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Bridging Boundaries in
Networked Military Organizations


15th ICCRTS, June 22-24, 2010




Dr. Rick van der Kleij
Purpose of the presentation

    • What is integration and why is this a problem for networked
      military organizations?
    • Overview of integration mechanisms
    • Why is boundary spanning a key enabler to achieve successful
      results in networked military organizations?
    • Boundary spanning research model
    • Good liaison practice: Case study
    • Implications for practice
    • Directions for future research




2   Bridging Boundaries                          TNO Human Factors, June 22-24, 2010
Our research: Purpose

    • Help the Netherlands Armed Forces to manage boundaries and to
      bridge breakdowns in organization networks (e.g., staffs) that hinder
      performance
    • Literature research, interviews with key personnel, observations
      during field exercises, and multiteam lab experiments




3   Bridging Boundaries                             TNO Human Factors, June 22-24, 2010
?
    Our research: Background


    • Organizations share the problem of coordinating their internal
      activities, e.g., with external environment
    • How to achieve cooperation and coordination across boundaries in
      ways that aid performance?

    • The Netherlands Army is currently experimenting with new staff
      concepts and integration mechanisms to bridge breakdowns due
      to functional specialization leading to stove pipes
    • Important questions:
          • What are effective integration mechanisms; and
          • How should they be properly deployed




4   Bridging Boundaries                                  TNO Human Factors, June 22-24, 2010
Barriers to integration

    • Breakdowns in networks:
          •     Functional or divisional boundaries;
          •     Physical distance (even floors in a building);
          •     Hierarchical levels; and
          •     Project or key account team lines.




5   Bridging Boundaries                                   TNO Human Factors, June 22-24, 2010
Integration mechanisms (1/2)

    • Organization design and personnel movement
          • Organization structure, team composition, roles, responsibilities
    • Training
    • Interface ‘management’ groups and integration teams
    • Work procedures and processes
          • Interface contracts
    • Rewarding systems and work rotation
    • Participant and manager mediation (e.g., liaison)



    • Browning, T. R. (1998). Integrative Mechanisms for Multiteam Integration: Findings from Five
      Case Studies. System Engineering, 1, 95-112.



6   Bridging Boundaries                                               TNO Human Factors, June 22-24, 2010
Integration mechanisms (2/2)

    • Improved information and communication technologies




    Which mechanisms are most effective in networked operations?


7   Bridging Boundaries                         TNO Human Factors, June 22-24, 2010
Boundary spanners

    • Boundary theory: Crucial role of individuals in establishing and
      maintaining interorganizational relationships: boundary spanners*

    • Boundary spanning: Social behaviors to manage interactions
      across boundaries and bridge breakdowns
    • Several studies have demonstrated the importance of individual
      communication roles within organizations
    • Highly influential in shaping and facilitating network form
          • Help overcome information asymmetries and breakdowns in
            networks

    • * networker, broker, collaborator, cupid, civic entrepreneur, boundroid, sparkplug,
      collabronaut, informational intermediaries, and catalysts




8   Bridging Boundaries                                                 TNO Human Factors, June 22-24, 2010
The immigrant, captive, and emigrant

    • Immigrant: outsider who joins the group voluntarily
          • Motivations to join may vary from needing another job, to
            wanting to work with a particular set of people
    • Captive: assigned to the group, often despite a desire
      to be elsewhere
    • Emigrant: leaves to team in order to represent it to
      outsiders
          • The emigrant has strong similarities with military liaisons




9   Bridging Boundaries                                 TNO Human Factors, June 22-24, 2010
When is boundary spanning successful? (1/2)

     • Organizations that:
           • Work in relatively uncertain and demanding environments
             with diverse components, or
           • Have high interdependency with outside individuals and
             groups, or
           • Experience high task complexity

     • Networked military organizations combine high
       interdependency, high uncertainty, and multiple forms
       of interdependence with multiple groups
     • >>Boundary spanning is a key enabler to achieve
       successful results in networked military organizations


10   Bridging Boundaries                             TNO Human Factors, June 22-24, 2010
When is boundary spanning successful? (2/2)




     Choi, J. (2002). ‘External activities and team effectiveness: Review and theoretical development’.
     Small Group Research, 33, 181-208.

11     Bridging Boundaries                                                  TNO Human Factors, June 22-24, 2010
Individual level antecedents
                                              Results of literature study
           Disposition to trust
               Leadership
               Extraversion                                                              Positive consequences
 Interpersonal knowledge and technical
                  skills                                                                    Higher effectiveness
      Need for power and affiliation                                                              Viability
  Prior experience with external groups                                                      Higher satisfaction
                                                                                     Increased power and probability of
                                                                                        advancement (better career
         Group level antecedents
                                                                                               opportunities)
                                                     Mediators                      More individual influence and status
            Product importance
               Novelty of task
                                          External activities and boundary
             Interpersonal trust
                                                spanning behaviors
               Cohesiveness
                                          (e.g., interunit coordination and              Negative consequences
                 Deadlines
                                                   communication)
            Team composition
            Group development                                                             Role overload (stress)
                                                                                   Group think (too much focus focus on
                                                    Moderators                               internal activities)
     Organizational level antecedents                                              Too much focus on external activities
                                            Environmental characteristics          Perceptions of uncertainty, frustration,
         Multiple-team membership                                                           and role ambiguity
                                                  Interdependence
             Competing teams                                                         Decrease in team's cohesiveness
                                                   Task complexity
             Security emphasis                                                                  Task conflict
                                               Temporal fluctuations




            Antecedents and consequences of boundary spanning
12        Bridging Boundaries                                                 TNO Human Factors, June 22-24, 2010
The liaison as integration mechanism

     • Boundary spanners are of crucial importance to effective
       integration in networked operations
     • To achieve the best utilization of resources or employment of
       services of one organization by another
     • Usually part of the organization embeds a LNO in another part of
       the organization to provide face-to-face coordination (emigrant)
     • LNO’s main task is to make sure that the interaction between
       parts of the organization are optimal
           • Monitoring, coordinating, communicating, advising, assisting and
             reporting




13   Bridging Boundaries                                   TNO Human Factors, June 22-24, 2010
Good liaison practice: Case study

     • What are the success factors and consequences of good liaison
       practice in networked operations?
     • Observations and semi-structured interviews with LNOs
           • 2 international headquarters exercises in 2008 and 2009




14   Bridging Boundaries                                   TNO Human Factors, June 22-24, 2010
Setting: Joint headquarters

     • Split up in a forward staff element and a reach back
     • Forward staff element situated in the operational
       environment
           • Direct contact with the actors and key leaders in the field
           • Operational threat was immediate
     • Reach back was based at peace time location,
       working extended office hours

     • Geographical and operational separation constituted a
       large boundary / breakdown in organizational network



15   Bridging Boundaries                                 TNO Human Factors, June 22-24, 2010
What does a good LNO look like

     • Sociable or people-person: externally oriented
           • The danger of being ‘glued’ to the computer screen
           • Personal face-to-face communication
           • A social network has to be set up at an early stage
     • Working experience and domain knowledge
     • Adequate rank
     • Good in communicating the commanders opinions, interests and
       intent in the receiving headquarters
     • Speaks the language of the sending and receiving headquarters
     • Good in transmitting ‘off-the-record’ and emotional information
           • “Was the decision made instantly or was there a lot of discussion
             and emotions concerned with it?




16   Bridging Boundaries                                    TNO Human Factors, June 22-24, 2010
Other findings

     • Coordination role was acknowledged and appreciated
     • The role of the LNO was not clear to all
           • Staff personnel misused the LNO for information requests
           • LNOs were often consulted as subject matter experts
     • LNOs were not always familiar with the staff, procedures
       and processes, and sometimes even missed relevant
       information
     • Job openings were found to hamper effective integration
     • Boundaries enlarge when while under time pressure




17   Bridging Boundaries                              TNO Human Factors, June 22-24, 2010
Some practical implications

     • Match boundary spanning to temporal fluctuations
           • Invest in establishing basic relationship
     •   Keep distance between LNO and commander small
     •   The organization has yet to find a mechanism to handle stress
     •   Make clear role and contributions of LNO to staff processes
     •   LNO is no add-on to the staff
           • LNOs need to be present and preparing with their receiving staff
             during the preparation phase and beyond
     • Make boundary spanning responsibility of all staff members (and
       not just to LNOs)
           • Mitigates personal costs




18   Bridging Boundaries                                    TNO Human Factors, June 22-24, 2010
Wrap up and future work

     • Integration is a problem for networked military organizations
     • Boundary spanning is a key enabler to achieve successful results
     • Social integration mechanisms are of great importance, including
       the role of the LNO
     • Instruments are needed to select and train personnel, to monitor
       quality of integration, and assess effects of interventions
     • Mechanisms to handle stress are needed
     • Size and impact of antecedents on boundary spanning need to
       be determined




19   Bridging Boundaries                           TNO Human Factors, June 22-24, 2010
Thanks for your attention




     Questions?
     More information:
     • Dr. Rick van der Kleij, TNO Defence, Security and Safety,
       Business Unit Human Factors, Kampweg 5, P. O. Box 23, 3769
       ZG Soesterberg, The Netherlands
     • Electronic mail: Rick.vanderKleij@tno.nl



20   Bridging Boundaries                        TNO Human Factors, June 22-24, 2010

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Boundary spanning in military operations

  • 1. Bridging Boundaries in Networked Military Organizations 15th ICCRTS, June 22-24, 2010 Dr. Rick van der Kleij
  • 2. Purpose of the presentation • What is integration and why is this a problem for networked military organizations? • Overview of integration mechanisms • Why is boundary spanning a key enabler to achieve successful results in networked military organizations? • Boundary spanning research model • Good liaison practice: Case study • Implications for practice • Directions for future research 2 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 3. Our research: Purpose • Help the Netherlands Armed Forces to manage boundaries and to bridge breakdowns in organization networks (e.g., staffs) that hinder performance • Literature research, interviews with key personnel, observations during field exercises, and multiteam lab experiments 3 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 4. ? Our research: Background • Organizations share the problem of coordinating their internal activities, e.g., with external environment • How to achieve cooperation and coordination across boundaries in ways that aid performance? • The Netherlands Army is currently experimenting with new staff concepts and integration mechanisms to bridge breakdowns due to functional specialization leading to stove pipes • Important questions: • What are effective integration mechanisms; and • How should they be properly deployed 4 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 5. Barriers to integration • Breakdowns in networks: • Functional or divisional boundaries; • Physical distance (even floors in a building); • Hierarchical levels; and • Project or key account team lines. 5 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 6. Integration mechanisms (1/2) • Organization design and personnel movement • Organization structure, team composition, roles, responsibilities • Training • Interface ‘management’ groups and integration teams • Work procedures and processes • Interface contracts • Rewarding systems and work rotation • Participant and manager mediation (e.g., liaison) • Browning, T. R. (1998). Integrative Mechanisms for Multiteam Integration: Findings from Five Case Studies. System Engineering, 1, 95-112. 6 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 7. Integration mechanisms (2/2) • Improved information and communication technologies Which mechanisms are most effective in networked operations? 7 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 8. Boundary spanners • Boundary theory: Crucial role of individuals in establishing and maintaining interorganizational relationships: boundary spanners* • Boundary spanning: Social behaviors to manage interactions across boundaries and bridge breakdowns • Several studies have demonstrated the importance of individual communication roles within organizations • Highly influential in shaping and facilitating network form • Help overcome information asymmetries and breakdowns in networks • * networker, broker, collaborator, cupid, civic entrepreneur, boundroid, sparkplug, collabronaut, informational intermediaries, and catalysts 8 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 9. The immigrant, captive, and emigrant • Immigrant: outsider who joins the group voluntarily • Motivations to join may vary from needing another job, to wanting to work with a particular set of people • Captive: assigned to the group, often despite a desire to be elsewhere • Emigrant: leaves to team in order to represent it to outsiders • The emigrant has strong similarities with military liaisons 9 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 10. When is boundary spanning successful? (1/2) • Organizations that: • Work in relatively uncertain and demanding environments with diverse components, or • Have high interdependency with outside individuals and groups, or • Experience high task complexity • Networked military organizations combine high interdependency, high uncertainty, and multiple forms of interdependence with multiple groups • >>Boundary spanning is a key enabler to achieve successful results in networked military organizations 10 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 11. When is boundary spanning successful? (2/2) Choi, J. (2002). ‘External activities and team effectiveness: Review and theoretical development’. Small Group Research, 33, 181-208. 11 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 12. Individual level antecedents Results of literature study Disposition to trust Leadership Extraversion Positive consequences Interpersonal knowledge and technical skills Higher effectiveness Need for power and affiliation Viability Prior experience with external groups Higher satisfaction Increased power and probability of advancement (better career Group level antecedents opportunities) Mediators More individual influence and status Product importance Novelty of task External activities and boundary Interpersonal trust spanning behaviors Cohesiveness (e.g., interunit coordination and Negative consequences Deadlines communication) Team composition Group development Role overload (stress) Group think (too much focus focus on Moderators internal activities) Organizational level antecedents Too much focus on external activities Environmental characteristics Perceptions of uncertainty, frustration, Multiple-team membership and role ambiguity Interdependence Competing teams Decrease in team's cohesiveness Task complexity Security emphasis Task conflict Temporal fluctuations Antecedents and consequences of boundary spanning 12 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 13. The liaison as integration mechanism • Boundary spanners are of crucial importance to effective integration in networked operations • To achieve the best utilization of resources or employment of services of one organization by another • Usually part of the organization embeds a LNO in another part of the organization to provide face-to-face coordination (emigrant) • LNO’s main task is to make sure that the interaction between parts of the organization are optimal • Monitoring, coordinating, communicating, advising, assisting and reporting 13 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 14. Good liaison practice: Case study • What are the success factors and consequences of good liaison practice in networked operations? • Observations and semi-structured interviews with LNOs • 2 international headquarters exercises in 2008 and 2009 14 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 15. Setting: Joint headquarters • Split up in a forward staff element and a reach back • Forward staff element situated in the operational environment • Direct contact with the actors and key leaders in the field • Operational threat was immediate • Reach back was based at peace time location, working extended office hours • Geographical and operational separation constituted a large boundary / breakdown in organizational network 15 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 16. What does a good LNO look like • Sociable or people-person: externally oriented • The danger of being ‘glued’ to the computer screen • Personal face-to-face communication • A social network has to be set up at an early stage • Working experience and domain knowledge • Adequate rank • Good in communicating the commanders opinions, interests and intent in the receiving headquarters • Speaks the language of the sending and receiving headquarters • Good in transmitting ‘off-the-record’ and emotional information • “Was the decision made instantly or was there a lot of discussion and emotions concerned with it? 16 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 17. Other findings • Coordination role was acknowledged and appreciated • The role of the LNO was not clear to all • Staff personnel misused the LNO for information requests • LNOs were often consulted as subject matter experts • LNOs were not always familiar with the staff, procedures and processes, and sometimes even missed relevant information • Job openings were found to hamper effective integration • Boundaries enlarge when while under time pressure 17 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 18. Some practical implications • Match boundary spanning to temporal fluctuations • Invest in establishing basic relationship • Keep distance between LNO and commander small • The organization has yet to find a mechanism to handle stress • Make clear role and contributions of LNO to staff processes • LNO is no add-on to the staff • LNOs need to be present and preparing with their receiving staff during the preparation phase and beyond • Make boundary spanning responsibility of all staff members (and not just to LNOs) • Mitigates personal costs 18 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 19. Wrap up and future work • Integration is a problem for networked military organizations • Boundary spanning is a key enabler to achieve successful results • Social integration mechanisms are of great importance, including the role of the LNO • Instruments are needed to select and train personnel, to monitor quality of integration, and assess effects of interventions • Mechanisms to handle stress are needed • Size and impact of antecedents on boundary spanning need to be determined 19 Bridging Boundaries TNO Human Factors, June 22-24, 2010
  • 20. Thanks for your attention Questions? More information: • Dr. Rick van der Kleij, TNO Defence, Security and Safety, Business Unit Human Factors, Kampweg 5, P. O. Box 23, 3769 ZG Soesterberg, The Netherlands • Electronic mail: Rick.vanderKleij@tno.nl 20 Bridging Boundaries TNO Human Factors, June 22-24, 2010