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A Survival Survey of Tree and Shrub 
 Plantings under the CREP Riparian 
     Forest Buffer BMP in the 
    NYC Watersheds 1999‐2006 
We all want to know how are we 
doing and how we can improve our 
             efforts.




  Plot 27‐8, planted in 2001, low competition, wet soils, 
       95% survival, 62% poor vigor, heavy browse
Purpose of the Study
• Review survival and performance to consider 
  whether modifications are needed to improve 
  success
• Consider factors influencing survival and 
  performance of the plantings
• Identify possible modifications to the practice 
  as part of the CREP Evaluation FAD deliverable
• Ensure that CREP Riparian Forest Buffers are 
  protecting water quality 
Background on CREP Riparian Forest 
            Buffer BMP
• 764.9 acres planted  on 159 farms between 1999‐2006
• Planting mainly in spring, but some fall plantings
• Mostly planted bare root stock, commonly using brush 
  mats and a limited number of tree tubes
• WAP Planners worked with landowners to define CREP 
  areas, fencing needs and plant assemblage.  Planting 
  was contracted at a cost of approx $2K/ac.  Stocking 
  typically 440 stems/ac.
• Spot checking for three years after planting
• Replanting possible where survival less than 60%
Sampling Design
• Random sample of 10 percent of the planted 
  areas on 10 percent of the farms planted 
  between 2000 and 2006.
• Establish plots and measure plant heights and 
  canopy diameter (both planted and natural 
  regeneration
• Describe the vigor, competition and site 
  conditions
• Note damage from flooding, browse and 
  presence/integrity of fencing, presence of 
  invasive plants
Sampling Process
• Used random systematic sampling techniques 
  to select 16 farms from a list of all contracts 
  organized by area planted
• Randomly selected plot centers using GIS
• Used GPS to navigate to the plots
• Confirmed the plot was located in a planted 
  area and established a 1/10th acre circular plot
Survey Practices
• Measured height and the widest diameter of the 
  canopy for trees and shrubs under 12 ft.
• Identified species of tree or shrub
• Occularly estimated height and canopy diameter 
  for larger trees and shrubs (natural regeneration)
• Photographed the plot from the four cardinal 
  directions
• Deducted unplanted areas and weighted the 
  results of the planted area for plots that were 
  less than 1/10th acre.
Data Compilation and Analysis
• Created a Access database with separate tables 
  for the farm, plots and plants
• Compared the number of live “likely” planted 
  stems with the number of stems planned to have 
  been planted per acre (planned stocking was 
  approximately 440 stems per acre)
• Calculated estimates of plot canopy coverage for 
  both planted material, natural regeneration 
• Analyzed data at overall program, each farm, plot 
  and by species
Survival and Stocking
• Average Survival was based on estimate 440 
  plants per acre
• Overall average survival was 18.9 percent
• Stocking was an average of 107 stems per acre
• Variation is high between farms 
• Variation is high between plots within a farm
• Variation is high within years
Some sites you have great success…
Then again others …. not so much.
Table 1. Estimated Per Acre Plant Density and Approximate Survival Percentage by CREP Contract 

   Contract         Area Planted    Number of                                          Area Sampled       Estimated       Survival 
   Number               (ac.)         Plots          Year Planted    Plant Count           (ac.)        Stems Per Acre   Percentage
               48               1                1            2000                 0             0.10                0       0.00%
               57              2                 2           2001              27               0.07           383.52      87.16%*
               27             1.5                2           2001              20               0.11           190.48       43.29%
               65             3.5                4           2002              64               0.31           207.93       47.26%
               44             2.5                3           2002              26               0.15           170.94       38.85%
               59             12             12              2002              63               0.85            74.29       16.88%
               55             10             10              2002              66               0.91            72.69       16.52%
               66              8                 8           2002              32               0.50            64.16       14.58%
               52              8                 8           2002              26               0.45            58.36       13.26%
              101              1                 1           2002                  2            0.05            40.00        9.09%
               93             3.5                4           2002                  9            0.34            26.47        6.02%
              109              3                 3           2003              41               0.24           168.72       38.35%
              147              5                 5           2005              47               0.50            94.00       21.36%
              145             19             19              2005             125               1.66            75.35       17.12%
              142              9                 9           2006              34               0.68            49.83       11.33%
              156             1.5                2           2006                  7            0.15            46.67       10.61%
Totals and                  90.5             93                               589               7.06           107.71      18.96%
Avg.
Canopy Cover
• Percent cover calculated for planted species 
  and natural regeneration trees and shrubs

• Total Cover – 10.45%
• Planted Vegetation – 2.45%
• Natural Regeneration – 8.01%
Canopy Cover
Survival by Species
• Wide range of trees and shrubs were planted 
  but the survival was greatest for a small group 
  of species. Initial finding suggest:
• Best Surviving Trees –White Spruce, Swamp 
  White Oak, Green Ash, Black Walnut*
• Best Surviving Shrubs – Red Osier Dogwood, 
  Ninebark, Highbush Cranberry, Winterberry
Performance ‐ Vigor
• Surviving trees with the Best Vigor were 
  White Spruce, Tamarack, White Pine, 
  Sycamore, River Birch
• Surviving shrubs with the Best Vigor were 
  Ninebark, Red Osier Dogwood
• Worst survival and performance –Highbush 
  Blueberry, Hazelnut, Nannyberry
Effectiveness of Protection
Table 7.  The Effect of Tree and Shrub Protection Measures on Plant Vigor

                                                                                         Total Of Protection 
      Protection
                                                     Vigor                                      Type
                        High             Moderate            Poor           Dead

mat                              96                  99              118           236                  549

mat/tube                          3                   3                3            10                    19

none                            120                  90               49             2                  261

tube                              3                   2                3             2                    10

               Total
                                222                 194              173           250                  839
Competition
High herbaceous competition  
  30% of the plots




                                Moderate herbaceous competition  
                                  50% of the plots
Site Conditions
Fencing is enabling recovery
But even if fenced, some wet areas may not 
transition to woody vegetation within the current 
                  contract period
Summary
• Low and highly variable survival
• High competition and tough site conditions
• Natural regeneration is important component of 
  the buffer
• Fencing is key to natural regeneration
• Benefits of using mats and tubes uncertain
• Difficult to monitor due to limited knowledge of 
  what was actually planted and existed
• Buffers are present and likely functioning, but 
  may look different than originally anticipated 
Options for the future
• Reduce reliance on planting if maintenance is not 
  possible – emphasize natural regeneration 
• Increase stocking and use of containerized stock
• Use wider range of species known to grow in this 
  area and on the wet sites
• Re‐enrollment will be necessary to achieve full 
  buffer protection
• Improve site characterization, mapping and 
  establish continuous monitoring protocol
Acknowledgements
• SUNY Delhi Interns Summers of 2008 and 
  2009
• SCA‐Americorps Member, Hanh Chu
• Ed Blouin, Brandon Dennis, Julian Drelich, 
  Karen Clifford and the CREP committee

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P.Eskeli - CREP Survival Survey Trees And Shrub Plantings