarly, subordinates’ reactions will hugely differ when they assume that their leader assigned a task to foster the good of the collective or when they feel that they are being used for the personal benefit of the leader (Dienesch and Liden 1986). Although making attributions about other people’s behaviors is a central aspect of social life, it is a core premise of attribution theory that not all social events trigger attributions (Pyszczynski and Greenberg 1981). Specifically, if a social event meets people’s expectations, individuals generally refrain from causal analysis (Hastie 1984). Under these circumstances a search for further
  • 14. explanations would imply a rather inefficient allocation of cognitive resources. Conversely, unexpected and uncon- ventional behaviors tend to trigger sense-making processes and attributional explanations. These are beneficial to adapt predictions about future behaviors and events (Wong and Weiner 1981). Drawing on this reasoning, it has repeatedly been noted that transformational leadership behaviors are particularly likely to elicit attributional search among subordinates (Bass 2008; Conger and Kanungo 1998; Van Knippenberg and Van Knippenberg 2005). The central reason for this is seen in the often unconventional nature of transformational leadership behaviors (Shamir et al. 1993). For instance, in providing direction for their team, transformational leaders develop an elaborate visionary message instead of focusing on short-term goals (Bass 1985). In doing so, they tend to use metaphoric language and symbols to convey their message to the group whereas non-transformational leaders
  • 15. may largely rely on numbers and facts (Kark and van Dijk 2007). Moreover, transformational leaders often show positive emotions and even enthusiasm in communicating with their employees whereas less charismatic leaders merely use a factual tone in talking to their subordinates (Avolio et al. 2004). In line with these examples, trans- formational leadership behaviors are often described as extraordinary (Shamir et al. 1993) and, consequently, they are likely to foster employees’ search for signals that may reveal their leaders’ intentions (Berscheid et al. 1976). In making sense about transformational leaders’ inten- tions, two kinds of behaviors seem to be particularly informative: moral and authoritarian leadership behaviors. Indeed, following Bass and Steidlmeier’s (1999) analysis, these behaviors seem to be representative for authentic transformational and pseudo-transformational leaders given their focus on altruism and the common good (i.e., moral leadership) and on personalized power and status
  • 16. (i.e., authoritarian leadership), respectively. Following this lead, the following discussion elaborates on the interplay between transformational leadership and these leadership behaviors. Interactive Effects of Transformational and Moral Leadership Moral leadership has been defined as an essentially altru- istic leadership behavior (Cheng et al. 2000; Pellegrini and Scandura 2009). It comprises behaviors that depict superior personal virtues and selflessness. In that, the primary focus of moral leadership behaviors is the common good and moral leaders use the authority of their position to benefit Interactive Effects of Transformational Leadership 631 123 the collective (Cheng et al. 2004). Moreover, moral leaders tend to actively refrain from using their power for personal gains. For example, they do not use personal relationships,
  • 17. dependencies, and back-door practices. Rather they forgo personal privileges to benefit the group (Cheng et al. 2000). Such selfless behaviors are regarded as a strong signal for the group-oriented and altruistic intentions of the leader (Van Knippenberg and Van Knippenberg 2005). Indeed, acting in a selfless or even self-sacrificing way is perhaps one of the most direct ways to demonstrate one’s com- mitment to the collective and its welfare. This is because these behaviors are costly to the individual as they either involve direct negative consequences (e.g., a higher workload) or the abandonment of positive consequences and privileges (e.g., the right to a spacious office). According to attribution theories’ principle of augmenta- tion (Kelley 1973), followers tend to perceive selfless behaviors as a sign for the sincerity of their leaders’ group- oriented intentions. Specifically, these selfless acts con- tribute to followers’ trust in the leader and their conviction in their leader’s concern for the common good (Van Lange
  • 18. et al. 1997). In line with this view, previous research has found a positive relationship between leaders’ selfless behaviors and followers’ perceptions of leaders’ focus on the collective (Van Knippenberg and Van Knippenberg 2005). Importantly, as the results further revealed, this relation was particularly pronounced if followers had been uncertain about their leaders’ motives. The extent to which a leader’s actions are perceived as altruistically motivated also tends to have a strong impact on followers’ reactions (De Cremer 2006). Under these circumstances, followers are particularly likely to engage in in-role and extra-role efforts (Van Knippenberg and Van Knippenberg 2005). There are several reasons for this: First, altruistic behaviors tend to create a felt obligation to reciprocate in order to equalize the exchange relationship (Gouldner 1960). Based on the norm for reciprocity, fol- lowers are expected to do as is done to them. A failure to do so is likely to harm the relationship with their supervisor
  • 19. (Dienesch and Liden 1986). Second, a leader, in most instances, is the linking pin between the organization and the employees (Levinson 1965). Accordingly, if a leader is perceived to act in a moral and altruistic way, this should positively affect followers’ motivation to engage in in-role and extra-role efforts, which in turn, benefits the organi- zation. Third, it has been argued that engaging in behaviors that are personally costly fosters leaders’ influence on followers (Yorges et al. 1999). These behaviors are per- ceived as motivated by sincerity and conviction. Conse- quently, altruistic leadership behaviors should be apt in fostering followers’ efforts for the collective. Integrating these insights with our earlier discussion, we expect that signaling group-oriented intentions should be particularly effective if a leader also engages in transfor- mational leadership behaviors. Given that transformational behaviors do not reveal leaders’ intentions, followers will search for additional cues to discern their leaders’ motives
  • 20. (Dasborough and Ashkanasy 2002). Even more impor- tantly, due to the often unconventional nature of their behaviors, transformational leaders attract considerable attention (Bass 2008; Conger and Kanungo 1998). These behaviors promote attribution processes to make sense of these actions and subordinates will seek out additional signals that reveal their leaders’ intentions (Berscheid et al. 1976). Accordingly, the influence of moral leadership behaviors on followers’ reactions should be particularly pronounced for transformational leaders. Lowly transfor- mational leaders, on the other hand, tend to be perceived as rather conventional (Bass 2008). They tend to act in line with followers’ expectations and, therefore, should attract fewer efforts to make sense of their leadership behaviors. As a consequence, followers’ responses to moral leadership behaviors of non-transformational leaders should be weaker than for transformational leaders. We propose: Hypothesis 1 Transformational leadership and moral
  • 21. leadership interact in predicting followers’ in-role and extra-role performance. The more a leader engages in transformational behaviors, the stronger the positive asso- ciation between moral leadership and followers’ in-role and extra-role performance. Interactive Effects of Transformational and Authoritarian Leadership In contrast to moral leadership that builds on the authority of the leadership position to benefit the collective, authoritarian leaders use the power-asymmetry between leaders and followers to assure personal dominance and to centralize control (Tsui et al. 2004). Specifically, authoritarian leadership has been defined as ‘‘leader’s behavior that asserts absolute authority and control over subordinates and [that] demands unquestionable obedience from subordinates’’ (Cheng et al. 2004, p. 91). In that, authoritarian leadership behaviors emphasize unilateral decision-making through the leader and strive to maintain
  • 22. the distance between the leader and his or her followers (Aryee et al. 2007). These behaviors assure the leader’s authority over the direction of the group and grant him or her full control over desired outcomes and resources. As Bass and Steidlmeier’s (1999) suggested, these behaviors are particularly characteristic of pseudo-transformational leaders. Specifically, the authors noted that, ‘‘pseudo- transformational leaders will welcome and expect blind obedience. They will attempt to enhance their personal 632 S. C. Schuh et al. 123 status by maintaining the personal distance between themselves and their followers (p. 189)’’. Absolute power has often been associated with abuse and leaders’ quest for personal benefits (Sivanathan et al. 2008). In line with this view, authoritarian leadership behavior has been related to leaders’ self-centered motives.
  • 23. Specifically, previous research has linked these behaviors to leaders’ need for personalized power (Aryee et al. 2007), Machiavellianism (Kiazad et al. 2010), psychopathy (Khoo and Burch 2008), and narcissism (Conger and Kanungo 1998). Moreover, several scholars have proposed that authoritarian leadership behaviors signal a strong disregard for the interests and perspective of their subordinates (Chan et al. 2012; De Cremer 2006). For example, authoritarian leaders tend to ignore followers’ suggestions and discount their contribution (Aryee et al. 2007). As Chan et al. (2012) noted, subordinates are likely to perceive these authoritarian behaviors as signs of disrespect, devaluation and, accordingly, as indicators for the self-centeredness of their leaders. Consistent with this view, previous research found that authoritarian leadership was negatively related to follow- ers’ perceptions of leaders’ selflessness (De Cremer et al. 2004). More importantly, this behavior is likely to under-
  • 24. mine followers’ efforts for the collective: First, based on social exchange principles, authoritarian leadership behaviors tend to trigger retaliatory responses (Blau 1964). Followers who perceive their leaders as disrespecting and devaluating their interests will try to resist their influence and tend to withhold beneficial work behaviors (Harris et al. 2007). Second, as leaders represent the organization (Levinson 1965), their actions often directly affect fol- lowers’ behavior toward the organization. Consequently, if leaders are perceived as belittling their followers’ interests, this is likely to deteriorate followers’ motivation to engage in in-role and extra-role efforts for the organization (Aquino et al. 1999). Third, self-focused behaviors of a leader also seem to reduce his or her influence on followers (Tepper et al. 2001; Yorges et al. 1999). Under these cir- cumstances, subordinates are more likely to focus on their own interests and their investment in group-oriented activities will be reduced. Accordingly, they should be less
  • 25. likely to engage in in-role and extra-role efforts. Drawing on the attributional reasoning developed above, we expect that the detrimental effects of authoritarian leadership should be particularly pronounced for transfor- mational leaders. Given the unconventional nature of their behaviors, subordinates will draw on additional signals to understand their leaders’ intentions (Berscheid et al. 1976). Conversely, the negative influence of authoritarian behav- iors should be less pronounced for less transformational leaders as they attract less attributional search (Bass 2008). We propose: Hypothesis 2 Transformational leadership and authoritar- ian leadership interact in predicting followers’ in-role and extra-role performance. The more a leader engages in trans- formational behaviors, the stronger the negative association between authoritarian leadership and followers’ in-role and extra-role performance. Method
  • 26. Procedure and Participants We tested our hypotheses in a sample of 228 individuals representing 114 subordinate–supervisor dyads. Partici- pants were recruited among employees enrolled in a part- time MBA program at a University in Eastern China. Participants completed the subordinate questionnaire in class. Furthermore, they provided contact information of their supervisors. A survey was sent to each supervisor together with a pre-stamped, self-addressed envelope, and a cover letter. The cover letter stated that one of their subordinates, whose name was printed on the letter, had participated in a management study and had identified the addressee as the referent for performance ratings. Super- visors and subordinates were assured that their data would be kept fully confidential and used for scientific purposes only. Of 145 subordinates who were invited, 129 participated for a response rate of 89.0 %. Of the 129 supervisors, who
  • 27. were contacted, 114 participated for a response rate of 88.4 %. Fifty-four percent of the subordinates were male; their average age equaled 30.12 years (SD = 3.31). They worked in various organizations throughout China repre- senting a wide range of industries with the most frequent being industrial production (17 %), banking and finance (14 %), and informational technology (13 %). Average work experience equaled 4.85 years (SD = 3.00). Sixty- nine percent of supervisors were male and their average age equaled 38.85 years (SD = 7.34). Chi-square and t tests did indicate no significant differences in demo- graphic variables between subordinates whose supervisors responded and those whose supervisors did not respond, alleviating concerns about systematically missing data. Measures All variables were measured with established scales developed in previous studies. Subordinates provided rat- ings of their leaders’ transformational, moral, and
  • 28. authoritarian leadership behaviors. Subordinates’ in-role and extra-role performance was rated by their supervisors. Unless otherwise noted, items were rated on a 7-point scale ranging from 1 = totally disagree to 7 = totally agree. Interactive Effects of Transformational Leadership 633 123 The original language of the scales on transformational leadership, in-role performance, and extra-role perfor- mance is English. To ensure translation equivalence, these scales were translated into Chinese and then back-trans- lated into English by two researchers individually both proficient in Chinese and English. The comparisons between the original and the back-translated scales indi- cated translation equivalence of both versions. Transformational Leadership We measured transformational leadership with Podsakoff et al.’s (1990) twelve-item core-transformational leader-
  • 29. ship scale, which has widely been used in previous studies (e.g., Bettencourt 2004; Jung et al. 2009). Sample items are: ‘‘My supervisor inspires others with his/her plans for the future’’ and ‘‘My supervisor leads by ‘doing,’ rather than simply by ‘telling’’’ (a = .94). Moral Leadership We measured moral leadership with the scale by Cheng et al. (2000). This scale was developed in Chinese and has repeatedly been used in prior research (Pellegrini and Scandura 2009; see Cheng et al. 2004 for the English version). Sample items are: ‘‘My supervisor uses his/her authority to seek special privileges for himself/herself (reversed)’’ and ‘‘My supervisor does not take advantage of me for personal gain’’ (a = .90). Authoritarian Leadership To measure authoritarian leadership, we used a scale also developed by Cheng et al. (2000). The original language of the scale is Chinese; it has been repeatedly used in previous
  • 30. studies (e.g., Chan et al. 2012; see Cheng et al. 2004 for the English version). Sample items are: ‘‘My supervisor asks me to obey his/her instructions completely’’ and ‘‘My supervisor determines all decisions in the organization whether they are important or not’’ (a = .81). In-Role Performance As in prior research (Kacmar et al. 2009; Tepper et al. 2011), supervisors evaluated followers’ performance using five items adopted from Wayne and Liden (1995). In contrast to the other scales of this study, each of the five items was anchored with an individual description corre- sponding to the question asked (e.g., ‘‘strongly agree’’ or ‘‘outstanding’’). Sample items are: ‘‘This subordinate is superior to other subordinates that I have supervised before’’ and ‘‘Rate the overall level of performance that you observe for this subordinate’’ (a = .90). Extra-Role Performance Supervisors also rated followers’ extra-role behavior. They
  • 31. answered the nine-item scale by Janssen (2001). The items focus on innovative work behavior, a central aspect of extra-role effort (Podsakoff et al. 2000). The scale has repeatedly been used (Pieterse et al. 2009). Sample items are: ‘‘This subordinate mobilizes support for innovative ideas’’ and ‘‘This employee introduces innovative ideas into the work environment in a systematic way’’ (a = .95). Control Variables In line with the previous research (e.g., Schuh et al. 2012), we controlled for supervisors’ and followers’ age and gender because demographic characteristics can be related to leadership behaviors and their perception (e.g., Bass et al. 1996; Eagly et al. 2003). Results Means, standard deviations, and correlations for all vari- ables are displayed in Table 1. Validity Analyses To ensure that the concepts of our study were empirically
  • 32. distinct, we conducted a series of confirmatory factor analyses (CFAs). Results showed that our measurement model assuming five factors (transformational leadership, moral leadership, authoritarian leadership, in-role perfor- mance, and extra-role performance) fit the data well (v2 = 1057.44, df = 619, CFI = .96, NNFI = .96, RMSEA = .08). We compared this model to three plau- sible alternative models: (a) a two-factor model combining all leadership variables in one and all supervisor-rated outcome variables in a second factor, (b) a three-factor model combining moral and authoritarian leadership in one factor, in-role and extra-role behavior in a second factor while transformational leadership represented the third factor, and (c) a four-factor model combining moral and authoritarian leadership in one factor while all other vari- ables built individual factors. All three alternative models fit the data significantly worse than the measurement model (two-factor model: v2 = 1758.04, df = 628; CFI = .90, NNFI = .90, RMSEA = .13; Dv2 = 700.60, p .001; three-factor model: v2 = 1452.90, df = 626, CFI = .92,
  • 33. NNFI = .92, RMSEA = .11; Dv2 = 326.4, p .001; four-factor model: v2 = 1278.87, df = 623, CFI = .94, NNFI = .94, RMSEA = .10; Dv2 = 221.43, p .001). 634 S. C. Schuh et al. 123 Hypotheses Tests To test our hypotheses, we conducted hierarchical regres- sion analyses. In the first step, we entered the control variables followed by transformational leadership, moral leadership, and authoritarian leadership. We then added the interaction terms. Following Aiken and West (1991), all variables were standardized prior to analysis and the interaction terms were calculated based on the standardized scores. Table 2 shows the results of our analyses. Of greatest importance and in line with Hypothesis 1, the interaction between moral leadership and transformational leadership predicted followers’ in-role (b = 18, t = 2.60, p .05) and extra-role efforts (b = .18, t = 2.02, p .05). To
  • 34. examine the nature of these interactions, we conducted simple slope analyses (Aiken and West 1991) and esti- mated the relations between moral leadership and in-role and extra-role performance at low (1 SD below the mean) and high (1 SD above the mean) levels of transformational leadership. In line with Hypothesis 1, the relations between leaders’ moral behaviors and subordinates’ in-role and extra-role efforts were positive and significant for employees who experienced their leaders as highly trans- formational (b = .45, t = 3.26, p .01 and b = .36, t = 2.10, p .05, respectively) and not significant for those followers who perceived their leaders as lowly transformational (b = .08, t = .67, p [ .50 and b = .01, t = .05, p [ .96, respectively). Figure 1a, b shows the interactions based on the simple slopes. Providing support for Hypothesis 2, the interaction between authoritarian leadership and transformational leadership predicting followers’ in-role and extra-role efforts was also significant (b = -.23, t = -3.18, p .01 and b = -.24, t = -2.60, p .05, respectively). Fur- thermore, simple slope tests revealed that the relations
  • 35. between leaders’ authoritarian behaviors and subordinates’ in-role and extra-role efforts were significant and negative for employees who experienced their leaders as highly transformational (b = -.38, t = -3.35, p .01 and b = -.36, t = -2.48, p .05, respectively) and not sig- nificant for those followers who perceived their leaders as lowly transformational (b = .07, t = .65, p [ .51 and b = .11, t = .79, p [ .42, respectively). The interactions are shown in Fig. 2a, b. Discussion Building on Bass and Steidlmeier’s (1999) differentiation between authentic transformational leadership and pseudo- transformational leadership, we set out to answer the question whether transformational leadership interacts with moral and authoritarian leadership behaviors in predicting followers’ in-role and extra-role efforts. Building on attri- bution theory, we hypothesized that the positive and neg- ative effects of these leadership behaviors would be particularly pronounced for highly transformational leaders given that this leadership style elicits strong attention and
  • 36. sense-making efforts among followers. In line with our hypotheses, results revealed that moral and authoritarian leadership behaviors, indeed, had a stronger relationship with employees’ in-role and extra-role efforts for trans- formational leaders. In contrast, these leadership behaviors did not affect followers’ reactions to non-transformational leaders. These findings add to the literature in several ways: First, whereas ethical aspects of transformational lead- ership have attracted considerable attention, very little is known about followers’ reactions to moral and immoral conduct of transformational leaders. This study sought to addresses this gap. Our findings suggest that Table 1 Descriptive statistics: means, standard deviations, and zero-order correlations Variable M SD 1 2 3 4 5 6 7 8 9 1. Follower gender a - - -
  • 37. 2. Follower age 30.12 3.31 -.25** - 3. Supervisor gender a - - .10 -.14 - 4. Supervisor age 38.85 7.34 -.02 .04 .02 - 5. Moral leadership 4.63 1.02 .11 -.11 .19* .05 .90 6. Authoritarian leadership 3.23 1.07 -.14 -.17 -.01 -.02 -.42*** .81 7. Transformational leadership 5.11 .96 -.02 -.03 -.09 -.05 .63*** -.36** .94 8. In-role performance 5.57 .89 .12 .08 .14 .18 .29** -.28** .10 .90 9. Extra-role performance 5.10 1.07 .03 .16 .06 .22* .15 -.18 .04 .66*** .95 Note. N = 114 supervisors and 114 subordinates a 0 = male; 1 = female * p .05; ** p .01; *** p .001; two-tailed Interactive Effects of Transformational Leadership 635 123
  • 38. transformational leadership behaviors can intensify the positive effects of altruistic (i.e., moral) leadership behaviors on followers’ in-role and extra-role efforts. Importantly, however, they also enhanced the adverse consequences of self-centered (i.e., authoritarian) leader- ship behavior with regards to followers’ reactions. In contrast, no such effects were found for non-transforma- tional leaders. These findings are in line with the notion that followers of transformational leaders strive to make sense of their leaders’ transformational behaviors and, accordingly, are sensitive to additional signals that reveal their leaders’ intentions (Berscheid et al. 1976). Moreover, they shed initial light on the differential effects of authentic versus pseudo-transformational leadership. Specifically, these findings indicate that transformational leadership behaviors do not automatically foster followership but also can diminish followers’ compliance. This seems to be an important finding given that it contradicts the commonly
  • 39. held assumption that transformational leadership is quasi inherently effective. In that, it may prove beneficial for the future development of transformational leadership theory as it may help to delineate the contingencies that determine the effectiveness of transformational leaders. Second, by building and testing an integrative model of different theories, our study provides a fresh perspective on the effects of leadership. Although it appears to be a rather intuitive insight that most leaders’ behaviors do not exclusively fall into one theoretical category (e.g., trans- formational leadership) and despite several calls for a theoretical integration of different leadership theories (Casimir 2001; De Cremer 2006; Kerr et al. 1974; Kirk- patrick and Locke 1996), very little is known about the joint effects of different leadership styles. Indeed, the majority of leadership research to date has focused on main effects and on contingencies with context and follower variables (Bass 2008). However, a multidimensional
  • 40. approach to leadership, integrating different leadership models, seems to provide beneficial insights for under- standing leaders’ effects on followers. Specifically, our findings suggest that the influence of moral and authoritarian leadership behaviors increases with the degree to which leaders are perceived as being transfor- mational. This important insight has largely been masked by the unidimensional approach to leadership applied in most previous studies. Third, on a conceptual level, this article may also con- tribute to a better understanding of the nature of authentic versus pseudo-transformational leadership. Whereas this distinction has been frequently cited, previous research has largely refrained from elaborating on the specific behaviors that characterize these two leadership types. Building on Bass and Steidlmeier’s (1999) work and the wider leader- ship literature, we developed the argument that it is merely the interplay of transformational leadership behaviors with
  • 41. Table 2 Hypothesis tests: results of hierarchical regression analyses Hypothesis 1 Hypothesis 2 In-role performance Extra-role performance In-role performance Extra-role performance b SE t b SE t b SE t b SE t Controls Follower gender a .08 .08 .94 .04 .10 .40 .08 .08 .95 .04 .10 .40 Follower age .06 .08 .73 .14 .11 1.36 .08 .08 .93 .16 .10 1.52 Supervisor gender a .06 .08 .70 .03 .10 .25 .05 .08 .65 .02 .10 .20 Supervisor age .14 .08 1.77 .22 .10 2.23* .18 .08 2.28* .26 .10 2.65** Moral leadership .27 .11 2.40* .18 .14 1.33 .31 .11 2.78** .23 .14 1.65 Authoritarian leadership -.20 .09 -2.15* -.16 .11 -1.42 -.16 .09 - 1.76 -.12 .11 -1.10 Transformational leadership -.04 .11 -.37 -.02 .13 -.14 -.07 .10 - .70 -.05 .13 -.38
  • 42. Interactions Moral leadership 9 transformational leadership .18 .07 2.60* .18 .09 2.02* Authoritarian leadership 9 transformational leadership -.23 .07 -3.18** -.24 .09 -2.60* DR2 interaction .05* .04* .07** .06* R 2 .22** .15* .24* .17* Note. N = 114 supervisors and 114 subordinates a 0 = male; 1 = female * p .05; ** p .01; two-tailed 636 S. C. Schuh et al. 123 moral and authoritarian leadership behaviors that lies at the
  • 43. heart of authentic and pseudo-transformational leadership, respectively. This notion rests on and integrates three important insights: (a) the observation that transforma- tional leadership behaviors are morally neutral (Price 2003), (b) the notion that most leaders’ behavioral reper- toires exceed one particular leadership style and comprise additional behaviors (Casimir 2001; De Cremer 2006), and (c) the conceptualization of authentic transformational and pseudo-transformational leadership as serving the interests of the collective versus the power and status of the leader (Bass and Steidlmeier 1999). Given that identifying the behaviors of authentic and pseudo-transformational lead- ership is essential to further understand these two leader- ship types, we hope that our reasoning will stimulate and contribute to future discussions of the morality of trans- formational leaders. Limitations and Future Research In discussing important limitations of this study, we also
  • 44. want to point out potential directions for future research. The first limitation is the cross-sectional nature of our data. However, although this design, which the present research shares with most studies in the organizational domain, does not allow for a test of causality, we believe that there are robust arguments for the assumption of leadership behavior affecting followers’ reactions. Indeed, although we acknowledge that at times influence in organizations may weave its influence from the bottom to the top, it appears plausible to assume that the predominant direction of influence follows the direction of formal power. This view parallels theoretical accounts (e.g., upper echelon theory; Hambrick and Mason 1984) and has been supported in 4.4 4.6 4.8 5.0 5.2
  • 46. Leadership Low Transformational Leadership High Transformational Leadership Low Transformational Leadership High Transformational Leadership a b Fig. 1 a Interaction between transformational leadership and moral leadership in predicting subordinates’ in-role performance. b Interac- tion between transformational leadership and moral leadership in predicting subordinates’ extra-role performance 4.4 4.6 4.8 5.0 5.2 5.4 5.6
  • 47. 5.8 6.0 Low Authoritarian Leadership High Authoritarian Leadership Low Transformational Leadership High Transformational Leadership 4.4 4.6 4.8 5.0 5.2 5.4 5.6 5.8 6.0 Low Authoritarian Leadership
  • 48. High Authoritarian Leadership Low Transformational Leadership High Transformational Leadership a b Fig. 2 a Interaction between transformational leadership and authoritar- ian leadership in predicting subordinates’ in-role performance. b Inter- action between transformational leadership and authoritarian leadership in predicting subordinates’ extra-role performance Interactive Effects of Transformational Leadership 637 123 empirical studies (Jung and Avolio 2000; Kirkpatrick and Locke 1996). Nevertheless, we agree that concerns related to causality should not be lightheartedly discarded and certainly be addressed in future studies. The second concern may be related to the fact that our
  • 49. research was conducted in Mainland China. Accordingly, it can be questioned whether Western leadership models also apply in other cultures. However, from a theoretical per- spective it has been posited that the transformational leadership model transcends cultural borders (Bass 2008) and, in line with this reasoning, previous research has supported the validity of the transformational leadership model across cultures (Chen et al. 2007; Walumbwa et al. 2005). These findings may reflect the fact that in the pro- cess of opening to global markets many Chinese organi- zations have adopted Western management concepts (Lin et al. 2001). Nonetheless, as our study is the first to dem- onstrate the interactive effects of transformational leader- ship with moral and authoritarian leadership behaviors, we encourage future research to test these interactions in additional cultural contexts. Another promising avenue for future research seems to lie in testing whether our theoretical model also applies to
  • 50. additional important employee outcomes. Whereas for an initial test of a model other-rated in-role and extra-role performance are often regarded as the gold standard, the explanatory power of the interactions among transforma- tional, moral, and authoritarian leadership may go beyond these dependent variables. For instance, it appears to be worthwhile to examine whether this model also generalizes to indicators of employees’ ethical conduct (e.g., whistle blowing, organizational deviance) and employee health (e.g., exhaustion, absenteeism). Future research may also extend the present model by considering leaders’ personality traits. Particularly, the dark side of leaders’ personality has recently emerged as a promising field of research linking leaders’ traits to unfa- vorable employee outcomes (Gudmundsson and Southey 2011; see also Boddy 2011). Most relevant in this context are the traits of narcissism, Machiavellianism, and psy- chopathy, termed as the ‘‘dark triad of personality’’, which
  • 51. relates to callous-manipulative behavior in interpersonal relationships (Jones and Paulhus 2010; Paulhus and Wil- liams 2002; Rauthmann 2012). By integrating these traits with the present model, pseudo-transformational leadership may emerge as an important mediator that links the dark side of leaders’ personality and undesirable employee outcomes. Finally, future research may also follow the lead of this study and examine the interactive effects of transforma- tional leadership with additional leadership behaviors. In view of the present findings, we believe that examining the contingencies of different leadership behaviors can significantly advance the understanding of leadership effectiveness. We hope that this neglected field of study will attract considerable attention in future research. Practical Implications and Conclusion Our findings also bear valuable insights for practice. Spe- cifically, the interaction of transformational leadership with
  • 52. moral and authoritarian leadership suggests that particular caution is required with regards to leadership selection, training, and compensation. Whereas previous research has suggested that organizations should promote transforma- tional leadership (e.g., Liao and Chuang 2007), our findings add yet another consideration: It appears to be equally important to implement practices targeted at enhancing moral leadership behaviors while reducing authoritarian conduct. Indeed, the pattern of our results suggests that focusing on transformational leadership while ignoring moral and authoritarian aspects may not only undermine efforts of promoting effective leadership but also result in negative consequences. When paired with low moral leadership or high authoritarian leadership subordinates’ showed least in- role and extra-role performance. Conversely, underlining the double-edged nature of this leadership style, transfor- mational leaders were also able to elicit the highest level of
  • 53. followers’ in-role and extra-role efforts—when they were perceived as moral or non-authoritarian behaviors. In light of these findings it appears crucial that organizations, including private and public organizations but also uni- versities and business schools, complement existing efforts in fostering transformational leadership with measures focusing on high morality and low authoritarianism. For instance, training programs discussing the importance of ethics, increasing awareness for moral conduct, and intro- ducing ethical role modeling may prove to be particularly effective (Mayer et al. 2009). Focusing on this and related approaches, organizations are likely to develop and sustain the virtues of (authentic) transformational leadership. Acknowledgments This research was supported by a fellowship of the Alexander von Humboldt-Foundation awarded to Sebastian C. Schuh. References Aiken, L. S., & West, S. G. (1991). Multiple regression: Testing
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  • 69. 25–37. Van Lange, P. A. M., Rusbult, C. E., Drigotas, S. M., Arriaga, X. B., Witcher, B. S., & Cox, C. L. (1997). Willingness to sacrifice in close relationships. Journal of Personality and Social Psychol- ogy, 72(6), 1373–1395. Walumbwa, F. O., Orwa, B., Wang, P., & Lawler, J. J. (2005). Transformational leadership, organizational commitment, and job satisfaction: A comparative study of Kenyan and U.S. financial firms. Human Resource Development Quarterly, 16(2), 235–256. Wayne, S. J., & Liden, R. C. (1995). Effects of impression management on performance ratings: A longitudinal study. Academy of Management Journal, 38(2), 232–260. Wong, P., & Weiner, B. (1981). When people ‘‘why’’ questions, and the heuristics of attributional search. Journal of Personality and Social, 40(4), 650–663. Yorges, S. L., Weiss, H. M., & Strickland, O. J. (1999). The
  • 70. effect of leader outcomes on influence, attributions, and perceptions of charisma. Journal of Applied Psychology, 84(3), 428–436. 640 S. C. Schuh et al. 123 Copyright of Journal of Business Ethics is the property of Springer Science & Business Media B.V. and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use. For the Good or the Bad? Interactive Effects of Transformational Leadership with Moral and Authoritarian Leadership BehaviorsAbstractThe Double-Edged Nature of Transformational LeadershipTransformational Leadership and Followers’ AttributionsInteractive Effects of Transformational and Moral LeadershipInteractive Effects of Transformational and Authoritarian LeadershipMethodProcedure and ParticipantsMeasuresTransformational LeadershipMoral LeadershipAuthoritarian LeadershipIn-Role PerformanceExtra- Role PerformanceControl VariablesResultsValidity AnalysesHypotheses TestsDiscussionLimitations and Future ResearchPractical Implications and ConclusionAcknowledgmentsReferences Teaching Implicit Leadership
  • 71. Theories to Develop Leaders and Leadership: How and Why It Can Make a Difference BIRGIT SCHYNS Durham University TINA KIEFER University of Warwick RUDOLF KERSCHREITER Freie Universität Berlin ALEX TYMON University of Portsmouth Implicit leadership theories (ILTs) are lay images of leadership, which are individually and socially determined. We discuss how teaching implicit leadership theories contributes to developing leaders and leaderships by raising self- and social awareness for the contexts in which leadership takes place. We present and discuss a drawing exercise to illustrate different implicit leadership theories and discuss the implications for leaders and leadership, with a particular focus on how leaders claim, and are granted, leader identities in groups. ............................................................................................... .........................................................................
  • 72. Day stated in 2001 that “the interest in leadership development seems to be at its zenith” (581), yet a decade later, interest in leadership and leadership development seems to be unbroken, both in aca- demia and, of course, in practice. This special edi- tion on teaching leadership serves as a further indicator of this interest. To date, most leadership literature focuses on leaders as such: their leader- related skills, personal characteristics, and behav- iors (e.g., transformational leadership; Bass, 1985; charismatic leadership, Conger & Kanungo, 1994; authentic leadership, Walumbwa, Luthans, Avey, Oke, 2009). Hence it is fair to deduce that the vast majority of the teaching and development is fo- cused on leader skills, characteristics, and behav- iors. This draws a distinction between leaders and other participants in the leadership process, such as followers. However—as Day (2001) pointed out—leadership is more than just a skill set of an individual, it has also been conceptualized as a social process. He differentiates “leader development” (focused on in- dividual skills) from “leadership development” (fo- cused on the wider relational or social context in which leadership takes place). As Iles and Preece (2006) argue, leader and leadership development are often seen as the same thing. They highlight the usefulness of differentiating between both types of development, arguing that self-awareness is a part of leader development and that social awareness is a facet of interpersonal competence for leadership development. Social awareness in- cludes, for example, empathy, service orientation, and developing others. Bolden and Gosling (2006)
  • 73. stress that this is an important part of leadership, arguing that leadership has to move from individ- ualistic to collective forms. The social context (leadership development) has � Academy of Management Learning & Education, 2011, Vol. 10, No. 3, 397–408. http://dx.doi.org/10.5465/amle.2010.0015 ............................................................................................... ......................................................................... 397 Copyright of the Academy of Management, all rights reserved. Contents may not be copied, emailed, posted to a listserv, or otherwise transmitted without the copyright holder’s express written permission. Users may print, download, or email articles for individual use only. received considerably less attention in research and practice than the individual leader (leader development). With respect to social context, gen- erally, there has been a call for more attention to the specific context in leadership development (see e.g., Liden & Antonakis’, 2009, call for leader- ship researchers to include followers’ influence on leaders in their research). We aim to address this gap here by focusing on both the individual leader and the social context in which leadership occurs. Specifically, we outline how leaders operate in social contexts that encompass different cognitive schemas about leaders and leadership, including their and their followers’ schemas. Therefore, one way of integrating social context into leader/lead-
  • 74. ership development is by addressing leaders’ and followers’ images of leaders in general or so-called implicit leadership theories. Implicit leadership theories are conceptualized as everyday images of what leaders are like in terms of traits and behav- iors (e.g., Offermann, Kennedy, & Wirtz, 1994; Schyns & Schilling, 2011). Therefore, implicit lead- ership theories, as theoretical constructs, focus on the social context in which leadership occurs. Teaching implicit leadership theories develops leaders and leadership by raising awareness of this social context and of one’s own implicit lead- ership theories and how they might or might not match the social context. The latter is vital for understanding interactions between leaders and followers in organizational settings. The reason for this is twofold: As De Rue and Ashford (2010) argue, a match between a person’s implicit leadership theories and his or her self-concept facilitates the taking on of a leader identity. At the same time, the acceptance of someone as a leader is only possible if there is a match between the implicit leadership theories of potential followers and their actual per- ception of that person. De Rue and Ashford call this process claiming and granting leader identity. However, implicit leadership theories are, by na- ture, not necessarily conscious to those who hold them. Therefore, we suggest that teaching implicit leadership theories through an awareness-raising exercise develops leaders and leadership by mak- ing these images more explicit and, thus, helping leaders and followers to better understand (a) how such implicit leadership theories develop and play out in the social context of leadership, and (b) how
  • 75. leader identities develop and are shaped. Consequently, our aim of this here is twofold: First, to introduce the theoretical underpinnings of implicit leadership theories and discuss how and why teaching implicit leadership theories can af- fect leaders and leadership. A particular focus lies on how leader identities are shaped. Second, we present an exercise that can be conducted in a teaching or training context, which aims to raise awareness of different implicit leadership theo- ries. We discuss how this exercise may help de- velop leaders and leadership in various contexts. To achieve this, we draw on Day’s differentiation between leader development and leadership de- velopment to analyze the usefulness of teaching implicit leadership theories, particularly the con- cepts of self-awareness and social awareness, as crucial elements in both leader and leadership development. At the same time, we integrate De Rue and Ashford’s (2010) notion of how a match between leaders’ and followers’ implicit leader- ship theories helps to shape leader identities. In the following, we first outline the background of implicit leadership theories before introducing an in-class exercise to illustrate how implicit lead- ership theories can be accessed and how raising awareness for different implicit leadership theo- ries can affect various partners in the leadership process. We then use the elements of the exercise to explain how and why teaching implicit leader- ship theories is important for practicing and teach- ing leadership.
  • 76. With the introduction of this exercise, we respond to Bell’s (2010) call for “evidence-based teaching” (7), that is, teaching that “includes current, impactful research in our classes” (7), and address what Burke and Rau (2010) call the research–teaching gap. We do this by providing one example of how to teach a heavily theoretical construct, based on very recent research. Teaching students,1 and thereby (future) leaders and followers, about im- plicit leadership theories serves a multiplier func- tion in that they can distribute the knowledge ac- quired in class into their organizations. UNDERSTANDING IMPLICIT LEADERSHIP THEORIES The concept of implicit leadership theories was first introduced by Eden and Leviatan (1975; see also Eden & Leviatan, 2005). They deduced the idea of implicit leadership theories from Schneider’s (1973) implicit personality theories. Implicit leader- ship theories are images that everyone holds about the traits and behaviors of leaders in gen- eral (e.g., Schyns & Meindl, 2005). Similar to stereo- types, implicit leadership theories serve to explain the other person’s behavior and also the observer’s 1 We use the term students here in the broadest sense. The exercise we outline, as well as its intended aims, are relevant for undergraduate and postgraduate students, but also for adult learners, such as those that are already in leadership positions. 398 SeptemberAcademy of Management Learning & Education
  • 77. reaction toward that person (Kenney, Schwartz- Kenney, & Blascovich, 1996; Schyns & Schilling, 2011). This means that when meeting or observing a “leader,” certain leader images are activated, and the behavior of this “leader” is interpreted in line with these images. For instance, research by Lord and colleagues (see Lord & Maher, 1993, for an overview) has shown that information about suc- cess influences the extent to which people are re- garded as leaderlike. This means that people men- tally connect success and leadership, and this connection feeds back into their perception of a “leader.” At the same time, Lord’s categorization theory (e.g., Lord, Foti, & de Vader, 1984) shows that implicit leadership theories can be categorized at hierarchical levels. On the superordinate level, the differentiation is between characteristics of lead- ers versus nonleaders; on the basic level, distinc- tions are made between different types of leaders (e.g., business vs. political leaders); and on the even less abstract, subordinate level, these leader prototypes are further specified (e.g., leaders of a certain political party). We know that implicit leadership theories de- velop early. Ayman-Nolley and Ayman (2005) con- ducted a study among children and found that they had no problem drawing a “leader,” or differenti- ating what they considered a typical leader. An- tonakis and Dalgas (2009) similarly showed that children already have implicit leadership theories. Research among adults confirms interindividual differences in implicit leadership theories (e.g., Felfe, 2005). These implicit leadership theories are also relatively stable when the context changes (Epitropaki & Martin, 2004). So, while on the one
  • 78. hand there is a distinct individual aspect to im- plicit leadership theories, on the other, cross- cultural research has shown that implicit leader- ship theories are influenced by culture (House, Javidan, Hanges, & Dorfman, 2002), thus highlight- ing a socially shared aspect of implicit leadership theories. The idea that implicit leadership theories func- tion similarly to stereotypes has prompted re- search on the influence of implicit leadership the- ories on the perception of actual leaders. More specifically, research assessing individuals’ im- plicit leadership theories has shown that the men- tal images individuals hold influence how they see a person labeled “leader,” including their own su- pervisors (Schyns, Felfe, & Blank, 2007; Shamir, 1992). For example, individuals who hold a roman- tic view of leaders, that is, those who overattribute company performance to leaders (cf. the romance of leadership model; Meindl, Ehrlich, & Dukerich, 1985) perceive their leader as more charismatic (Shamir, 1992). Together, these findings lead to the conclusion that the perception of actual leaders is not independent of the perceiver’s implicit lead- ership theories. To quote Cummings, “It has been said that leadership is like beauty—you know it when you see it” (2007: 143). From a practitioner’s perspective, leadership is taught because there is a belief that the behavior of leaders can be influenced to improve perfor- mance and output of organizations. However, re- search into implicit leadership theories casts doubt on whether this is the whole story, as it
  • 79. emphasizes the role of perceptional processes in the effect of leadership. Thus, traditional leader- ship trainings (or rather leader trainings), focusing on individual skills and behaviors, may have—at least to a certain extent— overly optimistic expec- tations placed upon them. At the very least, it should make us wonder whether the traditional leadership development concepts are sufficient in their focus on leader skills and behaviors and why we are not including more concepts and ideas that highlight the importance of the social context and leadership as a process. The knowledge of implicit leadership theories is still scarce in organizations; therefore, spreading the word about the implications of socially shaped perceptions due to implicit leadership theories and their implications seems vital. Teaching students at different levels can serve as a fast and easy way of transferring knowledge about implicit leader- ship theories into organizations. Knowledge about implicit leadership theories in turn can, and should, directly affect how leaders and followers are trained, assessed, and developed. In the fol- lowing, we outline an exercise useful for teaching leadership in different contexts. IMPLICIT LEADERSHIP THEORIES DRAWING EXERCISE The challenge of assessing implicit leadership theories (ILTs) is that they are, by definition, part of our implicit knowledge and, therefore, difficult to assess. To develop and raise self- and other awareness,2 the cognitive schema that are implicit leadership theories (Kenney et al., 1996) need to be
  • 80. “uncovered.” This appears difficult with conven- 2 Prior teaching exercises to raise self- and other awareness include one suggested by Mirvis (2008), where he describes how he takes executives out of their familiar context into extreme environments (e.g., taking leaders of a car company to inner- city orphanages) to raise their self- and other-awareness and to improve their dealing with diversity. Although not as extreme, our exercise has a similar goal. 2011 399Schyns, Kiefer, Kerschreiter, and Tymon tional methods (e.g., presenting ready-made case studies).3 In the following sections, we outline the aims and structure of the exercise, clarify some of the important contextual factors, and provide the- oretical arguments for its effectiveness before turn- ing to explaining the reasoning behind its features in more detail using three illustrating examples. The implicit leadership theories drawing exer- cise has three aims. First, to make individuals aware of their personal implicit leadership theo- ries, second to facilitate the negotiation of socially determined implicit leadership theories and, third, to help participants become aware of differences between implicit leadership theories in various so- cial contexts and discuss the implications for lead- ers and leadership. We thereby address several theoretical issues, namely, self-awareness of im- plicit leadership theories, social awareness of oth- ers’ implicit leadership theories, and awareness of how self- and other implicit leadership theories
  • 81. may or may not match and, ultimately, how this match influences the negotiation of leader identi- ties. This integrates Day’s (2001) differentiation be- tween leader and leadership development and De Rue and Ashford’s (2010) claiming and granting leader identities. The core of the exercise focuses on the leader versus nonleader differentiation and, thus, on the superordinate level of implicit leader- ship theories categories according to Lord et al. (1984). However, as we outline below, according to Lord and colleagues, it also can be adapted to more specific levels, that is, basic or subordinate levels of implicit leadership theories. The Exercise Explained We developed the implicit leadership theories drawing exercise in three parts of equal impor- tance, to address the above aims. Exhibit 1 shows the instructions. It consists of self-reflection (Part A) and two group exercise parts, consisting of a group discussion and a group drawing (Part B), and last, the presentation and discussion of the drawings in class (Part C). First, before starting the drawing, each student reflects on images of leaders. The aim is to start the reflective process and is self-centered, thus focusing on self-awareness. In the second part, when working on the group drawing, the discus- sion that is necessary to get the drawing started helps students realize how their ideas about lead- ers are similar to, or different from, others’ leader images, tapping into both self-awareness (in the sense that one’s implicit leadership theories differ
  • 82. from others’ implicit leadership theories) and so- cial awareness (knowledge about what others’ im- plicit leadership theories look like). The drawing makes this even clearer, as not only words can be used to express opinions, but also parts of the drawing (e.g., “I would put the followers next to the leader”). Last, when the drawings of all groups are pre- sented and discussed, students realize the vari- ance in implicit leadership theories, again raising social awareness but also self-awareness by high- lighting the similarities and differences between their own and others’ implicit leadership theories. We found that when working in, for example, cul- turally homogeneous groups and presenting to groups from different cultural backgrounds, stu- dents realize that implicit leadership theories con- tain a culturally shared aspect. This discussion 3 Our approach fits neatly into earlier attempts to use drawings in leader and leadership development. The Center for Creative Leadership (CCL) uses a drawing exercise in the context of their concept “leading creatively.” In contrast to our exercise, the exercise is not directly linked to leadership, but rather explores how both left and right sides of the brain can be used in one exercise, combining rational and emotional thinking (Cart- wright, 2009). Cartwright argues that drawing is linked to prob- lem solving and that it helps leaders in slowing down when considering a problem rather than taking rushed decisions. While we agree that drawing exercises tend to force students out of their comfort zones, and that it can help them address everyday problems in different ways, our exercise has a more specific aim in that the drawings are used not only as a stretch exercise but also to uncover specific implicit knowledge.
  • 83. EXHIBIT 1 Sample Exercise for Teaching Implicit Leadership Theories—Instructions to Students The implicit leadership theories drawing exercise (A) Individual reflection (10 min) • On your own, think about leaders in general. From your perspective: What characteristics do they have? What did they do (and what don’t they do)? (B) Group discussion and drawing exercise (30 min each) • Interview each other: What did you find? Which points do you agree/disagree on? • Then, discuss the following points: What are other factors that impact on leaders’ effectiveness? How, if at all, are your views about leaders rooted in culture? What are possible explanations for agree- ments/disagreements? [modifications depending on context] • In the group, make a drawing of your “leader.” (C) Plenum presentation and discussion (5–10 min each) • Present and answers questions in class, one group at a time. • Discussion of following questions: What are simi- larities and differences between the drawings? What stands out for you? How effective would the leader of one group be in the context of another group? What is the role of followers in these draw-
  • 84. ings? [modifications depending on context] 400 SeptemberAcademy of Management Learning & Education about similarities and differences in implicit lead- ership theories in general, and cultural communal- ities in particular can be enhanced by using draw- ings from earlier groups with which the drawings of the current groups can be contrasted. The exercise is designed to work equally well with undergraduate and graduate students, indi- viduals with and without leadership or work expe- rience, and executives or teams from a single or different organization(s). Indeed, while we present only the exercise here and not data on its effective- ness, we have used the exercise on these different groups several times over the last years and judg- ing from the feedback, the exercise has challenged ways of thinking in all. Teaching Different Groups and Different Context The instructions can be modified to address the general aim of the course and the context in which the exercise takes place. Two types of modifica- tions are useful: First, the group composition can be varied; second, the type of leader can be spec- ified (see Lord et al.’s categorization theory). Depending on context and group composition, the instruction under Part B can be modified to focus on cultural or social differences (e.g., for cul- turally diverse groups or to extract gender differ-
  • 85. ences), or on professions (e.g., physicians vs. nurs- es; IT vs. HR departments). Hence, paying attention to group composition is important in this exercise. An example of such a modification may illustrate this point. After discussing their findings and ar- eas in which they concur or disagree, students can be asked to discuss factors impacting on leaders’ effectiveness in their specific context (e.g., budget cuts in the public sector). They can then be asked to discuss how they believe their views are affected by their professional backgrounds. In terms of group composition, groups should be homogenous with respect to the profession of the members, for example, nurse-only groups and surgeon-only groups in a health service context. In this way, differences between those professional groups can be highlighted in the general discussion. With respect to type of leader, the exercise can be altered in Part A so that rather than thinking about leaders in general, students could be en- couraged to think about, for example, “leaders in health-care.” Depending on the specific learning goals, the exercise can be repeated for a specific context or to illustrate changes in implicit leader- ship theories over time. For example, students can be asked to draw a second picture of a leader in a specific context and would then be asked to dis- cuss the differences between the general leader and the context-specific leader.4 This relates to Lord’s categorization theory (e.g., Lord, 1984). The first picture would be the leader versus nonleader level in Lord’s categorization, and the second pic- ture would be an example of an implicit leadership theory on a lower level of abstraction.
  • 86. Where student groups are more homogenous, such as BA students, who also have little experi- ence with leadership, it can be useful to later dis- cuss in the group whether and why it was difficult to identify characteristics of a leader and to draw that leader. Sometimes, when students are reluc- tant to start drawing (e.g., stating that they cannot draw), it can be useful to provide other material, such as magazines, so they can do a collage rather than a drawing. THE ADVANTAGES OF VISUAL METHODS IN TEACHING IMPLICIT LEADERSHIP THEORIES Visual methods such as drawings have been read- ily used in development and education settings (Haney, Russell, & Bebell, 2004; Pridmore & Bend- elow, 1995). Less frequently, visual methods have been used for research purposes, mainly in areas such as education or anthropology rather than or- ganizational behavior or leadership (for an over- view see Warren, 2009). As Warren (2009) points out, there are several different methods of employ- ing visual material, such as taking existing mate- rial and using it to conclude, for example, an orga- nization, or asking interview partners to draw in response to a question (see, for example, Bagnoli, 2009). The exercise we propose uses the latter approach. As Crilly, Blackwell, and Clarkson (2006) point out, language can sometimes be unspecific and using language in (intercultural) studies has been criticized (Jepson, 2009). An example from our own use of drawings in teaching illustrates this prob-
  • 87. lem: Students may point out that leaders need fol- lowers. However, the drawings add to this informa- tion by showing, for example, the size as well as the position of followers in relation to the leader, as well as the relationship between leaders and followers in a social context (see Figures 1–3 for examples). In line with Crilly and colleagues (2006), we believe that the students are best placed to interpret their drawings. Therefore, we ask stu- dents to verbalize their ideas in interpreting the drawings and conveying their meaning to other students. Using drawing is particularly appropriate for 4 We thank an anonymous reviewer for this idea. 2011 401Schyns, Kiefer, Kerschreiter, and Tymon teaching implicit leadership theories, as it encour- ages “thinking outside the box” (Bagnoli, 2009). It allows for the expression of emotions (Barner, 2008), which may be difficult to achieve when ex- clusively using verbal techniques. Drawing can help surface tacit or latent constructs (Stiles, 2004). The exercise of drawing itself and then sharing the meaning of the drawing can help making implicit views explicit, thus raising self-awareness of im- plicit leadership theories. HOW THE EXERCISE AFFECTS LEARNING Although we cannot present data here to support the effectiveness of our exercise, there are several
  • 88. theoretical reasons why we assume that the exer- cise affects learning. According to Burgoyne, Hirsh, and Williams (2004), “there is astonishingly little evidence on how management and leadership de- velopment affects individual capability and per- formance of managers” (38). They argue that there are several reasons why finding a relationship between leadership development and perfor- mance cannot necessarily be expected. First, lead- ers may not apply the new competencies they have learned, for example, due to low motivation. Sec- ond, leaders work in teams, and leader develop- ment needs to include the ability to build social capital for leaders to improve performance. Third, leader development can have personal effects without leading to performance outcomes. So even when leaders acquire new competencies or capa- bilities in the development process, a transfer to their actual performance or the performance of the team or company does not necessarily follow. Therefore, looking solely at performance as an out- come of leader/leadership development may not be the best strategy for assessing the effect of development on leaders. How, then, do we determine whether our exer- cise is “successful” in terms of raising self- and social awareness? Looking at the learning litera- ture, we find that several aspects that are key to learning are included in our exercise and make us confident about the effects the exercise has on our students. First, as Burgoyne and colleagues (2004) point out, feedback is key in development. We use multiple sources of feedback and participants are able to discuss feedback with those participants who provided it. Second, our exercise incorporates
  • 89. several aspects of the experiential learning theory (Kolb & Kolb, 2005); namely, • “Learning is best facilitated by a process that draws out the students’ beliefs and ideas” (194). In asking students to draw a typical leader, this exercise is specifically geared toward as- sessing and making salient beliefs and ideas about leaders. • “Conflict, differences, and disagreement are what drive the learning process” (194). An im- portant part of the exercise is the discussion about different images of leaders as an ele- ment of the drawing process and also in the larger group when the drawings are presented. • “Learning is the process of creating knowledge . . . whereby social knowledge is created and recreated in the personal knowledge of the learner” (194). By drawing in groups and dis- cussing the drawings in the larger groups, the students are made aware of the images of leaders that others have (social knowledge) and are able to integrate this knowledge into their own knowledge. EXAMPLES We have used this drawing exercise over 20 times in several different contexts over the last few years. We mostly used the exercise with mature MBA and MSc students (about 15 times) and in executive teaching (5 times). We have also used it in the context of a BA course on leadership (twice).
  • 90. While the exercise itself has not changed, we did adapt it to different contexts (see above, e.g., using “effective leaders” vs. “leaders in general”). Figures 1–3 illustrate implicit leadership theo- ries drawings from three different cultural groups. Figure 1 shows the drawing from a group of United States students, indicating implicit leadership the- ories typical of “focus on leader,” highlighting his/ her skills, characteristics and behaviors. Figure 2 portrays the drawing of a Far-East Asian group. In their presentation, the students highlighted that to FIGURE 1 Prototypical Drawing With Focus on Leader Skills, Characteristics, and Behaviors (United States students). “An effective leader needs to be all these things at once.” 402 SeptemberAcademy of Management Learning & Education be effective leaders need to be looking out not only for the well-being of their employees, but also of their employees’ families. Figure 3 exemplifies the process that can lay behind the implicit leadership theories of effective leaders, involving many par- ties (e.g., shareholders, here Unions, represented by the octopus reaching out from the sea, or market forces, represented by the waves and weather). In contrast to the first two drawings, the third draw- ing describes leadership as effective, although the
  • 91. leader is not the most central figure but just one of many important contributors in the leadership pro- cess. Also of interest was that the characteristics attributed to effective leaders were similar in many drawings (e.g., passionate, charismatic, in- spiring); however, the context in which leadership is “carried out” and “interpreted” varies consider- ably. When presenting and discussing the drawing, different groups’ implicit leadership theories are contrasted, for example, by comparing different drawings and highlighting similarities. Here, we often see that the topic of “charisma” appears in drawings even across different cultures, which is in line with the results of the Global Leadership and Organizational Behavior Effectiveness (GLOBE) study (e.g., House et al., 2002). The advantage of using this exercise as a group exercise (for a sim- ilar approach see Barner, 2008), is that it is often useful to ask students to what extent they found it easy or difficult to agree within their group to high- light individual differences. At the same time, in- structors should highlight that these images can be influenced by social contexts (here, we intro- duced culture as a social context). In our example, we could see that the presenta- tion and discussion of drawings is a vital part of the exercise, as it often exposes very deeply rooted assumptions. For example, it is striking that draw- ings like the one depicted in Figure 1 often get challenged on the aspects that are represented (e.g., does an effective leader have to be “selfish”), but very rarely are questions asked regarding their absence of followers in the drawing.
  • 92. The drawing in Figure 2, however, was strongly challenged by the North American group. One par- ticipant was particularly struck by the drawing, nearly incredulous: “You cannot be serious, how can it be the role of effective leaders to look after the families of employees?” The discussion that followed made clear just how deeply rooted cul- tural assumptions about leadership are. Figure 3 is a good example of drawings that highlight even more of the context in which effective leaders are seen to operate. In this drawing, an effective leader is portrayed as only one of the key factors in the leadership process. The leader is literally in the same boat with the followers, and the system (boat) is kept afloat by a whole series of processes and forces (leader, followers, markets, unions, and economy). In the following, we discuss links between the implicit leadership drawing exercise and leader and leadership development, in particular the FIGURE 2 Drawing Highlighting a Wider Societal Purpose of Leadership in Relationship to Followers (Far- East Asian students). “An effective leader is responsible for employees’ and their families’ well-being.” FIGURE 3 Excerpt of a Drawing Describing Different Power Relations Within the Leadership Process in a
  • 93. Wider Organizational and Societal Context (Latin students). “An effective leader is in the same boat with the followers and is just one aspect of the leadership process.” 2011 403Schyns, Kiefer, Kerschreiter, and Tymon ways in which the exercise helps to raise self- and social awareness; affects (leader and follower) cognition, motivation, and behavior; and shapes leader identities (in followers). LINKING THE EXERCISE BACK TO LEADER AND LEADERSHIP DEVELOPMENT Our exercise is aimed at raising awareness by making implicit knowledge explicit. It consists of several parts that are geared toward raising awareness about students’ implicit leadership the- ories and how these are similar to, or differ from, others’ implicit leadership theories, as well as the implications arising from this knowledge. An ad- vantage of using a drawing method of teaching is that the students directly experience the prevail- ing differences themselves, rather than merely be- ing told about them. By provoking conflict, differ- ences, and disagreements to the way of thinking, the exercise stimulates learning (in the Kolb & Kolb sense), and many students experience a “Eu- reka!” moment when they realize how differently leaders and leadership are constructed, and how this may impact on the daily leadership processes.