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Psychosocial Factors and Survival of Young Women With
Breast Cancer: A Population-Based Prospective Cohort Study
Kelly-Anne Phillips, Richard H. Osborne, Graham G. Giles, Gillian S. Dite, Carmel Apicella, John L. Hopper,
and Roger L. Milne
From the Division of Haematology and
Medical Oncology, Peter MacCallum
Cancer Centre; Centre for Molecular,
Environmental, Genetic and Analytic
Epidemiology, Department of Medicine,
St Vincentā€™s Hospital, and Centre for
Rheumatic Diseases, Royal Melbourne
Hospital, University of Melbourne,
Melbourne; Cancer Epidemiology
Centre, the Cancer Council Victoria,
Victoria, Australia; and Spanish National
Cancer Centre, Madrid, Spain.
Submitted October 11, 2007; accepted
May 27, 2008.
Supported by the National Health and
Medical Research Council (NHMRC) of
Australia (Grant No. 145604) and the
United States National Institutes of
Health (Grant No. RO1 CA102740-
01A2). The Australian Breast Cancer
Family Study was supported by the
NHMRC of Australia, the New South
Wales Cancer Council, the Victorian
Health Promotion Foundation, and the
United States National Cancer Institute,
National Institutes of Health (Grant No.
RFA CA-95-011), and through coopera-
tive agreements with members of the
Breast Cancer Family Registry and prin-
cipal investigators. K.-A.P. is supported
by the Cancer Council Victoria, John
Colebatch Clinical Research Fellowship.
R.H.O. is supported by an NHMRC
Population Health Fellow Fellowship.
J.L.H. is an Australia Fellow of the
NHMRC and a Victorian Breast Cancer
Research Consortium Group Leader.
K.-A.P. and R.H.O. contributed equally
to this work.
The content of this article does not
necessarily reflect the views or policies
of the National Cancer Institute or of
any collaborating centers in the Cancer
Family Registry (CFR), nor does
mention of trade names, commercial
products, or organizations imply
endorsement by the United States
Government or the CFR.
Authorsā€™ disclosures of potential con-
flicts of interest and author contribu-
tions are found at the end of this
article.
Corresponding author: John Hopper,
PhD, Centre for Molecular, Environmen-
tal, Genetic and Analytic Epidemiology,
the University of Melbourne, 723 Swan-
ston St, Carlton, Victoria 3053, Austra-
lia; e-mail: j.hopper@unimelb.edu.au.
Ā© 2008 by American Society of Clinical
Oncology
0732-183X/08/2628-4666/$20.00
DOI: 10.1200/JCO.2007.14.8718
A B S T R A C T
Purpose
Most women with early-stage breast cancer believe that psychosocial factors are an important
influence over whether their cancer will recur. Studies of the issue have produced conflicting results.
Patients and Methods
A population-based sample of 708 Australian women diagnosed before age 60 years with
nonmetastatic breast cancer was observed for a median of 8.2 years. Depression and anxiety,
coping style, and social support were assessed at a median of 11 months after diagnosis. Hazard
ratios for distant disease-free survival (DDFS) and overall survival (OS) associated with psychos-
ocial factors were estimated separately using Cox proportional hazards survival models, with and
without adjustment for known prognostic factors.
Results
Distant recurrence occurred in 209 (33%) of 638 assessable patients, and 170 (24%) of 708 patients
died during the follow-up period. There were no statistically significant associations between any of the
measured psychosocial factors and DDFS or OS from the adjusted analyses. From unadjusted
analyses, associations between greater anxious preoccupation and poorer DDFS and OS were
observed (P ā«½ .02). These associations were no longer evident after adjustment for established
prognostic factors; greater anxious preoccupation was associated with younger age at diagnosis
(P ā«½ .03), higher tumor grade (P ā«½ .02), and greater number of involved axillary nodes (P ā«½ .008).
Conclusion
The findings do not support the measured psychosocial factors being an important influence on
breast cancer outcomes. Interventions for adverse psychosocial factors are warranted to improve
quality of life but should not be expected to improve survival.
J Clin Oncol 26:4666-4671. Ā© 2008 by American Society of Clinical Oncology
INTRODUCTION
The belief that cancer outcomes might be related to
psychological factors dates back to around 200 AD
whenGalenhypothesizedthatmelancholicwomen
were predisposed to breast cancer.1
In recent de-
cades, there has been much interest in psychoneu-
roimmunologic pathways as the possible mediator
of any such effect.2-4
Whether psychosocial factors
do actually influence outcomes in early-stage breast
cancer remains controversial despite a relatively
large body of literature on the subject.5
The factors
sometimes, but inconsistently, associated with sur-
vival in previous studies are depression and emo-
tional repression (worse survival) and denial,
minimization of illness, and social support (better
survival).5
As highlighted by others, though, prob-
lems with study methodology6,7
and interpretation
of results8
have contributed to the lack of clarity
aroundwhethersuchassociationsarerealorartifac-
tual. Most studies have reported statistically signifi-
cant associations between at least one psychosocial
variableanddiseaseoutcome,5
butmanyoftheseare
likely to have been false-positive results owing to
multiple significance testing.8
Yet the question remains an important one. A
diagnosis of breast cancer is frequently associated
withpsychologicaldistress,9,10
andmostpatientsbe-
lieve that their psychosocial response to their breast
cancer diagnosis affects their prognosis.11
If this
were true, appropriate psychosocial interventions
might improve survival after breast cancer. Con-
versely, if no such effect exists, womenā€™s concerns
could be allayed and this burden of responsibil-
ity lifted.
This study was initiated to examine the poten-
tial impact of anxiety and depression, coping style,
and social support on distant disease-free survival
JOURNAL OF CLINICAL ONCOLOGY O R I G I N A L R E P O R T
VOLUME 26 ä”  NUMBER 28 ä”  OCTOBER 1 2008
4666 Ā© 2008 by American Society of Clinical Oncology
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Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.
(DDFS) and overall survival (OS) for women diagnosed with locore-
gional invasive breast cancer.
PATIENTS AND METHODS
The Australian Breast Cancer Family Study (ABCFS) is a population-based,
case-control-family study of the genetic, environmental, and lifestyle factors
associated with breast cancer and is the Australian component of the National
Institutes of Health Breast Cancer Family Registry.12
It commenced in 1992
and recruited incident cases of primary breast cancer in women living in
SydneyorMelbourne,Australia.Recruitmentwasorganizedviatherespective
state cancer registries (reporting of cancer to these registries is a legislative
requirement). Given the particular interest of the ABCFS in genetic factors,
younger age groups were oversampled. Approval for the study was obtained
from the ethics committees of the University of Melbourne and the Cancer
Councils of Victoria and New South Wales, Australia. All patients provided
written informed consent for participation in the study. Overall participation
by patients with breast cancer in the ABCFS was 69%. Nonparticipation was
duetoattritionbydeath(2%),refusalbytheattendingdoctor(8%),refusalby
the case patient (16%), nonresponse by the attending doctor (1%), nonre-
sponse by the patient (1%), or inability to locate the patient (2%). Details of
recruitment strategy, participation, and baseline data collection methods have
previously been described.13
Tobeeligibleforthecurrentstudyofpsychosocialfactors,womenhadto
be diagnosed with nonmetastatic breast cancer before the age of 60 years, have
no previous history of invasive cancer (apart from nonmelanocytic skin can-
cer), be able to speak and read English, and be residing in Melbourne at the
time of diagnosis.
Data Collection
Epidemiologic and psychosocial questionnaires. At study entry, in a face-
to-face interview, participants were administered epidemiologic question-
naires, as previously described.13
The median time between diagnosis and
interview was 11 months (range, 2 to 42 months; interquartile range, 8 to 16
months). At the same time, participants were given a self-administered psy-
chosocial questionnaire that included the Hospital Anxiety and Depression
Scale (HADS), Mental Adjustment to Cancer (MAC) scale, Courtauld Emo-
tional Control Scale (CECS), and the Dukeā€“University of North Carolina
Functional Social Support (DUFSS) questionnaire.
The HADS is a 14-item, self-administered questionnaire specifically de-
signed for patients with physical illness14
and validated in patients with can-
cer.15
The item scores range from 0 to 3 and are summed so that the anxiety
and depression subscales each range from 0 to 21. Scores greater than 10
indicate probable psychological morbidity, whereas scores between 7 and 10
indicate possible psychological morbidity. The HADS has been used in several
breast cancer studies and has been shown to have a stable factor structure and
high reliability (Cronbachā€™s ā£ ā¬Ž 0.9 for both scales).16
The MAC scale was developed on the basis of extensive qualitative work
identifying common responses to cancer and was designed to assess adjust-
ment responses to cancer.17
It has 40 items and five subscales, including
fighting spirit, helplessness or hopelessness, anxious preoccupation, fatalism,
and avoidance. The scales assess the extent to which these responses are
adopted in the adjustment to the diagnosis and treatment of cancer. The
internal consistency of the subscales is generally high, with ā£ coefficients
ranging from 0.65 (fatalism) to 0.84 (fighting spirit).18
The CECS is a 21-item questionnaire developed to measure the extent to
which individuals report that they suppress emotions of anger, anxiety, and
depressedmood.Subscalesareconsistentwiththeseprimaryemotions:anger,
depressed mood, and anxiety. Internal consistency is high, with ā£ coefficients
ranging from 0.86 (anger subscale) to 0.88 (depressed mood and anxiety
subscales). One-month test-retest reliability for the total CECS is also high,
with an ā£ coefficient of 0.95.19
The DUFSS questionnaire is an eight-item measure that assesses self-
perceived affective support and support from a confidant.20
Affective social
support covers support from people who care and from people who give love
and affection. Confidant social support covers opportunities to talk about
personal, financial, or work-related problems and invitations to participate in
activitieswithothers.TheDUFSShasbeenvalidatedinaprimarycaresetting21
and is regarded as a suitable measure for studying social support of patients
with cancer.22-24
Medicalhistory. Tumorcharacteristics,includingsize,grade,numberof
involved axillary nodes, and estrogen and progesterone receptor status, were
obtained by central pathology review for 55% of cases. For the remainder, the
information was abstracted from diagnostic pathology reports by trained
research assistants. Other information abstracted from medical records in-
cluded adjuvant therapy details (chemotherapy, hormonal therapy, duration,
doses) and details of first distant recurrence and death.
Statistical Methods
Hazard ratios (HR) for DDFS and OS associated with psychosocial
factors were estimated separately using Cox proportional hazards survival
models,withandwithoutadjustmentforoneormoreofthefollowingfactors:
number of involved axillary nodes (zero, one to three, four or more, un-
known), tumor size (ā±• 20 mm, 21 to 50 mm, ā¬Ž 50 mm, unknown), tumor
grade (1, 2, 3, unknown), estrogen receptor status (negative, positive, un-
known), progesterone receptor status (negative, positive, unknown), age at
diagnosis in years (ā¬ 35, 35 to 39, 40 to 49, 50 to 59 years), adjuvant systemic
treatment (none, chemotherapy alone, tamoxifen alone, chemotherapy and
tamoxifen, unknown), body mass index (ā±• 30 kg/m2
, ā¬Ž 30 kg/m2
, un-
known),25
and time in years to diagnosis from last full-term pregnancy (nul-
liparous, ā¬ 2, 2 to 4.99, ā±– 5 years).26
Each psychosocial factor was analyzed as
a categoric and a continuous variable. For the factors derived from the MAC
scale and HADS, predetermined cutoffs were used,15,18
and all others were
dichotomized at the observed median.
The primary end point was DDFS, with time to distant recurrence
(abstracted from medical records) measured from the date of diagnosis.
Women who were not known to have had a distant recurrence, but died, were
assumedtohavehadadistantrecurrenceatthedateofdeath.Allotherwomen
were censored at the date last known to be alive (ie, date of last contact with
ABCFS study staff or date of last medical follow-up as abstracted from the
medical records).
For the analysis of OS, time to death was considered from the date of
diagnosis, with patients left-truncated at the date of interview. Women who
were not known to have died were censored at the date last known to be alive.
Associations between psychosocial factors and tumor characteristics
were assessed using unconditional logistic regression. Post hoc power calcula-
tions were conducted, assuming distant recurrence for 30% of patients over
the observed follow-up period. All statistical analyses were performed using
STATA version 9.0 (STATA Corp, College Station, TX), and all tests and P
values were two-tailed.
RESULTS
Of the 797 Melbourne-based women in the ABCFS who were asked
to complete a psychosocial questionnaire, 748 women (94%) did
so. Of these, 40 patients were excluded for the following reasons:
prior invasive (nonbreast) cancer (n ā«½ 23), older than 60 years at
diagnosis (n ā«½ 8), metastatic disease at diagnosis (n ā«½ 5), and infor-
mation on vital status after interview unavailable (n ā«½ 4). An addi-
tional 70 patients were excluded from the analyses for DDFS because
consent to access information from medical records was not obtained
and the occurrence of a distant recurrence could therefore not be
determined. Thus there were 708 and 638 women included in the
analyses for OS and DDFS, respectively.
The mean age at diagnosis of patients included in the analysis of
DDFS was 40 years (standard deviation ā«½ 8.2 years). Median
follow-up was 8.2 years (range, 0.8 to 14.4 years). Distant recurrence
occurred in 209 (33%) of 638 patients, and 170 (24%) of 708 patients
Psychosocial Factors and Breast Cancer Outcomes
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died during the follow-up period. As shown in Table 1, 55% of pa-
tients had node-negative disease. Most (65%) had received adjuvant
chemotherapy, 31% had received adjuvant hormonal therapy, and
18% had received no adjuvant treatment.
Thedistributionofscoresforeachpsychosocialfactorissumma-
rized in Table 2. The prevalence of probable morbidity (HADS
score ā¬Ž 10) was 3% for depression and 23% for anxiety. The preva-
lence of high fatalism was 5%.
Therewerenostatisticallysignificantassociationsbetweenanyof
the measured psychosocial factors and DDFS or OS from the adjusted
analyses (Table 3). From the unadjusted analysis, there was a margin-
ally significant (P ā«½ .02) association between high scores on the MAC
subscale for anxious preoccupation and poorer DDFS and OS (Table
3). This was only seen when it was analyzed as a continuous rather
than dichotomous variable, and the association was no longer evident
from the adjusted analysis. Allowing the association of anxious preoc-
cupation on outcome to depend on the time delay between diagnosis
and questionnaire administration showed that there was no associa-
tion of delay with death (P ā«½ .7), but there was a tendency for the
association with distant recurrence to be weaker if the data were
collected further from diagnosis, although this was of marginal
Table 1. Patient Characteristics
Characteristic No. %
Age at diagnosis, years
ā¬ 35 114 18
35-39 194 30
40-49 190 30
50-59 140 22
Body mass index, kg/m2
ā±• 30 564 88
ā¬Ž 30 69 11
Unknown 5 1
Time to diagnosis from last childbirth, years
Nulliparous 140 22
ā¬ 2 52 8
2-4.99 79 12
ā±– 5 367 58
Tumor size, mm
ā±• 20 417 65
21-50 162 25
ā¬Ž 50 17 3
Unknown 42 7
Tumor grade
1 80 13
2 244 38
3 260 41
Unknown 54 8
No. of involved axillary nodes
0 348 55
1-3 166 26
ā¬Ž 3 88 14
Unknown 36 6
Estrogen receptor status
Negative 263 41
Positive 350 55
Unknown 25 4
Progesterone receptor status
Negative 229 36
Positive 384 60
Unknown 25 4
Systemic treatment
Chemotherapy 416 65
Tamoxifen 200 31
Both 132 21
Neither 116 18
Unknown 38 6
Table 2. Prevalence of Psychosocial Factors (n ā«½ 638)
Factor and Instrument Mean SD No. %
Anxiety, HADS 7.5 4.3
0-7 350 55
8-10 139 22
ā¬Ž 10 149 23
Depression, HADS 3.3 3.1
0-7 565 89
8-10 56 9
ā¬Ž 10 17 3
Fighting spirit, MAC 52.5 5.9
ā¬Ž 47 492 77
ā±• 47 140 22
Unknown 6 1
Helplessness/hopelessness,
MAC
10.5 2.3
ā¬ 12 456 71
ā±– 12 176 28
Unknown 6 1
Anxious preoccupation, MAC 23.2 3.7
ā¬ 26 457 72
ā±– 26 175 27
Unknown 6 1
Fatalism, MAC 16.1 3.8
ā¬ 23 597 94
ā±– 23 33 5
Unknown 8 1
Avoidance, MAC 1.7 0.8
1-3 604 95
4 25 4
Unknown 9 1
Confidant support, DUFSS 20.4 4.0
ā¬ 22 365 57
ā±– 22 269 42
Unknown 4 1
Affective support, DUFSS 12.9 2.4
ā¬ 15 407 64
ā±– 15 224 35
Unknown 7 1
Anger control, CECS 15.1 4.5
ā¬ 16 378 59
ā±– 16 241 38
Unknown 19 3
Anxiety control, CECS 16.0 4.5
ā¬ 17 333 52
ā±– 17 289 45
Unknown 16 3
Depression control, CECS 16.1 4.7
ā¬ 16 313 49
ā±– 16 307 48
Unknown 18 3
Abbreviations: SD, standard deviation; HADS, Hospital Anxiety and Depression
Scale; MAC, Mental Adjustment to Cancer; CECS, Courtauld Emotional Control
Scale; DUFSS, Dukeā€“University of North Carolina Functional Social Support.
Phillips et al
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Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.
statistical significance (P ā«½ .08). For both outcomes, allowing for
an influence of delay made no difference to the statistical signifi-
cance of the associations with anxious preoccupation. Removing anx-
ious preoccupation from the multivariate model made no substantive
difference to the HR estimates for the covariates considered (data not
shown). Higher scores for anxious preoccupation were associated
withyoungerageatdiagnosis(Pā«½.03),highertumorgrade(Pā«½.02),
and greater number of involved axillary nodes (P ā«½ .008).
Table 3. Psychosocial Measures and Distant Disease-Free and Overall Survival
Factor
Distant Disease-Free Survival Overall Survival
Recurrences Crude Adjustedā“±
Deaths Crude Adjustedā“±
No. of
Recurrences
Total
Patients % HR 95% CI P HR 95% CI P
No. of
Deaths
Total
Patients % HR 95% CI P HR 95% CI P
Anxiety
0-7 114 350 33 1.00 1.00 98 394 25 1.00 1.00
8-10 41 139 30 0.94 0.65 to 1.34 .7 1.03 0.71 to 1.50 .9 31 154 20 0.84 0.56 to 1.25 .4 0.80 0.52 to 1.21 .3
ā¬Ž 10 54 149 36 1.11 0.80 to 1.54 .5 0.96 0.67 to 1.36 .8 41 160 26 1.05 0.73 to 1.52 .8 1.00 0.68 to 1.47 .9
Continuous 1.00 0.97 to 1.03 .9 0.99 0.95 to 1.02 .4 1.00 0.97 to 1.04 .9 1.00 0.96 to 1.04 .9
Depressionā€ 
0-7 182 565 32 1.00 1.00 150 626 24 1.00 1.00
8-10 19 56 34 1.15 0.72 to 1.85 .6 0.82 0.49 to 1.38 .5 14 62 22 0.97 0.56 to 1.68 .9 0.82 0.46 to 1.48 .5
ā¬Ž 10 8 17 47 1.39 0.69 to 2.84 .4 1.48 0.70 to 3.15 .3 6 20 30 1.23 0.55 to 2.79 .6 0.82 0.33 to 2.02 .7
Continuous 1.02 0.98 to 1.07 .3 1.00 0.96 to 1.05 .9 1.02 0.97 to 1.07 .5 0.99 0.94 to 1.04 .6
Fighting spirit
ā¬Ž 47 167 492 34 1.00 1.00 135 547 25 1.00 1.00
ā±• 47 41 140 29 0.86 0.61 to 1.21 .4 0.80 0.55 to 1.14 .2 35 154 23 0.90 0.62 to 1.30 .6 0.86 0.58 to 1.27 .5
Continuous 1.01 0.98 to 1.03 .7 1.01 0.98 to 1.03 .6 1.01 0.98 to 1.03 .06 1.00 0.98 to 1.03 .8
Helplessness
ā¬ 12 149 456 33 1.00 1.00 121 506 24 1.00 1.00
ā±– 12 59 176 34 1.03 0.76 to 1.39 .9 0.98 0.71 to 1.35 .9 49 195 25 1.08 0.77 to 1.50 .7 1.07 0.75 to 1.52 .7
Continuous 1.02 0.97 to 1.09 .4 1.01 0.95 to 1.07 .9 1.04 0.98 to 1.10 .2 1.04 0.97 to 1.11 .2
Anxious preoccupation
ā¬ 26 144 457 32 1.00 1.00 116 505 23 1.00 1.00
ā±– 26 64 175 37 1.26 0.94 to 1.69 .1 0.96 0.70 to 1.32 .8 54 196 27 1.26 0.911.74 .2 1.21 0.86 to 1.69 .3
Continuous 1.04 1.01 to 1.08 .02 1.01 0.97 to 1.05 .7 1.05 1.01 to 1.09 .02 1.03 0.99 to 1.07 .2
Fatalism
ā¬ 23 194 597 33 1.00 1.00 157 659 24 1.00 1.00
ā±– 23 13 33 39 1.43 0.81 to 2.51 .2 1.28 0.70 to 2.32 .4 12 40 29 1.36 0.76 to 2.45 .3 1.57 0.84 to 2.93 .2
Continuous 1.00 0.96 to 1.03 .9 1.01 0.97 to 1.05 .6 0.99 0.95 to 1.03 .5 1.00 0.95 to 1.04 .8
Avoidance
1-3 199 604 33 1.00 1.00 163 666 24 1.00 1.00
4 8 25 32 0.92 0.45 to 1.86 .8 1.12 0.54 to 2.33 .8 6 31 19 0.74 0.33 to 1.68 .5 0.44 0.18 to 1.08 .07
Continuous 0.94 0.80 to 1.11 .5 1.05 0.88 to 1.26 .6 0.86 0.71 to 1.04 .1 0.88 0.72 to 1.06 .2
Confidant support
ā¬ 22 129 365 35 1.00 1.00 98 406 24 1.00 1.00
ā±– 22 80 269 30 0.90 0.68 to 1.19 .5 0.95 0.71 to 1.28 .8 72 298 24 1.00 0.74 to 1.36 .9 0.93 0.68 to 1.28 .7
Continuous 0.99 0.96 to 1.02 .6 0.99 0.96 to 1.03 .6 1.00 0.97 to 1.04 .9 1.00 0.97 to 1.04 .9
Affective support
ā¬ 15 139 407 34 1.00 1.00 112 455 25 1.00 1.00
ā±– 15 69 224 31 0.92 0.69 to 1.23 .6 1.02 0.75 to 1.38 .9 57 245 23 0.93 0.67 to 1.28 .6 0.87 0.62 to 1.21 .4
Continuous 1.01 0.96 to 1.07 .6 1.02 0.96 to 1.08 .6 1.03 0.97 to 1.10 .4 1.03 0.96 to 1.09 .4
Anger control
ā¬ 16 131 378 35 1.00 1.00 109 413 27 1.00 1.00
ā±– 16 72 241 30 0.83 0.63 to 1.11 .2 0.88 0.65 to 1.22 .3 56 274 20 0.75 0.54 to 1.04 .08 0.85 0.60 to 1.20 .4
Continuous 0.97 0.94 to 1.00 .07 0.98 0.94 to 1.02 .3 0.97 0.93 to 1.00 .08 0.98 0.95 to 1.02 .4
Anxiety control
ā¬ 17 111 333 33 1.00 1.00 90 367 25 1.00 1.00
ā±– 17 92 289 32 0.97 0.73 to 1.27 .8 0.19 0.89 to 1.59 .2 75 323 23 0.94 0.69 to 1.28 .7 1.10 0.80 to 1.51 .6
Continuous 0.99 0.96 to 1.02 .6 1.01 0.98 to 1.05 .5 0.99 0.96 to 1.03 .7 1.00 0.97 to 1.04 .8
Depression control
ā¬ 16 108 313 35 1.00 1.00 86 345 25 1.00 1.00
ā±– 16 95 307 31 0.88 0.67 to 1.16 .4 0.91 0.68 to 1.22 .5 79 343 23 0.89 0.66 to 1.21 .5 0.99 0.72 to 1.36 .9
Continuous 0.98 0.95 to 1.01 .2 0.99 0.96 to 1.03 .7 0.99 0.96 to 1.02 .5 1.00 0.96 to 1.03 .9
Abbreviation: HR, hazard ratio.
ā“±
Analyses adjusted for grade (1, 2, 3, unknown), estrogen receptor status (negative, positive, unknown), progesterone receptor status (negative, positive,
unknown), size (ā±• 20, 21-50, ā¬Ž 50 mm, unknown), number of involved nodes (0, one to three, four or more, unknown), body mass index (obese, not, unknown),
time to diagnosis from last childbirth (nulliparous, ā¬ 2 years, 2 to ā¬5 years, 5ā«¹ years), systemic treatment (chemotherapy only, tamoxifen only, chemotherapy and
tamoxifen, neither, unknown).
ā€ Results were not substantially changed when depression dichotomized at cut point of 8 (data not shown).
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Because the prevalence of probable depression (HADS score
of ā¬Ž 10) was low (3%), we repeated the analysis, dichotomizing the
HADS score at a cut point of 8 (possible or probable depression v
depressionunlikely),andtheresultsdidnotchangesubstantially(data
not shown).
Post hoc calculations indicated that this study had 80% power to
detect relative risks of 2.0 or more for dichotomized factors with low
prevalence(suchasdepressionandfatalism)andrelativerisksof1.5or
more for other more prevalent factors, such as anxiety.
DISCUSSION
From this large, population-based study, no statistically significant
associations were found between psychosocial factors (measured at a
median of 11 months after breast cancer diagnosis) and either DDFS
or OS when adjusted for known prognostic factors. The observed
association from the unadjusted analysis of high scores on the MAC
subscaleforanxiouspreoccupationwaslostafteradjustmentforother
known prognostic factors. The estimated effects of these established
prognostic factors were not influenced by the inclusion of anxious
preoccupation in the multivariate model. This suggests that the asso-
ciation of anxious preoccupation with outcome was due to its corre-
lation with poor prognostic factors rather than it directly causing
poorer outcomes. That is, younger women with poorer prognosis
tumors,intermsofgradeandaxillarynodalstatus,weremorelikelyto
score high for anxious preoccupation, suggesting that the apparent
influence of anxious preoccupation was mediated by these other well-
established prognostic factors and their associated treatments (eg,
chemotherapy), rather than being independently important.
A strength of this study was its relatively large sample size and
length of follow-up, providing adequate statistical power to detect
modest relative risks, even for uncommon factors such as depression.
Another major strength of our study is that it was population-based,
and thus the results are likely to be generalizable to women with
disease in the relatively young age ranges studied. The focus on young
women is appropriate because, as a group, they have more emo-
tional distress than older women after a breast cancer diagnosis.27
Also, we were able to adjust for a comprehensive range of poten-
tially important prognostic factors, including tumor characteris-
tics, treatment, and host factors (such as age, body mass index, and
recency of childbirth).25,26
A potential limitation of our study was the lack of repeated
evaluations of the psychosocial factors over time. These factors are
dynamic,andpreviousstudieshaveshownthatpsychosocialdistressis
mostprevalentinthefirstfewmonthsafterdiagnosisandthen,forthe
majority of women, returns to premorbid levels after approximately 1
year. We are unable to directly determine from our data whether
womenwhohadsustained,ratherthantransient,psychosocialdistress
might have been more likely to have worse survival. However, the fact
that our questionnaires were not administered at a specific time point
after diagnosis but rather over a range of time points (2 to 42 months)
could be seen as at least partially mitigating this limitation because we
foundthatadjustingfortimebetweendiagnosisandadministrationof
the psychosocial questionnaires produced no substantive changes
in the estimates for the association between anxious preoccupation
and survival.
Comparison of the current study with much of the literature is
difficult because of differences in study design such as study sample
characteristicsandthetimingofmeasurementofpsychosocialfactors.
Also, because of the wide range of psychosocial measures used in
previous studies, even closely related terms derived from different
instrumentsdonotnecessarilymeasurethesamething.Tworelatively
largerecentstudiesusedatleastsomeofthesamequestionnairesasthe
current study.28,29
A multivariate analysis of one of these, from the
Danish Breast Cancer Cooperative Group, also failed to find any
association between anxiety and depression (assessed by the HADS 2
months after diagnosis) and survival.28
The other study examined the
influence of psychological responses on breast cancer survival using a
hospital-based cohort of 578 patients with initially 5 and later 10 years
of follow-up.29,30
At 5 years of follow-up, that study found worse
overall survival from the adjusted analysis for women who had prob-
abledepression(HADSscoreā¬Ž10),withanHRof3.59(95%CI,1.39
to 9.24; P ā¬ .01) and worse event-free survival of women with high
(ā¬Ž 12) rather than low scores on the helplessness/hopelessness sub-
scale of the MAC scale (HR ā«½ 1.55; 95% CI, 1.07 to 2.25; P ā¬ .01).29
The effect of helplessness/hopelessness was sustained at 10 years of
follow-up, but the effect of depression was no longer statistically sig-
nificant: the authors concluded that ā€œthere has been no clear effect of
depression on survival as assessed here.ā€30
In the current study, no
association between depression or helplessness/hopelessness and
breast cancer outcomes was observed, suggesting that neither of these
factors substantially influence breast cancer survival.
Other large studies have not collected the same measures as our
study. Hjerl et al, 31
using a retrospective study design, assessed the
influence of affective disorders, defined as those necessitating psychi-
atric hospital admission. They reported that having an affective disor-
der after diagnosis of early-stage breast cancer was associated with
increased mortality. Reynolds et al32
examined coping strategies and
breastcancersurvivalbutfoundnosignificantassociationsforwomen
with early-stage breast cancer. Kroenke et al33
studied women with
breast cancer in the Nurses Health Study. They showed that socially
isolated women had an elevated risk of death owing to breast cancer
and all causes, even after adjustment for multiple covariates, although
the possibility of residual confounding by socioeconomic status could
not be excluded. Tumor stage was adjusted for in the analysis, but
early-stagepatientsandthosewithmetastaticdiseaseatdiagnosiswere
not analyzed separately. This is an important point, because differen-
tialeffectsbetweenpatientswithnonmetastaticandmetastaticdisease
have been reported by others.32,34
Interestingly, a recent randomized controlled trial of cognitive-
existential group therapy designed to improve mood and mental atti-
tude toward cancer in early-stage breast cancer patients did not result
insurvivalbenefits.35
Thisisconsistentwiththefindingsofthecurrent
study, either because psychosocial factors do not influence survival or
alternatively because their impact is so small that a much larger study
would be required to show benefit or deficit.
The current study does not support the hypothesis that the mea-
sured psychosocial factors influence survival after breast cancer. Psy-
chosocialfactorswerenotassociatedwithlargeincreasesintherelative
risk of recurrence, although smaller increases in risk (relative risk
ā¬ 2.0 for depression and fatalism and ā¬ 1.5 for the other factors)
cannot be excluded on the basis of this study alone. This should be
reassuring for women, particularly those who experience substantial
levels of psychosocial distress after their diagnosis. It is important to
Phillips et al
4670 Ā© 2008 by American Society of Clinical Oncology JOURNAL OF CLINICAL ONCOLOGY
Downloaded from ascopubs.org by 110.137.192.138 on December 17, 2021 from 110.137.192.138
Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.
note that this does not negate the potential value of interventions that
reduce psychosocial distress in women with breast cancer, as these
seem to improve quality of life.36,37
AUTHORSā€™ DISCLOSURES OF POTENTIAL CONFLICTS
OF INTEREST
The author(s) indicated no potential conflicts of interest.
AUTHOR CONTRIBUTIONS
Conception and design: Kelly-Anne Phillips, Richard H. Osborne, John
L. Hopper, Roger L. Milne
Financial support: John L. Hopper
Provision of study materials or patients: Graham G. Giles,
John L. Hopper
Collection and assembly of data: Kelly-Anne Phillips, Richard H.
Osborne, Graham G. Giles, Gillian S. Dite, Carmel Apicella,
John L. Hopper
Data analysis and interpretation: Kelly-Anne Phillips, Richard H.
Osborne, Graham G. Giles, Gillian S. Dite, Carmel Apicella, John L.
Hopper, Roger L. Milne
Manuscript writing: Kelly-Anne Phillips, Richard H. Osborne, Graham
G. Giles, Gillian S. Dite, Carmel Apicella, John L. Hopper,
Roger L. Milne
Final approval of manuscript: Kelly-Anne Phillips, Richard H. Osborne,
Graham G. Giles, Gillian S. Dite, Carmel Apicella, John L. Hopper,
Roger L. Milne
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ā–  ā–  ā– 
Acknowledgment
We thank the participants in this study, Melissa Southey, Margaret McCredie, Pauline Jacklin, Suzanne Lipshut, Maggie Angelakos, Judi
Maskiell, Lachlan MacGregor, and Phyllis Butow. We also thank Olivia Newton-John who, as patron to the Australian Breast Cancer Family
Study, provided the impetus to this study by suggesting that the potential roles of psychosocial factors be studied.
Psychosocial Factors and Breast Cancer Outcomes
www.jco.org Ā© 2008 by American Society of Clinical Oncology 4671
Downloaded from ascopubs.org by 110.137.192.138 on December 17, 2021 from 110.137.192.138
Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.

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Xx psychosocial factors and survival of young women with

  • 1. Psychosocial Factors and Survival of Young Women With Breast Cancer: A Population-Based Prospective Cohort Study Kelly-Anne Phillips, Richard H. Osborne, Graham G. Giles, Gillian S. Dite, Carmel Apicella, John L. Hopper, and Roger L. Milne From the Division of Haematology and Medical Oncology, Peter MacCallum Cancer Centre; Centre for Molecular, Environmental, Genetic and Analytic Epidemiology, Department of Medicine, St Vincentā€™s Hospital, and Centre for Rheumatic Diseases, Royal Melbourne Hospital, University of Melbourne, Melbourne; Cancer Epidemiology Centre, the Cancer Council Victoria, Victoria, Australia; and Spanish National Cancer Centre, Madrid, Spain. Submitted October 11, 2007; accepted May 27, 2008. Supported by the National Health and Medical Research Council (NHMRC) of Australia (Grant No. 145604) and the United States National Institutes of Health (Grant No. RO1 CA102740- 01A2). The Australian Breast Cancer Family Study was supported by the NHMRC of Australia, the New South Wales Cancer Council, the Victorian Health Promotion Foundation, and the United States National Cancer Institute, National Institutes of Health (Grant No. RFA CA-95-011), and through coopera- tive agreements with members of the Breast Cancer Family Registry and prin- cipal investigators. K.-A.P. is supported by the Cancer Council Victoria, John Colebatch Clinical Research Fellowship. R.H.O. is supported by an NHMRC Population Health Fellow Fellowship. J.L.H. is an Australia Fellow of the NHMRC and a Victorian Breast Cancer Research Consortium Group Leader. K.-A.P. and R.H.O. contributed equally to this work. The content of this article does not necessarily reflect the views or policies of the National Cancer Institute or of any collaborating centers in the Cancer Family Registry (CFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the United States Government or the CFR. Authorsā€™ disclosures of potential con- flicts of interest and author contribu- tions are found at the end of this article. Corresponding author: John Hopper, PhD, Centre for Molecular, Environmen- tal, Genetic and Analytic Epidemiology, the University of Melbourne, 723 Swan- ston St, Carlton, Victoria 3053, Austra- lia; e-mail: j.hopper@unimelb.edu.au. Ā© 2008 by American Society of Clinical Oncology 0732-183X/08/2628-4666/$20.00 DOI: 10.1200/JCO.2007.14.8718 A B S T R A C T Purpose Most women with early-stage breast cancer believe that psychosocial factors are an important influence over whether their cancer will recur. Studies of the issue have produced conflicting results. Patients and Methods A population-based sample of 708 Australian women diagnosed before age 60 years with nonmetastatic breast cancer was observed for a median of 8.2 years. Depression and anxiety, coping style, and social support were assessed at a median of 11 months after diagnosis. Hazard ratios for distant disease-free survival (DDFS) and overall survival (OS) associated with psychos- ocial factors were estimated separately using Cox proportional hazards survival models, with and without adjustment for known prognostic factors. Results Distant recurrence occurred in 209 (33%) of 638 assessable patients, and 170 (24%) of 708 patients died during the follow-up period. There were no statistically significant associations between any of the measured psychosocial factors and DDFS or OS from the adjusted analyses. From unadjusted analyses, associations between greater anxious preoccupation and poorer DDFS and OS were observed (P ā«½ .02). These associations were no longer evident after adjustment for established prognostic factors; greater anxious preoccupation was associated with younger age at diagnosis (P ā«½ .03), higher tumor grade (P ā«½ .02), and greater number of involved axillary nodes (P ā«½ .008). Conclusion The findings do not support the measured psychosocial factors being an important influence on breast cancer outcomes. Interventions for adverse psychosocial factors are warranted to improve quality of life but should not be expected to improve survival. J Clin Oncol 26:4666-4671. Ā© 2008 by American Society of Clinical Oncology INTRODUCTION The belief that cancer outcomes might be related to psychological factors dates back to around 200 AD whenGalenhypothesizedthatmelancholicwomen were predisposed to breast cancer.1 In recent de- cades, there has been much interest in psychoneu- roimmunologic pathways as the possible mediator of any such effect.2-4 Whether psychosocial factors do actually influence outcomes in early-stage breast cancer remains controversial despite a relatively large body of literature on the subject.5 The factors sometimes, but inconsistently, associated with sur- vival in previous studies are depression and emo- tional repression (worse survival) and denial, minimization of illness, and social support (better survival).5 As highlighted by others, though, prob- lems with study methodology6,7 and interpretation of results8 have contributed to the lack of clarity aroundwhethersuchassociationsarerealorartifac- tual. Most studies have reported statistically signifi- cant associations between at least one psychosocial variableanddiseaseoutcome,5 butmanyoftheseare likely to have been false-positive results owing to multiple significance testing.8 Yet the question remains an important one. A diagnosis of breast cancer is frequently associated withpsychologicaldistress,9,10 andmostpatientsbe- lieve that their psychosocial response to their breast cancer diagnosis affects their prognosis.11 If this were true, appropriate psychosocial interventions might improve survival after breast cancer. Con- versely, if no such effect exists, womenā€™s concerns could be allayed and this burden of responsibil- ity lifted. This study was initiated to examine the poten- tial impact of anxiety and depression, coping style, and social support on distant disease-free survival JOURNAL OF CLINICAL ONCOLOGY O R I G I N A L R E P O R T VOLUME 26 ä”  NUMBER 28 ä”  OCTOBER 1 2008 4666 Ā© 2008 by American Society of Clinical Oncology Downloaded from ascopubs.org by 110.137.192.138 on December 17, 2021 from 110.137.192.138 Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.
  • 2. (DDFS) and overall survival (OS) for women diagnosed with locore- gional invasive breast cancer. PATIENTS AND METHODS The Australian Breast Cancer Family Study (ABCFS) is a population-based, case-control-family study of the genetic, environmental, and lifestyle factors associated with breast cancer and is the Australian component of the National Institutes of Health Breast Cancer Family Registry.12 It commenced in 1992 and recruited incident cases of primary breast cancer in women living in SydneyorMelbourne,Australia.Recruitmentwasorganizedviatherespective state cancer registries (reporting of cancer to these registries is a legislative requirement). Given the particular interest of the ABCFS in genetic factors, younger age groups were oversampled. Approval for the study was obtained from the ethics committees of the University of Melbourne and the Cancer Councils of Victoria and New South Wales, Australia. All patients provided written informed consent for participation in the study. Overall participation by patients with breast cancer in the ABCFS was 69%. Nonparticipation was duetoattritionbydeath(2%),refusalbytheattendingdoctor(8%),refusalby the case patient (16%), nonresponse by the attending doctor (1%), nonre- sponse by the patient (1%), or inability to locate the patient (2%). Details of recruitment strategy, participation, and baseline data collection methods have previously been described.13 Tobeeligibleforthecurrentstudyofpsychosocialfactors,womenhadto be diagnosed with nonmetastatic breast cancer before the age of 60 years, have no previous history of invasive cancer (apart from nonmelanocytic skin can- cer), be able to speak and read English, and be residing in Melbourne at the time of diagnosis. Data Collection Epidemiologic and psychosocial questionnaires. At study entry, in a face- to-face interview, participants were administered epidemiologic question- naires, as previously described.13 The median time between diagnosis and interview was 11 months (range, 2 to 42 months; interquartile range, 8 to 16 months). At the same time, participants were given a self-administered psy- chosocial questionnaire that included the Hospital Anxiety and Depression Scale (HADS), Mental Adjustment to Cancer (MAC) scale, Courtauld Emo- tional Control Scale (CECS), and the Dukeā€“University of North Carolina Functional Social Support (DUFSS) questionnaire. The HADS is a 14-item, self-administered questionnaire specifically de- signed for patients with physical illness14 and validated in patients with can- cer.15 The item scores range from 0 to 3 and are summed so that the anxiety and depression subscales each range from 0 to 21. Scores greater than 10 indicate probable psychological morbidity, whereas scores between 7 and 10 indicate possible psychological morbidity. The HADS has been used in several breast cancer studies and has been shown to have a stable factor structure and high reliability (Cronbachā€™s ā£ ā¬Ž 0.9 for both scales).16 The MAC scale was developed on the basis of extensive qualitative work identifying common responses to cancer and was designed to assess adjust- ment responses to cancer.17 It has 40 items and five subscales, including fighting spirit, helplessness or hopelessness, anxious preoccupation, fatalism, and avoidance. The scales assess the extent to which these responses are adopted in the adjustment to the diagnosis and treatment of cancer. The internal consistency of the subscales is generally high, with ā£ coefficients ranging from 0.65 (fatalism) to 0.84 (fighting spirit).18 The CECS is a 21-item questionnaire developed to measure the extent to which individuals report that they suppress emotions of anger, anxiety, and depressedmood.Subscalesareconsistentwiththeseprimaryemotions:anger, depressed mood, and anxiety. Internal consistency is high, with ā£ coefficients ranging from 0.86 (anger subscale) to 0.88 (depressed mood and anxiety subscales). One-month test-retest reliability for the total CECS is also high, with an ā£ coefficient of 0.95.19 The DUFSS questionnaire is an eight-item measure that assesses self- perceived affective support and support from a confidant.20 Affective social support covers support from people who care and from people who give love and affection. Confidant social support covers opportunities to talk about personal, financial, or work-related problems and invitations to participate in activitieswithothers.TheDUFSShasbeenvalidatedinaprimarycaresetting21 and is regarded as a suitable measure for studying social support of patients with cancer.22-24 Medicalhistory. Tumorcharacteristics,includingsize,grade,numberof involved axillary nodes, and estrogen and progesterone receptor status, were obtained by central pathology review for 55% of cases. For the remainder, the information was abstracted from diagnostic pathology reports by trained research assistants. Other information abstracted from medical records in- cluded adjuvant therapy details (chemotherapy, hormonal therapy, duration, doses) and details of first distant recurrence and death. Statistical Methods Hazard ratios (HR) for DDFS and OS associated with psychosocial factors were estimated separately using Cox proportional hazards survival models,withandwithoutadjustmentforoneormoreofthefollowingfactors: number of involved axillary nodes (zero, one to three, four or more, un- known), tumor size (ā±• 20 mm, 21 to 50 mm, ā¬Ž 50 mm, unknown), tumor grade (1, 2, 3, unknown), estrogen receptor status (negative, positive, un- known), progesterone receptor status (negative, positive, unknown), age at diagnosis in years (ā¬ 35, 35 to 39, 40 to 49, 50 to 59 years), adjuvant systemic treatment (none, chemotherapy alone, tamoxifen alone, chemotherapy and tamoxifen, unknown), body mass index (ā±• 30 kg/m2 , ā¬Ž 30 kg/m2 , un- known),25 and time in years to diagnosis from last full-term pregnancy (nul- liparous, ā¬ 2, 2 to 4.99, ā±– 5 years).26 Each psychosocial factor was analyzed as a categoric and a continuous variable. For the factors derived from the MAC scale and HADS, predetermined cutoffs were used,15,18 and all others were dichotomized at the observed median. The primary end point was DDFS, with time to distant recurrence (abstracted from medical records) measured from the date of diagnosis. Women who were not known to have had a distant recurrence, but died, were assumedtohavehadadistantrecurrenceatthedateofdeath.Allotherwomen were censored at the date last known to be alive (ie, date of last contact with ABCFS study staff or date of last medical follow-up as abstracted from the medical records). For the analysis of OS, time to death was considered from the date of diagnosis, with patients left-truncated at the date of interview. Women who were not known to have died were censored at the date last known to be alive. Associations between psychosocial factors and tumor characteristics were assessed using unconditional logistic regression. Post hoc power calcula- tions were conducted, assuming distant recurrence for 30% of patients over the observed follow-up period. All statistical analyses were performed using STATA version 9.0 (STATA Corp, College Station, TX), and all tests and P values were two-tailed. RESULTS Of the 797 Melbourne-based women in the ABCFS who were asked to complete a psychosocial questionnaire, 748 women (94%) did so. Of these, 40 patients were excluded for the following reasons: prior invasive (nonbreast) cancer (n ā«½ 23), older than 60 years at diagnosis (n ā«½ 8), metastatic disease at diagnosis (n ā«½ 5), and infor- mation on vital status after interview unavailable (n ā«½ 4). An addi- tional 70 patients were excluded from the analyses for DDFS because consent to access information from medical records was not obtained and the occurrence of a distant recurrence could therefore not be determined. Thus there were 708 and 638 women included in the analyses for OS and DDFS, respectively. The mean age at diagnosis of patients included in the analysis of DDFS was 40 years (standard deviation ā«½ 8.2 years). Median follow-up was 8.2 years (range, 0.8 to 14.4 years). Distant recurrence occurred in 209 (33%) of 638 patients, and 170 (24%) of 708 patients Psychosocial Factors and Breast Cancer Outcomes www.jco.org Ā© 2008 by American Society of Clinical Oncology 4667 Downloaded from ascopubs.org by 110.137.192.138 on December 17, 2021 from 110.137.192.138 Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.
  • 3. died during the follow-up period. As shown in Table 1, 55% of pa- tients had node-negative disease. Most (65%) had received adjuvant chemotherapy, 31% had received adjuvant hormonal therapy, and 18% had received no adjuvant treatment. Thedistributionofscoresforeachpsychosocialfactorissumma- rized in Table 2. The prevalence of probable morbidity (HADS score ā¬Ž 10) was 3% for depression and 23% for anxiety. The preva- lence of high fatalism was 5%. Therewerenostatisticallysignificantassociationsbetweenanyof the measured psychosocial factors and DDFS or OS from the adjusted analyses (Table 3). From the unadjusted analysis, there was a margin- ally significant (P ā«½ .02) association between high scores on the MAC subscale for anxious preoccupation and poorer DDFS and OS (Table 3). This was only seen when it was analyzed as a continuous rather than dichotomous variable, and the association was no longer evident from the adjusted analysis. Allowing the association of anxious preoc- cupation on outcome to depend on the time delay between diagnosis and questionnaire administration showed that there was no associa- tion of delay with death (P ā«½ .7), but there was a tendency for the association with distant recurrence to be weaker if the data were collected further from diagnosis, although this was of marginal Table 1. Patient Characteristics Characteristic No. % Age at diagnosis, years ā¬ 35 114 18 35-39 194 30 40-49 190 30 50-59 140 22 Body mass index, kg/m2 ā±• 30 564 88 ā¬Ž 30 69 11 Unknown 5 1 Time to diagnosis from last childbirth, years Nulliparous 140 22 ā¬ 2 52 8 2-4.99 79 12 ā±– 5 367 58 Tumor size, mm ā±• 20 417 65 21-50 162 25 ā¬Ž 50 17 3 Unknown 42 7 Tumor grade 1 80 13 2 244 38 3 260 41 Unknown 54 8 No. of involved axillary nodes 0 348 55 1-3 166 26 ā¬Ž 3 88 14 Unknown 36 6 Estrogen receptor status Negative 263 41 Positive 350 55 Unknown 25 4 Progesterone receptor status Negative 229 36 Positive 384 60 Unknown 25 4 Systemic treatment Chemotherapy 416 65 Tamoxifen 200 31 Both 132 21 Neither 116 18 Unknown 38 6 Table 2. Prevalence of Psychosocial Factors (n ā«½ 638) Factor and Instrument Mean SD No. % Anxiety, HADS 7.5 4.3 0-7 350 55 8-10 139 22 ā¬Ž 10 149 23 Depression, HADS 3.3 3.1 0-7 565 89 8-10 56 9 ā¬Ž 10 17 3 Fighting spirit, MAC 52.5 5.9 ā¬Ž 47 492 77 ā±• 47 140 22 Unknown 6 1 Helplessness/hopelessness, MAC 10.5 2.3 ā¬ 12 456 71 ā±– 12 176 28 Unknown 6 1 Anxious preoccupation, MAC 23.2 3.7 ā¬ 26 457 72 ā±– 26 175 27 Unknown 6 1 Fatalism, MAC 16.1 3.8 ā¬ 23 597 94 ā±– 23 33 5 Unknown 8 1 Avoidance, MAC 1.7 0.8 1-3 604 95 4 25 4 Unknown 9 1 Confidant support, DUFSS 20.4 4.0 ā¬ 22 365 57 ā±– 22 269 42 Unknown 4 1 Affective support, DUFSS 12.9 2.4 ā¬ 15 407 64 ā±– 15 224 35 Unknown 7 1 Anger control, CECS 15.1 4.5 ā¬ 16 378 59 ā±– 16 241 38 Unknown 19 3 Anxiety control, CECS 16.0 4.5 ā¬ 17 333 52 ā±– 17 289 45 Unknown 16 3 Depression control, CECS 16.1 4.7 ā¬ 16 313 49 ā±– 16 307 48 Unknown 18 3 Abbreviations: SD, standard deviation; HADS, Hospital Anxiety and Depression Scale; MAC, Mental Adjustment to Cancer; CECS, Courtauld Emotional Control Scale; DUFSS, Dukeā€“University of North Carolina Functional Social Support. Phillips et al 4668 Ā© 2008 by American Society of Clinical Oncology JOURNAL OF CLINICAL ONCOLOGY Downloaded from ascopubs.org by 110.137.192.138 on December 17, 2021 from 110.137.192.138 Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.
  • 4. statistical significance (P ā«½ .08). For both outcomes, allowing for an influence of delay made no difference to the statistical signifi- cance of the associations with anxious preoccupation. Removing anx- ious preoccupation from the multivariate model made no substantive difference to the HR estimates for the covariates considered (data not shown). Higher scores for anxious preoccupation were associated withyoungerageatdiagnosis(Pā«½.03),highertumorgrade(Pā«½.02), and greater number of involved axillary nodes (P ā«½ .008). Table 3. Psychosocial Measures and Distant Disease-Free and Overall Survival Factor Distant Disease-Free Survival Overall Survival Recurrences Crude Adjustedā“± Deaths Crude Adjustedā“± No. of Recurrences Total Patients % HR 95% CI P HR 95% CI P No. of Deaths Total Patients % HR 95% CI P HR 95% CI P Anxiety 0-7 114 350 33 1.00 1.00 98 394 25 1.00 1.00 8-10 41 139 30 0.94 0.65 to 1.34 .7 1.03 0.71 to 1.50 .9 31 154 20 0.84 0.56 to 1.25 .4 0.80 0.52 to 1.21 .3 ā¬Ž 10 54 149 36 1.11 0.80 to 1.54 .5 0.96 0.67 to 1.36 .8 41 160 26 1.05 0.73 to 1.52 .8 1.00 0.68 to 1.47 .9 Continuous 1.00 0.97 to 1.03 .9 0.99 0.95 to 1.02 .4 1.00 0.97 to 1.04 .9 1.00 0.96 to 1.04 .9 Depressionā€  0-7 182 565 32 1.00 1.00 150 626 24 1.00 1.00 8-10 19 56 34 1.15 0.72 to 1.85 .6 0.82 0.49 to 1.38 .5 14 62 22 0.97 0.56 to 1.68 .9 0.82 0.46 to 1.48 .5 ā¬Ž 10 8 17 47 1.39 0.69 to 2.84 .4 1.48 0.70 to 3.15 .3 6 20 30 1.23 0.55 to 2.79 .6 0.82 0.33 to 2.02 .7 Continuous 1.02 0.98 to 1.07 .3 1.00 0.96 to 1.05 .9 1.02 0.97 to 1.07 .5 0.99 0.94 to 1.04 .6 Fighting spirit ā¬Ž 47 167 492 34 1.00 1.00 135 547 25 1.00 1.00 ā±• 47 41 140 29 0.86 0.61 to 1.21 .4 0.80 0.55 to 1.14 .2 35 154 23 0.90 0.62 to 1.30 .6 0.86 0.58 to 1.27 .5 Continuous 1.01 0.98 to 1.03 .7 1.01 0.98 to 1.03 .6 1.01 0.98 to 1.03 .06 1.00 0.98 to 1.03 .8 Helplessness ā¬ 12 149 456 33 1.00 1.00 121 506 24 1.00 1.00 ā±– 12 59 176 34 1.03 0.76 to 1.39 .9 0.98 0.71 to 1.35 .9 49 195 25 1.08 0.77 to 1.50 .7 1.07 0.75 to 1.52 .7 Continuous 1.02 0.97 to 1.09 .4 1.01 0.95 to 1.07 .9 1.04 0.98 to 1.10 .2 1.04 0.97 to 1.11 .2 Anxious preoccupation ā¬ 26 144 457 32 1.00 1.00 116 505 23 1.00 1.00 ā±– 26 64 175 37 1.26 0.94 to 1.69 .1 0.96 0.70 to 1.32 .8 54 196 27 1.26 0.911.74 .2 1.21 0.86 to 1.69 .3 Continuous 1.04 1.01 to 1.08 .02 1.01 0.97 to 1.05 .7 1.05 1.01 to 1.09 .02 1.03 0.99 to 1.07 .2 Fatalism ā¬ 23 194 597 33 1.00 1.00 157 659 24 1.00 1.00 ā±– 23 13 33 39 1.43 0.81 to 2.51 .2 1.28 0.70 to 2.32 .4 12 40 29 1.36 0.76 to 2.45 .3 1.57 0.84 to 2.93 .2 Continuous 1.00 0.96 to 1.03 .9 1.01 0.97 to 1.05 .6 0.99 0.95 to 1.03 .5 1.00 0.95 to 1.04 .8 Avoidance 1-3 199 604 33 1.00 1.00 163 666 24 1.00 1.00 4 8 25 32 0.92 0.45 to 1.86 .8 1.12 0.54 to 2.33 .8 6 31 19 0.74 0.33 to 1.68 .5 0.44 0.18 to 1.08 .07 Continuous 0.94 0.80 to 1.11 .5 1.05 0.88 to 1.26 .6 0.86 0.71 to 1.04 .1 0.88 0.72 to 1.06 .2 Confidant support ā¬ 22 129 365 35 1.00 1.00 98 406 24 1.00 1.00 ā±– 22 80 269 30 0.90 0.68 to 1.19 .5 0.95 0.71 to 1.28 .8 72 298 24 1.00 0.74 to 1.36 .9 0.93 0.68 to 1.28 .7 Continuous 0.99 0.96 to 1.02 .6 0.99 0.96 to 1.03 .6 1.00 0.97 to 1.04 .9 1.00 0.97 to 1.04 .9 Affective support ā¬ 15 139 407 34 1.00 1.00 112 455 25 1.00 1.00 ā±– 15 69 224 31 0.92 0.69 to 1.23 .6 1.02 0.75 to 1.38 .9 57 245 23 0.93 0.67 to 1.28 .6 0.87 0.62 to 1.21 .4 Continuous 1.01 0.96 to 1.07 .6 1.02 0.96 to 1.08 .6 1.03 0.97 to 1.10 .4 1.03 0.96 to 1.09 .4 Anger control ā¬ 16 131 378 35 1.00 1.00 109 413 27 1.00 1.00 ā±– 16 72 241 30 0.83 0.63 to 1.11 .2 0.88 0.65 to 1.22 .3 56 274 20 0.75 0.54 to 1.04 .08 0.85 0.60 to 1.20 .4 Continuous 0.97 0.94 to 1.00 .07 0.98 0.94 to 1.02 .3 0.97 0.93 to 1.00 .08 0.98 0.95 to 1.02 .4 Anxiety control ā¬ 17 111 333 33 1.00 1.00 90 367 25 1.00 1.00 ā±– 17 92 289 32 0.97 0.73 to 1.27 .8 0.19 0.89 to 1.59 .2 75 323 23 0.94 0.69 to 1.28 .7 1.10 0.80 to 1.51 .6 Continuous 0.99 0.96 to 1.02 .6 1.01 0.98 to 1.05 .5 0.99 0.96 to 1.03 .7 1.00 0.97 to 1.04 .8 Depression control ā¬ 16 108 313 35 1.00 1.00 86 345 25 1.00 1.00 ā±– 16 95 307 31 0.88 0.67 to 1.16 .4 0.91 0.68 to 1.22 .5 79 343 23 0.89 0.66 to 1.21 .5 0.99 0.72 to 1.36 .9 Continuous 0.98 0.95 to 1.01 .2 0.99 0.96 to 1.03 .7 0.99 0.96 to 1.02 .5 1.00 0.96 to 1.03 .9 Abbreviation: HR, hazard ratio. ā“± Analyses adjusted for grade (1, 2, 3, unknown), estrogen receptor status (negative, positive, unknown), progesterone receptor status (negative, positive, unknown), size (ā±• 20, 21-50, ā¬Ž 50 mm, unknown), number of involved nodes (0, one to three, four or more, unknown), body mass index (obese, not, unknown), time to diagnosis from last childbirth (nulliparous, ā¬ 2 years, 2 to ā¬5 years, 5ā«¹ years), systemic treatment (chemotherapy only, tamoxifen only, chemotherapy and tamoxifen, neither, unknown). ā€ Results were not substantially changed when depression dichotomized at cut point of 8 (data not shown). Psychosocial Factors and Breast Cancer Outcomes www.jco.org Ā© 2008 by American Society of Clinical Oncology 4669 Downloaded from ascopubs.org by 110.137.192.138 on December 17, 2021 from 110.137.192.138 Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.
  • 5. Because the prevalence of probable depression (HADS score of ā¬Ž 10) was low (3%), we repeated the analysis, dichotomizing the HADS score at a cut point of 8 (possible or probable depression v depressionunlikely),andtheresultsdidnotchangesubstantially(data not shown). Post hoc calculations indicated that this study had 80% power to detect relative risks of 2.0 or more for dichotomized factors with low prevalence(suchasdepressionandfatalism)andrelativerisksof1.5or more for other more prevalent factors, such as anxiety. DISCUSSION From this large, population-based study, no statistically significant associations were found between psychosocial factors (measured at a median of 11 months after breast cancer diagnosis) and either DDFS or OS when adjusted for known prognostic factors. The observed association from the unadjusted analysis of high scores on the MAC subscaleforanxiouspreoccupationwaslostafteradjustmentforother known prognostic factors. The estimated effects of these established prognostic factors were not influenced by the inclusion of anxious preoccupation in the multivariate model. This suggests that the asso- ciation of anxious preoccupation with outcome was due to its corre- lation with poor prognostic factors rather than it directly causing poorer outcomes. That is, younger women with poorer prognosis tumors,intermsofgradeandaxillarynodalstatus,weremorelikelyto score high for anxious preoccupation, suggesting that the apparent influence of anxious preoccupation was mediated by these other well- established prognostic factors and their associated treatments (eg, chemotherapy), rather than being independently important. A strength of this study was its relatively large sample size and length of follow-up, providing adequate statistical power to detect modest relative risks, even for uncommon factors such as depression. Another major strength of our study is that it was population-based, and thus the results are likely to be generalizable to women with disease in the relatively young age ranges studied. The focus on young women is appropriate because, as a group, they have more emo- tional distress than older women after a breast cancer diagnosis.27 Also, we were able to adjust for a comprehensive range of poten- tially important prognostic factors, including tumor characteris- tics, treatment, and host factors (such as age, body mass index, and recency of childbirth).25,26 A potential limitation of our study was the lack of repeated evaluations of the psychosocial factors over time. These factors are dynamic,andpreviousstudieshaveshownthatpsychosocialdistressis mostprevalentinthefirstfewmonthsafterdiagnosisandthen,forthe majority of women, returns to premorbid levels after approximately 1 year. We are unable to directly determine from our data whether womenwhohadsustained,ratherthantransient,psychosocialdistress might have been more likely to have worse survival. However, the fact that our questionnaires were not administered at a specific time point after diagnosis but rather over a range of time points (2 to 42 months) could be seen as at least partially mitigating this limitation because we foundthatadjustingfortimebetweendiagnosisandadministrationof the psychosocial questionnaires produced no substantive changes in the estimates for the association between anxious preoccupation and survival. Comparison of the current study with much of the literature is difficult because of differences in study design such as study sample characteristicsandthetimingofmeasurementofpsychosocialfactors. Also, because of the wide range of psychosocial measures used in previous studies, even closely related terms derived from different instrumentsdonotnecessarilymeasurethesamething.Tworelatively largerecentstudiesusedatleastsomeofthesamequestionnairesasthe current study.28,29 A multivariate analysis of one of these, from the Danish Breast Cancer Cooperative Group, also failed to find any association between anxiety and depression (assessed by the HADS 2 months after diagnosis) and survival.28 The other study examined the influence of psychological responses on breast cancer survival using a hospital-based cohort of 578 patients with initially 5 and later 10 years of follow-up.29,30 At 5 years of follow-up, that study found worse overall survival from the adjusted analysis for women who had prob- abledepression(HADSscoreā¬Ž10),withanHRof3.59(95%CI,1.39 to 9.24; P ā¬ .01) and worse event-free survival of women with high (ā¬Ž 12) rather than low scores on the helplessness/hopelessness sub- scale of the MAC scale (HR ā«½ 1.55; 95% CI, 1.07 to 2.25; P ā¬ .01).29 The effect of helplessness/hopelessness was sustained at 10 years of follow-up, but the effect of depression was no longer statistically sig- nificant: the authors concluded that ā€œthere has been no clear effect of depression on survival as assessed here.ā€30 In the current study, no association between depression or helplessness/hopelessness and breast cancer outcomes was observed, suggesting that neither of these factors substantially influence breast cancer survival. Other large studies have not collected the same measures as our study. Hjerl et al, 31 using a retrospective study design, assessed the influence of affective disorders, defined as those necessitating psychi- atric hospital admission. They reported that having an affective disor- der after diagnosis of early-stage breast cancer was associated with increased mortality. Reynolds et al32 examined coping strategies and breastcancersurvivalbutfoundnosignificantassociationsforwomen with early-stage breast cancer. Kroenke et al33 studied women with breast cancer in the Nurses Health Study. They showed that socially isolated women had an elevated risk of death owing to breast cancer and all causes, even after adjustment for multiple covariates, although the possibility of residual confounding by socioeconomic status could not be excluded. Tumor stage was adjusted for in the analysis, but early-stagepatientsandthosewithmetastaticdiseaseatdiagnosiswere not analyzed separately. This is an important point, because differen- tialeffectsbetweenpatientswithnonmetastaticandmetastaticdisease have been reported by others.32,34 Interestingly, a recent randomized controlled trial of cognitive- existential group therapy designed to improve mood and mental atti- tude toward cancer in early-stage breast cancer patients did not result insurvivalbenefits.35 Thisisconsistentwiththefindingsofthecurrent study, either because psychosocial factors do not influence survival or alternatively because their impact is so small that a much larger study would be required to show benefit or deficit. The current study does not support the hypothesis that the mea- sured psychosocial factors influence survival after breast cancer. Psy- chosocialfactorswerenotassociatedwithlargeincreasesintherelative risk of recurrence, although smaller increases in risk (relative risk ā¬ 2.0 for depression and fatalism and ā¬ 1.5 for the other factors) cannot be excluded on the basis of this study alone. This should be reassuring for women, particularly those who experience substantial levels of psychosocial distress after their diagnosis. It is important to Phillips et al 4670 Ā© 2008 by American Society of Clinical Oncology JOURNAL OF CLINICAL ONCOLOGY Downloaded from ascopubs.org by 110.137.192.138 on December 17, 2021 from 110.137.192.138 Copyright Ā© 2021 American Society of Clinical Oncology. All rights reserved.
  • 6. note that this does not negate the potential value of interventions that reduce psychosocial distress in women with breast cancer, as these seem to improve quality of life.36,37 AUTHORSā€™ DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST The author(s) indicated no potential conflicts of interest. AUTHOR CONTRIBUTIONS Conception and design: Kelly-Anne Phillips, Richard H. Osborne, John L. Hopper, Roger L. Milne Financial support: John L. Hopper Provision of study materials or patients: Graham G. Giles, John L. Hopper Collection and assembly of data: Kelly-Anne Phillips, Richard H. Osborne, Graham G. Giles, Gillian S. Dite, Carmel Apicella, John L. Hopper Data analysis and interpretation: Kelly-Anne Phillips, Richard H. Osborne, Graham G. Giles, Gillian S. Dite, Carmel Apicella, John L. Hopper, Roger L. Milne Manuscript writing: Kelly-Anne Phillips, Richard H. Osborne, Graham G. Giles, Gillian S. Dite, Carmel Apicella, John L. Hopper, Roger L. Milne Final approval of manuscript: Kelly-Anne Phillips, Richard H. Osborne, Graham G. Giles, Gillian S. Dite, Carmel Apicella, John L. Hopper, Roger L. Milne REFERENCES 1. Cumston CG: An Introduction to the History of Medicine. Dorchester, United Kingdom, Dorset Press, 1987, pp 153-184 2. Lee YT: Biochemical and hematological tests in patients with breast carcinoma: Correlations with extent of disease, sites of relapse, and prognosis. J Surg Oncol 29:242-248, 1985 3. Levy SM, Herberman RB, Lippman M, et al: Immunological and psychosocial predictors of dis- ease recurrence in patients with early-stage breast cancer. Behav Med 17:67-75, 1991 4. Osborne RH, Sali A, Aaronson NK, et al: Immune function and adjustment style: Do they predict survival in breast cancer? Psycho-oncology 13:199-210, 2004 5. Falagas ME, Zarkadoulia EA, Ioannidou EN, et al: The effect of psychosocial factors on breast cancer outcome: A systematic review. Breast Can- cer Res 9:R44, 2007 6. 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Psych Med 18:203-209, 1988 18. Watson M, Greer S, Bliss JM: Mental Adjust- ment to Cancer (MAC) scale users manual. Sutton, United Kingdom, Royal Marsden Hospital, 1989 19. Watson M, Greer S: Development of a ques- tionnaire measure of emotional control. J Psycho- som Res 27:299-305, 1983 20. Broadhead WE, Gehlbach SH, de Gruy FV, et al: The Duke-UNC Functional Social Support Ques- tionnaire. Med Care 26:709-723, 1988 21. Broadhead WE, Kaplan BH: Social support and the cancer patient: Implications for future re- search and clinical care. Cancer 67:794-799, 1991 22. Trunzo JJ, Pinto BM: Social support as a mediator of optimism and distress in breast cancer survivors. J Consult Clin Psychol 71:805-811, 2003 23. Green BL, Krupnick JL, Rowland JH, et al: Trauma history as a predictor of psychologic symp- toms in women with breast cancer. J Clin Oncol 18:1084-1093, 2000 24. 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Goodwin PJ, Leszcz M, Ennis M, et al: The effect of group psychosocial support on survival in metastatic breast cancer. N Engl J Med 345:1719- 1726, 2001 37. Kissane DW, Grabsch B, Clarke DM, et al: Supportive-expressive group therapy for women with metastatic breast cancer: Survival and psycho- social outcome from a randomized controlled trial. Psycho-oncology 16:277-286, 2007 ā–  ā–  ā–  Acknowledgment We thank the participants in this study, Melissa Southey, Margaret McCredie, Pauline Jacklin, Suzanne Lipshut, Maggie Angelakos, Judi Maskiell, Lachlan MacGregor, and Phyllis Butow. We also thank Olivia Newton-John who, as patron to the Australian Breast Cancer Family Study, provided the impetus to this study by suggesting that the potential roles of psychosocial factors be studied. 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