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Risk Management Plans – proposed changes 
Dr Jane Cook 
Head of Office, Office of Product Review, Monitoring & Compliance Group, TGA 
ARCS Scientific Congress 2014 
11 September 2014
Overview 
• Why have RMPs been required 
• RMP statistics 
• Current requirements 
• Proposed changes 
• Potential Impact of changes 
• Consultation 
• Other initiatives 
• Questions 
Risk Management Plans – proposed changes 1
Why have RMPs been required? 
• Limited information from clinical trials (CTs) 
• Not always representative of real world usage due to inclusion and exclusion criteria in CTs 
• Potential risks identified but not fully characterised during CTs 
• Missing information in certain population groups – children, pregnant women and the elderly 
Risk Management Plans – proposed changes 2
What is a risk management plan for? 
Outlines the risk management system for a medicine once it is available for use in Australia. 
Comprises: 
• Known safety profile 
• Identified and potential safety concerns and where appropriate how they will be mitigated 
• Missing safety information where this is known or can be predicted and how this will be managed 
Focuses on: 
• Monitoring – Pharmacovigilance Plan 
• Minimising risks associated with the use of the product – Risk Minimisation Activities 
Provides: 
• Coverage of the life cycle of the product 
• Assurance that all risks related to the use of a medicine have been considered and acted upon 
Risk Management Plans – proposed changes 3
RMPs to date 
• Requirement commenced 1 April 2009 
• RMPs for “high risk” medicines now required for more than 5 years 
• RMPs evaluated: 
Year Number of RMPs evaluated 
2009 8 
2010 70 
2011 50 
2012 82 
2013 131 
Risk Management Plans – proposed changes 4
RMPs currently required for 
• A New Chemical Entity 
• Generic medicines where innovator product has additional risk minimisation activities 
• Paediatric use 
• Extension of indication 
• Significant change to dosage form or route of administration 
Follows EU guidelines 
Risk Management Plans – proposed changes 5
Proposal 1 
Submit EU RMP (where this exists) and Australian Specific Annex (ASA) 
• Advantages: 
– Allows a sponsor to use a current EU RMP without alteration 
– Provides a simple way of providing information to TGA as to proposed activities to be undertaken in the EU 
and why they are or are not being undertaken in Australia (e.g. patient registries and post-marketing 
studies) 
– Assists sponsors in not having to produce and manage multiple versions of the same RMP for different 
regulators 
• Disadvantages: 
– May involve additional work for sponsor 
– Not all sponsors will have EU RMP 
Risk Management Plans – proposed changes 6
Australian specific annex 
Purpose: 
• Provides specific information about risk in the Australian population, including the indigenous population 
• Provides information as to the relevance of proposed pharmacovigilance and risk minimisation activities to 
the Australian population 
• Identifies and explains any differences between what proposed in the EU and Australia for these activities 
Risk Management Plans – proposed changes 7
Proposal 2 
• The TGA will undertake a risk based assessment of the Pre-submission Planning Form (PPF) as to whether 
an RMP with an ASA needs to be submitted with the application 
• Where the application for the medicine is assessed to not demonstrate a new or increased level of risk the 
sponsor will not be required to submit an RMP 
Risk Management Plans – proposed changes 8
Submissions that may not require an RMP & ASA 
• Change in population does not differ substantially from existing treatment group 
• Change in population does not indicate a new safety risk or change in safety profile 
• Change in form, dose or route does not result in an increase in risk or significant change in safety profile 
• Combination products with a long history of use and commonly used together 
Current circumstances where an RMP is not required will continue, i.e. generic medicines, low risk biological 
products 
Risk Management Plans – proposed changes 9
Submissions that would always require an RMP & ASA 
• New Chemical Entities 
• Paediatric indications 
• Biosimilars 
• Higher risk (Class 3 and 4) biologicals 
• Generic medicines where innovator product has additional risk minimisation activities 
• Vaccines 
Risk Management Plans – proposed changes 10
Potential impact 
• Analysis of of RMPs received from January to April 2014 showed that approximately 25% fewer RMPs would 
have been required 
• Reduction in requirement to provide PSURs to the TGA 
• Routine pharmacovigilance requirements maintained 
Risk Management Plans – proposed changes 11
Consultation 
• Liaison with RMP Expert Working Group of ARCS 
• Industry bodies – Medicine Australia and Generic Medicines Industry of Australia 
Risk Management Plans – proposed changes 12
Other initiatives 
• Australian Specific Annex Template 
• New RMP Questions and Answers 
Risk Management Plans – proposed changes 13
14 
Questions? 
Risk Management Plans – proposed changes
Risk management plans - proposed changes

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Risk management plans - proposed changes

  • 1. Risk Management Plans – proposed changes Dr Jane Cook Head of Office, Office of Product Review, Monitoring & Compliance Group, TGA ARCS Scientific Congress 2014 11 September 2014
  • 2. Overview • Why have RMPs been required • RMP statistics • Current requirements • Proposed changes • Potential Impact of changes • Consultation • Other initiatives • Questions Risk Management Plans – proposed changes 1
  • 3. Why have RMPs been required? • Limited information from clinical trials (CTs) • Not always representative of real world usage due to inclusion and exclusion criteria in CTs • Potential risks identified but not fully characterised during CTs • Missing information in certain population groups – children, pregnant women and the elderly Risk Management Plans – proposed changes 2
  • 4. What is a risk management plan for? Outlines the risk management system for a medicine once it is available for use in Australia. Comprises: • Known safety profile • Identified and potential safety concerns and where appropriate how they will be mitigated • Missing safety information where this is known or can be predicted and how this will be managed Focuses on: • Monitoring – Pharmacovigilance Plan • Minimising risks associated with the use of the product – Risk Minimisation Activities Provides: • Coverage of the life cycle of the product • Assurance that all risks related to the use of a medicine have been considered and acted upon Risk Management Plans – proposed changes 3
  • 5. RMPs to date • Requirement commenced 1 April 2009 • RMPs for “high risk” medicines now required for more than 5 years • RMPs evaluated: Year Number of RMPs evaluated 2009 8 2010 70 2011 50 2012 82 2013 131 Risk Management Plans – proposed changes 4
  • 6. RMPs currently required for • A New Chemical Entity • Generic medicines where innovator product has additional risk minimisation activities • Paediatric use • Extension of indication • Significant change to dosage form or route of administration Follows EU guidelines Risk Management Plans – proposed changes 5
  • 7. Proposal 1 Submit EU RMP (where this exists) and Australian Specific Annex (ASA) • Advantages: – Allows a sponsor to use a current EU RMP without alteration – Provides a simple way of providing information to TGA as to proposed activities to be undertaken in the EU and why they are or are not being undertaken in Australia (e.g. patient registries and post-marketing studies) – Assists sponsors in not having to produce and manage multiple versions of the same RMP for different regulators • Disadvantages: – May involve additional work for sponsor – Not all sponsors will have EU RMP Risk Management Plans – proposed changes 6
  • 8. Australian specific annex Purpose: • Provides specific information about risk in the Australian population, including the indigenous population • Provides information as to the relevance of proposed pharmacovigilance and risk minimisation activities to the Australian population • Identifies and explains any differences between what proposed in the EU and Australia for these activities Risk Management Plans – proposed changes 7
  • 9. Proposal 2 • The TGA will undertake a risk based assessment of the Pre-submission Planning Form (PPF) as to whether an RMP with an ASA needs to be submitted with the application • Where the application for the medicine is assessed to not demonstrate a new or increased level of risk the sponsor will not be required to submit an RMP Risk Management Plans – proposed changes 8
  • 10. Submissions that may not require an RMP & ASA • Change in population does not differ substantially from existing treatment group • Change in population does not indicate a new safety risk or change in safety profile • Change in form, dose or route does not result in an increase in risk or significant change in safety profile • Combination products with a long history of use and commonly used together Current circumstances where an RMP is not required will continue, i.e. generic medicines, low risk biological products Risk Management Plans – proposed changes 9
  • 11. Submissions that would always require an RMP & ASA • New Chemical Entities • Paediatric indications • Biosimilars • Higher risk (Class 3 and 4) biologicals • Generic medicines where innovator product has additional risk minimisation activities • Vaccines Risk Management Plans – proposed changes 10
  • 12. Potential impact • Analysis of of RMPs received from January to April 2014 showed that approximately 25% fewer RMPs would have been required • Reduction in requirement to provide PSURs to the TGA • Routine pharmacovigilance requirements maintained Risk Management Plans – proposed changes 11
  • 13. Consultation • Liaison with RMP Expert Working Group of ARCS • Industry bodies – Medicine Australia and Generic Medicines Industry of Australia Risk Management Plans – proposed changes 12
  • 14. Other initiatives • Australian Specific Annex Template • New RMP Questions and Answers Risk Management Plans – proposed changes 13
  • 15. 14 Questions? Risk Management Plans – proposed changes