Smart City Summit, Nashik - Special Presentation on “The Smart City Mission in India- Challenges and choices: John Zachman Enterprise Architecture Framework Analysis” - Dr Amar Pandey, Additional Director General of Police ( Railways), Karnataka
2. About me
• ADGP Railways, Govt of Karnataka
• ADGP Internal Security, Govt of Karnataka
• IGP, Central Range, Bengaluru
• IGP & Director, Karnataka Police Academy, Mysore
• IGP Mysore
• IGP Internal Security
• IGP Vigilance Water Resources
• Commissioner Youth Affairs and Sports
• As a part of the International Peace Keepers and
International Civil Police Force served in:-
• Bosnia – Herzegovina : Chief of Human Rights
• Sierra Leone – National Advisor and Mentor of the
1. President of India “Police Medal for
Distinguished Service’ 2013
2. President of India “Police Medal for Gallantry
2000
3. President of India “Police Medal for
Meritorious Service’ 2005
• United Nations “Medal of Service for Peace”
1998
• United Nations “Medal of Service for Peace”
2004
• Chief Minister Gold Medal 1996
• Chief Minister Cash Award (`One Lakh) 1996
• Govt. of India Golden Jubilee Medal 2000
• Govt of Karnataka, Special Cash Reward Rs. 2
lakhs 2011
3. Agenda
• Overview
• History – Industrial Age
• SCM Brief History
• SCM Structure
• SCM Features
• Key Challenges & Solutions
• Role of technology
• CISCO vs Microsoft’s Smart City
• What is Enterprise Architecture?
• Enterprise Architecture for SCM
4. Industrial Age to Information Age
Industrial Age
185
0
197
0
Information Age
202
0
Lightbulb
Mainframe Computing
1 million internet-
enabled devices
PC / Laptop
Internet &
WiFi
Mobile Internet
200
0
199
0
198
0
201
0
iPhone
iPad
Microsoft
Windows1
Google
Internet of Things
Social
Media
Intelmicro
processors
INTERNET OF THINGS 4
500million internet-enabled devices
5. BASICS - Factors of Digital Transformation
Data
Data-
Based
Routing
Wear-
able
Compu-
ting
Big Data
Internet
of Things
Smart
Factory
Cloud
Compu-
ting
Auto-
mation
Digital
Products
Robots
Apps
Drones
Rapid
Proto-
typing
Self-
Driving
Cars
Info-
tainment
Remote
Main-
tenance
Social
Media
DIGITAL
TRANS-
FORMATION
E-Comm-
erce
Wear-
ables
6. Three major components of SCM
Govt Functions City facilities, services
Technology
advancements
CITIZENS
7. SCM – Brief History
• June 25, 2015
• Hon. Prime Minister announced
• Rs 98,000 cr allotted
• USD $15.0 bn
• 100 SCMs (98 approved)
• 5 Yr Plan (2017-2022)
• Area development plan (ADP)
• 50:50 centre-state share
• Additional fund from JV, PPP, Turnkey projects etc…
• Dovetailed with revenue stream
• A CEO – centre rep – state rep – urban local body (ULB)
• Bottom up approach
• Flexible, competition based
8. SCM - Structure
• Objective
• Systematic urbanization
• Service delivery
• Conducive eco system
• Comprehensive infrastructure
• Clean environment
• Smart solutions
• Inclusive development
• Funding for outcome
• Pilot tested solutions
• Culture of innovation
• Local area development
• Replicability & scalability
• SCM Services
• Water supply
• Electricity
• Solid waste management
• Mobility
• Housing
• IT Connectivity
• Good governance
• Citizen participation
• Service delivery
• Safety
• Health
• Education
• SCM Concepts
• Waste to energy
• Calibrated surveillance
• Empowered citizen
• Renewability
• Cost reduction
• Time savings
• Benefit enhancing
• IT based solution
• Quality of life
9. SCM - Features
• SCM Function
• Road network
• Park
• Public Transport
• Last mile link
• Accountability
• Transparency
• Mobile App
• Cultural Identity
• Energy management
• Area development
• Planned housing
• Timeframe within 2019-2020
• E-solutions
• Central monitoring & response
• SCM Specification
• City improvement (Retro fitting)
• 500 acres area
• Smart solutions
• Deepen infrastructure
• Retain features
• City renewable (re-development)
• Replace existing features
• Create new one
• Mixed land use
• Increase density ( infrastructure)
• 50 acre area
• Higher FSI
• City extension (Green field projects)
• Smart solution
• Land pooling
• Housing for Poor
• Over 250 acres
• SCM can be any of these
(above) or combination
• No “one size fit all”
• SCM Nature
• Strategy based
• Collaborative
• Unity in funding
• Private participation
• MUD empanelled
consultants
• Special Purpose Vehicle
(SPVs)
• Limited company
• Plan-approve-release funds
• Implement-Operate-Manage-
Monitor-Evaluate
• Information Age System
• Networked, embedded, sensors,
software based
11. Role of Technology in SCM
• -Sensors,
• electronic,
• network,
computerize
d
• system,
• decision
making
• algorithms,
• tracking and
• database…
• Tailor made to
users
• Self monitoring
• Information
integration
• Co-ordinated
applications
• Stakeholders
relationship
• Infrastructure
integration
• Road
• Bridge
• Sewage
• Communication
• Water
• Power
• Building
• Optimized
resources
• Critical response
• Transform
aerospace
technologies in
to civil and
society
applications
• Introduce multi-
disciplinary
system and
solution
approach
• Root cause
analysis &
solution system
• Break mega
system
composited into
primitives
• Re-integrate
primitives into
desirable
composites to
create
innovative
solutions
• Smart
technologies t
create synergy
12. Comparative analysis of two smart city
systems
• CISCO Approach
• Know the city legacy
• Define role & objectives
• Enhance ICT for city utilities
To increase utility
• reduce cost
• Social environmental
• CISCO calls methodology, the framework? Is it so?
• Barriers to SCM
• Complexities
• Multiplicities
• Regulatory
• Systematic
• Structural
• Organizational
• Privacy
• Plethora of vendors
• Policy
• CISCO Sunshine Smart City
• Set aim :
• Reduce carbon emission by 20%
• Reduce crime by 20%
• Reduce traffic jams by 20%
• Real time alerts
• Extracting maximum value from infrastructure,
• Increase economies of scale,
• Support skill developments,
• Precise planning implementation
• Phase wise service delivery
• Deploy SCM tools
• 13 sectors,
• Region Mgmt based
• ICT based
• Economic Analysis
• For every USD invested the benefit in USD3.30
• The cost-benefit ratio is 1:3 ( based on many
assumptions)
13. SCM revisited
• SCM is
• an Enterprise!
• System of systems
• Intersection of technologies and urban life
• Project based
• About connecting separate systems together
• Integrated data
14. Microsoft SCM
• Cloud Technology
• E-Commerce Vendors –
• Justdial,
• Use bing
• Cloud based analytics
• Paytm
• Paytm app, wallet, cortana, office 365,
merchant network
• Snapdeal
• Digital dealership, skype, bing , cortana
• Azure access to local start-up
• Digital next,
• IoT
• Wireless, sensors, data analytics, graphic
visualization, system design, fault
detection
• Process automation & citizen service
• Virtual civic centre,
• Mobile app
• Logical decision making
• IT Adoption
• City dashboard, infra mapping, App
tracking, report generation,
• Innovative digital service,
15. What is Enterprise Architecture?
The term “architecture” describes the manner in which components of a
system are organized and integrated. The essential links between individual
elements, among other things, are recognized.
Enterprise architecture is characterized by its comprehensive view of
enterprise strategy, business processes, systems, technology,
implementation operations across various function units ( departments)
within a company.
It encompasses the interaction of enterprise elements
ENTERPRISE
ARCHITECTURE
ARCHITECTURE
16. The Zachman Framework is a structure that classifies and organizes the elements of enterprise architecture.
The scheme is a matrix, consisting of the following dimensional classifications:
ZACHMAN FRAMEWORK
Through the use of overlapping dimensions, important perspectives can be presented.
1. MULTIPLE ROLES
e.g. planner, owner, designer or builder
2. VARIOUS SPECIFICATIONS
e.g. structure, activities, locations
(what, how, where, who, when, why)
17. Zachman Framework - a scientific basis for running & managing enterprises
John Zachman
18. Enterprise
Enterprise
Functions
1.Sales 2.Marketing 3.Support 4.Product
Management
5.Service Delivery
6.Design &
Engineering
7.Manufacturing 9.Distribution &
Warehouse
8.Information
Technology
12. Quality 13.Legal 14.Procurement11. Finance10.Human
Resources
15.Operation
Departments and key focus area for an Enterprise – a Business Entity
19. Departments and key focus area for an Enterprise – Government
Art & Culture
Information &
Broadcasting
Commerce
Labour &
Employment
Defence
Law & Justice
Communication
Power & Energy
Education
Rural
Enterprise
Indian
Govt
Environment &
Forest
Science &
Technology
Finance & Taxes
Social & Youth
Development
Foreign Affairs
Travel & Tourism
Food & Public
Distribution
Transport
Housing
Home Affairs &
Enforcement
Industries
Health &
Family Welfare
Governance &
Administration Infrastructure
20. How to delivery integrated, personalized services?
Need to understand how service delivery follows six
stages of transformation
Health &
Family Welfare
Goals, strategy
Processes
Systems
Technology
Implementation
Operations
21. Need to understand how service delivery follows six
stages of transformation
Complete definitions include six variables
Health &
Family Welfare
Goals, strategy
Processes
Systems
Technology
Implementation
Operations
22. Understanding anatomy across departments
Strategy
Model
Business
Model
System/
Solution
Model
Technology
Models
Health
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
2
Food
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
3
Art & Culture
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
1
Science
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
5
Info &
Broadcasting
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
11
Defense
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
6
Commerce
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
7
Transport
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
4
Env
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
8
Law
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
9
Power
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
10
Implement
ation
Models
Operation
Models
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Operation
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
23. Use of new technology environments, tools and utilities result in short term
euphoria and long term disruptions as they lack alignment and integration
Strategy
Model
Business
Model
System/
Solution
Model
Technology
Models
Health
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
2
Food
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
3
Art & Culture
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
1
Science
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
5
Info &
Broadcasting
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
11
Defense
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
6
Commerce
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
7
Transport
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
4
Env
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
8
Law
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
9
Power
Strategy
Model
Business
Model
System/
Solution
Model
Technol
ogy
Model
10
Implement
ation
Models
Operation
Models
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Impleme
ntation
Operation
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Operatio
n
Step1 – Align and integrate for one service area
25. Enterprise Architect Perspective
• Dynamic
• Evolving with needs
• Multi-dimensional
• Suited to represent stakeholders
• Customer centric operating models
• Agile platform
• Embracing new digital innovations
• Agile delivery based on automation
• Create and internalize new skill sets
26. Shifts in EA pattern
Key features Types Objective
Strategy Annual to Daily Speed
Approach Theoretical to pragmatic Show to believe
Initiatives Structured to disruptive Cost effective
Design Specific to complexity Roadmap
Technology Design to bytes Innovations
Model Manufacturing to Information Integration
Technology paradigm Static to dynamic Analytics
Core systems Mainframe to combinations Area wide delivery systems
Architecture Idea to instantiation System of systems, integrations
Planning Lifecycle decision Quality of life
Development Project to areas Smart cities
Implementation Discrete to standardization Satisfy customer needs
Management Information to services Delivery of service
27. SCM – Need for Enterprise Architecture
• SCM is a business strategy linked to Information strategy which
manifests itself into an architectural framework
• It is known what citizens want and what Govt has in mind, but in the
field we need to design six perspectives to answer six interrogatives
• Zachman Enterprise Architecture Framework (ZF) is a schema (6 x 6)
matrix, which explains the methodologies and help prepare micro
models to achieve meta model of SCM
• ZF transforms
• idea to reality and
• perception to actualization
• Design (drawing), plan ( deliverables)
28. SCM Architecture
• Current Architecture
• Performance Reference Model
• Govt wide performance measures &
outcomes
• Line of business specific performance
• Business Reference Model
• Line of Business
• Agencies, customers and partners
• Service component reference model
• Capabilities and functionalizes
• Servirce and access channels
• Data reference model
• Data standardization,
• Information exchange
• Technical Reference Model
• IT Services
• Standards
Features of current
architecture
• IT ivory tower
• Disconnected reality
• Pre-ponderence of
concepts
• Lack of
understanding
• Lack of common
approach
29. Transport
SCM – Need for Enterprise Architecture
Area of Application
29
Smart City
PRODUcTION Energy EDUCATION HOUSING TRAFFIC Power Health
30. SCM EA MANAGEMENT
Documentation of the
current landscape
Development of the
planned and target
landscapes
Record of business
requirements of SCM
Analysis of similarities
between affected
elements
Determine priority of
projects according to
selected criteria
Monitor dependencies of
ongoing or planned
projects
Adapt EA management
activities to the Govt
strategy
LANDSCAPE
MANAGEMENT
DEMAND
MANAGEMENT
PROJECT
PORTFOLIO
MANAGEMENT
SYNCHRONIZATION
MANAGEMENT
STRATEGIES AND
GOALS
MANAGEMENT
Study of business objects,
such as citizens or
contract
Modification or
transformation using
enterprise architecture
Standardization and
homogenization of the
application landscape by
setting and implementing
standards
Identification of
redundancies and
potential savings and
their implementation
(based on inventory).
BUSINESS OBJECT
MANAGEMENT
TRANSFORMATION
MANAGEMENT
IT ARCHITECTURE
MANAGEMENT
INFRASTRUCTURE
MANAGEMENT
31. EA MANAGEMENT for SCM
Environment: Legal Framework, Market Environment, Trends & Technologies
3
Results-Based Monitoring (based on formal goals)
1 2
Analysis, Design, Planning Guidelines, Transformation Project
CURRENT ENTERPRISE ARCHITECTURE
Organization, Appl. Arch.,
System Arch.
Business
Processes
Plan
Organization, Appl. Arch.,
System Arch.
Business
Processes
Plan
Business
Processes
Business
Plan
Organization, Application
Architecture, System
Architecture
Time
100 %
Degree of standardization, degree of
integration, process difference
costs per citizen
process variants, service variations etc..
TARGET ENTERPRISE ARCHITECTURE
32. Things to remember
1. Govt functions are complex
2. City services are numerous, need very high level of customization
3. Technology integration can make it easier or disrupts it further
So..even before we start understanding what we have is the key, before embarking on
what we are going to CHANGE.
Need structured approach to define (goals, processes, systems, people, rules etc.) and
model Govt functions, city facilities and their integration before realizing with technology
Govt Functions City facilities, services
Technology
advancements
CITIZENS