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PROMOTING
   BUSINESS
 CONTINUITY




    Greater Manchester
       Local Authority
  Business Continuity Group
What is Business Continuity?
Business Continuity is a planning process, which
provides a framework for ensuring resilience of
your business to threats and challenges. This
approach will help you to ensure that key
customers, your brand, reputation and key
suppliers are maintained, as well as your long-
term survival.
Business Continuity needs to be
considered by small companies and
organisations as well as larger            “Nearly 1 in 5
corporations. Plans need to be clear,
simple (but not simplistic) and tailored
                                            businesses
to the needs of the business. Incidents     suffer a major
and disasters can have catastrophic         disruption
effects on businesses and the threats
can come from incidents originating         every year”
through accidents, criminal activity or
incidents created by the natural
elements.
Business Continuity should become part of the
way you perform business. It is better to plan
for incidents occurring to your business rather
than having to “fire-fight” when it actually
happens.
Four Steps to Continuity Planning
    1     Analyse and assess the Risks to your Business

    2        Define your Business Continuity Strategy

    3                   Develop your plan

    4                  Rehearse your plan
1      Analyse and assess the risks to
       your business
Before you can analyse the risks to your business
you need to map out how people in your
organisation work together and how external
suppliers and customers link in to your
organisation.

There may well already be some contingency
and emergency plans in existence so it would be
worth discovering these and including them in
your plan.
It is possible that during this mapping stage you
will have the opportunity to win over staff to the
importance of Continuity Management and
promote the concept internally and externally.
Consider for each site
If your organisation operates over multiple sites,
then they will all need separate continuity plans
all based on the same principles. Find out how
each site operates.

Where is your business vulnerable?
Following the analysis of your business processes formulate a
list of where your business is vulnerable.



                                       Systems
    Property                Human      Processes     Technology
               Suppliers
                           Resources   Timescales
Consider for each department
How essential is the department’s work to the
running of the business on a day-to-day basis.


   •   What equipment, IT and other systems does the
       department need to be able to function appropriately
   •   Who does this department depend on to carry out their
       work?
   •   Which other departments depend on this department
   •   Who in the department is essential
   •   Are there any service level agreements, legal or
       regulatory obligations on the department
   •   Do they already have business continuity or emergency
       plans for their department
   •   How long can the department not operate for until
       catastrophic failure: hours / days / weeks

Are there any busy or quiet periods of operation
e.g. Month-end for payroll dept., or end of year
for Accounts dept.
Risks
Identifying risks is looking at the vulnerable
areas of your business as well as thinking about
some of the more generic “what if” scenarios
e.g. What if the power failed, what if a virus
wiped out our IT system. Look for single points
of failure in you technology or processes.
The essentials of Risk Assessment are three
simple questions for each risk that you identify:

       1. How likely is it to happen?
       2. What effect will it have on your business?
       3. What factors can reduce the likelihood or effect or
          mitigate the risk entirely.
Always try to consider the worst-case scenario 

when carrying out risk assessment, thus a lesser

incident will also be able to be managed. 


2    Define your Business Continuity strategy
It is essential to get backing from the senior

team in your organisation. Most likely the board 

will consider the options for continuity, which will

often be one of the following strategies:


            Accept the risks and change nothing
1
             Accept the risks, but make a mutual
       arrangement with another business (competitor
2      / Business Continuity Specialist) for help after an
                           incident

                  Attempt to reduce the risks
3
            Attempt to reduce the risks and make
4       arrangements for help after an incident as in 2

        Reduce all risks to the point where you should
5                   not need outside help


    All of these approaches will still need a detailed
    plan to outline the arrangements for responding
    to the incident.

    You will also need to consider how quickly
    recovery will need to occur for strategic areas of
    your business or various departments. It may be
    useful to draw a chart of the timescales involved
    in establishing certain functions.
One essential decision is how you respond to risks
that cannot be reduced. 

An example would be the risk of an incident

causing you not to be able to use a building and 

how to establish your operation at another
location.
Options could be:
   1. Have an agreement with other local
      organisations for assistance
   2. Attempt to get temporary accommodation
      (or a “cold site”)
   3. Agreement for immediate accommodation
      at a specialist facility (“a hot site”).

3   Develop your Plan
Your business continuity plan should contain
certain key areas as listed below. This is not an
exhaustive list and you may find other key pieces
of information that may be required as part of
your business.
Items to include

 Roles and responsibilities
 Make it clear who needs to do what, and who takes
 responsibility for what. You should always include deputies
 to cover key roles.

 Incident checklists for key staff – Ensure that they are easy
 for readers to follow.

 First Stage - Include clear, direct instructions or checklist for
 the crucial first hour or so after an incident.
Following Stages - Include a checklist list of things that may be
required after the first hour.

Document Review - Agree how often, when and how you will
check your plan to make sure it is still current. Update your
plan to reflect changes in your organisation’s personnel and in
the risks you might face.

Plan a response for worst-case scenarios. If your plan covers
how to get back in business if a flood destroys your building, it
will also work if one floor is flooded.


Information from outside your business

Consider getting specialist information on the
roles of other organisations that may be
involved in the emergency such as:

  Land Lord
  If you rent your business space – find out what plans and
  assistance your landlord or management company may be
  able to provide

  Utility companies
  Telephone, electricity, water, gas. Find out what they will
  need to know & their emergency supply procedures and

  Neighbouring businesses
  Near by businesses may be affected, but you may also be
  able to help each other
Your Insurance Company
What information do they need from you? Do you need their
permission to replace damaged critical equipment
immediately?
Check what is covered by your insurance policy
Suppliers and customers
How will you contact them to tell them you have been
affected by an incident, and what their critical timescales are.
They will be affected by your decisions, so involve them if you
can.
Your planning process will reassure them and this may assist in
attracting new customers.

Local Authority
Find out what your local authority would do in response to a
major incident

Emergency Services
What information will the emergency services require from
you. Can you help them by ensuring access routes, and
providing plans?
Points to remember
Make your plan usable. Don’t include information
that will be irrelevant or can be accessed in other
places.

Use existing organisational roles and
responsibilities and build on them in the plan.

Specify the escalation of the plan. Who decides
when to invoke the special arrangements and
who manages the process? How will the stand-
down process be managed?
4 Rehearse your plan
Testing and rehearsing your plan is one of the
fundamental areas of contingency planning. It
gives you an opportunity to test the arrangements
and principles of the plan in a “safe”
environment, without risk to the business.

There are various levels of rehearsal or evaluation
that can be employed. They will obviously vary
with cost and value, however a planning lifecycle
should allow for periodic tests of different types.


Table Top exercise
Test your plan using a ‘what if?’ written scenario. New
pieces of information can be added as the scenario
unfolds, in the same way that more details would become
clear in a real incident.

Communications Test
With or without warning, a test message is sent out to
everyone at the top of the call cascade lists in the plan(s).
An audit can then take place on how well the information
was communicated through the organisation.

Full rehearsal
A full rehearsal will show you how well different elements in
your plan work together, which may not be clear when you
test the individual parts. This can be an expensive way to
test your plan.
What should you do next?
If you have been inspired to consider

developing a Continuity Plan for your business,

start immediately.

Write yourself a realistic action plan based on 

the four steps outlined earlier. 

Be realistic about timescales, 

and involve colleagues. Get the 

backing of Senior Managers,

Directors, Shareholders and Staff,

as it will require a team effort to

succeed.





What have you got to lose?
If you don’t plan your for business continuity,
should a disaster occur involving your business,
you may be at risk of losing work to
competitors, failures in your supply chain, loss
of reputation, health and safety issues and
higher insurance premiums.

Business    Continuity affects  everyone:
customers, staff, the community and the
economy. Be prepared, and consider Business
Continuity.
Further information.
Information on Business Continuity and Emergency Planning
can be found from a variety of sources:-


Business Continuity Institute   www.thebci.org
0870 603 8783

UK Resilience                   www.ukresilience.info

Emergency Planning Society      www.emergplansoc.org.uk
0845 600 9587

MI5 Advice                       www.MI5.gov.uk
There is a specific section on business continuity

Survive                         www.survive.com
020 7265 2030

Continuity Central              www.continuitycentral.com

There are also a number of specialist contractors who can
assist with the development of Business Continuity Plans.
Contact Details.
Bolton Council: 

Civil Contingencies Team.

Telephone 01204 336993 

Email: emc.tactical@bolton.gov.uk


Bury Metro:
Roger Carter. Emergency Planning Manager
Telephone: 0161 253 7732
Email: businesscontinuity@bury.gov.uk

Manchester City Council:
Anthony Hughes. Civil Contingencies Unit
Telephone 0161 957 8327
Email: a.hughes@manchester.gov.uk

Oldham Metropolitan Borough Council:
‘Contact Oldham’ Telephone 0161 911 3000
Email: emergency.planning@oldham.gov.uk

Rochdale Metropolitan Borough Council:
Risk and Resilience
Telephone 01706 647474
Email: emergency.planning@rochdale.gov.uk

Salford City Council:
Emergency Planning Unit
Telephone 0161 793 3439 / 3425
Stockport Metropolitan Borough Council:
Civil Resilience Unit
Telephone 0161 474 5599      Fax 0161 474 5523
Email: emergency.planning@stockport.gov.uk

Tameside Metropolitan Borough Council:
Risk Management and Insurance
Telephone 0161 342 2891
Email: ken.crimes@tameside.gov.uk

Trafford Metropolitan Borough Council:
Emergency Planning Team
Telephone: 0161 912 3422       Fax: 0161 912 3444
Email: emergency.planning@trafford.gov.uk

Wigan Council:
Civil Contingencies Unit
Telephone & Fax 01942 827188
Email: emergencyplanning@wiganmbc.gov.uk

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Business continuity in general

  • 1. PROMOTING BUSINESS CONTINUITY Greater Manchester Local Authority Business Continuity Group
  • 2. What is Business Continuity? Business Continuity is a planning process, which provides a framework for ensuring resilience of your business to threats and challenges. This approach will help you to ensure that key customers, your brand, reputation and key suppliers are maintained, as well as your long- term survival. Business Continuity needs to be considered by small companies and organisations as well as larger “Nearly 1 in 5 corporations. Plans need to be clear, simple (but not simplistic) and tailored businesses to the needs of the business. Incidents suffer a major and disasters can have catastrophic disruption effects on businesses and the threats can come from incidents originating every year” through accidents, criminal activity or incidents created by the natural elements. Business Continuity should become part of the way you perform business. It is better to plan for incidents occurring to your business rather than having to “fire-fight” when it actually happens. Four Steps to Continuity Planning 1 Analyse and assess the Risks to your Business 2 Define your Business Continuity Strategy 3 Develop your plan 4 Rehearse your plan
  • 3. 1 Analyse and assess the risks to your business Before you can analyse the risks to your business you need to map out how people in your organisation work together and how external suppliers and customers link in to your organisation. There may well already be some contingency and emergency plans in existence so it would be worth discovering these and including them in your plan. It is possible that during this mapping stage you will have the opportunity to win over staff to the importance of Continuity Management and promote the concept internally and externally. Consider for each site If your organisation operates over multiple sites, then they will all need separate continuity plans all based on the same principles. Find out how each site operates. Where is your business vulnerable? Following the analysis of your business processes formulate a list of where your business is vulnerable. Systems Property Human Processes Technology Suppliers Resources Timescales
  • 4. Consider for each department How essential is the department’s work to the running of the business on a day-to-day basis. • What equipment, IT and other systems does the department need to be able to function appropriately • Who does this department depend on to carry out their work? • Which other departments depend on this department • Who in the department is essential • Are there any service level agreements, legal or regulatory obligations on the department • Do they already have business continuity or emergency plans for their department • How long can the department not operate for until catastrophic failure: hours / days / weeks Are there any busy or quiet periods of operation e.g. Month-end for payroll dept., or end of year for Accounts dept. Risks Identifying risks is looking at the vulnerable areas of your business as well as thinking about some of the more generic “what if” scenarios e.g. What if the power failed, what if a virus wiped out our IT system. Look for single points of failure in you technology or processes. The essentials of Risk Assessment are three simple questions for each risk that you identify: 1. How likely is it to happen? 2. What effect will it have on your business? 3. What factors can reduce the likelihood or effect or mitigate the risk entirely.
  • 5. Always try to consider the worst-case scenario when carrying out risk assessment, thus a lesser incident will also be able to be managed. 2 Define your Business Continuity strategy It is essential to get backing from the senior team in your organisation. Most likely the board will consider the options for continuity, which will often be one of the following strategies: Accept the risks and change nothing 1 Accept the risks, but make a mutual arrangement with another business (competitor 2 / Business Continuity Specialist) for help after an incident Attempt to reduce the risks 3 Attempt to reduce the risks and make 4 arrangements for help after an incident as in 2 Reduce all risks to the point where you should 5 not need outside help All of these approaches will still need a detailed plan to outline the arrangements for responding to the incident. You will also need to consider how quickly recovery will need to occur for strategic areas of your business or various departments. It may be useful to draw a chart of the timescales involved in establishing certain functions.
  • 6. One essential decision is how you respond to risks that cannot be reduced. An example would be the risk of an incident causing you not to be able to use a building and how to establish your operation at another location. Options could be: 1. Have an agreement with other local organisations for assistance 2. Attempt to get temporary accommodation (or a “cold site”) 3. Agreement for immediate accommodation at a specialist facility (“a hot site”). 3 Develop your Plan Your business continuity plan should contain certain key areas as listed below. This is not an exhaustive list and you may find other key pieces of information that may be required as part of your business. Items to include Roles and responsibilities Make it clear who needs to do what, and who takes responsibility for what. You should always include deputies to cover key roles. Incident checklists for key staff – Ensure that they are easy for readers to follow. First Stage - Include clear, direct instructions or checklist for the crucial first hour or so after an incident.
  • 7. Following Stages - Include a checklist list of things that may be required after the first hour. Document Review - Agree how often, when and how you will check your plan to make sure it is still current. Update your plan to reflect changes in your organisation’s personnel and in the risks you might face. Plan a response for worst-case scenarios. If your plan covers how to get back in business if a flood destroys your building, it will also work if one floor is flooded. Information from outside your business Consider getting specialist information on the roles of other organisations that may be involved in the emergency such as: Land Lord If you rent your business space – find out what plans and assistance your landlord or management company may be able to provide Utility companies Telephone, electricity, water, gas. Find out what they will need to know & their emergency supply procedures and Neighbouring businesses Near by businesses may be affected, but you may also be able to help each other
  • 8. Your Insurance Company What information do they need from you? Do you need their permission to replace damaged critical equipment immediately? Check what is covered by your insurance policy Suppliers and customers How will you contact them to tell them you have been affected by an incident, and what their critical timescales are. They will be affected by your decisions, so involve them if you can. Your planning process will reassure them and this may assist in attracting new customers. Local Authority Find out what your local authority would do in response to a major incident Emergency Services What information will the emergency services require from you. Can you help them by ensuring access routes, and providing plans? Points to remember Make your plan usable. Don’t include information that will be irrelevant or can be accessed in other places. Use existing organisational roles and responsibilities and build on them in the plan. Specify the escalation of the plan. Who decides when to invoke the special arrangements and who manages the process? How will the stand- down process be managed?
  • 9. 4 Rehearse your plan Testing and rehearsing your plan is one of the fundamental areas of contingency planning. It gives you an opportunity to test the arrangements and principles of the plan in a “safe” environment, without risk to the business. There are various levels of rehearsal or evaluation that can be employed. They will obviously vary with cost and value, however a planning lifecycle should allow for periodic tests of different types. Table Top exercise Test your plan using a ‘what if?’ written scenario. New pieces of information can be added as the scenario unfolds, in the same way that more details would become clear in a real incident. Communications Test With or without warning, a test message is sent out to everyone at the top of the call cascade lists in the plan(s). An audit can then take place on how well the information was communicated through the organisation. Full rehearsal A full rehearsal will show you how well different elements in your plan work together, which may not be clear when you test the individual parts. This can be an expensive way to test your plan.
  • 10. What should you do next? If you have been inspired to consider developing a Continuity Plan for your business, start immediately. Write yourself a realistic action plan based on the four steps outlined earlier. Be realistic about timescales, and involve colleagues. Get the backing of Senior Managers, Directors, Shareholders and Staff, as it will require a team effort to succeed. What have you got to lose? If you don’t plan your for business continuity, should a disaster occur involving your business, you may be at risk of losing work to competitors, failures in your supply chain, loss of reputation, health and safety issues and higher insurance premiums. Business Continuity affects everyone: customers, staff, the community and the economy. Be prepared, and consider Business Continuity.
  • 11. Further information. Information on Business Continuity and Emergency Planning can be found from a variety of sources:- Business Continuity Institute www.thebci.org 0870 603 8783 UK Resilience www.ukresilience.info Emergency Planning Society www.emergplansoc.org.uk 0845 600 9587 MI5 Advice www.MI5.gov.uk There is a specific section on business continuity Survive www.survive.com 020 7265 2030 Continuity Central www.continuitycentral.com There are also a number of specialist contractors who can assist with the development of Business Continuity Plans.
  • 12. Contact Details. Bolton Council: Civil Contingencies Team. Telephone 01204 336993 Email: emc.tactical@bolton.gov.uk Bury Metro: Roger Carter. Emergency Planning Manager Telephone: 0161 253 7732 Email: businesscontinuity@bury.gov.uk Manchester City Council: Anthony Hughes. Civil Contingencies Unit Telephone 0161 957 8327 Email: a.hughes@manchester.gov.uk Oldham Metropolitan Borough Council: ‘Contact Oldham’ Telephone 0161 911 3000 Email: emergency.planning@oldham.gov.uk Rochdale Metropolitan Borough Council: Risk and Resilience Telephone 01706 647474 Email: emergency.planning@rochdale.gov.uk Salford City Council: Emergency Planning Unit Telephone 0161 793 3439 / 3425
  • 13. Stockport Metropolitan Borough Council: Civil Resilience Unit Telephone 0161 474 5599 Fax 0161 474 5523 Email: emergency.planning@stockport.gov.uk Tameside Metropolitan Borough Council: Risk Management and Insurance Telephone 0161 342 2891 Email: ken.crimes@tameside.gov.uk Trafford Metropolitan Borough Council: Emergency Planning Team Telephone: 0161 912 3422 Fax: 0161 912 3444 Email: emergency.planning@trafford.gov.uk Wigan Council: Civil Contingencies Unit Telephone & Fax 01942 827188 Email: emergencyplanning@wiganmbc.gov.uk