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Technology
Commercialization
Center
Goals, Focus, Structure & Activities
Nizhny Novgorod, Russia
March 2014
One of the leading universities in Russia
- Over 30,000 students,
- 19 departments,
- 136 chairs and,
- 6 research institutes
Our University at a Glance
2
UNN offers educational programs in:
- 52 specialties;
- 32 Bachelor’s programs,
- 28 Master’s programs, and;
- 13 programs for intermediate professional education.
- 61 programs for postgraduate & postdoctoral students,
- and 17 dissertation councils awarding doctoral degrees
(Candidate or Doctor of Sciences) in 35 fields of studies.
Leading National Research University with Strong
Fundamental Sciences Background
UNN also offers a wide spectrum of innovative forms of
training that are in great demand in the society. These
include short-term and accelerated programs for those
who want to obtain a second higher education degree
and for those who receive higher education on the basis
of intermediate professional education.
3
Strong history of International Relations & long term partnerships
UNN is a recognized participant in the international
university network:
European University Association
Deans European Academic Network
Direct contractual relations with over 50 foreign
universities and academic institutions
UNN jointly with other European universities making
part of appropriate consortia has completed and
continues to implement a number of projects of the
European Commission:
18 Tempus projects (starting from 1994)
Erasmus Mundus projects
4
International Best Practices in Tech Commercialization
European Accelerators and pre
seed funds are also emerging
rapidly
5
Accelerators are also
operating across the US and
well known
Who benefits from these programs?
- Angel Investors: reduced need for DD, Networking with founders & VC investors
- Venture Capital Investors: Improved deal pipeline, Networking, idea sourcing
- Large Technology Firms: talent scouting, new customers for platforms & services,
- Other Start-Up Founders: talent scouting & networking w/customers & investors
- Service Providers: new customers
Proof of Concept Centers (POC)
are well established in the US
Early stage support programs are
also starting to emerging in
Russia
Strategic goals for UNN’s innovation activity
- Focus operations on developing the ‘knowledge triangle,’ including
emphasis on; (1) education, (2) science, & (3) innovation;
- Focus on creating UNN Competitive Advantages in training a highly
competent cadre of creative innovators with strong entrepreneurial skills;
- Focus on developing a comprehensive innovation support ecosystem;
- Focus on developing collaborative partnerships with corporate customers,
including large government-owned companies, offering them contract-based
R&D and commercializing scientific research products;
- Focus on establishing a growing number of successful small innovative
companies, with priority given to developing new medical devices and high
tech biomedical technologies.
6
“UNN 2020” - Long Term Development Plans:
Key stages in Russia’s innovation ecosystem
R&D
Concept
development &
check
Preseed stage
Market potential
evaluation,
Commercialization
strategy
development
Preseed stage
Prototype
development
Product development
Seed stage
Stage of the company & of the project
Company stage & product stage
Time
Product introduction
on the market
Start-up
Company
foundation
Product sale
Growth
Fundsrequirements,MioRub
Technology transfer centersPoC Centers Business accelerators,
Techno parksBusiness incubatorsLaboratories
Bortnik Fund (START
program), Regional grants &
subsidies, Branch grants
Business angels, Seed investors
(RVC FSI)
Venture investors & funds
Finance sources deficit
Funds application directions
Infrastructure of support
Finance sources
Innovation development phases
Assumed new
link
Sponsor funds, RFFI funds,
Regional grants & scholarships,
UMNIK program etc.
Project
appearance
From Russian Technologies to Global Markets
UNN
Technology
Commercialization
Center
7
8
UNN Innovation Ecosystem
Innovation
company
Innovation
company
UNN Rector
Center of technology
commercialization
Center of innovation
entrepreneurship
development for young
scientists
UNN Student
Business-Incubator
UNN-Marchmont
Venture Lab.
Innovation
company
Vice-rector for
innovations
Innovation
company
Innovation
company
Innovation
company
Selection of innovation
projects and company
founding
Promotion and support of
innovation companies
Innovation ideas generation
and project initiation
Coordination of
innovation
activities
Faculties
Faculties
Faculties
Innovation
centers/labs
Innovation
centers/labs
Departments
Departments
Departments
Research Institutes
Research Institutes
Research Institutes
Innovation
centers/labs
Innovation
centers/labs
Branches
(campuses)
Branches
(campuses)
Branches
(campuses)
Center for network
integration
Innovation Lab. of
Prototyping
Coordination of
innovation
activities
UNN Innovation Commercialization Support Structure
9
UNN Technology Commercialization Center Structure
Putting together Viable Technologies Register
10
Sources: Results:
Reports
Developers
(at their initiative)
R&D leaders
(upon results of communication) Database
Of potentially
advanced
technologies
Area of responsibility
1. Tech Transfer Center - IP Analysis Department
Collection of information about university know-how and its screening to make sure it’s good
enough to have related IP rights documented and registered.
11
Primary functions
2. Tech Transfer Center - Patenting & Licensing Dept.
• Preparing applications for patents on inventions and useful
models
• Applying for certificates of government registration of software and
databases
• Monitoring status of university know-how
• Preparing contracts for transferring IP rights to third parties
• Consulting services for developers, processing paperwork for
author contracts
12
Development strategy
• Preparation and analysis of licensing agreements
• Cross-border international patenting
• International transactions in transfer of technologies
• Development of a patenting strategy and optimization of UNN’s patenting
costs
• Buildup and management of UNN’s patent portfolio
• Due diligence in the IP field
• Broader consulting services to developers from UNN and other
organizations
Tech Transfer Center - Patenting & Licensing Dept.
Main objectives
• Legal support of the setup of a new small innovation company (including those
set up under Federal Law 217), assistance in their organizational issues.
• Legal support in registering IP rights for a small company’s know-how and other
proprietary items.
•Legal assistance in interaction with investors and institutional SME support
structures.
•Legal support of a small company’s contractual activity.
•Preparation and conducting of training sessions, seminars, workshops, etc.
elucidating legal support issues in innovation activity.
13
3. Department of Legal Support of Innovation
Main objectives
• Management in the process of analyzing, screening and packaging innovation
projects for investment.
• Development and adoption of mechanisms of monitoring and support for
innovative projects, including the following aspects:
• development of internal project environment (incl. assistance in setting up
small innovative companies under Federal Law 217);
• packaging of projects;
• development of a promotion program;
• search for potential investors.
• Preparation of UNN-originating innovation projects for participation in the US-
Russia Innovation Corridor (EURECA II).
14
4. Proof-of-Concept (POC) Department
Assessment, screening and packaging
of innovation projects
15
US-Russia Innovation Corridor: 2013 results
16
In October 2013, five UNN companies visited the International Business Incubator at the
University of Maryland. PoC assisted them in preparing presentations to showcase their projects.
The trip has resulted in the following:
• ROSE (Lasens): a preliminary agreement has been reached with GenProMarkers, a U.S.-based biotech
company, to conduct clinical trials of the ROSE complex in the U.S. and Russia as required by FDA and Russian law.
A clinical trial program drafted by Lasens is currently being considered by GenProMarkers Inc.
• METEO: A demo version of the METEO system may be mounted on the University of Maryland campus
(perhaps supported financially by the MIPS grant program). Collaboration launched with the company “Earth-
networks” (global meteorological business project “WeatherBug”); an NDA signed.
• AlteroZoom: Maryland students tested AlteroZoom’s alpha version and found it user-friendly and an
interesting IT product. Participation in the MIPS program planned in partnership with Dr. Zhou in an effort to distribute
the AlteroZoom product among students at the University of Baltimore.
• RiCo: Further collaboration mapped out with PrimeTime and Golden Island, companies engaged in sales of
medical equipment in China and India. U.S.-based clinical trials scheduled in partnership with Physiotherapy.
• WIM: In October 2013, the company registered its U.S. subsidiary, WirelessInMotion LLC.
Proof-of-Concept (POC) Department
US-Russia Innovation Corridor: 2014 participants
Proof-of-Concept
Department
17
In April 2014 4 UNN companies and 2 companies from Perm
National Research University will visit the business-incubator in the
University, State Maryland :
«KROKS-NN» LLC (Phys.Fac.UNN): XFormer – adaptive
modules for mammography
«Biotechnological Center «In vitro»LLC (Biolog.Fac.UNN):
Biotechnology of the micro-clonal reduplication for
orchids for medicinal raw
«Тectum» LLC(Chem.Fac., Biolog.Fac.UNN): «Теctum» -styptic
agent
«Radio Lab NN»LLC (Radio and Pfys.Fac. UNN): Software
package for the simulation of mobile communication systems
3G/4G/4G+
«Center ELT»LLC (PNRPU): Monitoring and operational control of
electron beam welding
“FM Diognostics" (Chem.and Biolg.Fac. PNRPU) Device
"Microtest" and methods to assess the mechanism of endothelial
regulation of vascular tone in small animal models in vivo
Key Performance Indicators (KPI) for 2014
18
KPI 1Q 2Q 3Q 4Q
TOTAL
2014
Number of projects receiving consulting
services from PoC (project
application/booklet and/or preliminary
consultation)
25 35 20 20 100
Number of projects approved by PoC for
further joint effort in raising funding 5 7 4 4 20
Number of innovation projects that have
raised funding with assistance from PoC - 2 3 5 10
Main objectives
19
5. Department for Innovation Business Development
• Search for new and screening of existing educational and training programs aimed
at developing special skills and knowledge in the field of innovation
entrepreneurship, and dissemination of relevant information among UNN innovators.
•Organization of expert support with mentors and experts (training, consulting,
ongoing mentoring).
•Organization of events for networking and innovation project promotion:
 Assistance in putting together a network of partners and experts;
 Fostering mutually beneficial interaction among innovators (scientists), businesses, the
investment community, and society.
• Promotion of innovation as an activity.
KomTech 2014
КоmTech 2014
Master-class program PitchNITE program
Aimed at developing special skills and
knowledge in innovation
entrepreneurship and disseminating
related information among innovators
and other ecosystem players.
Aimed at training innovators in best
project-pitching techniques for them to
be able to speak “a common language”
with investors, and at creating a
platform for interaction between
innovators and investors.
A series of KomTech 2014 innovation sessions planned for this year
With support PartnersCo-organizer
КоmTech 2014
Organizers
- UNN TCC
- UNN Faculties
Coaches
-Speakers
- Experts
Partners
- Investors
- Members of
business community
- Sponsors
KomTech
Innovation project
developersAudience
Panel of experts
-Angel investors
-Corporate experts
- VC fund managers
With support PartnersCo-organizer
Target audiences
With support PartnersCo-organizer
Developers and owners of innovation projects;
Entrepreneurs;
Investors, business angels;
Researchers, postgraduates, students;
Players from innovative SMEs;
Experts.
Project Assessment & Packaging – Stages of Work
From Russian Technologies to Global Markets
1.Initial
evaluation of the
project’s idea &
selection
2. Technology
& market
evaluation
3.Team building &
training
4.Commercialization
strategy & business
plan development
5.Project professional
packaging
Projects on different development stages
Raising of early stages
finance by the project
Proof of Concept Stage 6. Assistance in investment
search
(for some projects)
Russian Experts
Foreign Russian
Innovation
Diaspora
External Expertise
7.Project
assistance
Raising of next
stages finance by
the project
8. Business LAB
exit from the
projectInnovation Project Ideas Packaged Business Plans
23
New Innovative Development Center
25 000 square meters to be dedicated to the development UNN
infrastructure and the establishment of joint R&D facilities and
laboratories together with corporate partners
24
General agreement of collaboration for creation the
Growth zone for medical equipment development and
biomedical high technologies between region government
and UNN was underwritten in September 2012.
The Growth zone is a biomedical cluster created to
support development of medical facility industry and
innovation activities in Nizhniy Novgorod region and Volga
federal district.
Collaboration between the Local Government and UNN
25
Lobachevsky State University is a participant of the FTP
“Development of Russian Federation pharmaceutical & medical
industry for the period until 2020 and further perspective”
UNN Development Plans Supported by Federal Target Program
Source of funding 2011 - 2015 2012 2013 2014 2015
Federal budget 1130 113 136 381 500
Non-government sources 400 - - - 400
Total: 1530 113 136 381 900
Innovative
Development Center
25 000 square meter
Innovative Development Center - Current Construction
Current project situation.
Construction of IDC building will have been finished by the end of 2015.
The EURECA program and its partners have developed a new Innovation Corridor which can
help to speed up the entry of viable Russian technology products into the US market.
From Russian Technologies to Global Markets
EURECA Program Innovation Corridor 2013 – 2014
The Technology Commercialization Center and its Venture LAB partners will pre-screen
and package projects in the advanced medical diagnostics and devices sector for further
development in the Maryland State University International Incubator
28
Technology
Commercialization
Center
THANK YOU!
Any questions?
29

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Unn tcc presentation march 25, 2014 minnesota_eng

  • 1. Technology Commercialization Center Goals, Focus, Structure & Activities Nizhny Novgorod, Russia March 2014
  • 2. One of the leading universities in Russia - Over 30,000 students, - 19 departments, - 136 chairs and, - 6 research institutes Our University at a Glance 2
  • 3. UNN offers educational programs in: - 52 specialties; - 32 Bachelor’s programs, - 28 Master’s programs, and; - 13 programs for intermediate professional education. - 61 programs for postgraduate & postdoctoral students, - and 17 dissertation councils awarding doctoral degrees (Candidate or Doctor of Sciences) in 35 fields of studies. Leading National Research University with Strong Fundamental Sciences Background UNN also offers a wide spectrum of innovative forms of training that are in great demand in the society. These include short-term and accelerated programs for those who want to obtain a second higher education degree and for those who receive higher education on the basis of intermediate professional education. 3
  • 4. Strong history of International Relations & long term partnerships UNN is a recognized participant in the international university network: European University Association Deans European Academic Network Direct contractual relations with over 50 foreign universities and academic institutions UNN jointly with other European universities making part of appropriate consortia has completed and continues to implement a number of projects of the European Commission: 18 Tempus projects (starting from 1994) Erasmus Mundus projects 4
  • 5. International Best Practices in Tech Commercialization European Accelerators and pre seed funds are also emerging rapidly 5 Accelerators are also operating across the US and well known Who benefits from these programs? - Angel Investors: reduced need for DD, Networking with founders & VC investors - Venture Capital Investors: Improved deal pipeline, Networking, idea sourcing - Large Technology Firms: talent scouting, new customers for platforms & services, - Other Start-Up Founders: talent scouting & networking w/customers & investors - Service Providers: new customers Proof of Concept Centers (POC) are well established in the US Early stage support programs are also starting to emerging in Russia
  • 6. Strategic goals for UNN’s innovation activity - Focus operations on developing the ‘knowledge triangle,’ including emphasis on; (1) education, (2) science, & (3) innovation; - Focus on creating UNN Competitive Advantages in training a highly competent cadre of creative innovators with strong entrepreneurial skills; - Focus on developing a comprehensive innovation support ecosystem; - Focus on developing collaborative partnerships with corporate customers, including large government-owned companies, offering them contract-based R&D and commercializing scientific research products; - Focus on establishing a growing number of successful small innovative companies, with priority given to developing new medical devices and high tech biomedical technologies. 6 “UNN 2020” - Long Term Development Plans:
  • 7. Key stages in Russia’s innovation ecosystem R&D Concept development & check Preseed stage Market potential evaluation, Commercialization strategy development Preseed stage Prototype development Product development Seed stage Stage of the company & of the project Company stage & product stage Time Product introduction on the market Start-up Company foundation Product sale Growth Fundsrequirements,MioRub Technology transfer centersPoC Centers Business accelerators, Techno parksBusiness incubatorsLaboratories Bortnik Fund (START program), Regional grants & subsidies, Branch grants Business angels, Seed investors (RVC FSI) Venture investors & funds Finance sources deficit Funds application directions Infrastructure of support Finance sources Innovation development phases Assumed new link Sponsor funds, RFFI funds, Regional grants & scholarships, UMNIK program etc. Project appearance From Russian Technologies to Global Markets UNN Technology Commercialization Center 7
  • 8. 8 UNN Innovation Ecosystem Innovation company Innovation company UNN Rector Center of technology commercialization Center of innovation entrepreneurship development for young scientists UNN Student Business-Incubator UNN-Marchmont Venture Lab. Innovation company Vice-rector for innovations Innovation company Innovation company Innovation company Selection of innovation projects and company founding Promotion and support of innovation companies Innovation ideas generation and project initiation Coordination of innovation activities Faculties Faculties Faculties Innovation centers/labs Innovation centers/labs Departments Departments Departments Research Institutes Research Institutes Research Institutes Innovation centers/labs Innovation centers/labs Branches (campuses) Branches (campuses) Branches (campuses) Center for network integration Innovation Lab. of Prototyping Coordination of innovation activities UNN Innovation Commercialization Support Structure
  • 10. Putting together Viable Technologies Register 10 Sources: Results: Reports Developers (at their initiative) R&D leaders (upon results of communication) Database Of potentially advanced technologies Area of responsibility 1. Tech Transfer Center - IP Analysis Department Collection of information about university know-how and its screening to make sure it’s good enough to have related IP rights documented and registered.
  • 11. 11 Primary functions 2. Tech Transfer Center - Patenting & Licensing Dept. • Preparing applications for patents on inventions and useful models • Applying for certificates of government registration of software and databases • Monitoring status of university know-how • Preparing contracts for transferring IP rights to third parties • Consulting services for developers, processing paperwork for author contracts
  • 12. 12 Development strategy • Preparation and analysis of licensing agreements • Cross-border international patenting • International transactions in transfer of technologies • Development of a patenting strategy and optimization of UNN’s patenting costs • Buildup and management of UNN’s patent portfolio • Due diligence in the IP field • Broader consulting services to developers from UNN and other organizations Tech Transfer Center - Patenting & Licensing Dept.
  • 13. Main objectives • Legal support of the setup of a new small innovation company (including those set up under Federal Law 217), assistance in their organizational issues. • Legal support in registering IP rights for a small company’s know-how and other proprietary items. •Legal assistance in interaction with investors and institutional SME support structures. •Legal support of a small company’s contractual activity. •Preparation and conducting of training sessions, seminars, workshops, etc. elucidating legal support issues in innovation activity. 13 3. Department of Legal Support of Innovation
  • 14. Main objectives • Management in the process of analyzing, screening and packaging innovation projects for investment. • Development and adoption of mechanisms of monitoring and support for innovative projects, including the following aspects: • development of internal project environment (incl. assistance in setting up small innovative companies under Federal Law 217); • packaging of projects; • development of a promotion program; • search for potential investors. • Preparation of UNN-originating innovation projects for participation in the US- Russia Innovation Corridor (EURECA II). 14 4. Proof-of-Concept (POC) Department
  • 15. Assessment, screening and packaging of innovation projects 15
  • 16. US-Russia Innovation Corridor: 2013 results 16 In October 2013, five UNN companies visited the International Business Incubator at the University of Maryland. PoC assisted them in preparing presentations to showcase their projects. The trip has resulted in the following: • ROSE (Lasens): a preliminary agreement has been reached with GenProMarkers, a U.S.-based biotech company, to conduct clinical trials of the ROSE complex in the U.S. and Russia as required by FDA and Russian law. A clinical trial program drafted by Lasens is currently being considered by GenProMarkers Inc. • METEO: A demo version of the METEO system may be mounted on the University of Maryland campus (perhaps supported financially by the MIPS grant program). Collaboration launched with the company “Earth- networks” (global meteorological business project “WeatherBug”); an NDA signed. • AlteroZoom: Maryland students tested AlteroZoom’s alpha version and found it user-friendly and an interesting IT product. Participation in the MIPS program planned in partnership with Dr. Zhou in an effort to distribute the AlteroZoom product among students at the University of Baltimore. • RiCo: Further collaboration mapped out with PrimeTime and Golden Island, companies engaged in sales of medical equipment in China and India. U.S.-based clinical trials scheduled in partnership with Physiotherapy. • WIM: In October 2013, the company registered its U.S. subsidiary, WirelessInMotion LLC. Proof-of-Concept (POC) Department
  • 17. US-Russia Innovation Corridor: 2014 participants Proof-of-Concept Department 17 In April 2014 4 UNN companies and 2 companies from Perm National Research University will visit the business-incubator in the University, State Maryland : «KROKS-NN» LLC (Phys.Fac.UNN): XFormer – adaptive modules for mammography «Biotechnological Center «In vitro»LLC (Biolog.Fac.UNN): Biotechnology of the micro-clonal reduplication for orchids for medicinal raw «Тectum» LLC(Chem.Fac., Biolog.Fac.UNN): «Теctum» -styptic agent «Radio Lab NN»LLC (Radio and Pfys.Fac. UNN): Software package for the simulation of mobile communication systems 3G/4G/4G+ «Center ELT»LLC (PNRPU): Monitoring and operational control of electron beam welding “FM Diognostics" (Chem.and Biolg.Fac. PNRPU) Device "Microtest" and methods to assess the mechanism of endothelial regulation of vascular tone in small animal models in vivo
  • 18. Key Performance Indicators (KPI) for 2014 18 KPI 1Q 2Q 3Q 4Q TOTAL 2014 Number of projects receiving consulting services from PoC (project application/booklet and/or preliminary consultation) 25 35 20 20 100 Number of projects approved by PoC for further joint effort in raising funding 5 7 4 4 20 Number of innovation projects that have raised funding with assistance from PoC - 2 3 5 10
  • 19. Main objectives 19 5. Department for Innovation Business Development • Search for new and screening of existing educational and training programs aimed at developing special skills and knowledge in the field of innovation entrepreneurship, and dissemination of relevant information among UNN innovators. •Organization of expert support with mentors and experts (training, consulting, ongoing mentoring). •Organization of events for networking and innovation project promotion:  Assistance in putting together a network of partners and experts;  Fostering mutually beneficial interaction among innovators (scientists), businesses, the investment community, and society. • Promotion of innovation as an activity.
  • 20. KomTech 2014 КоmTech 2014 Master-class program PitchNITE program Aimed at developing special skills and knowledge in innovation entrepreneurship and disseminating related information among innovators and other ecosystem players. Aimed at training innovators in best project-pitching techniques for them to be able to speak “a common language” with investors, and at creating a platform for interaction between innovators and investors. A series of KomTech 2014 innovation sessions planned for this year With support PartnersCo-organizer
  • 21. КоmTech 2014 Organizers - UNN TCC - UNN Faculties Coaches -Speakers - Experts Partners - Investors - Members of business community - Sponsors KomTech Innovation project developersAudience Panel of experts -Angel investors -Corporate experts - VC fund managers With support PartnersCo-organizer
  • 22. Target audiences With support PartnersCo-organizer Developers and owners of innovation projects; Entrepreneurs; Investors, business angels; Researchers, postgraduates, students; Players from innovative SMEs; Experts.
  • 23. Project Assessment & Packaging – Stages of Work From Russian Technologies to Global Markets 1.Initial evaluation of the project’s idea & selection 2. Technology & market evaluation 3.Team building & training 4.Commercialization strategy & business plan development 5.Project professional packaging Projects on different development stages Raising of early stages finance by the project Proof of Concept Stage 6. Assistance in investment search (for some projects) Russian Experts Foreign Russian Innovation Diaspora External Expertise 7.Project assistance Raising of next stages finance by the project 8. Business LAB exit from the projectInnovation Project Ideas Packaged Business Plans 23
  • 24. New Innovative Development Center 25 000 square meters to be dedicated to the development UNN infrastructure and the establishment of joint R&D facilities and laboratories together with corporate partners 24
  • 25. General agreement of collaboration for creation the Growth zone for medical equipment development and biomedical high technologies between region government and UNN was underwritten in September 2012. The Growth zone is a biomedical cluster created to support development of medical facility industry and innovation activities in Nizhniy Novgorod region and Volga federal district. Collaboration between the Local Government and UNN 25
  • 26. Lobachevsky State University is a participant of the FTP “Development of Russian Federation pharmaceutical & medical industry for the period until 2020 and further perspective” UNN Development Plans Supported by Federal Target Program Source of funding 2011 - 2015 2012 2013 2014 2015 Federal budget 1130 113 136 381 500 Non-government sources 400 - - - 400 Total: 1530 113 136 381 900 Innovative Development Center 25 000 square meter
  • 27. Innovative Development Center - Current Construction Current project situation. Construction of IDC building will have been finished by the end of 2015.
  • 28. The EURECA program and its partners have developed a new Innovation Corridor which can help to speed up the entry of viable Russian technology products into the US market. From Russian Technologies to Global Markets EURECA Program Innovation Corridor 2013 – 2014 The Technology Commercialization Center and its Venture LAB partners will pre-screen and package projects in the advanced medical diagnostics and devices sector for further development in the Maryland State University International Incubator 28 Technology Commercialization Center