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Commercializing Nanomaterials

         Bridging the gap between Invention & Innovation



                          Dr. Shankar M.V




Feb 09              Commercializing Nanomaterials - Bridging the gap   2




                                                                           1
Feb 09          Commercializing Nanomaterials - Bridging the gap   3




            Thus, the task is, not so much to see
                what no one has yet seen;

         but to think what nobody has yet thought,

             about that which everybody sees.


                       Erwin Schrodinger

Feb 09          Commercializing Nanomaterials - Bridging the gap   4




                                                                       2
Innovation is bringing an insightful idea

               successfully to the Market


                          Jan ver loop (Shell)



Feb 09            Commercializing Nanomaterials - Bridging the gap   5




           Creativity & Ideas are not enough,

               they need to be structured,
                      defined and
                        directed

                 to result in Innovation


Feb 09            Commercializing Nanomaterials - Bridging the gap   6




                                                                         3
It doesn’t matter where scientific discoveries
            and breakthrough technologies originate

                   – for national prosperity,

   the important thing is who commercializes them.


                   McKinsey Quarterly, Amar Bhide.




Feb 09              Commercializing Nanomaterials - Bridging the gap   7




           Top 3 Barriers to Commercialization



     • Technology Barriers

     • Acceptance Barriers

     • Intellectual Property Barriers



Feb 09              Commercializing Nanomaterials - Bridging the gap   8




                                                                           4
Need for Product-focus

                                      Industry funds
         Revenue from                 Nanomaterials                        Breakthrough
             NPS                         Research                           Discovery




                                                                            New Materials
          Happy
                                                                              Processes
         Customer
                                                                             Applications




                                     New Products                      Development
                                   Better Performance


Feb 09                  Commercializing Nanomaterials - Bridging the gap                    9




   Technology Barriers to Commercialization



     • (1) Product Focus

     • (2) Affordable Cost

     • (3) Speed



Feb 09                  Commercializing Nanomaterials - Bridging the gap                    10




                                                                                                 5
Nano R&D – Old Paradigm
     Discovery- based Science & Product Development
                               70 % Effort                                       20 %       10 %




                    Discover
                                                   Determine
                   Novel                          Nanomaterial                  Identify       Assess
               Nanostructures &                    properties
                                                                                Potential    Commercial
                 Nanomaterials                     Processing-                                 Viability
                                                                           Applications
                     through                        Structure-
                   exploratory                      Property
                    research                       Correlations




Feb 09                       Commercializing Nanomaterials - Bridging the gap
                                                                  11
                               Nanomaterials enter limited Markets




                  Nano R&D – New Paradigm
               Application - based Problem-solving
                               50 % Effort                                           50 %




         Identify existing                            Design
         unfulfilled Needs                         Nanomaterials                Tune properties &
                                Determine                                          customize
                               Nanomaterial         with required                  production
            Problems            properties            Properties                     to meet
                             required to meet                                    diverse product
                                the Need                                         requirements &
          Challenges in                               Scale-up                       Markets
           end-uses                                   Synthesis




Feb 09                       Commercializing Nanomaterials - Bridging the gap
                                 Nanomaterials enter New Markets 12




                                                                                                           6
Acceptance Barrier to Commercialization



     • Safe production

     • Safe use

     • Safe disposal



Feb 09            Commercializing Nanomaterials - Bridging the gap   13




Feb 09            Commercializing Nanomaterials - Bridging the gap   14




                                                                          7
Feb 09         Commercializing Nanomaterials - Bridging the gap   15




         IP Barrier to Commercialization



     • Securing IP

     • Freedom to Practise

     • Monetising IP



Feb 09         Commercializing Nanomaterials - Bridging the gap   16




                                                                       8
Nanotech Patents
    • Original IBM patent on STM – 4343993 – 1986 Nobel
      Prize in Physics
    • Nano Imprint Lithography – Stephen Chou – Chad Mirkin
      – Dip Pen Nano Lithography – 6827979 – Startup
      NanoInk
    • Carbon Nanotubes – NEC – Ijima – 5747161 (Sept
      1992) – IBM, 1993
    • Quantum Dots – Paul Alivisatos (Berkeley) 5505928,
      Moungi Bawendi (MIT) 6322901
    • Organic LED – 5247190 – Richard Friend – Conjugated
      Polymers that glow – Cambridge Display Technologies


Feb 09            Commercializing Nanomaterials - Bridging the gap   17




         Nanomaterials-based Products

           some recent examples….




Feb 09            Commercializing Nanomaterials - Bridging the gap   18




                                                                          9
Catalysts                     Optoelectronic Devices




                                                                               Carbon black in Tires




         Sunscreens                     Nano CMP Slurries
                                        Semiconductor processing




              Plasma Spray                                                                               ed
                                                                                                      iz
              Nanocoatings                                                                          al ials
                                                                                                 ci
                                                                                               er er
                                                                                             m at les
                                                                                            m om p
                                                                                          Co an xam
                                                                                            N E




                          Discovery of a Black Hole
                           & the nano connection
•   Astronomers discover the largest black hole ever found. 3.5 billion
    light years away, around 18 billion times heavier than our sun.

•   150 worked for ~ 9 years before the heart piece for Germany’s
    first large telescope was finished: record-breaking mirror substrate
    diameter 3.6 m, 60 cm thick.

•   Excellent material characteristics – isotropic, homogeneous and
    can be polished rather easily – mainly leverages its strengths in
    areas where the highest possible precision is important, optics –
    dimensional specs a few thousandths of micrometers.

•   40 years ago, a new material was born: a glass ceramic
    Zerodur®. SCHOTT succeeded in producing a material with a
    coefficient of expansion close to zero

•   The secret lies in the well-balanced mixture of crystallites 30 to 50
    nm in size embedded inside a glass matrix of lithium, aluminum
    and silicon oxides.                                                     Source - SCHOTT


Feb 09                          Commercializing Nanomaterials - Bridging the gap                          20




                                                                                                               10
Discovery of a Black Hole
                        & the nano connection
•    The new ZERODUR® K20 glass ceramic
     material contains a crystal phase of over 90%
     Keatite, produced by thermal transformation
     from the semi-transparent ZERODUR® glass
     ceramic material.

•    This new material has an expansion coefficient
     of 2.0•10-6 K-1 between 20°- 700°C, and an
     even lower value of 1.5•10-6 K-1 at room
     temperature. The material has high                    Source - SCHOTT
     temperature stability and does not change
     during multiple temperature cycles.                  After transformation the material has a
                                                          radiance factor of more than 90% with a
•    Advantages of ZERODUR® K20 glass ceramic             matt brilliant white finish.
     include:
     Optical inspection of the excellent                  ZERODUR® K20 is free of pores and
     homogeneity and internal quality can be done         can be polished to very low surface
     in the semi transparent base material before
     transformation.                                      roughness levels.

                                                          Large-scale parts can be produced with
                                                          dimensions of several meters.

Feb 09                      Commercializing Nanomaterials - Bridging the gap                        21




                          Hydrophobic surfaces
                        Nano to mimik the lotus leaf




    Source: http://www.nanoshop.com/


Feb 09                      Commercializing Nanomaterials - Bridging the gap                        22




                                                                                                         11
Hydrophobic surfaces
                          Nano to mimik the lotus leaf

     •     Hydrophobic coating such as Diamon-
           Fusion®, applied on car windshields and side
           glass, improves visibility during rainy
           conditions over 30%, improving response time
           by 25%, which translates into an invaluable
           safety feature.

     •     NEW Diamon-Fusion® spray/wipe-on
           coating
           method of applying the patented Diamon-
           Fusion® makes field applications more
           effective (especially quicker and easier to
           apply) and with far less equipment and
           therefore equipment maintenance and the
           quality is on a par with the DFI vapor method.

     •     This NEW method of application of DFI’s
           nanotechnology also creates a cross-linked
           and branched, capped silicone film, and the
           bond is still a covalent bond (sharing
           electrons with the glass itself). Like DFI’s
           vapor method, but non-chlorinated, the chain
           of atoms manipulated during this chemical
           process is also done at nano-scale levels.
                                                                          http://www.diamondfusion.com.au/

Feb 09                               Commercializing Nanomaterials - Bridging the gap                                                  23




                           Hydrophobic surfaces
                         Nano to mimick the lotus leaf



•   DFI’s nanotechnology, Diamon-Fusion®, uses a chemical
    vapor deposition process. DFI’s nanotechnology is                 DFI’s NANO-CHEMISTRY
    applicable to most surfaces containing silica (silicon dioxide)
    such as glass, ceramic tile, porcelain, and granite. The          The chemical reaction bonds to form an ultra-thin protective
    specially formulated vapors react with the moisture on the        layer of optically clear durable material, a nanostructurated
    surface and the silica in the substrate (to be treated). DFI’s    device, making the surface significantly easier to clean and
    nanotechnology is generated by a two-stage chemical               more resistant to weathering. This method is done at nano-
    process:                                                          scale levels, thus also called ‘nano-chemistry’, which is a
                                                                      length scale of approximately 1 – 100 nanometer range (1
•   Stage 1                                                           nanometer is 1/1,000,000,000 meter, or 1 billionth of a
                                                                      meter). Nanometer dimensions are at the atomic dimension
                                                                      scale.
    The chemical reaction created in the first stage causes a
    “cross-linked” and “branched” silicone film to be grown from      DFI’s COVALENT BOND
    below the surface out. After converting the chlorine atoms to
    OH groups using additional moisture (chlorine was left at the
    end of the atom chains after the first stage), a second           The bond created in the patented process is a covalent
    specially formulated vapor is introduced to the surface.          bond, the strongest possible bond, in chemical terms that a
                                                                      hydrophobic coating can generate. A covalent bond means
                                                                      that the coating shares the electrons within the glass itself,
•   Stage 2                                                           thus becoming a part of the glass. Covalent Bonds are
                                                                      approximately 10 times stronger than hydrogen-bridge
    The second stage ‘caps’ the entire chain of atoms. This           bonds, which are commonly present in most other water
    unique ‘capping’ substantially increases the hydrophobicity       repellent coatings.
    and durability, leaving, chemically speaking, no points of
    attachment for contaminants and creating a truly repellant
    charge.
Feb 09                               Commercializing Nanomaterials - Bridging the gap                                                  24




                                                                                                                                            12
What do you need to Innovate




                                     Creative
       Expertise
                                     Thinking


              Motivation
                                                                 25




         Elements of Innovation

Motivation                       Choose
                                a problem




Creativity               Define             Brainstorm
                       the problem             ideas




              Select             Validate            Implement
Expertise      ideas              ideas                ideas


                                                                 26




                                                                      13
What’s Possible Vs What’s Needed ?
                                 Practicality - What’s needed ?
     Einstein:                          Business-driven                    Pasteur:
     Imagination is more
     important than
     knowledge. Knowledge
                               Low Need          High Need               In the field of
                                                                          observation,
     is limited. Imagination
                                                                      chance favors only
     encircles the world.
                                                                      the prepared mind

                    High
                    Quest

                                                                  Edison:
    Curiosity                                                     I never perfected an
                                                                  invention that I did
What’s Possible ?                                                 not think about in
 Science-driven                                                   terms of the service
                                                                  it might give
                                                                  others... I find out
                                                                  what the world
                                                                  needs, then I
                                                                  proceed to invent....
                    Low
                    Quest



    Pasteur’s quadrant – Strategic Research                                           27




Edison - Inventor of the Electric Bulb
    Innovator of Electric Illumination

                    Creative
             Strong analytical power
                Entrepreneurship
              The drive to succeed


  I find out what the World needs and then
              proceed to invent it

      1% Inspiration, 99% Perspiration




                                                                                      28




                                                                                           14
Inventor, Innovator & Entrepreneur
Discovery - 1802 – Humphrey Davy discovered that an electric current passing
through metal wire could give light.


Formulation of the Problem - 1878 – Edison, “
the electric light idea took possession of me
It was easy to see what the thing needed
It wanted to be subdivided
The light was too bright and too big.
What we wished for was little lights and a distribution of them in people’s houses in
a manner simillar to gas.”.




Patent – 1879 – demonstrated 40 h lifetime
Started Edison Electric Light Company


 Key Idea – Only If electricity is distributed similar to gas, could the electric
                    bulb become economically attractive.
                                                                                  29




   Inventor, Innovator & Entrepreneur
1880 – Edison improved Bulb’s life to 300h, developed a dynamo to generate
electricity at 110V, small distribution net, Demo with 425 lamps at Menlo Park.




                                                                                  30




                                                                                        15
Inventor, Innovator & Entrepreneur
Edison becqme an entrepreneur & started three new companies to manufacture
the equipment.

1892 - Edison Electric Illuminating Company
Lighted up Wall Street in New York.




                                                                         31




   Inventor, Innovator & Entrepreneur


                Edison brought a significant invention,

               based on breakthrough technology and
                   requiring a new infrastructure,

                         successfully to Market.



Key Idea – Divide a big problem into a series of small ones
 and solve them while keeping whole value chain in mind.

                                                                         32




                                                                              16
Top 3 Barriers to Commercialization



     • Technology Barriers

     • Acceptance Barriers

     • Intellectual Property Barriers



Feb 09          Commercializing Nanomaterials - Bridging the gap   33




                                                                        17

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Commercializing Nanomaterials Bridging The Gap Shankar

  • 1. Commercializing Nanomaterials Bridging the gap between Invention & Innovation Dr. Shankar M.V Feb 09 Commercializing Nanomaterials - Bridging the gap 2 1
  • 2. Feb 09 Commercializing Nanomaterials - Bridging the gap 3 Thus, the task is, not so much to see what no one has yet seen; but to think what nobody has yet thought, about that which everybody sees. Erwin Schrodinger Feb 09 Commercializing Nanomaterials - Bridging the gap 4 2
  • 3. Innovation is bringing an insightful idea successfully to the Market Jan ver loop (Shell) Feb 09 Commercializing Nanomaterials - Bridging the gap 5 Creativity & Ideas are not enough, they need to be structured, defined and directed to result in Innovation Feb 09 Commercializing Nanomaterials - Bridging the gap 6 3
  • 4. It doesn’t matter where scientific discoveries and breakthrough technologies originate – for national prosperity, the important thing is who commercializes them. McKinsey Quarterly, Amar Bhide. Feb 09 Commercializing Nanomaterials - Bridging the gap 7 Top 3 Barriers to Commercialization • Technology Barriers • Acceptance Barriers • Intellectual Property Barriers Feb 09 Commercializing Nanomaterials - Bridging the gap 8 4
  • 5. Need for Product-focus Industry funds Revenue from Nanomaterials Breakthrough NPS Research Discovery New Materials Happy Processes Customer Applications New Products Development Better Performance Feb 09 Commercializing Nanomaterials - Bridging the gap 9 Technology Barriers to Commercialization • (1) Product Focus • (2) Affordable Cost • (3) Speed Feb 09 Commercializing Nanomaterials - Bridging the gap 10 5
  • 6. Nano R&D – Old Paradigm Discovery- based Science & Product Development 70 % Effort 20 % 10 % Discover Determine Novel Nanomaterial Identify Assess Nanostructures & properties Potential Commercial Nanomaterials Processing- Viability Applications through Structure- exploratory Property research Correlations Feb 09 Commercializing Nanomaterials - Bridging the gap 11 Nanomaterials enter limited Markets Nano R&D – New Paradigm Application - based Problem-solving 50 % Effort 50 % Identify existing Design unfulfilled Needs Nanomaterials Tune properties & Determine customize Nanomaterial with required production Problems properties Properties to meet required to meet diverse product the Need requirements & Challenges in Scale-up Markets end-uses Synthesis Feb 09 Commercializing Nanomaterials - Bridging the gap Nanomaterials enter New Markets 12 6
  • 7. Acceptance Barrier to Commercialization • Safe production • Safe use • Safe disposal Feb 09 Commercializing Nanomaterials - Bridging the gap 13 Feb 09 Commercializing Nanomaterials - Bridging the gap 14 7
  • 8. Feb 09 Commercializing Nanomaterials - Bridging the gap 15 IP Barrier to Commercialization • Securing IP • Freedom to Practise • Monetising IP Feb 09 Commercializing Nanomaterials - Bridging the gap 16 8
  • 9. Nanotech Patents • Original IBM patent on STM – 4343993 – 1986 Nobel Prize in Physics • Nano Imprint Lithography – Stephen Chou – Chad Mirkin – Dip Pen Nano Lithography – 6827979 – Startup NanoInk • Carbon Nanotubes – NEC – Ijima – 5747161 (Sept 1992) – IBM, 1993 • Quantum Dots – Paul Alivisatos (Berkeley) 5505928, Moungi Bawendi (MIT) 6322901 • Organic LED – 5247190 – Richard Friend – Conjugated Polymers that glow – Cambridge Display Technologies Feb 09 Commercializing Nanomaterials - Bridging the gap 17 Nanomaterials-based Products some recent examples…. Feb 09 Commercializing Nanomaterials - Bridging the gap 18 9
  • 10. Catalysts Optoelectronic Devices Carbon black in Tires Sunscreens Nano CMP Slurries Semiconductor processing Plasma Spray ed iz Nanocoatings al ials ci er er m at les m om p Co an xam N E Discovery of a Black Hole & the nano connection • Astronomers discover the largest black hole ever found. 3.5 billion light years away, around 18 billion times heavier than our sun. • 150 worked for ~ 9 years before the heart piece for Germany’s first large telescope was finished: record-breaking mirror substrate diameter 3.6 m, 60 cm thick. • Excellent material characteristics – isotropic, homogeneous and can be polished rather easily – mainly leverages its strengths in areas where the highest possible precision is important, optics – dimensional specs a few thousandths of micrometers. • 40 years ago, a new material was born: a glass ceramic Zerodur®. SCHOTT succeeded in producing a material with a coefficient of expansion close to zero • The secret lies in the well-balanced mixture of crystallites 30 to 50 nm in size embedded inside a glass matrix of lithium, aluminum and silicon oxides. Source - SCHOTT Feb 09 Commercializing Nanomaterials - Bridging the gap 20 10
  • 11. Discovery of a Black Hole & the nano connection • The new ZERODUR® K20 glass ceramic material contains a crystal phase of over 90% Keatite, produced by thermal transformation from the semi-transparent ZERODUR® glass ceramic material. • This new material has an expansion coefficient of 2.0•10-6 K-1 between 20°- 700°C, and an even lower value of 1.5•10-6 K-1 at room temperature. The material has high Source - SCHOTT temperature stability and does not change during multiple temperature cycles. After transformation the material has a radiance factor of more than 90% with a • Advantages of ZERODUR® K20 glass ceramic matt brilliant white finish. include: Optical inspection of the excellent ZERODUR® K20 is free of pores and homogeneity and internal quality can be done can be polished to very low surface in the semi transparent base material before transformation. roughness levels. Large-scale parts can be produced with dimensions of several meters. Feb 09 Commercializing Nanomaterials - Bridging the gap 21 Hydrophobic surfaces Nano to mimik the lotus leaf Source: http://www.nanoshop.com/ Feb 09 Commercializing Nanomaterials - Bridging the gap 22 11
  • 12. Hydrophobic surfaces Nano to mimik the lotus leaf • Hydrophobic coating such as Diamon- Fusion®, applied on car windshields and side glass, improves visibility during rainy conditions over 30%, improving response time by 25%, which translates into an invaluable safety feature. • NEW Diamon-Fusion® spray/wipe-on coating method of applying the patented Diamon- Fusion® makes field applications more effective (especially quicker and easier to apply) and with far less equipment and therefore equipment maintenance and the quality is on a par with the DFI vapor method. • This NEW method of application of DFI’s nanotechnology also creates a cross-linked and branched, capped silicone film, and the bond is still a covalent bond (sharing electrons with the glass itself). Like DFI’s vapor method, but non-chlorinated, the chain of atoms manipulated during this chemical process is also done at nano-scale levels. http://www.diamondfusion.com.au/ Feb 09 Commercializing Nanomaterials - Bridging the gap 23 Hydrophobic surfaces Nano to mimick the lotus leaf • DFI’s nanotechnology, Diamon-Fusion®, uses a chemical vapor deposition process. DFI’s nanotechnology is DFI’s NANO-CHEMISTRY applicable to most surfaces containing silica (silicon dioxide) such as glass, ceramic tile, porcelain, and granite. The The chemical reaction bonds to form an ultra-thin protective specially formulated vapors react with the moisture on the layer of optically clear durable material, a nanostructurated surface and the silica in the substrate (to be treated). DFI’s device, making the surface significantly easier to clean and nanotechnology is generated by a two-stage chemical more resistant to weathering. This method is done at nano- process: scale levels, thus also called ‘nano-chemistry’, which is a length scale of approximately 1 – 100 nanometer range (1 • Stage 1 nanometer is 1/1,000,000,000 meter, or 1 billionth of a meter). Nanometer dimensions are at the atomic dimension scale. The chemical reaction created in the first stage causes a “cross-linked” and “branched” silicone film to be grown from DFI’s COVALENT BOND below the surface out. After converting the chlorine atoms to OH groups using additional moisture (chlorine was left at the end of the atom chains after the first stage), a second The bond created in the patented process is a covalent specially formulated vapor is introduced to the surface. bond, the strongest possible bond, in chemical terms that a hydrophobic coating can generate. A covalent bond means that the coating shares the electrons within the glass itself, • Stage 2 thus becoming a part of the glass. Covalent Bonds are approximately 10 times stronger than hydrogen-bridge The second stage ‘caps’ the entire chain of atoms. This bonds, which are commonly present in most other water unique ‘capping’ substantially increases the hydrophobicity repellent coatings. and durability, leaving, chemically speaking, no points of attachment for contaminants and creating a truly repellant charge. Feb 09 Commercializing Nanomaterials - Bridging the gap 24 12
  • 13. What do you need to Innovate Creative Expertise Thinking Motivation 25 Elements of Innovation Motivation Choose a problem Creativity Define Brainstorm the problem ideas Select Validate Implement Expertise ideas ideas ideas 26 13
  • 14. What’s Possible Vs What’s Needed ? Practicality - What’s needed ? Einstein: Business-driven Pasteur: Imagination is more important than knowledge. Knowledge Low Need High Need In the field of observation, is limited. Imagination chance favors only encircles the world. the prepared mind High Quest Edison: Curiosity I never perfected an invention that I did What’s Possible ? not think about in Science-driven terms of the service it might give others... I find out what the world needs, then I proceed to invent.... Low Quest Pasteur’s quadrant – Strategic Research 27 Edison - Inventor of the Electric Bulb Innovator of Electric Illumination Creative Strong analytical power Entrepreneurship The drive to succeed I find out what the World needs and then proceed to invent it 1% Inspiration, 99% Perspiration 28 14
  • 15. Inventor, Innovator & Entrepreneur Discovery - 1802 – Humphrey Davy discovered that an electric current passing through metal wire could give light. Formulation of the Problem - 1878 – Edison, “ the electric light idea took possession of me It was easy to see what the thing needed It wanted to be subdivided The light was too bright and too big. What we wished for was little lights and a distribution of them in people’s houses in a manner simillar to gas.”. Patent – 1879 – demonstrated 40 h lifetime Started Edison Electric Light Company Key Idea – Only If electricity is distributed similar to gas, could the electric bulb become economically attractive. 29 Inventor, Innovator & Entrepreneur 1880 – Edison improved Bulb’s life to 300h, developed a dynamo to generate electricity at 110V, small distribution net, Demo with 425 lamps at Menlo Park. 30 15
  • 16. Inventor, Innovator & Entrepreneur Edison becqme an entrepreneur & started three new companies to manufacture the equipment. 1892 - Edison Electric Illuminating Company Lighted up Wall Street in New York. 31 Inventor, Innovator & Entrepreneur Edison brought a significant invention, based on breakthrough technology and requiring a new infrastructure, successfully to Market. Key Idea – Divide a big problem into a series of small ones and solve them while keeping whole value chain in mind. 32 16
  • 17. Top 3 Barriers to Commercialization • Technology Barriers • Acceptance Barriers • Intellectual Property Barriers Feb 09 Commercializing Nanomaterials - Bridging the gap 33 17