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American
Politics Today
Sixth Essentials Edition
Ess_01_APT_66460_FM_i-1.indd 1 16/11/18 3:11 PM
Ess_01_APT_66460_FM_i-1.indd 2 16/11/18 3:11 PM
William T. Bianco
Indiana University, Bloomington
David T. Canon
University of Wisconsin, Madison
W. W. NORTON & COMPANY • NEW YORK • LONDON
Sixth Essentials Edition
American
Politics Today
Ess_01_APT_66460_FM_i-1.indd 3 16/11/18 3:11 PM
W. W. Norton & Company has been independent since its
founding in 1923,
when William Warder Norton and Mary D. Herter Norton first
published
lectures delivered at the People’s Institute, the adult education
division of New
York City’s Cooper Union. The firm soon expanded its program
beyond the
Institute, publishing books by celebrated academics from
America and abroad.
By midcentury, the two major pillars of Norton’s publishing
program—trade
books and college texts—were firmly established. In the 1950s,
the Norton family
transferred control of the company to its employees, and
today—with a staff of
four hundred and a comparable number of trade, college, and
professional titles
published each year—W. W. Norton & Company stands as the
largest and oldest
publishing house owned wholly by its employees.
Copyright © 2019, 2017, 2015, 2013, 2011, 2009 by W. W.
Norton & Company, Inc.
All rights reserved.
Printed in the United States of America.
Editor: Laura Wilk
Project Editor: Linda Feldman
Associate Editor: Samantha Held
Assistant Editor: Anna Olcott
Editorial Assistant: Chris Howard-Woods
Managing Editor, College: Marian Johnson
Managing Editor, College Digital Media: Kim Yi
Production Manager: Ashley Horna
Media Editor: Spencer Richardson-Jones
Associate Media Editor: Michael Jaoui
Media Project Editor: Marcus Van Harpen
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Marketing Manager, Political Science: Erin Brown
Design Director: Jillian Burr
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Director of College Permissions: Megan Schindel
Permissions Associate: Elizabeth Trammell
Composition: Cenveo® Publisher Services
Manufacturing: Transcontinental Publishing
Permission to use copyrighted material is included on p. A47
The Library of Congress has catalogued the full edition as
follows:
Names: Bianco, William T., 1960- author. | Canon, David T.,
author.
Title: American politics today / William T. Bianco, Indiana
University,
Bloomington, David T. Canon, University of Wisconsin,
Madison.
Description: Sixth Edition. | New York : W.W. Norton &
Company, [2018] |
Includes bibliographical references and index.
Identifiers: LCCN 2018046035 | ISBN 9780393644319
(hardcover)
Subjects: LCSH: United States—Politics and government—
Textbooks.
Classification: LCC JK275 .B54 2018 | DDC 320.473—dc23 LC
record available at
https://lccn.loc.gov/2018046035
This edition:
ISBN 978-0-393-66460-7 (pbk.)
W. W. Norton & Company, Inc., 500 Fifth Avenue, New York,
NY 10110
wwnorton.com
W. W. Norton & Company Ltd., 15 Carlisle Street, London
W1D 3BS
1 2 3 4 5 6 7 8 9 0
Ess_01_APT_66460_FM_i-1.indd 4 16/11/18 3:11 PM
For our families,
Regina, Anna, and Catherine,
Sarah, Neal, Katherine, and Sophia,
who encouraged, empathized, and
helped, with patience,
grace, and love.
Ess_01_APT_66460_FM_i-1.indd 5 16/11/18 3:11 PM
vi
William T. Bianco
is professor of political science at Indiana University,
Bloomington. His research
focuses on congressional institutions, representation, and
science policy. He
received his undergraduate degree from SUNY Stony Brook and
his MA and PhD
from the University of Rochester. He is the author of Trust:
Representatives and
Constituents; American Politics: Strategy and Choice; and
numerous articles on
American politics. His research and graduate students have
received funding
from the National Science Foundation and the National Council
for Eurasian
and East European Research. He has also served as a consultant
to congressional
candidates and party campaign committees, as well as to the
U.S. Department of
Energy, the U.S. Department of Health and Human Services,
and other state and
local government agencies. He was also a Fulbright Senior
Scholar in Moscow,
Russia, during 2011-12.
David T. Canon
is professor of political science at the University of Wisconsin,
Madison. His
teaching and research interests focus on American political
institutions,
especially Congress, and racial representation. He is the author
of Actors, Athletes,
and Astronauts: Political Amateurs in the U.S. Congress; Race,
Redistricting, and
Representation: The Unintended Consequences of Black
Majority Districts (winner
of the Richard F. Fenno Prize); The Dysfunctional Congress?
(with Kenneth Mayer);
and various articles and book chapters. He is the editor of the
Election Law Journal
and previously served as the Congress editor of Legislative
Studies Quarterly.
He is an AP consultant and has taught in the University of
Wisconsin Summer
AP Institute for U.S. Government & Politics since 1997.
Professor Canon is the
recipient of a University of Wisconsin Chancellor’s
Distinguished Teaching
Award.
About the Authors
Ess_01_APT_66460_FM_i-1.indd 6 16/11/18 3:11 PM
vii
Contents in Brief
Preface xix
Acknowledgments xxv
Part I: Foundations
1. Understanding American Politics 2
2. The Constitution and the Founding 28
3. Federalism 60
4. Civil Liberties 90
5. Civil Rights 126
Part II: Politics
6. Public Opinion and the Media 168
7. Political Parties 202
8. Elections 228
9. Interest Groups 264
Part III: Institutions
10. Congress 290
11. The Presidency 328
12. The Bureaucracy 358
13. The Courts 388
Part IV: Policy
14. Economic and Social Policy 420
15. Foreign Policy 462
Appendix
The Declaration of Independence A1
The Articles of Confederation A3
The Constitution of the United States of America A6
Amendments to the Constitution A11
The Federalist Papers A16
Endnotes A23
Glossary/Index A51
Ess_01_APT_66460_FM_i-1.indd 7 16/11/18 3:11 PM
www.federalreserve.gov/monetarypolicy/reservereq.htm#table1
www.frbdiscountwindow.org/en/Frequently_Asked_Questions.a
spx
www.federalreserve.gov/monetarypolicy/bst_recenttrends.htm
www.washingtonpost.com/world/eu-announces-record-27-
billion-antitrust-fine-ongoogle-over-search-
results/2017/06/27/1f7c475e-5b20-11e7-8e2f-
ef443171f6bd_story.html?utm_term=.f433adf6664f
www.uspto.gov/web/offices/ac/ido/oeip/taf/us_stat.htm
www.latimes.com/business/hiltzik/la-fi-hiltzik-captrade-
20180111-story.html
www.bls.gov/green/#faqs
www.bea.gov/newsreleases/international/intinv/intinvnewsrelea
se.htm
www.thebalance.com/who-owns-the-u-s-national-debt-3306124
www.thebalance.com/who-owns-the-u-s-national-debt-3306124
www.desmoinesregister.com/videos/news/elections/presidential/
caucus/2016/01/06/78384514/
ix
Contents
Preface xix
Features of the Text and Media Package xxii
Acknowledgments xxv
Part I: Foundations
1. Understanding American Politics 2
Making Sense of American Government and Politics 4
Why Do We Have a Government? 5
Forms of Government 8
What Is Politics? 8
How It Works: Three Keys for Understanding Politics 9
Politics Is Conflictual 10
Political Process Matters 12
Politics Is Everywhere 13
Sources of Conflict in American Politics 15
Economic Interests 15
Cultural Values 15
Identity Politics: Racial, Gender, and Ethnic Differences 17
Ideology 18
Resolving Conflict: Democracy and American Political Values
20
Democracy 20
Liberty 20
Equality 21
How to Be a Critical Consumer of Politics 23
Unpacking the Conflict 24
Study Guide 25
2. The Constitution and the Founding 28
The Historical Context of the Constitution 30
The Articles of Confederation: The First Attempt at Government
31
Political Theories of the Framers 33
Economic Interests 35
Ess_01_APT_66460_FM_i-1.indd 9 16/11/18 3:12 PM
x Contents
The Politics of Compromise at the Constitutional Convention 36
Majority Rule versus Minority Rights 37
Small States versus Large States 37
Legislative Power versus Executive Power 39
National Power versus State and Local Power 40
Slave States versus Nonslave States 40
Ratification 43
The Antifederalists’ Concerns 43
The Federalists’ Strategies 44
The Constitution: A Framework for Government 45
Exclusive Powers 45
How It Works: Checks and Balances 46
Shared Powers 48
Negative or Checking Powers 48
Is the Constitution a “Living” Document? 50
Changing the Constitution 50
Flexibility and Interpretation 52
Unpacking the Conflict 55
Study Guide 57
3. Federalism 60
What Is Federalism and Why Does It Matter? 62
Levels of Government and Their Degrees of Autonomy 63
A Comparative Perspective 63
Balancing National and State Power in the Constitution 64
A Strong National Government 65
State Powers and Limits on National Power 65
Clauses that Favor Both Perspectives 66
The Evolving Concept of Federalism 67
The Early Years 67
The Emergence of States’ Rights and Dual Federalism 68
Cooperative Federalism 70
How It Works: Versions of Federalism 72
Federalism Today 74
Cooperative Federalism Lives On: Fiscal Federalism 74
Expanding National Power 75
Fighting for States’ Rights: The Role of the Modern Supreme
Court 78
Assessing Federalism Today 82
Unpacking the Conflict 86
Study Guide 87
Ess_01_APT_66460_FM_i-1.indd 10 16/11/18 3:12 PM
xiContents
4. Civil Liberties 90
Defining Civil Liberties 92
Origins of the Bill of Rights 93
How It Works: The First Amendment 94
Selective Incorporation and the Fourteenth Amendment 96
Freedom of Religion 98
The Establishment Clause and Separation of Church and State
99
The Free Exercise Clause 100
Freedom of Speech, Assembly, and the Press 102
Generally Protected Expression 102
Less Protected Speech and Publications 108
The Right to Bear Arms 110
Law, Order, and the Rights of Criminal Defendants 112
The Fourth Amendment: Unreasonable Searches and Seizures
112
The Fifth Amendment 115
The Sixth Amendment: The Right to Legal Counsel and a Jury
Trial 117
The Eighth Amendment: Cruel and Unusual Punishment 117
Privacy Rights 118
Abortion Rights 119
Gay Rights 119
Unpacking the Conflict 121
Study Guide 123
5. Civil Rights 126
The Context of Civil Rights 128
African Americans 129
Native Americans, Asians, and Latinos 131
Women and Civil Rights 133
The LGBTQ Community 133
The Racial Divide Today 135
Differences in Voting Access 135
Socioeconomic Indicators 136
Criminal Justice and Hate Crimes 138
The Policy-Making Process and Civil Rights 141
Social Movements 141
The Courts 145
How It Works: Civil Rights 150
Congress 154
The President 157
Ess_01_APT_66460_FM_i-1.indd 11 16/11/18 3:12 PM
xii Contents
Civil Rights Issues Today 158
Affirmative Action 159
Multicultural and Immigration Issues 160
Unpacking the Conflict 163
Study Guide 165
Part II: Politics
6. Public Opinion and the Media 168
What Is Public Opinion? 170
Different Kinds of Opinion 171
Where Do Opinions Come From? 172
Socialization: Families, Communities, and Networks 172
Events 173
Group Identity 173
Politicians and Other Political Actors 174
Considerations: The Process of Forming Opinions 175
Measuring Public Opinion 179
Mass Surveys 179
Problems in Measuring Public Opinion 179
How It Works: Measuring What a Nation of 330 Million
Thinks: A Checklist 180
What Americans Think about Politics 186
Ideological Polarization 186
Evaluations of Government and Officeholders 186
Policy Preferences 189
Does Public Opinion Matter? 191
The News Media 192
Media Sources in the Twenty-First Century 193
Regulating the Media 194
Media Effects on Citizens and Government 196
Unpacking the Conflict 197
Study Guide 199
7. Political Parties 202
What Are Political Parties and Where Did Today’s Parties
Come From? 204
The Evolution of American Political Parties 205
American Political Parties Today 208
The Party Organization 208
Ess_01_APT_66460_FM_i-1.indd 12 16/11/18 3:12 PM
xiiiContents
The Party in Government 209
The Party in the Electorate 210
The Role of Political Parties in American Politics 214
Organizing Elections 215
How It Works: Nominating Presidential Candidates 218
Cooperation in Government 221
Minor Parties 223
Unpacking the Conflict 225
Study Guide 226
8. Elections 228
How Do American Elections Work? 230
Two Stages of Elections 231
Mechanics of Elections 232
Presidential Elections 233
How It Works: The Electoral College 236
Electoral Campaigns 239
The “Fundamentals” 239
Setting the Stage 242
Before the Campaign 242
Primaries and the General Election 245
Campaign Finance 246
How Do Voters Decide? 251
Who Votes, and Why? 251
How Do People Vote? 252
Voting in Wave Elections 253
Understanding the 2016 and 2018 Elections 255
The Path to 2018: The 2016 Elections 255
The 2018 Midterms 257
Unpacking the Conflict 259
Study Guide 261
9. Interest Groups 264
What Are Interest Groups? 266
Organizational Structures 267
Membership: Benefits and Incentives 268
Resources 269
Staff 270
The Business of Lobbying 270
Interest Group Strategies 275
Inside Strategies 275
How It Works: Lobbying the Federal Government: Inside and
Outside Strategies 276
Outside Strategies 279
Ess_01_APT_66460_FM_i-1.indd 13 16/11/18 3:13 PM
xiv Contents
How Much Power Do Interest Groups Have? 283
What Determines When Interest Groups Succeed? 283
Unpacking the Conflict 286
Study Guide 288
Part III: Institutions
10. Congress 290
Congress and the People 293
Congress and the Constitution 293
Congress Represents the People (or Tries To) 294
Members of Congress Want to Keep Their Jobs 298
Redistricting Connects Representation and Elections 302
The Responsibility–Responsiveness Dilemma 307
The Structure of Congress 307
Informal Structures 308
Formal Structures 309
How a Bill Becomes a Law 315
The Conventional Process 315
How It Works: Passing Legislation 318
Deviations from the Conventional Process 320
Key Differences between House and Senate Legislative
Processes 321
Oversight 322
Unpacking the Conflict 323
Study Guide 325
11. The Presidency 328
The Development of Presidential Power 330
Early Years through World War I 330
The Great Depression through the Present 331
The President’s Job Description 333
Head of the Executive Branch 333
Appointments 333
Executive Orders 335
Commander in Chief 336
How It Works: How Presidents Make Policy outside the
Legislative Process 338
Treaty Making and Foreign Policy 340
Legislative Power 341
Pardons and Commutations 343
Executive Privilege 343
Ess_01_APT_66460_FM_i-1.indd 14 16/11/18 3:13 PM
xvContents
The Presidency as an Institution 345
The Executive Office of the President 346
The Vice President 347
The First Spouse 348
The President’s Cabinet 348
Presidential Power Today 349
Presidents, Unilateral Action, and Policy Making 350
Congressional Responses to Unilateral Action 350
Presidents as Politicians 351
The President as Party Leader 353
Unpacking the Conflict 354
Study Guide 356
12. The Bureaucracy 358
What Is the Federal Bureaucracy? 360
What Do Bureaucrats Do? 360
How It Works: Bureaucracy and Legislation 362
Bureaucratic Expertise and Its Consequences 365
How Has the American Bureaucracy Grown? 368
The Beginning of America’s Bureaucracy 368
Building a New American State: The Progressive Era 369
The New Deal, the Great Society, and the Reagan Revolution
369
The Modern Federal Bureaucracy 371
The Structure of the Federal Government 371
The Size of the Federal Government 374
The Human Face of the Bureaucracy 376
Civil Service Regulations 376
Political Appointees and the Senior Executive Service 378
Limits on Political Activity 378
Controlling the Bureaucracy 379
Agency Organization 379
Monitoring 381
Correcting Violations 382
The Consequences of Control 383
Unpacking the Conflict 383
Study Guide 385
13. The Courts 388
The Development of an Independent and Powerful Federal
Judiciary 390
The Founders’ Views of the Courts: The Weakest Branch? 390
Ess_01_APT_66460_FM_i-1.indd 15 16/11/18 3:13 PM
xvi Contents
Judicial Review and Marbury v. Madison 392
Judicial Review in Practice 393
The American Legal and Judicial System 394
Court Fundamentals 394
Structure of the Court System and Federalism 395
How Judges Are Selected 396
How It Works: The Court System 398
Access to the Supreme Court 403
The Court’s Workload 403
Rules of Access 403
The Court’s Criteria 405
Hearing Cases before the Supreme Court 406
Briefs 407
Oral Argument 407
Conference 408
Opinion Writing 408
Supreme Court Decision Making 410
Legal Factors 410
Political Factors 410
Unpacking the Conflict 415
Study Guide 417
Part IV: Policy
14. Economic and Social Policy 420
Making Public Policy 423
The Policy-Making Process 423
The Key Players in Economic and Social Policy Making 425
How It Works: The Budget Process 426
Alternate Perspectives on the Policy-Making Process 431
Economic Policy 432
Goals of Economic Policy 432
Tools and Theories of Economic Policy 434
Case Study: The 2008–2009 Economic Crisis 444
Social Policy 446
History and Context of Social Policy 446
Social Policy Today 448
Education Policy 456
Unpacking the Conflict 457
Study Guide 459
Ess_01_APT_66460_FM_i-1.indd 16 16/11/18 3:13 PM
xviiContents
15. Foreign Policy 462
What Is Foreign Policy? 464
Foreign Policy Principles and Perspectives 464
History of American Foreign Policy 466
Foreign Policy Makers 472
The President and the Executive Branch 472
Congress 474
The Federal Courts 475
Groups outside the Federal Government 475
How It Works: War Powers: Who Controls the Armed Forces?
476
The Tools of Foreign Policy 480
Diplomacy 480
Trade and Economic Policies 480
Foreign Aid 482
Alliances and Treaties 482
Military Force 483
The Politics of Foreign Policy 484
Managing International Trade: China 485
Fighting Terrorism: ISIL 486
Preventing the Spread of WMDs: North Korea 489
Unpacking the Conflict 490
Study Guide 491
Appendix
The Declaration of Independence A1
The Articles of Confederation A3
The Constitution of the United States of America A6
Amendments to the Constitution A11
The Federalist Papers A16
Endnotes A23
Study Guide Answer Key A45
Credits A47
Glossary/Index A51
Ess_01_APT_66460_FM_i-1.indd 17 16/11/18 3:14 PM
Ess_01_APT_66460_FM_i-1.indd 18 16/11/18 3:14 PM
xix
Preface
This book is based on three simple premises: politics is
conflictual, political
process matters, and politics is everywhere. It reflects our belief
that politics is
explainable, that political outcomes can be understood in terms
of decisions made
by individuals—and that the average college undergraduate can
make sense of the
political world in these terms. It focuses on contemporary
American politics, the events
and outcomes that our students have lived through and know
something about. The
result, we believe, is a book that provides an accessible but
rigorous account of the
American political system.
American Politics Today is also the product of our
dissatisfaction. Thirty years ago
we were assistant professors together at the same university,
assigned to teach the
introductory class in alternate semesters. Though our graduate
training was quite
different, we found that we shared a deep disappointment with
available texts. Their
wholesale focus on grand normative concepts such as civic
responsibility or their use
of advanced analytic themes left students with little idea of how
American politics
really works, how events in Washington, D.C., affect their
everyday lives, and how to
piece together all the facts about American politics into a
coherent explanation of why
things happen as they do. These texts did not engender
excitement, fascination, or even
passing interest. What they did was put students to sleep.
As with previous editions, the overarching goal of the Sixth
Edition is to describe
what happens in American politics, but also to explain behavior
and outcomes. In
part we wish to counter the widespread belief among students
that politics is too
complicated, too chaotic, or too secretive to make sense of.
More than that, we want to
empower our students, to demonstrate that everyday American
politics is relevant to
their lives. This emphasis is also a response to the typical
complaint about American
government textbooks—that they are full of facts but devoid of
useful information, and
that after students finish reading, they are no better able to
answer “why” questions
than they were before they cracked the book.
In this edition, we maintain our focus on conflict and
compromise in American
politics—identifying what Americans agree and disagree about
and assessing how
conflict shapes American politics, from campaign platforms to
policy outcomes.
Though this emphasis seems especially timely given the recent
elections and the
prospect of continued deadlock in Washington under a Trump
presidency, our aim
is to go beyond these events to identify a fundamental constant
in American politics:
the reality that much of politics is driven by disagreements over
the scope and form
of government policy, and that compromise is an essential
component of virtually all
significant changes in government policy. Indeed, it is
impossible to imagine politics
without conflict. Conflict was embedded in the American
political system by the
Founders, who set up a system of checks and balances to make
sure that no single
group could dominate. The Constitution’s division of power
guarantees that enacting
and implementing laws will involve conflict and compromise.
Furthermore, the
Constitution itself was constructed as one long series of
compromises. Accordingly,
despite the general dislike people have for conflict, our students
must recognize that
conflict and compromise lie at the heart of politics.
Throughout the text, we emphasize common sense, showing
students that
politics inside the Beltway is often strikingly similar to the
students’ own everyday
interactions. For example, what sustains policy compromises
made by members of
Ess_01_APT_66460_FM_i-1.indd 19 16/11/18 3:14 PM
xx Preface
Congress? The fact that the members typically have long
careers, that they interact
frequently with each other, and that they only deal with
colleagues who have kept
their word in the past. These strategies are not unique to the
political world. Rather,
they embody rules of thumb that most people follow (or are at
least aware of) in their
everyday interactions. In short, we try to help students
understand American politics
by emphasizing how it is not all that different from the world
they know.
This focus on common sense is coupled with many references to
the political
science literature. We believe that contemporary research has
something to say about
prediction and explanation of events that students care about—
and that these insights
can be taught without turning students into game theorists or
statisticians. Our text
presents the essential insights of contemporary research,
motivated by real-world
political phenomena and explained using text or simple
diagrams. This approach
gives students a set of tools for understanding politics, provides
an introduction to
the political science literature, and matches up well with
students’ common-sense
intuitions about everyday life. Moreover, by showing that
academic scholarship is not
a blind alley or irrelevant, this approach helps to bridge the gap
between an instructor’s
teaching and his or her research.
The Sixth Edition builds on these strengths. We’ve continued to
streamline and
improve the presentation of text and graphics and enhanced our
“How It Works”
sections. New chapter openers use contemporary stories and
offer quotations from
people on both sides of the debate (from student loans to
marijuana legalization) to
highlight the conflict and compromise theme. We refer to these
openers throughout
the chapters to illustrate and extend our discussion. The “Take a
Stand” sections now
explicitly argue both sides of policy questions. We have also
worked to place the Trump
presidency in context, acknowledging the differences between
Trump and other
presidents, but also explaining how Trump’s successes and
failures, both in public
opinion and in policy terms, can be explained using the same
logic we have applied to
previous presidents.
The text continues to be ruthlessly contemporary, but also
places recent events in
context. Although we do not ignore American history, our stress
is on contemporary
politics—on the debates, actions, and outcomes that most
college students are aware of.
Focusing on recent events emphasizes the utility of the concepts
and insights that we
develop in the text. It also goes a long way toward establishing
the relevance of the intro
class. The new edition discusses the acceptance of same-sex
marriage, the debate over
immigration reform, and debates over income inequality—all
issues that Americans
care about. We have also devoted considerable space to
describing the 2016 and 2018
campaigns, working to show how recent contests at the
presidential and congressional
levels fit into a broader theory of how candidates campaign and
how voters decide.
Finally, our book offers an individual-level perspective on
America’s government.
The essential message is that politics—elections, legislative
proceedings, regulatory
choices, and everything else we see—is a product of the
decisions made by real flesh-
and-blood people. This approach grounds our discussion of
politics in the real world.
Many texts focus on abstractions such as “the eternal debate,”
“the great questions,”
or “the pulse of democracy.” We believe that these constructs
don’t explain where
the debate, the questions, or even democracy come from. Nor do
they help students
understand what’s going on in Washington, D.C., and
elsewhere, as it’s not obvious
that the participants themselves care much about these sorts of
abstractions—quite the
opposite, in fact.
We replace these constructs with a focus on real people and
actual choices. The
primary goal is to make sense of American politics by
understanding why politicians,
bureaucrats, judges, and citizens act as they do. That is, we are
grounding our
Ess_01_APT_66460_FM_i-1.indd 20 16/11/18 3:14 PM
xxi
description of American politics at the most fundamental
level—an individual facing
a decision. How, for example, does a voter choose among
candidates? Stated that way,
it is reasonably easy to talk about where the choice came from,
how the individual
might evaluate different options, and why one choice might look
better than the others.
Voters’ decisions may be understood by examining the different
feasible strategies they
employ (issue voting, retrospective evaluations, stereotyping,
etc.) and by asking why
some voters use one strategy while others use a different one.
By focusing on individuals and choices, we can place students
in the shoes of the
decision makers, and in so doing, give them insight into why
people act as they do. We
can discuss, for example, why a House member might favor
enacting wasteful pork-
barrel spending, even though a proposal full of such projects
will make his constituents
economically worse off—and why constituents might reward
such behavior, even if
they suspect the truth. By taking this approach, we are not
trying to let legislators off
the hook. Rather, we believe that any real understanding of the
political process must
begin with a sense of the decisions the participants make and
why they make them.
Focusing on individuals also segues naturally into a discussion
of consequences,
allowing us to move from examining decisions to describing and
evaluating outcomes.
In this way, we can show students how large-scale outcomes in
politics, such as
inefficient programs, don’t happen by accident or because of
malfeasance. Rather, they
are the predictable results of choices made by individuals (here,
politicians and voters).
The policy chapters in the Full and Essentials Editions also
represent a distinctive
feature of this book. The discussion of policy at the end of an
intro class often fits
awkwardly with the material covered earlier. It is supposed to
be a culmination of the
semester-long discussion of institutions, politicians, and
political behavior, but instead
it often becomes an afterthought that gets discarded when time
runs out in the last few
weeks of class. Our policy chapters explicitly draw on previous
chapters’ discussions of
the actors that shape policy: the president, Congress, the courts,
interest groups, and
parties. By doing so, these chapters show how all the pieces of
the puzzle fit together.
Finally, this book reflects our experience as practicing scholars
and teachers, as well
as interactions with more than twenty thousand students in
introductory classes at
several universities. Rather than thinking of the intro class as a
service obligation, we
believe it offers a unique opportunity for faculty to develop a
broader sense of American
politics and American political science, while at the same time
giving students the tools
they need to behave as knowledgeable citizens or enthusiastic
political science majors.
We hope that it works for you as well as it does for us.
Preface
Ess_01_APT_66460_FM_i-1.indd 21 16/11/18 3:14 PM
xxii
Features of the
Text and Media Package
The book’s “three key ideas”
are fully integrated throughout the text.
• Politics Is Conflictual and conflict and compromise are a
normal, healthy part of
politics. The questions debated in elections and the policy
options considered
by people in government are generally marked by disagreement
at all levels.
Making policy typically involves important issues on which
people disagree,
sometimes strongly; so compromise, bargaining, and tough
choices about trade-offs
are often necessary.
• Political Process Matters because it is the mechanism we have
established to resolve
conflicts and achieve compromise. Governmental actions result
from conscious
choices made by voters, elected officials, and bureaucrats. The
media often cover
political issues in the same way they do sporting events, and
though this makes
for entertaining news, it also leads citizens to overlook the
institutions, rules, and
procedures that have a decisive influence on American life.
Politics really is not just a
game.
• Politics Is Everywhere in that the results of the political
process affect all aspects of
Americans’ everyday lives. Politics governs what people can
and cannot do, their
quality of life, and how they think about events, other people,
and situations.
New chapter openers and conclusions
present two sides of a controversy that has dominated media
headlines —and about
which people have passionate, emotion-driven opinions from
both points of view —
framed by quotes from politicians, pundits, and everyday people
who hold these views.
These include sanctuary cities (Federalism), free speech on
college campuses (Civil
Liberties), and the Deferred Action for Childhood Arrivals
(DACA) program (Congress).
The “Unpacking the Conflict” sections at the end of each
chapter show how the nuts
and bolts of the chapter topic can be applied to help students
understand both sides of
these debates.
New coverage of 2018 elections and
Trump presidency
provides more than 20 pages and numerous graphics analyzing
the 2016 and 2018
elections and the first two years of the Trump presidency,
including coverage of current
issues, such as the failure to pass “Trumpcare,” executive
actions around immigration,
border security and international travel (and judicial responses),
tax reform, marijuana
policy, North Korea, and President Trump’s use of social media.
Organization around chapter goals
stresses learning objectives and mastery of core material.
• Chapter Goals appear at the beginning of the chapter and then
recur at the start
of the relevant sections throughout the chapter to create a more
active reading
experience that emphasizes important learning objectives.
Ess_01_APT_66460_FM_i-1.indd 22 16/11/18 3:14 PM
xxiii
• Extensive end-of-chapter review sections organized around the
Chapter Goals
include section summaries, practice quiz questions, key terms,
and suggested
reading lists. Students have everything they need to master the
material in each
section of the chapter.
Special features for critical thinking
reinforce the three key ideas while introducing other important
ways to think about
American politics.
• “How It Works: In Theory/How It Works: In Practice”
graphics, many new to this
edition, highlight key political processes and structures and
build graphical
literacy. New discussions include the Supreme Court’s decision
on the Masterpiece
Cakeshop (Civil Liberties) and passing the Tax Cuts and Jobs
Act (Congress).
• “What Do the Facts Say?” features develop quantitative
reasoning skills by
teaching students to read and interpret data on important
political issues and
current events.
• “Why Should I Care?” sections draw explicit connections
between the chapter
material and students’ lives.
• “Did you know?” features and pull quotes give students tidbits
of information that
may induce questions, anger, and may even inspire students to
get involved.
• “Take a Stand” features address contemporary issues in a
pro/con format and
invite students to consider how they would argue their own
position on the topic.
Each feature concludes with two critical-thinking questions.
• “Nuts & Bolts” features provide students with concise
explanations of key
concepts, like the difference between civil liberties and civil
rights, different kinds
of gerrymanders, and brief summaries of campaign finance
rules. These features
provide an easy way for quick study and review.
Tools for a dynamic classroom
• InQuizitive, Norton’s adaptive learning tool, accompanies the
Sixth Edition of
American Politics Today and reinforces reading comprehension
with a focus on the
foundations of government and major political science concepts.
Guiding feedback
helps students understand why their answers were right or
wrong and steers them
back to the text. Norton recently conducted a within-subjects
efficacy study in
American government, and among the students who did not earn
a perfect score on
the pre-test, we saw an average InQuizitive Effect of 17
percentage points. To try it
out, go to https://digital.wwnorton.com/amerpoltoday6ess.
• Features for your Learning Management System (LMS) allow
you to easily bring
Norton’s high-quality digital content into your existing LMS.
The content is fully
editable and adaptable to your course needs. The Norton
Coursepack for American
Politics Today, Sixth Edition, contains the following activities
and quizzes:
• “How to Read Charts and Graphs” tutorial that provides
students with extra
practice and guidance interpreting common representations of
data that
they will encounter in this textbook and in the world,
• Chapter quizzes that assess student knowledge of each
chapter’s core
concepts,
• Video exercises that engage students and help them retain and
apply
information through real-world events,
• “How It Works: In Theory/How It Works: In Practice”
animated graphics,
with assessment, that guide students through understanding
political
processes and institutions,
Features of the Text and Media Package
Ess_01_APT_66460_FM_i-1.indd 23 16/11/18 3:14 PM
xxiv
• Simulations that show students how concepts work in the real
world,
• “What Do the Fact Say?” activities that give students more
practice with
quantitative skills and more familiarity with how political
scientists know
what they know, and
• “Take a Stand” exercises that present students with multiple
sides of
contemporary debates and ask them to consider and refine their
own views
based on what they’ve learned.
• Test bank contains more than 1,800 questions tagged to
chapter-learning
objectives and keyed to Bloom’s taxonomy.
• An Interactive Instructor Guide (IIG) includes chapter
outlines, class activities, and
discussion questions, and suggestions for additional resources
to engage students.
• Instructor PowerPoints contains fully customizable lecture
slides with clicker
questions and “How It Works: In Theory” and “How It Works:
In Practice”
animated PowerPoint slides for optimal classroom presentation.
Features of the Text and Media Package
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xxv
This edition of American Politics Today is again dedicated to
our families.
Our wives, Regina and Sarah, have continued to accommodate
our deadlines and
schedules and have again served as our most accurate critics
and sources of insight and
inspiration. Our children have again been forced to contend
with politics and textbook
writing as a perennial topic of conversation in their visits home,
and have responded
with critiques and ideas of their own, which appear throughout
the text.
Our colleagues at Indiana University and the University of
Wisconsin (and before
that, Duke University for both of us) provided many
opportunities to talk about
American politics and teaching this course.
Bill thanks his colleagues at Indiana University and elsewhere,
including Christine
Barbour, John Brehm, Ted Carmines, Chris DeSante, Mike
Ensley, Bernard Fraga,
Russ Hansen, Matthew Hayes, Yanna Krupnikov, Lin Ostrom,
Regina Smyth, Will
Winecoff, and Jerry Wright, for sharp insights and
encouragement at crucial moments.
He is also grateful to many teaching assistants who have helped
him organize and teach
the intro class at three universities. Finally, he thanks the
students at the Higher School
of Economics in Moscow, Russia, where he taught the
introductory class as a Fulbright
Scholar in 2012.
David gives special thanks to Ken Mayer, whose daily “reality
checks” and
consistently thoughtful professional and personal advice are
greatly appreciated.
Barry Burden, Ben Marquez, Don Moynihan, Ryan Owens, Ellie
Powell, Howard
Schweber, Byron Shafer, Alex Tahk, Dave Weimer, Kathy
Cramer, Susan Yackee,
and all the great people at Wisconsin have provided a wonderful
community within
which to teach and research American politics. John Coleman,
who has moved on to
become a dean at the University of Minnesota, also deserves
special thanks as a former
member of the intro American team and good friend and
colleague. David would
also like to thank the students at the University of Debrecen in
Hungary, where he
taught American politics as a Fulbright Scholar in 2003–2004,
and the Eberhard Karls
University of Tübingen, Germany, where he taught as a
Fulbright Scholar in 2011–2012.
The Hungarian students’ unique perspective on democracy, civil
liberties, and the
role of government required David to think about American
politics in a different way.
The German students’ views on the role of political parties,
campaigns, and the social
welfare state also provided a strong contrast to the views of his
American students.
Both of us are grateful to the political science faculty at Duke
University, who, in
addition to giving us our first academic jobs, worked to
construct a hospitable and
invigorating place to research and to teach. In particular, Rom
Coles, Ruth Grant,
John Aldrich, Tom Spragens, Taylor Cole, and David Barber
were model teachers,
colleagues, and scholars. We both learned to teach by watching
them, and we are better
instructors and scholars for it.
We are indebted to the outstanding people at W. W. Norton who
have been
our full partners through all six editions. Peter Lesser’s
relentless combination
of wit, insight, and expertise is evident throughout the book, as
are the talents
of our new editor, Laura Wilk. The organization and prose of
the book has been
improved immeasurably by Sam Held’s editing. Steve Dunn was
responsible for
getting the process started and providing good counsel from
beginning to end.
Roby Harrington has been a source of constant encouragement
and feedback.
Acknowledgments
Ess_01_APT_66460_FM_i-1.indd 25 16/11/18 3:14 PM
xxvi Acknowledgments
Linda Feldman has been a superb project editor, bringing to the
project her talent
for clarity of words and visuals. Cat Abelman put together an
excellent photo
program. Elizabeth Trammell cleared permissions for the
figures and tables. Ashley
Horna handled production with efficiency and good humor.
Jillian Burr and Open
design studio created a beautiful design for the book’s interior
and cover. Spencer
Richardson-Jones and Michael Jaoui’s clear vision for the ever-
more-complex and
rich digital media package has been a major help. We also
would like to thank Aaron
Javsicas and Ann Shin for their outstanding work on earlier
editions. The entire crew
at Norton has been incredibly professional and supportive in
ways we never knew
when we started writing this book. Signing with them fifteen
years ago was an eyes-
shut home run.
We are also indebted to the many reviewers who have
commented on the text.
First Edition Reviewers
Dave Adler, Idaho State University
Rick Almeida, Francis Marion University
Jim Bailey, Arkansas State University–Mountain Home
Todd Belt, University of Hawaii, Hilo
Scott Buchanan, Columbus State University
Randy Burnside, Southern Illinois University,
Carbondale
Carolyn Cocca, SUNY College at Old Westbury
Tom Dolan, Columbus State University
Dave Dulio, Oakland University
Matt Eshbaugh-Soha, University of North Texas
Kevin Esterling, University of California, Riverside
Peter Francia, East Carolina University
Scott Frisch, California State University, Channel Islands
Sarah Fulton, Texas A&M University
Keith Gaddie, University of Oklahoma
Joe Giammo, University of Arkansas at Little Rock
Kate Greene, University of Southern Mississippi
Steven Greene, North Carolina State University
Phil Habel, Southern Illinois University, Carbondale
Charles Hartwig, Arkansas State University, Jonesboro
Ted Jelen, University of Nevada, Las Vegas
Jennifer Jensen, Binghamton University, SUNY
Terri Johnson, University of Wisconsin–Green Bay
Luke Keele, Ohio State University
Linda Keith, The University of Texas at Dallas
Chris Kelley, Miami University
Jason Kirksey, Oklahoma State University
Jeffrey Kraus, Wagner College
Chris Kukk, Western Connecticut State University
Mel Kulbicki, York College
Joel Lieske, Cleveland State University
Steve Light, University of North Dakota
Baodong (Paul) Liu, University of Utah
Ken Long, University of Saint Joseph, Connecticut
Michael Lynch, University of Kansas
Cherie Maestas, Florida State University
Tom Marshall, The University of Texas at Arlington
Scott McClurg, Southern Illinois University, Carbondale
Jonathan Morris, East Carolina University
Jason Mycoff, University of Delaware
Sean Nicholson-Crotty, University of Missouri, Columbia
Timothy Nokken, Texas Tech University
Sandra O’Brien, Florida Gulf Coast University
John Orman, Fairfield University
L. Marvin Overby, University of Missouri, Columbia
Catherine Paden, Simmons College
Dan Ponder, Drury University
Paul Posner, George Mason University
David Redlawsk, University of Iowa
Russell Renka, Southeast Missouri State University
Travis Ridout, Washington State University
Andy Rudalevige, Dickinson College
Denise Scheberle, University of Wisconsin–Green Bay
Tom Schmeling, Rhode Island College
Pat Sellers, Davidson College
Dan Smith, Northwest Missouri State University
Dale Story, The University of Texas at Arlington
John Vile, Middle Tennessee State University
Mike Wagner, University of Nebraska
Dave Wigg, St. Louis Community College
Maggie Zetts, Purdue University
Ess_01_APT_66460_FM_i-1.indd 26 16/11/18 3:14 PM
xxviiAcknowledgments
Second Edition Reviewers
Danny Adkison, Oklahoma State University
Hunter Bacot, Elon College
Tim Barnett, Jacksonville State University
Robert Bruhl, University of Illinois, Chicago
Daniel Butler, Yale University
Jennifer Byrne, James Madison University
Jason Casellas, University of Texas, Austin
Jeffrey Christiansen, Seminole State College
Richard Conley, University of Florida
Michael Crespin, University of Georgia
Brian DiSarro, California State University, Sacramento
Ryan Emenaker, College of the Redwoods
John Evans, California State University, Northridge
John Fliter, Kansas State University
Jimmy Gleason, Purdue University
Dana Glencross, Oklahoma City Community College
Jeannie Grussendorf, Georgia State University
Phil Habel, Southern Illinois University, Carbondale
Lori Han, Chapman University
Katy Harriger, Wake Forest University
Richard Himelfarb, Hofstra University
Doug Imig, University of Memphis
Daniel Klinghard, College of the Holy Cross
Eddie Meaders, University of North Texas
Kristy Michaud, California State University, Northridge
Kris Miler, University of Illinois at Urbana-Champaign
Melinda Mueller, Eastern Illinois University
Michael Mundt, Oakton Community College
Emily Neff-Sharum, The University of North Carolina at
Pembroke
David Nice, Washington State University
Tim Nokken, Texas Tech University
Stephen Nuño, Northern Arizona University
Richard Powell, University of Maine, Orono
Travis Ridout, Washington State University
Sara Rinfret, University of Wisconsin–Green Bay
Martin Saiz, California State University, Northridge
Gabriel Ramon Sanchez, University of New Mexico
Charles Shipan, University of Michigan
Dan Smith, Northwest Missouri State University
Rachel Sondheimer, United States Military Academy
Chris Soper, Pepperdine University
Walt Stone, University of California, Davis
Greg Streich, University of Central Missouri
Charles Walcott, Virginia Tech
Rick Waterman, University of Kentucky
Edward Weber, Washington State University
Jack Wright, Ohio State University
Third Edition Reviewers
Steve Anthony, Georgia State University
Marcos Arandia, North Lake College
Richard Barberio, SUNY Oneonta
Jody Baumgartner, East Carolina University
Brian Berry, The University of Texas at Dallas
David Birch, Lone Star College–Tomball
Eileen Burgin, University of Vermont
Randolph Burnside, Southern Illinois University,
Carbondale
Kim Casey, Northwest Missouri State University
Christopher Chapp, University of Wisconsin–
Whitewater
Daniel Coffey, University of Akron
William Corbett, The University of Texas at El Paso
Jonathan Day, Western Illinois University
Rebecca Deen, The University of Texas at Arlington
Brian DiSarro, California State University, Sacramento
Nelson Dometrius, Texas Tech University
Stan Dupree, College of the Desert
David Edwards, The University of Texas at Austin
Ryan Emenaker, College of the Redwoods
John Evans, University of Wisconsin–Eau Claire
Brandon Franke, Blinn College, Bryan
Rodd Freitag, University of Wisconsin–Eau Claire
Donna Godwin, Trinity Valley Community College
Craig Goodman, Texas Tech University
Amy Gossett, Lincoln University
Tobin Grant, Southern Illinois University
Stephanie Hallock, Harford Community College
Alexander Hogan, Lone Star College–CyFair
Marvin King, University of Mississippi
Timothy LaPira, James Madison University
Mary Linder, Grayson University
Christine Lipsmeyer, Texas A&M University
Michael Lyons, Utah State University
Jill Marshall, The University of Texas of at Arlington
Ess_01_APT_66460_FM_i-1.indd 27 16/11/18 3:14 PM
xxviii Acknowledgments
Fourth Edition Reviewers
Rickert Althaus, Southeast Missouri State University
Eric K. Austin, Montana State University
Evelyn Ballard, Houston Community College Southeast
Jim Battista, University at Buffalo, SUNY
Kenneth C. Blanchard Jr., Northern State University
Heidi Brockmann, United States Military Academy
Adriana Buliga-Stoian, Mount Mercy University
Abbe Allen DeBolt, Sandhills Community College
John C. Evans, University of Wisconsin–Eau Claire
Babette Faehmel, Schenectady County Community College
Daniel Fuerstman, State College of Florida
Stephanie Hallock, Harford Community College
John Hitt, North Lake College
Debra Jenke, Angelina College
Ronald A. Kuykendall, Trident Technical College
Paul Lewis, Arizona State University
Mary Linder, Grayson College
Michael Lyons, Utah State University
Wendy Martinek, Binghamton University, SUNY
Melissa Merry, University of Louisville
Javan “J. D.” Mesnard, Mesa Community College
Monique Mironesco, University of Hawai‘i–West O‘ahu
Tim Nokken, Texas Tech University
David Parker, Montana State University
Sylvia Peregrino, El Paso Community College
Blayne Primozich, El Paso Community College
Bryan Rasmussen, Collin College
Suzanne M. Robbins, George Mason University
Susan Roomberg, The University of Texas at San Antonio
Michael Shamgochian, Worcester State University
Geoffrey Shine, Wharton County Junior College
Rachel Milstein Sondheimer, United States Military
Academy
Gregory Streich, University of Central Missouri
Jeremy Teigen, Ramapo College
Dave Wells, Arizona State University
Fifth Edition Reviewers
Leslie Baker, Mississippi State University
Evelyn Ballard, Houston Community College
Jim Battista, University at Buffalo, SUNY
Nathaniel A. Birkhead, Kansas State University
William Blake, Indiana University, Purdue University
Indianapolis
Kenneth C. Blanchard Jr., Northern State University
Michael P. Bobic, Glenville State College
Ben Christ, Harrisburg Area Community College
Rosalyn Crain, Houston Community College, Northwest
College
Brian Cravens, Blinn College–Schulenburg
Thomas Masterson, Butte College
Daniel Matisoff, Georgia Institute of Technology
Jason McDaniel, San Francisco State University
Mark McKenzie, Texas Tech University
Leonard McNeil, Contra Costa College
Melissa Merry, University of Louisville
Ann Mezzell, Lincoln University
Eric Miller, Blinn College, Bryan
Jonathan Morris, East Carolina University
Leah Murray, Weber State University
Farzeen Nasri, Ventura College
Brian Newman, Pepperdine University
David Nice, Washington State University
Stephen Nichols, California State University San Marcos
Tim Nokken, Texas Tech University
Barbara Norrander, University of Arizona
Andrew Reeves, Boston University
Michelle Rodriguez, San Diego Mesa College
Dan Smith, Northwest Missouri State University
Christopher Soper, Pepperdine University
Jim Startin, The University of Texas at San Antonio
Jeffrey Stonecash, Syracuse University
Linda Trautman, Ohio University
Kevin Unter, University of Louisiana Monroe
Michelle Wade, Northwest Missouri State University
Michael Wagner, University of Nebraska–Lincoln
Adam Warber, Clemson University
Wayne Wolf, South Suburban College
Ess_01_APT_66460_FM_i-1.indd 28 16/11/18 3:14 PM
xxixAcknowledgments
Stephanie R. Davis, University of South Carolina
Christi Dayley, Weatherford College
Justin B. Dyer, University of Missouri
Jonathan P. Euchner, Missouri Western State University
John W. Eyster, University of Wisconsin–Whitewater
Eddie Feng, Weatherford College
John P. Flanagan, Weatherford College
Peter L. Francia, East Carolina University
Daniel Fuerstman, State College of Florida
Willie Hamilton, Mt. San Jacinto College
David Huseman, Butler County Community College
Debra Jenke, Angelina College
Catherine Johnson, Weatherford College
Joshua Kaplan, University of Notre Dame
Tim LaPira, James Madison University
Alan Lehmann, Blinn College
Morris Levy, University of Southern California
Michael S. Lynch, University of Georgia
Rob Mellen Jr., Mississippi State University
Timothy Nokken, Texas Tech University
Anthony O’Kegan, Los Angeles Valley College
Hyung Lae Park, El Paso Community College
Donna Rhea, Houston Community College
Joseph Romance, Fort Hays State University
Sam Scinta, Viterbo University
Michael Shamgochian, Worcester State University
Lenore VanderZee, SUNY Canton
Abram J. Trosky, United States Coast Guard
Academy
Ronald W. Vardy, Wharton County Community College;
University of Houston
Gordan Vurusic, Grand Rapids Community College
Jeremy Walling, Southeast Missouri State University
Sixth Edition Reviewers
Brent Andersen, University of Maine at Presque Isle
Nick Anspach, York College of Pennsylvania
Nick Beatty, Missouri State University
Todd Belt, University of Hawaii
Mark Brewer, University of Maine
Mark Checchia, Old Dominion University
Tom Copeland, Biola University
Todd Curry, The University of Texas at El Paso
Erin Engels, Indiana University School of Liberal Arts
at IUPUI
Greg Granger, Northwestern State University of Louisiana
Jeanette Harvie, California State University, Los Angeles
Susan Haynes, Lipscomb University
Carol Jasieniecki, Santiago Canyon College
Alana Jeydel, American River College
Travis Johnston, University of Massachusetts Boston
Jesse Kapenga, The University of Texas at El Paso
Cassandra Khatri, Lone Star College–University Park
David Kimball, University of Missouri–St. Louis
Keith Knutson, Viterbo University
Julie Lane, University of North Carolina Wilmington
Tim LaPira, James Madison University
Beth Leech, Rutgers University
Eric Loepp, University of Wisconsin–Whitewater
Darrell Lovell, Lone Star College–University Park
Drew McMurray, Wabash Valley College
Melissa Merry, University of Louisville
Akira Ruddle Miyamoto, University of Hawaii
James Newman, Southeastern Missouri State University
Timothy Nokken, Texas Tech University
Stephen Northam, University of North Georgia
Hyung Park, El Paso Community College
Yuhua Qiao, Missouri State University
Jason Sides, Southeastern Missouri State University
Anand Edward Sokhey, University of Colorado Boulder
Herschel Thomas, The University of Texas at Arlington
Paul Weizer, Fitchburg State University
Maryann Zihala, Ozarks Technical Community College
It is a humbling experience to have so many smart people
involved in the process of writing and revising this book. Their
reviews were often critical, but always insightful, and you the
reader are the beneficiaries of their efforts. In many cases, the
improvements in this edition are the direct result of their
suggestions. They have our profound thanks.
William T. Bianco
David T. Canon
November 2018
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Ess_01_APT_66460_FM_i-1.indd 30 16/11/18 3:14 PM
American
Politics Today
Sixth Essentials Edition
In a democracy, oftentimes other people win.
— C. J. Cregg, The West Wing
Ess_01_APT_66460_FM_i-1.indd 1 16/11/18 3:14 PM
“The values of free expression and a reverence for the free press
have
been our global hallmark, for it is our ability to freely air the
truth that
keeps our government honest and keeps a people free.”
Senator Jeff Flake
“The Fake News is working overtime. Just reported that, despite
the
tremendous success we are having with the economy & all
things else,
91% of the Network News about me is negative (Fake). Why do
we work so
hard in working with the media when it is corrupt? Take away
credentials?”
President Donald Trump
Early in 2018, Senator Jeff Flake, a Republican from Arizona,
took to the floor of
the Senate to make an impassioned defense of the freedom of
the press in response
to President Trump’s criticisms of the “Fake News” media.1 He
called out Trump for
labelling the media the “enemy of the people,” noting that
Joseph Stalin had used
the phrase to silence dissent in the Soviet Union. He continued,
“And, of course, the
president has it precisely backward—despotism is the enemy of
the people. The free
press is the despot’s enemy, which makes the free press the
guardian of democracy.
When a figure in power reflexively calls any press that doesn’t
suit him ‘fake news,’
it is that person who should be the figure of suspicion, not the
press.”2 From this
perspective, critical and even negative news coverage of
political leaders is an essential
part of democratic accountability—it is not fake news.
However, large majorities of the American public share the
president’s view on
fake news. The conventional definition of fake news is the
intentional portrayal of false
information as the truth. Ninety-four percent of Americans
agree that this is fake news
In October 2017, social media
companies testified before the Senate
Judiciary Committee on the spread
of fake news through their platforms
during the 2016 election. Fake
advertisements like this one, in which
a Twitter user encourages people to
vote via text, were thought to have
a detrimental effect on democratic
processes in 2016. (Of course, you
can’t cast a vote by sending a text
message.)
1
2
Understanding
American
Politics
How does politics work and
why does politics matter?
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Understanding American Politics 3
Describe the basic functions of government.
pages 4–8
Define politics and identify three key ideas that
help explain politics. pages 8–14
Identify major sources of conflict in American
politics. pages 15–19
Explain how the American values of democracy,
liberty, and equality work to resolve political
conflict. pages 20–22
Understand how to interpret, evaluate, and use
political information. pages 23–24
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4 Chapter 1 | Understanding American Politics4
(48 percent say this is “always” fake news and 46 percent say it
is “sometimes”). But
79 percent of Americans also believe fake news is an “accurate
news story casting a
politician or political group in a negative light,” and 92 percent
say that a story with
inaccurate information based on sloppy fact-checking is also
fake news. There are also
significant partisan differences of opinion, with 17 percent of
Democrats and 42 percent
of Republicans thinking that accurate but negative stories about
a politician are always
fake news.3
Real fake news is simply deliberately made up, either as “click
bait” to make money
for the outlet that posted it or as an attempt to influence the
outcome of an election.
In the three months before the 2016 presidential election,
BuzzFeed found that there
were more total Facebook engagements (sharing, comments, and
so on) with fake news
(8.7 million) than with mainstream news (7.3 million). Top
stories included “Pope Francis
shocks world, endorses Donald Trump for president,” and
“WikiLeaks confirms Hillary
sold weapons to ISIS . . . Then drops another bombshell.”
Another story popularly
known as “Pizzagate” alleged that Hillary Clinton was
connected to a child sex ring
being run out of a pizzeria in Washington, D.C. A few weeks
after the election, a poll
found that 9 percent of Americans believed the story and 19
percent were not sure if it
was true (14 percent of Trump voters believed the story and 32
percent were not sure).4
Fake news and sloppy journalism are only two examples of the
array of political
information that Americans confront every day: from
conflicting opinions of friends
and family members, to partisan pundits arguing on cable news
and Twitter, to official
statements from the White House or Congress. The quandaries
posed by fake news
represent only a fraction of the decisions we must make
regarding how to make sense of
the political noise around us. In terms of fake news, the danger
in confusing completely
bogus stories with legitimate journalism that has factual errors
or depicts a politician in
a negative light is that it makes it much more difficult to sort
out real news and objective
information from news that is truly fake. Attacks on the media
by politicians further
undermine confidence in the news and polarize public opinion.
It is difficult for the
typical American to know if Jeff Flake or President Trump is
right. If Americans can’t even
agree on which news is “fake,” how can we know what to trust?
How can we meaningfully
understand, evaluate, and act on the political information that
we encounter? A central
goal of this book is to provide the tools you need to answer
these questions.
Making sense of American
government and politics
The premise of this book is simple: American politics makes
sense. What happens in
elections, in Washington, D.C., and everywhere else—even the
Trump presidency—
has a logical and often simple explanation; we just have to
know how to look for it.
By the end of the book, we hope you get really good at
analyzing the politics you see
everywhere—in the news and in your own life.
This claim may seem unrealistic or even naive. On the surface,
American politics
often makes no sense. Polls show strong support for extreme,
unconstitutional, or
downright silly proposals. Candidates put more time into
insulting their opponents
than making credible campaign promises. Members of Congress
seem more interested
in beating their political opponents than getting something
done. Elections look
random or even chaotic. As we’ve just described, information
from historically trusted
national sources is labeled “fake news.” And many policy
issues, from reforming
immigration to deciding what to do about climate change, seem
hopelessly intractable.
DESCRIBE THE BASIC
FUNCTIONS OF
GOVERNMENT
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5Making sense of American government and politics
Many people, we believe, are hostile toward American politics
because they don’t
understand the political process, feel helpless to influence
election outcomes or policy
making, and believe that politics is irrelevant to their lives.
Many people disliked both
of the presidential candidates running in 2016 and saw this as
more evidence that
American politics does not work well. Since you are taking a
class on American politics,
we hope you have not given up on politics entirely. It is not our
goal to turn you into a
political junkie or a policy expert. You don’t need to like
politics to make sense of it,
but we hope that after finishing this book you will have a basic
understanding of the
political process and why it matters.
One goal of this book is to help you take an active role in the
political process. A
functioning democracy allows citizens to defer complicated
policy decisions to their
elected leaders, but it also requires citizens to monitor what
politicians do and to
hold them accountable at the voting booth. This book will help
you be an effective
participant by providing the analytical skills you need to make
sense of politics, even
when it initially appears to make no sense at all.
We are not going to spend time talking about how American
politics should be.
Rather, our focus will be on explaining American politics as it
is. Here are some other
questions we will examine:
• Why don’t people vote? Why do people vote? How do they
decide who to vote for?
• Why do so many people mistrust politicians and the political
system?
• Why can’t Congress get things done?
• Why is the Supreme Court so political?
• Can presidents do whatever they want? Why can’t they do
more?
• How much power do bureaucrats have?
• Is the media biased?
We will answer these questions and many others by applying
three key ideas about
the nature of politics: politics is conflictual, political process
matters, and politics is
everywhere. But first, we begin with an even more basic
question: Why do we have a
government?
Why do we have a government?
As we prepare to address this question, let’s agree on a
definition: government is the
system for implementing decisions made through the political
process. All countries
have some form of government, which in general serves two
broad purposes: to provide
order and to promote the general welfare.
government
The system for implementing
decisions made through the political
process.
Conflicts within the government—say,
over immigration policy—often reflect
real divisions among American citizens
about what government should do
about certain issues. Groups on all
sides of controversial issues pressure
the government to enact their
preferred policies.
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6 Chapter 1 | Understanding American Politics6
To Provide Order At a basic level, the answer to the question
“Why do we have
a government?” seems obvious: without government there would
be chaos. As the
seventeenth-century British philosopher Thomas Hobbes said,
life in the “state of
nature” (that is, without government) would be “solitary, poor,
nasty, brutish, and
short.”5 Without government there would be no laws—people
could do whatever
they wanted. Even if people tried to develop informal rules,
there would be no way to
guarantee enforcement of those rules. Accordingly, some of the
most important rules
of government are policing and providing national security.
The Founders of the United States noted this crucial role in the
Constitution’s
preamble: two of the central goals of government are to
“provide for the common
defense” and to “insure domestic Tranquility.” The former
refers to military
protection against foreign invasion and the defense of our
nation’s common security
interests. The latter refers to policing and law enforcement
within the nation, which
today includes the National Guard, the Federal Bureau of
Investigation (FBI), the
Department of Homeland Security, state and local police, and
the courts. So at a
minimal level, government is necessary to provide security.
However, there’s more to it than that. The Founders cited the
desire to “establish
Justice . . . and secure the Blessings of Liberty to ourselves and
our Posterity.” But do
we need government to do these things? It may be obvious that
the police power of the
nation is required to prevent anarchy, but can’t people have
justice and liberty without
government? In a perfect world, maybe, but the Founders had a
more realistic view of
human nature. As James Madison, one of the founding fathers
(and the fourth president
of the United States), said, “But what is government itself, but
the greatest of all
reflections on human nature? If men were angels, no
government would be necessary. If
angels were to govern men, neither external nor internal
controls on government would
be necessary.”6 Furthermore, Madison continued, people have a
variety of interests
that have “divided mankind into parties, inflamed them with
mutual animosity, and
rendered them much more disposed to vex and oppress each
other than to co-operate
for their common good.”7 That is, without government we
would quickly be headed
toward Hobbes’s nasty and brutish state of nature because of
differences in opinion
about what society should look like. Having a government
means that people cannot act
unilaterally against each other, but it also creates a new
problem: people will try to use
the government and its powers to impose their views on the rest
of society.
Madison’s view of human nature might sound pessimistic, but it
was also realistic.
He assumed that people were self-interested: we want what is
best for ourselves and
for our families, and to satisfy those interests we tend to form
groups with like-minded
people. Madison saw these groups, which he called factions, as
being opposed to the
public good, and his greatest fear was of tyranny by a faction
imposing its will on the
rest of the nation. For example, if one group took power and
established an official state
religion, that faction would be tyrannizing people who practiced
a different religion.
This type of oppression is precisely why many of the early
American colonists fled
Europe in the first place.
As we will discuss in Chapters 2 and 3, America’s government
seeks to control
the effects of factions by dividing government power in three
main ways. First, the
separation of powers divides the government into three
branches—judicial, executive,
and legislative—and assigns distinct duties to each branch.
Second, the system of checks
and balances gives each branch some power over the other two.
(For example, the
president can veto legislation passed by Congress; Congress can
impeach the president;
and the Supreme Court has the power to interpret laws written
by Congress to determine
whether they are constitutional.) Third, federalism divides
power yet again by allotting
different responsibilities to local, state, and national
governments. With power divided in
this fashion, Madison reasoned, no single faction could
dominate the government.
factions
Groups of like-minded people who
try to influence the government.
American government is set up to
avoid domination by any one of these
groups.
separation of powers
The division of government power
across the judicial, executive, and
legislative branches.
checks and balances
A system in which each branch of
government has some power over the
others.
federalism
The division of power across the
local, state, and national levels of
government.
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7Making sense of American government and politics
To Promote the General Welfare The preamble to the
Constitution also states that
the federal government exists to “promote the general Welfare.”
This means tackling
the hard problems that Americans cannot solve on their own,
such as taking care of the
poor, the sick, or the aged, and dealing with global issues like
climate change, terrorist
threats, and poverty in other countries. However, government
intervention is not
inevitable—people can decide that these problems aren’t worth
solving. But if people
do want to address these large problems, government action is
necessary because
public goods such as environmental protection or national
defense are not efficiently
provided by the free market, either because of collective action
problems or for other
reasons.
It is easy for two people or even a small group to tackle a
common problem without
the help of government, but 1,000 people (to say nothing of the
more than 320 million
in the United States today) would have a very difficult time.
They would suffer from the
free rider problem—that is, because it is in everyone’s own
interest to let someone else
do the work, the danger is that no one will contribute, even
though everyone wants the
outcome that collective contributions would create. A
government representing more
than 320 million people can provide public goods that all those
people acting on their
own would be unable to provide, so people elect leaders and pay
taxes to provide those
public goods.
Collective action problems are common in modern society.
Education provides
a great example. You benefit personally from your primary,
secondary, and college
education in terms of the knowledge and experience you gain
and from the higher
salary and better job you will earn because of your college
degree. However, society
also benefits from your education. Your employer will benefit
from your knowledge
and skills, as will people you interact with. If education were
provided solely by the
free market, those who could afford schooling would be
educated, but the rest would
not, leaving a large segment of society with little or no
education and therefore
unemployable. So public education, like many important
services, benefits all levels of
society and must be provided by the government for the general
welfare.
Now that we understand why we have a government, the next
question is: What
does the government do to “insure domestic Tranquility” and
“promote the general
Welfare”? Many visible components of the government promote
these goals, from
the police and armed services to the Internal Revenue Service,
Federal Reserve,
Postal Service, Social Security Administration, National
Aeronautics and Space
Administration, Department of Education, and Food and Drug
Administration. In
fact, it is hard to find an aspect of everyday life that does not
involve the government
in some way, either as a provider of public goods, as a protector
of civil liberties, as
public goods
Services or actions (such as protecting
the environment) that, once provided
to one person, become available to
everyone. Government is typically
needed to provide public goods
because they will be under-provided
by the free market.
collective action problems
Situations in which the members of
a group would benefit by working
together to produce some outcome,
but each individual is better off
refusing to cooperate and reaping
benefits from those who do the work.
free rider problem
The incentive to benefit from others’
work without making a contribution,
which leads individuals in a collective
action situation to refuse to work
together.
Two important government functions
described in the Constitution are to
“provide for the common defense”
and “insure domestic Tranquility.”
The military and local police are two
of the most commonly used forces
the government maintains to fulfil
those roles.
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8 Chapter 1 | Understanding American Politics8
an enforcer of laws and property rights, or as a regulator of
individual or corporate
behavior. What makes politics both interesting and important is
that in most of these
cases, Americans disagree on what kinds of public goods the
government should
provide, or whether government should be involved at all.
Forms of government
While all governments must provide order and promote the
general welfare, different
types of governments accomplish this in various ways. Greek
political philosopher
Aristotle, writing in the fourth century bc, developed a
classification scheme for
governments that is still useful. Aristotle distinguished three
pure types of government
based on the number of rulers versus the number of people
ruled: monarchy (rule by
one), aristocracy (rule by the few), and polity (rule by the
many, such as the general
population). Additional distinctions can be made within
Aristotle’s third type—
constitutional republican governments—based on how they
allocate power among the
executive, legislative, and judicial branches. Presidential
systems such as we have in
the United States tend to follow a separation of power among
the three branches, while
parliamentary systems such as the one in the United Kingdom
elect the chief executive
from the legislature, resulting in much closer coordination
between those two branches.
We can further refine Aristotle’s third type by considering the
relationships among
different levels of government. In a federal system (such as the
United States), power
is shared among the local, state, and national levels of
government. In a unitary
system (such as France or Japan), all power is held at the
national level, and local
governments must comply with orders from the central
government. A confederation
(like Switzerland) is a less common form of government in
which states retain their
sovereignty and autonomy but form a loose association at the
national level.
What is politics?
We define politics as the process that determines what
government does—whether and
how it provides different public and private goods. You may
consider politics the same
thing as government, but we view politics as being much
broader; it includes ways of
behaving and making decisions that are common in everyday
life. Many aspects of our
discussion of politics will probably sound familiar because your
life involves politics
on a regular basis. This may sound a little abstract, but it should
become clear in light of
the three key ideas of this book (see the How It Works graphic
in this chapter).
First, politics is conflictual. The questions debated in election
campaigns and
in Washington and the options considered by policy makers
generally involve
disagreement at all levels. The federal government does not
spend much time resolving
questions that everyone agrees on the answers to. Rather,
making government
policy involves issues on which people disagree, sometimes
strongly, which makes
compromise difficult—and this is a normal, healthy part of
politics. Although
compromise may be difficult to achieve, it is often necessary to
produce outcomes that
can be enacted and implemented.
Second, political process matters. Governmental actions don’t
happen by accident—
they result from conscious choices made by elected officials and
bureaucrats. Politics
puts certain individuals into positions of power and makes the
rules that structure
their choices. The media often cover political campaigns the
way they would report
63%
of the world’s population lives in
countries considered to be free
or partly free. Most countries
considered not free are in Asia
or Africa.
Source: Freedom House
DID YOU KNOW?
DEFINE POLITICS AND
IDENTIFY THREE KEY IDEAS
THAT HELP EXPLAIN POLITICS
politics
The process that determines what
government does.
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How it works: in theory
Three Key Ideas for Understanding Politics
1. One implication of the idea
that politics is conflictual is
that politicians may not want
to negotiate compromises on
important policy questions.
Why do you think politicians
sometimes refuse to compro-
mise rather than work together
to get things done?
2. Think back to the discussion
of fake news at the beginning
of this chapter. In what ways
do disagreements over what
constitutes “fake” news illustrate
the three key ideas described
here?
Critical Thinking
Politics Is Conflictual
Conflict and compromise
are natural parts of politics.
Political conflict over issues
like the national debt, abortion, and
health care reflects disagreements
among the American people and
often requires compromises within
government.
Political Process
Matters
How political conflicts
are resolved is important.
Elections determine who
represents citizens in government.
Rules and procedures determine
who has power in Congress and other
branches of government.
Politics Is Everywhere
What happens in
government affects our
lives in countless ways.
Policies related to jobs and the
economy, food safety and nutrition,
student loans, and many other
areas shape our everyday lives.
We see political information in the
news and encounter political
situations in many areas of our lives.
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10 Chapter 1 | Understanding American Politics10
on a boxing match or the Super Bowl, focusing on the
competition, rivalries, and
entertaining stories, which can lead people to overlook the
institutions, rules, and
procedures that have a decisive influence on politics. Indeed,
the political process is the
mechanism for resolving conflict. The most obvious example of
the political process at
work is elections, which democracies use to resolve a
fundamental conflict in society:
deciding who should lead the country.
Third, politics is everywhere. Decisions about what government
should do or who
should be in charge are integral to society, and they influence
the everyday lives of
all Americans. Politics helps determine what people can and
cannot do, their quality
of life, and how they think about events, people, and situations.
Moreover, people’s
political thought and behavior are driven by the same types of
calculations and
decision-making rules that shape beliefs and actions in other
parts of life. For example,
deciding which presidential candidate to vote for is similar to
deciding which college to
attend. For candidates, you might consider issue positions,
character, and leadership
ability, while for college you would weigh which school fits
your academic goals, how
much tuition you can afford, and where different schools are
located. In both cases you
are making a decision that will satisfy the criteria most
important to you.
Politics is conflictual
Political scientists have long recognized the central role of
conflict in politics. In fact,
one prominent theory in the mid-twentieth century saw conflict
between interest
groups as explaining most outcomes in American politics. The
political scientist E. E.
Schattschneider argued that the scope of political conflict—that
is, how many people
are involved in the fight—determines who wins in politics.8
Others have argued that
some conflict is helpful for group decision making: if nobody
challenges a widely
shared but flawed view, people may convince themselves that
the obvious flaws are not
a problem.9 Bureaucratic politics, congressional politics,
elections, and even Supreme
Court decision making have all been studied through the lens of
political conflict.10
Conflict is inherent in American
politics. Here, supporters and
opponents of same-sex marriage
argue in front of the Supreme Court
building in Washington on the day the
Court heard arguments in Obergefell
v. Hodges, the 2015 case that legalized
same-sex marriage throughout the
nation.
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11What is politics?
Despite the consensus that conflict in politics is inevitable,
most people do not like
conflict, either in their personal lives or in politics. You
probably have heard people
say that the three topics one should not discuss in polite
company are money, religion,
and politics. Indeed, political scientists have found strong
evidence that people avoid
discussing politics in order to maintain social harmony.11
Many people apply their disdain for conflict to politicians as
well. “Why is
there so much partisan bickering?” our students frequently ask.
“Why can’t they
just get along?” This dislike of conflict, and of politics more
generally, produces
a desire for what political scientists John R. Hibbing and
Elizabeth Theiss-Morse
call “stealth democracy”—that is, nondemocratic practices such
as running
government like a business or taking action without political
debate. In essence,
this idea reflects the hope that everything would be better if we
could just take
the politics out of politics. Hibbing and Theiss-Morse argue
that, to combat this
belief, we need to do a better job of educating people about
conflict and policy
differences and that the failure to do so “is encouraging
students to conclude that
real democracy is unnecessary and stealth democracy will do
just fine.”12 Conflict
cannot be avoided in politics; ignoring fundamental
disagreements will not make
conflict go away.
The argument over abortion is a good example. Abortion rights
have been a
perennial topic of debate since a 1973 Supreme Court decision
held that state laws
banning abortion were unconstitutional. Surveys about abortion
rights show that
public opinion spans a wide range of policy options, with little
agreement about which
policy is best. (In Chapter 6, we will examine the political
implications of this kind
of broad disagreement.) Such conflicts reflect intense
differences of opinion that are
rooted in self-interest, ideology, and personal beliefs.
Moreover, in such situations, no
matter what Congress does, many people will be unhappy with
the result. You might
expect that politicians will ultimately find a way to compromise
that satisfies everyone,
but this is not always true. In many cases, no single policy
choice satisfies even a slight
majority of elected officials or citizens.
The idea that conflict is nearly always a part of politics should
be no surprise.
Situations in which everyone (or almost everyone) agrees about
what government
should be doing are easy to resolve: either a popular new policy
is enacted or an
unpopular issue is avoided, and the debate moves off the
political agenda. Although
issues where there is consensus resolve quickly and disappear,
conflictual issues
remain on the agenda as the winners try to extend their gains
and the losers work
to roll back policies. Thus, one reason that abortion rights is a
perennial issue in
campaigns and congressional debates is that there is no national
consensus on
when to allow abortions, no indication that the issue is
becoming less important to
citizens or elected officials, and no sign of a compromise policy
that would attract
widespread support.
An important consequence of the inevitable conflicts in
American politics is
that compromise and bargaining are essential to getting things
done. Politicians
who bargain with opponents are not necessarily abandoning
their principles;
striking a deal may be the only way to make some of the policy
changes they want.
Moreover, agreement sometimes exists even in the midst of
controversy. For
example, surveys that measure attitudes about abortion find
widespread support
for measures such as prohibiting government funding for
abortions, requiring
parental notification when a minor has an abortion, or requiring
doctors who
perform the procedure to present their patients with information
on alternatives
such as adoption, while only 15–25 percent (depending on the
survey) think that
abortion should always be illegal.13
As long as the reason of man
continues fallible, and he is at
liberty to exercise it, different
opinions will be formed.
—James Madison
One consequence of political conflict
is that one party’s policy victories last
only until the other party wins control
of government. Here, President
Trump signs a law repealing most of
Dodd-Frank, an Obama-era measure
that imposed new regulations on the
banking industry in the wake of the
2008 financial crisis.
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12 Chapter 1 | Understanding American Politics12
Another consequence of conflict is that it is almost impossible
to get exactly
what you want from the political process. Even when a
significant percentage of the
population is united behind common goals—such as supporters
of Donald Trump
after the 2016 election, who demanded repeal of Obamacare—
these individuals
almost always find that translating these demands into policy
change requires them
to accept something short of their ideal. Hard-core Trump
supporters, and Trump
himself, for example, had to accept that there was not enough
consensus in Congress
(or support from American citizens) for an outright repeal of
Obamacare. The need for
compromise does not mean that change is impossible, but rather
means that what is
achievable often falls short of individuals’ demands.
Political process matters
The political process is often described like a sporting event,
with a focus on strategies
and ultimately on “winning.” In fact, the National Journal
magazine regularly
published a segment titled “Play of the Day” on its online site.
This focus overlooks an
important point: politics is the process that determines what
government does, none of
which is inevitable. Public policy—everything from defending
the nation to spending
on Medicare—is up for grabs. It is not just a game.
Elections are an excellent example of the importance of the
political process.
Elections allow voters to give fellow citizens the power to enact
laws, write budgets,
and appoint senior bureaucrats and federal judges. It matters
who gets elected. After
the 2016 election, which produced unified Republican control of
the presidency
and Congress, many Obama-era environmental and employment
regulations were
repealed, conservatives were appointed to the Supreme Court
and other federal
courts, corporate tax rates were cut, and the United States
withdrew from the Paris
Agreement on climate change. Clearly, political process
matters: if the 2016 election
had gone the other way, outcomes in all these important areas
would have been
significantly different.
Yet politics is more than elections. As you will see, many
unelected members
of the federal bureaucracy have influence over what government
does by virtue of
their roles in developing and implementing government policies.
The same is true
for federal judges, who review government actions to see if they
are consistent with
the Constitution and other federal laws. These individuals’
decisions are part of the
political process, even though they are not elected to their
positions.
The political process mattered in the
2016 election, from determining who
the candidates were, to affecting
which states received the most
attention from campaigns. Both
Donald Trump and Hillary Clinton
spent a lot of time campaigning in
Pennsylvania in a bid to win the state’s
electoral college votes.
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13What is politics?
Ordinary citizens are also part of politics. They can vote; donate
time or money to
interest groups, party organizations, or individual candidates; or
demand action from
these groups or individuals. Such actions can influence
government policy, either by
determining who holds the power to change policy directly or
by signaling to policy
makers which options have public support.
Another important element of politics is the web of rules and
procedures that
determines who has the power to make choices about
government policy. These rules
range from the requirement that the president must be born a
U.S. citizen, to the rules
that structure debates and voting in the House and the Senate, to
the procedures for
approving new federal regulations. Seemingly innocuous rules
can have an enormous
impact on what can or does happen, which means that choices
about these rules are
actually choices about outcomes. The ability to determine
political rules empowers the
people who make these choices.
Politics is everywhere
Even though most Americans have little interest in politics,
most of us encounter it
every day. When you read the newspaper, watch television, go
online, or listen to the
radio you’ll almost surely encounter a political story. When you
are walking down the
street, you may see billboards, bumper stickers, or T-shirts
advertising a candidate,
a political party, an interest group, or an issue position.
Someone may ask you to sign
a petition. You may walk past a homeless person and wonder
whether a winning
candidate followed through on her promise to help. You may
glance at a headline about
violence in the Middle East and wonder if America should be
sending in troops.
Many people have an interest in putting politics in front of us
on a daily basis.
Interest groups, political parties, and candidates work to raise
public awareness of the
political process and to shape what people know and want.
Moreover, the news media
offer extensive coverage of elections, governing, and how
government policies affect
ordinary Americans. Through efforts like these, politics really
is everywhere.
Politics is also a fundamental part of how Americans think
about themselves. Virtually
all of us can name our party identification (Democrat,
Republican, or independent)14 and
can place our views on a continuum between liberal and
conservative.15
I’ll let you write the substance,
you let me write the procedure,
and I’ll screw you every time.
—John Dingell
7:30 Wake up in dorm funded by federal program.
8:00 Eat cereal regulated by Food and Drug Administration.
8:15 Get dressed in clothing subject to import tariffs and
regulations.
8:30 Read weather reports that use data from the National
Weather Service.
9:00 Check e-mail using Internet developed with federal
funding.
10:00 Drive to school in car whose design is shaped by federal
regulations.
10:30 Drive past post office, military recruitment office, and
environmental cleanup site.
11:00 Attend lecture by professor whose research receives
federal funding.
4:00 Ride home from school on federally subsidized mass
transit.
7:30 Pay bursar bill using federally funded student loan.
8:00 Call friend on cellular network regulated by the Federal
Communications Commission.
10:00 Watch TV program on station that has federal license.
FIGURE
1.1
Government
in a Student’s
Daily Life
On a typical day, the government plays
a critical role in a student’s daily life
through federal programs, regulation,
and spending. In addition to what is
listed here, in what other aspects of
your life does government play a part?
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14 Chapter 1 | Understanding American Politics14
Politics is everywhere in another important way, too: actions by
the federal government
touch virtually every aspect of your life. Figure 1.1 shows a
time line for a typical college
student on a typical day. As you can see, from the moment this
student wakes up until
the end of the day his or her actions are influenced by federal
programs, spending, and
regulations. Moreover, this chart omits actions by state and
local governments, which are
very active in areas such as education policy and law
enforcement. As you will see in later
chapters, it’s not surprising that the federal government touches
your everyday life in so
many ways. The federal government is extraordinarily large
regardless of whether you
measure it in terms of spending (more than $4 trillion a year),
number of employees (over
2 million, not including contract workers and Postal Service
employees), or regulations
(over 180,000 pages) in the Code of Federal Regulations.16
Moreover, the idea that politics is everywhere has a deeper
meaning: people’s
political behavior is similar to their behavior in the rest of their
lives. For example,
collective action problems occur when you live with roommates
and need to keep
common areas neat and clean. Everyone has an interest in a
clean area, but each
person is inclined to let someone else do the work. The same
principles help us
understand campus protests over tuition hikes, alcohol bans, or
changes in graduation
requirements in terms of which kinds of issues and
circumstances foster cooperation.
In each case, individual free riders acting in their own self-
interest may undermine the
outcome that most people prefer.
Similarly, convincing like-minded individuals to contribute to a
political group’s
lobbying efforts is no easy task. Each would-be contributor of
time or money also
has the opportunity to be a free rider who refuses to participate
yet reaps the benefits
of others’ participation. Because of these difficulties, some
groups of people with
common goals remain unorganized. College students are a good
example: many want
more student aid and lower interest rates on government-
subsidized student loans, but
they fail to organize politically toward those ends.
This similarity, between behavior in political situations and in
the rest of life is no
surprise; everything that happens in politics is the result of
individuals’ choices. And
the connections between politics and everyday life mean you
already know more about
politics than you realize.
Just because you do not take an
interest in politics does not mean
that politics will not take an
interest in you.
—Pericles (attributed)
“Why
Should
I Care?”
When you are trying to make sense of a political situation, think
first of the three key
ideas that we have just discussed. Focusing on conflict helps
you understand what is
at stake. Focusing on rules helps explain the strategies that
participants use to achieve
their goals. And the idea that politics is everywhere is there to
remind you that conflicts
over government policy are not things that happen only to other
people—for better or
worse, the outcome of political conflicts can touch virtually all
aspects of our lives.
The idea that “politics is everywhere”
means that government actions touch
virtually all aspects of our lives, from
regulating the business of Internet
service providers to maintain net
neutrality to mandating equal funding
for men’s and women’s sports in
high schools and colleges. Moreover,
everyday life often helps us make
sense of politics and politicians; for
example, 2016 Republican presidential
candidate and U.S. senator Ted
Cruz’s claim that Star Trek ’s Captain
Picard was a Democrat while Captain
Kirk was a Republican gives nuance to
who we understand Democrats and
Republicans to be.
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15Sources of conflict in American politics
Sources of conflict
in American politics
Conflict must be addressed in order to find compromise and
enact policy. Sometimes,
however, disagreements resist resolution because of inherent
differences among
people and their opinions about government and politics.
Economic Interests
People’s economic interests today vary widely, and they
constitute a source of conflict in
politics. In contrast, relative economic equality was a defining
characteristic of our nation’s
early history—at least among white men, since small
landowners, businessmen, craftsmen,
and their families constituted a large majority of the nation’s
population. Compared with
our European counterparts, the United States has, historically,
been relatively free from
class-based politics. Over time, our nation has become more
stratified by class, to the
point that the United States now has one of the highest levels of
income inequality among
developed nations. Nonetheless, a broad commitment to the free
market (an economic
system based on competition among businesses without
government interference) and
to economic individualism (the autonomy of individuals to
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THE 116TH CONGRESS, Ja.docx
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THE 116TH CONGRESS, Ja.docx
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THE 116TH CONGRESS, Ja.docx
THE 116TH CONGRESS, Ja.docx
THE 116TH CONGRESS, Ja.docx
THE 116TH CONGRESS, Ja.docx
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THE 116TH CONGRESS, Ja.docx

  • 18. W Y FL M S 2 D em oc ra ts APT_xxxxx_F_EP.indd 3 28/11/18 3:32 PM American Politics Today Sixth Essentials Edition Ess_01_APT_66460_FM_i-1.indd 1 16/11/18 3:11 PM Ess_01_APT_66460_FM_i-1.indd 2 16/11/18 3:11 PM William T. Bianco Indiana University, Bloomington David T. Canon
  • 19. University of Wisconsin, Madison W. W. NORTON & COMPANY • NEW YORK • LONDON Sixth Essentials Edition American Politics Today Ess_01_APT_66460_FM_i-1.indd 3 16/11/18 3:11 PM W. W. Norton & Company has been independent since its founding in 1923, when William Warder Norton and Mary D. Herter Norton first published lectures delivered at the People’s Institute, the adult education division of New York City’s Cooper Union. The firm soon expanded its program beyond the Institute, publishing books by celebrated academics from America and abroad. By midcentury, the two major pillars of Norton’s publishing program—trade books and college texts—were firmly established. In the 1950s, the Norton family transferred control of the company to its employees, and today—with a staff of four hundred and a comparable number of trade, college, and professional titles published each year—W. W. Norton & Company stands as the largest and oldest publishing house owned wholly by its employees. Copyright © 2019, 2017, 2015, 2013, 2011, 2009 by W. W.
  • 20. Norton & Company, Inc. All rights reserved. Printed in the United States of America. Editor: Laura Wilk Project Editor: Linda Feldman Associate Editor: Samantha Held Assistant Editor: Anna Olcott Editorial Assistant: Chris Howard-Woods Managing Editor, College: Marian Johnson Managing Editor, College Digital Media: Kim Yi Production Manager: Ashley Horna Media Editor: Spencer Richardson-Jones Associate Media Editor: Michael Jaoui Media Project Editor: Marcus Van Harpen Media Editorial Assistant: Tricia Vuong Marketing Manager, Political Science: Erin Brown Design Director: Jillian Burr Text Designer: Open, NY Photo Editor: Catherine Abelman Photo Researcher: Julie Tesser Director of College Permissions: Megan Schindel Permissions Associate: Elizabeth Trammell Composition: Cenveo® Publisher Services Manufacturing: Transcontinental Publishing Permission to use copyrighted material is included on p. A47 The Library of Congress has catalogued the full edition as follows: Names: Bianco, William T., 1960- author. | Canon, David T., author. Title: American politics today / William T. Bianco, Indiana University, Bloomington, David T. Canon, University of Wisconsin,
  • 21. Madison. Description: Sixth Edition. | New York : W.W. Norton & Company, [2018] | Includes bibliographical references and index. Identifiers: LCCN 2018046035 | ISBN 9780393644319 (hardcover) Subjects: LCSH: United States—Politics and government— Textbooks. Classification: LCC JK275 .B54 2018 | DDC 320.473—dc23 LC record available at https://lccn.loc.gov/2018046035 This edition: ISBN 978-0-393-66460-7 (pbk.) W. W. Norton & Company, Inc., 500 Fifth Avenue, New York, NY 10110 wwnorton.com W. W. Norton & Company Ltd., 15 Carlisle Street, London W1D 3BS 1 2 3 4 5 6 7 8 9 0 Ess_01_APT_66460_FM_i-1.indd 4 16/11/18 3:11 PM For our families, Regina, Anna, and Catherine, Sarah, Neal, Katherine, and Sophia, who encouraged, empathized, and helped, with patience, grace, and love. Ess_01_APT_66460_FM_i-1.indd 5 16/11/18 3:11 PM
  • 22. vi William T. Bianco is professor of political science at Indiana University, Bloomington. His research focuses on congressional institutions, representation, and science policy. He received his undergraduate degree from SUNY Stony Brook and his MA and PhD from the University of Rochester. He is the author of Trust: Representatives and Constituents; American Politics: Strategy and Choice; and numerous articles on American politics. His research and graduate students have received funding from the National Science Foundation and the National Council for Eurasian and East European Research. He has also served as a consultant to congressional candidates and party campaign committees, as well as to the U.S. Department of Energy, the U.S. Department of Health and Human Services, and other state and local government agencies. He was also a Fulbright Senior Scholar in Moscow, Russia, during 2011-12. David T. Canon is professor of political science at the University of Wisconsin, Madison. His teaching and research interests focus on American political institutions, especially Congress, and racial representation. He is the author
  • 23. of Actors, Athletes, and Astronauts: Political Amateurs in the U.S. Congress; Race, Redistricting, and Representation: The Unintended Consequences of Black Majority Districts (winner of the Richard F. Fenno Prize); The Dysfunctional Congress? (with Kenneth Mayer); and various articles and book chapters. He is the editor of the Election Law Journal and previously served as the Congress editor of Legislative Studies Quarterly. He is an AP consultant and has taught in the University of Wisconsin Summer AP Institute for U.S. Government & Politics since 1997. Professor Canon is the recipient of a University of Wisconsin Chancellor’s Distinguished Teaching Award. About the Authors Ess_01_APT_66460_FM_i-1.indd 6 16/11/18 3:11 PM vii Contents in Brief Preface xix Acknowledgments xxv Part I: Foundations 1. Understanding American Politics 2 2. The Constitution and the Founding 28
  • 24. 3. Federalism 60 4. Civil Liberties 90 5. Civil Rights 126 Part II: Politics 6. Public Opinion and the Media 168 7. Political Parties 202 8. Elections 228 9. Interest Groups 264 Part III: Institutions 10. Congress 290 11. The Presidency 328 12. The Bureaucracy 358 13. The Courts 388 Part IV: Policy 14. Economic and Social Policy 420 15. Foreign Policy 462 Appendix The Declaration of Independence A1 The Articles of Confederation A3 The Constitution of the United States of America A6 Amendments to the Constitution A11 The Federalist Papers A16 Endnotes A23 Glossary/Index A51 Ess_01_APT_66460_FM_i-1.indd 7 16/11/18 3:11 PM www.federalreserve.gov/monetarypolicy/reservereq.htm#table1 www.frbdiscountwindow.org/en/Frequently_Asked_Questions.a
  • 25. spx www.federalreserve.gov/monetarypolicy/bst_recenttrends.htm www.washingtonpost.com/world/eu-announces-record-27- billion-antitrust-fine-ongoogle-over-search- results/2017/06/27/1f7c475e-5b20-11e7-8e2f- ef443171f6bd_story.html?utm_term=.f433adf6664f www.uspto.gov/web/offices/ac/ido/oeip/taf/us_stat.htm www.latimes.com/business/hiltzik/la-fi-hiltzik-captrade- 20180111-story.html www.bls.gov/green/#faqs www.bea.gov/newsreleases/international/intinv/intinvnewsrelea se.htm www.thebalance.com/who-owns-the-u-s-national-debt-3306124 www.thebalance.com/who-owns-the-u-s-national-debt-3306124 www.desmoinesregister.com/videos/news/elections/presidential/ caucus/2016/01/06/78384514/ ix Contents Preface xix Features of the Text and Media Package xxii Acknowledgments xxv Part I: Foundations 1. Understanding American Politics 2 Making Sense of American Government and Politics 4 Why Do We Have a Government? 5 Forms of Government 8 What Is Politics? 8 How It Works: Three Keys for Understanding Politics 9 Politics Is Conflictual 10
  • 26. Political Process Matters 12 Politics Is Everywhere 13 Sources of Conflict in American Politics 15 Economic Interests 15 Cultural Values 15 Identity Politics: Racial, Gender, and Ethnic Differences 17 Ideology 18 Resolving Conflict: Democracy and American Political Values 20 Democracy 20 Liberty 20 Equality 21 How to Be a Critical Consumer of Politics 23 Unpacking the Conflict 24 Study Guide 25 2. The Constitution and the Founding 28 The Historical Context of the Constitution 30 The Articles of Confederation: The First Attempt at Government 31 Political Theories of the Framers 33 Economic Interests 35 Ess_01_APT_66460_FM_i-1.indd 9 16/11/18 3:12 PM x Contents The Politics of Compromise at the Constitutional Convention 36 Majority Rule versus Minority Rights 37 Small States versus Large States 37
  • 27. Legislative Power versus Executive Power 39 National Power versus State and Local Power 40 Slave States versus Nonslave States 40 Ratification 43 The Antifederalists’ Concerns 43 The Federalists’ Strategies 44 The Constitution: A Framework for Government 45 Exclusive Powers 45 How It Works: Checks and Balances 46 Shared Powers 48 Negative or Checking Powers 48 Is the Constitution a “Living” Document? 50 Changing the Constitution 50 Flexibility and Interpretation 52 Unpacking the Conflict 55 Study Guide 57 3. Federalism 60 What Is Federalism and Why Does It Matter? 62 Levels of Government and Their Degrees of Autonomy 63 A Comparative Perspective 63 Balancing National and State Power in the Constitution 64 A Strong National Government 65 State Powers and Limits on National Power 65 Clauses that Favor Both Perspectives 66 The Evolving Concept of Federalism 67 The Early Years 67 The Emergence of States’ Rights and Dual Federalism 68 Cooperative Federalism 70 How It Works: Versions of Federalism 72
  • 28. Federalism Today 74 Cooperative Federalism Lives On: Fiscal Federalism 74 Expanding National Power 75 Fighting for States’ Rights: The Role of the Modern Supreme Court 78 Assessing Federalism Today 82 Unpacking the Conflict 86 Study Guide 87 Ess_01_APT_66460_FM_i-1.indd 10 16/11/18 3:12 PM xiContents 4. Civil Liberties 90 Defining Civil Liberties 92 Origins of the Bill of Rights 93 How It Works: The First Amendment 94 Selective Incorporation and the Fourteenth Amendment 96 Freedom of Religion 98 The Establishment Clause and Separation of Church and State 99 The Free Exercise Clause 100 Freedom of Speech, Assembly, and the Press 102 Generally Protected Expression 102 Less Protected Speech and Publications 108 The Right to Bear Arms 110 Law, Order, and the Rights of Criminal Defendants 112 The Fourth Amendment: Unreasonable Searches and Seizures
  • 29. 112 The Fifth Amendment 115 The Sixth Amendment: The Right to Legal Counsel and a Jury Trial 117 The Eighth Amendment: Cruel and Unusual Punishment 117 Privacy Rights 118 Abortion Rights 119 Gay Rights 119 Unpacking the Conflict 121 Study Guide 123 5. Civil Rights 126 The Context of Civil Rights 128 African Americans 129 Native Americans, Asians, and Latinos 131 Women and Civil Rights 133 The LGBTQ Community 133 The Racial Divide Today 135 Differences in Voting Access 135 Socioeconomic Indicators 136 Criminal Justice and Hate Crimes 138 The Policy-Making Process and Civil Rights 141 Social Movements 141 The Courts 145 How It Works: Civil Rights 150 Congress 154 The President 157 Ess_01_APT_66460_FM_i-1.indd 11 16/11/18 3:12 PM
  • 30. xii Contents Civil Rights Issues Today 158 Affirmative Action 159 Multicultural and Immigration Issues 160 Unpacking the Conflict 163 Study Guide 165 Part II: Politics 6. Public Opinion and the Media 168 What Is Public Opinion? 170 Different Kinds of Opinion 171 Where Do Opinions Come From? 172 Socialization: Families, Communities, and Networks 172 Events 173 Group Identity 173 Politicians and Other Political Actors 174 Considerations: The Process of Forming Opinions 175 Measuring Public Opinion 179 Mass Surveys 179 Problems in Measuring Public Opinion 179 How It Works: Measuring What a Nation of 330 Million Thinks: A Checklist 180 What Americans Think about Politics 186 Ideological Polarization 186 Evaluations of Government and Officeholders 186 Policy Preferences 189 Does Public Opinion Matter? 191 The News Media 192 Media Sources in the Twenty-First Century 193
  • 31. Regulating the Media 194 Media Effects on Citizens and Government 196 Unpacking the Conflict 197 Study Guide 199 7. Political Parties 202 What Are Political Parties and Where Did Today’s Parties Come From? 204 The Evolution of American Political Parties 205 American Political Parties Today 208 The Party Organization 208 Ess_01_APT_66460_FM_i-1.indd 12 16/11/18 3:12 PM xiiiContents The Party in Government 209 The Party in the Electorate 210 The Role of Political Parties in American Politics 214 Organizing Elections 215 How It Works: Nominating Presidential Candidates 218 Cooperation in Government 221 Minor Parties 223 Unpacking the Conflict 225 Study Guide 226 8. Elections 228 How Do American Elections Work? 230 Two Stages of Elections 231 Mechanics of Elections 232
  • 32. Presidential Elections 233 How It Works: The Electoral College 236 Electoral Campaigns 239 The “Fundamentals” 239 Setting the Stage 242 Before the Campaign 242 Primaries and the General Election 245 Campaign Finance 246 How Do Voters Decide? 251 Who Votes, and Why? 251 How Do People Vote? 252 Voting in Wave Elections 253 Understanding the 2016 and 2018 Elections 255 The Path to 2018: The 2016 Elections 255 The 2018 Midterms 257 Unpacking the Conflict 259 Study Guide 261 9. Interest Groups 264 What Are Interest Groups? 266 Organizational Structures 267 Membership: Benefits and Incentives 268 Resources 269 Staff 270 The Business of Lobbying 270 Interest Group Strategies 275 Inside Strategies 275 How It Works: Lobbying the Federal Government: Inside and Outside Strategies 276 Outside Strategies 279
  • 33. Ess_01_APT_66460_FM_i-1.indd 13 16/11/18 3:13 PM xiv Contents How Much Power Do Interest Groups Have? 283 What Determines When Interest Groups Succeed? 283 Unpacking the Conflict 286 Study Guide 288 Part III: Institutions 10. Congress 290 Congress and the People 293 Congress and the Constitution 293 Congress Represents the People (or Tries To) 294 Members of Congress Want to Keep Their Jobs 298 Redistricting Connects Representation and Elections 302 The Responsibility–Responsiveness Dilemma 307 The Structure of Congress 307 Informal Structures 308 Formal Structures 309 How a Bill Becomes a Law 315 The Conventional Process 315 How It Works: Passing Legislation 318 Deviations from the Conventional Process 320 Key Differences between House and Senate Legislative Processes 321 Oversight 322 Unpacking the Conflict 323
  • 34. Study Guide 325 11. The Presidency 328 The Development of Presidential Power 330 Early Years through World War I 330 The Great Depression through the Present 331 The President’s Job Description 333 Head of the Executive Branch 333 Appointments 333 Executive Orders 335 Commander in Chief 336 How It Works: How Presidents Make Policy outside the Legislative Process 338 Treaty Making and Foreign Policy 340 Legislative Power 341 Pardons and Commutations 343 Executive Privilege 343 Ess_01_APT_66460_FM_i-1.indd 14 16/11/18 3:13 PM xvContents The Presidency as an Institution 345 The Executive Office of the President 346 The Vice President 347 The First Spouse 348 The President’s Cabinet 348 Presidential Power Today 349 Presidents, Unilateral Action, and Policy Making 350 Congressional Responses to Unilateral Action 350 Presidents as Politicians 351 The President as Party Leader 353
  • 35. Unpacking the Conflict 354 Study Guide 356 12. The Bureaucracy 358 What Is the Federal Bureaucracy? 360 What Do Bureaucrats Do? 360 How It Works: Bureaucracy and Legislation 362 Bureaucratic Expertise and Its Consequences 365 How Has the American Bureaucracy Grown? 368 The Beginning of America’s Bureaucracy 368 Building a New American State: The Progressive Era 369 The New Deal, the Great Society, and the Reagan Revolution 369 The Modern Federal Bureaucracy 371 The Structure of the Federal Government 371 The Size of the Federal Government 374 The Human Face of the Bureaucracy 376 Civil Service Regulations 376 Political Appointees and the Senior Executive Service 378 Limits on Political Activity 378 Controlling the Bureaucracy 379 Agency Organization 379 Monitoring 381 Correcting Violations 382 The Consequences of Control 383 Unpacking the Conflict 383 Study Guide 385 13. The Courts 388 The Development of an Independent and Powerful Federal
  • 36. Judiciary 390 The Founders’ Views of the Courts: The Weakest Branch? 390 Ess_01_APT_66460_FM_i-1.indd 15 16/11/18 3:13 PM xvi Contents Judicial Review and Marbury v. Madison 392 Judicial Review in Practice 393 The American Legal and Judicial System 394 Court Fundamentals 394 Structure of the Court System and Federalism 395 How Judges Are Selected 396 How It Works: The Court System 398 Access to the Supreme Court 403 The Court’s Workload 403 Rules of Access 403 The Court’s Criteria 405 Hearing Cases before the Supreme Court 406 Briefs 407 Oral Argument 407 Conference 408 Opinion Writing 408 Supreme Court Decision Making 410 Legal Factors 410 Political Factors 410 Unpacking the Conflict 415 Study Guide 417
  • 37. Part IV: Policy 14. Economic and Social Policy 420 Making Public Policy 423 The Policy-Making Process 423 The Key Players in Economic and Social Policy Making 425 How It Works: The Budget Process 426 Alternate Perspectives on the Policy-Making Process 431 Economic Policy 432 Goals of Economic Policy 432 Tools and Theories of Economic Policy 434 Case Study: The 2008–2009 Economic Crisis 444 Social Policy 446 History and Context of Social Policy 446 Social Policy Today 448 Education Policy 456 Unpacking the Conflict 457 Study Guide 459 Ess_01_APT_66460_FM_i-1.indd 16 16/11/18 3:13 PM xviiContents 15. Foreign Policy 462 What Is Foreign Policy? 464 Foreign Policy Principles and Perspectives 464 History of American Foreign Policy 466 Foreign Policy Makers 472 The President and the Executive Branch 472 Congress 474
  • 38. The Federal Courts 475 Groups outside the Federal Government 475 How It Works: War Powers: Who Controls the Armed Forces? 476 The Tools of Foreign Policy 480 Diplomacy 480 Trade and Economic Policies 480 Foreign Aid 482 Alliances and Treaties 482 Military Force 483 The Politics of Foreign Policy 484 Managing International Trade: China 485 Fighting Terrorism: ISIL 486 Preventing the Spread of WMDs: North Korea 489 Unpacking the Conflict 490 Study Guide 491 Appendix The Declaration of Independence A1 The Articles of Confederation A3 The Constitution of the United States of America A6 Amendments to the Constitution A11 The Federalist Papers A16 Endnotes A23 Study Guide Answer Key A45 Credits A47 Glossary/Index A51 Ess_01_APT_66460_FM_i-1.indd 17 16/11/18 3:14 PM
  • 39. Ess_01_APT_66460_FM_i-1.indd 18 16/11/18 3:14 PM xix Preface This book is based on three simple premises: politics is conflictual, political process matters, and politics is everywhere. It reflects our belief that politics is explainable, that political outcomes can be understood in terms of decisions made by individuals—and that the average college undergraduate can make sense of the political world in these terms. It focuses on contemporary American politics, the events and outcomes that our students have lived through and know something about. The result, we believe, is a book that provides an accessible but rigorous account of the American political system. American Politics Today is also the product of our dissatisfaction. Thirty years ago we were assistant professors together at the same university, assigned to teach the introductory class in alternate semesters. Though our graduate training was quite different, we found that we shared a deep disappointment with available texts. Their wholesale focus on grand normative concepts such as civic responsibility or their use of advanced analytic themes left students with little idea of how American politics
  • 40. really works, how events in Washington, D.C., affect their everyday lives, and how to piece together all the facts about American politics into a coherent explanation of why things happen as they do. These texts did not engender excitement, fascination, or even passing interest. What they did was put students to sleep. As with previous editions, the overarching goal of the Sixth Edition is to describe what happens in American politics, but also to explain behavior and outcomes. In part we wish to counter the widespread belief among students that politics is too complicated, too chaotic, or too secretive to make sense of. More than that, we want to empower our students, to demonstrate that everyday American politics is relevant to their lives. This emphasis is also a response to the typical complaint about American government textbooks—that they are full of facts but devoid of useful information, and that after students finish reading, they are no better able to answer “why” questions than they were before they cracked the book. In this edition, we maintain our focus on conflict and compromise in American politics—identifying what Americans agree and disagree about and assessing how conflict shapes American politics, from campaign platforms to policy outcomes. Though this emphasis seems especially timely given the recent elections and the prospect of continued deadlock in Washington under a Trump presidency, our aim
  • 41. is to go beyond these events to identify a fundamental constant in American politics: the reality that much of politics is driven by disagreements over the scope and form of government policy, and that compromise is an essential component of virtually all significant changes in government policy. Indeed, it is impossible to imagine politics without conflict. Conflict was embedded in the American political system by the Founders, who set up a system of checks and balances to make sure that no single group could dominate. The Constitution’s division of power guarantees that enacting and implementing laws will involve conflict and compromise. Furthermore, the Constitution itself was constructed as one long series of compromises. Accordingly, despite the general dislike people have for conflict, our students must recognize that conflict and compromise lie at the heart of politics. Throughout the text, we emphasize common sense, showing students that politics inside the Beltway is often strikingly similar to the students’ own everyday interactions. For example, what sustains policy compromises made by members of Ess_01_APT_66460_FM_i-1.indd 19 16/11/18 3:14 PM xx Preface Congress? The fact that the members typically have long
  • 42. careers, that they interact frequently with each other, and that they only deal with colleagues who have kept their word in the past. These strategies are not unique to the political world. Rather, they embody rules of thumb that most people follow (or are at least aware of) in their everyday interactions. In short, we try to help students understand American politics by emphasizing how it is not all that different from the world they know. This focus on common sense is coupled with many references to the political science literature. We believe that contemporary research has something to say about prediction and explanation of events that students care about— and that these insights can be taught without turning students into game theorists or statisticians. Our text presents the essential insights of contemporary research, motivated by real-world political phenomena and explained using text or simple diagrams. This approach gives students a set of tools for understanding politics, provides an introduction to the political science literature, and matches up well with students’ common-sense intuitions about everyday life. Moreover, by showing that academic scholarship is not a blind alley or irrelevant, this approach helps to bridge the gap between an instructor’s teaching and his or her research. The Sixth Edition builds on these strengths. We’ve continued to streamline and
  • 43. improve the presentation of text and graphics and enhanced our “How It Works” sections. New chapter openers use contemporary stories and offer quotations from people on both sides of the debate (from student loans to marijuana legalization) to highlight the conflict and compromise theme. We refer to these openers throughout the chapters to illustrate and extend our discussion. The “Take a Stand” sections now explicitly argue both sides of policy questions. We have also worked to place the Trump presidency in context, acknowledging the differences between Trump and other presidents, but also explaining how Trump’s successes and failures, both in public opinion and in policy terms, can be explained using the same logic we have applied to previous presidents. The text continues to be ruthlessly contemporary, but also places recent events in context. Although we do not ignore American history, our stress is on contemporary politics—on the debates, actions, and outcomes that most college students are aware of. Focusing on recent events emphasizes the utility of the concepts and insights that we develop in the text. It also goes a long way toward establishing the relevance of the intro class. The new edition discusses the acceptance of same-sex marriage, the debate over immigration reform, and debates over income inequality—all issues that Americans care about. We have also devoted considerable space to describing the 2016 and 2018
  • 44. campaigns, working to show how recent contests at the presidential and congressional levels fit into a broader theory of how candidates campaign and how voters decide. Finally, our book offers an individual-level perspective on America’s government. The essential message is that politics—elections, legislative proceedings, regulatory choices, and everything else we see—is a product of the decisions made by real flesh- and-blood people. This approach grounds our discussion of politics in the real world. Many texts focus on abstractions such as “the eternal debate,” “the great questions,” or “the pulse of democracy.” We believe that these constructs don’t explain where the debate, the questions, or even democracy come from. Nor do they help students understand what’s going on in Washington, D.C., and elsewhere, as it’s not obvious that the participants themselves care much about these sorts of abstractions—quite the opposite, in fact. We replace these constructs with a focus on real people and actual choices. The primary goal is to make sense of American politics by understanding why politicians, bureaucrats, judges, and citizens act as they do. That is, we are grounding our Ess_01_APT_66460_FM_i-1.indd 20 16/11/18 3:14 PM
  • 45. xxi description of American politics at the most fundamental level—an individual facing a decision. How, for example, does a voter choose among candidates? Stated that way, it is reasonably easy to talk about where the choice came from, how the individual might evaluate different options, and why one choice might look better than the others. Voters’ decisions may be understood by examining the different feasible strategies they employ (issue voting, retrospective evaluations, stereotyping, etc.) and by asking why some voters use one strategy while others use a different one. By focusing on individuals and choices, we can place students in the shoes of the decision makers, and in so doing, give them insight into why people act as they do. We can discuss, for example, why a House member might favor enacting wasteful pork- barrel spending, even though a proposal full of such projects will make his constituents economically worse off—and why constituents might reward such behavior, even if they suspect the truth. By taking this approach, we are not trying to let legislators off the hook. Rather, we believe that any real understanding of the political process must begin with a sense of the decisions the participants make and why they make them. Focusing on individuals also segues naturally into a discussion of consequences, allowing us to move from examining decisions to describing and evaluating outcomes.
  • 46. In this way, we can show students how large-scale outcomes in politics, such as inefficient programs, don’t happen by accident or because of malfeasance. Rather, they are the predictable results of choices made by individuals (here, politicians and voters). The policy chapters in the Full and Essentials Editions also represent a distinctive feature of this book. The discussion of policy at the end of an intro class often fits awkwardly with the material covered earlier. It is supposed to be a culmination of the semester-long discussion of institutions, politicians, and political behavior, but instead it often becomes an afterthought that gets discarded when time runs out in the last few weeks of class. Our policy chapters explicitly draw on previous chapters’ discussions of the actors that shape policy: the president, Congress, the courts, interest groups, and parties. By doing so, these chapters show how all the pieces of the puzzle fit together. Finally, this book reflects our experience as practicing scholars and teachers, as well as interactions with more than twenty thousand students in introductory classes at several universities. Rather than thinking of the intro class as a service obligation, we believe it offers a unique opportunity for faculty to develop a broader sense of American politics and American political science, while at the same time giving students the tools they need to behave as knowledgeable citizens or enthusiastic political science majors.
  • 47. We hope that it works for you as well as it does for us. Preface Ess_01_APT_66460_FM_i-1.indd 21 16/11/18 3:14 PM xxii Features of the Text and Media Package The book’s “three key ideas” are fully integrated throughout the text. • Politics Is Conflictual and conflict and compromise are a normal, healthy part of politics. The questions debated in elections and the policy options considered by people in government are generally marked by disagreement at all levels. Making policy typically involves important issues on which people disagree, sometimes strongly; so compromise, bargaining, and tough choices about trade-offs are often necessary. • Political Process Matters because it is the mechanism we have established to resolve conflicts and achieve compromise. Governmental actions result from conscious choices made by voters, elected officials, and bureaucrats. The media often cover political issues in the same way they do sporting events, and though this makes
  • 48. for entertaining news, it also leads citizens to overlook the institutions, rules, and procedures that have a decisive influence on American life. Politics really is not just a game. • Politics Is Everywhere in that the results of the political process affect all aspects of Americans’ everyday lives. Politics governs what people can and cannot do, their quality of life, and how they think about events, other people, and situations. New chapter openers and conclusions present two sides of a controversy that has dominated media headlines —and about which people have passionate, emotion-driven opinions from both points of view — framed by quotes from politicians, pundits, and everyday people who hold these views. These include sanctuary cities (Federalism), free speech on college campuses (Civil Liberties), and the Deferred Action for Childhood Arrivals (DACA) program (Congress). The “Unpacking the Conflict” sections at the end of each chapter show how the nuts and bolts of the chapter topic can be applied to help students understand both sides of these debates. New coverage of 2018 elections and Trump presidency provides more than 20 pages and numerous graphics analyzing the 2016 and 2018 elections and the first two years of the Trump presidency, including coverage of current
  • 49. issues, such as the failure to pass “Trumpcare,” executive actions around immigration, border security and international travel (and judicial responses), tax reform, marijuana policy, North Korea, and President Trump’s use of social media. Organization around chapter goals stresses learning objectives and mastery of core material. • Chapter Goals appear at the beginning of the chapter and then recur at the start of the relevant sections throughout the chapter to create a more active reading experience that emphasizes important learning objectives. Ess_01_APT_66460_FM_i-1.indd 22 16/11/18 3:14 PM xxiii • Extensive end-of-chapter review sections organized around the Chapter Goals include section summaries, practice quiz questions, key terms, and suggested reading lists. Students have everything they need to master the material in each section of the chapter. Special features for critical thinking reinforce the three key ideas while introducing other important ways to think about American politics. • “How It Works: In Theory/How It Works: In Practice” graphics, many new to this
  • 50. edition, highlight key political processes and structures and build graphical literacy. New discussions include the Supreme Court’s decision on the Masterpiece Cakeshop (Civil Liberties) and passing the Tax Cuts and Jobs Act (Congress). • “What Do the Facts Say?” features develop quantitative reasoning skills by teaching students to read and interpret data on important political issues and current events. • “Why Should I Care?” sections draw explicit connections between the chapter material and students’ lives. • “Did you know?” features and pull quotes give students tidbits of information that may induce questions, anger, and may even inspire students to get involved. • “Take a Stand” features address contemporary issues in a pro/con format and invite students to consider how they would argue their own position on the topic. Each feature concludes with two critical-thinking questions. • “Nuts & Bolts” features provide students with concise explanations of key concepts, like the difference between civil liberties and civil rights, different kinds of gerrymanders, and brief summaries of campaign finance rules. These features provide an easy way for quick study and review.
  • 51. Tools for a dynamic classroom • InQuizitive, Norton’s adaptive learning tool, accompanies the Sixth Edition of American Politics Today and reinforces reading comprehension with a focus on the foundations of government and major political science concepts. Guiding feedback helps students understand why their answers were right or wrong and steers them back to the text. Norton recently conducted a within-subjects efficacy study in American government, and among the students who did not earn a perfect score on the pre-test, we saw an average InQuizitive Effect of 17 percentage points. To try it out, go to https://digital.wwnorton.com/amerpoltoday6ess. • Features for your Learning Management System (LMS) allow you to easily bring Norton’s high-quality digital content into your existing LMS. The content is fully editable and adaptable to your course needs. The Norton Coursepack for American Politics Today, Sixth Edition, contains the following activities and quizzes: • “How to Read Charts and Graphs” tutorial that provides students with extra practice and guidance interpreting common representations of data that they will encounter in this textbook and in the world, • Chapter quizzes that assess student knowledge of each chapter’s core concepts,
  • 52. • Video exercises that engage students and help them retain and apply information through real-world events, • “How It Works: In Theory/How It Works: In Practice” animated graphics, with assessment, that guide students through understanding political processes and institutions, Features of the Text and Media Package Ess_01_APT_66460_FM_i-1.indd 23 16/11/18 3:14 PM xxiv • Simulations that show students how concepts work in the real world, • “What Do the Fact Say?” activities that give students more practice with quantitative skills and more familiarity with how political scientists know what they know, and • “Take a Stand” exercises that present students with multiple sides of contemporary debates and ask them to consider and refine their own views based on what they’ve learned. • Test bank contains more than 1,800 questions tagged to chapter-learning
  • 53. objectives and keyed to Bloom’s taxonomy. • An Interactive Instructor Guide (IIG) includes chapter outlines, class activities, and discussion questions, and suggestions for additional resources to engage students. • Instructor PowerPoints contains fully customizable lecture slides with clicker questions and “How It Works: In Theory” and “How It Works: In Practice” animated PowerPoint slides for optimal classroom presentation. Features of the Text and Media Package Ess_01_APT_66460_FM_i-1.indd 24 16/11/18 3:14 PM xxv This edition of American Politics Today is again dedicated to our families. Our wives, Regina and Sarah, have continued to accommodate our deadlines and schedules and have again served as our most accurate critics and sources of insight and inspiration. Our children have again been forced to contend with politics and textbook writing as a perennial topic of conversation in their visits home, and have responded with critiques and ideas of their own, which appear throughout the text. Our colleagues at Indiana University and the University of Wisconsin (and before
  • 54. that, Duke University for both of us) provided many opportunities to talk about American politics and teaching this course. Bill thanks his colleagues at Indiana University and elsewhere, including Christine Barbour, John Brehm, Ted Carmines, Chris DeSante, Mike Ensley, Bernard Fraga, Russ Hansen, Matthew Hayes, Yanna Krupnikov, Lin Ostrom, Regina Smyth, Will Winecoff, and Jerry Wright, for sharp insights and encouragement at crucial moments. He is also grateful to many teaching assistants who have helped him organize and teach the intro class at three universities. Finally, he thanks the students at the Higher School of Economics in Moscow, Russia, where he taught the introductory class as a Fulbright Scholar in 2012. David gives special thanks to Ken Mayer, whose daily “reality checks” and consistently thoughtful professional and personal advice are greatly appreciated. Barry Burden, Ben Marquez, Don Moynihan, Ryan Owens, Ellie Powell, Howard Schweber, Byron Shafer, Alex Tahk, Dave Weimer, Kathy Cramer, Susan Yackee, and all the great people at Wisconsin have provided a wonderful community within which to teach and research American politics. John Coleman, who has moved on to become a dean at the University of Minnesota, also deserves special thanks as a former member of the intro American team and good friend and colleague. David would
  • 55. also like to thank the students at the University of Debrecen in Hungary, where he taught American politics as a Fulbright Scholar in 2003–2004, and the Eberhard Karls University of Tübingen, Germany, where he taught as a Fulbright Scholar in 2011–2012. The Hungarian students’ unique perspective on democracy, civil liberties, and the role of government required David to think about American politics in a different way. The German students’ views on the role of political parties, campaigns, and the social welfare state also provided a strong contrast to the views of his American students. Both of us are grateful to the political science faculty at Duke University, who, in addition to giving us our first academic jobs, worked to construct a hospitable and invigorating place to research and to teach. In particular, Rom Coles, Ruth Grant, John Aldrich, Tom Spragens, Taylor Cole, and David Barber were model teachers, colleagues, and scholars. We both learned to teach by watching them, and we are better instructors and scholars for it. We are indebted to the outstanding people at W. W. Norton who have been our full partners through all six editions. Peter Lesser’s relentless combination of wit, insight, and expertise is evident throughout the book, as are the talents of our new editor, Laura Wilk. The organization and prose of the book has been improved immeasurably by Sam Held’s editing. Steve Dunn was
  • 56. responsible for getting the process started and providing good counsel from beginning to end. Roby Harrington has been a source of constant encouragement and feedback. Acknowledgments Ess_01_APT_66460_FM_i-1.indd 25 16/11/18 3:14 PM xxvi Acknowledgments Linda Feldman has been a superb project editor, bringing to the project her talent for clarity of words and visuals. Cat Abelman put together an excellent photo program. Elizabeth Trammell cleared permissions for the figures and tables. Ashley Horna handled production with efficiency and good humor. Jillian Burr and Open design studio created a beautiful design for the book’s interior and cover. Spencer Richardson-Jones and Michael Jaoui’s clear vision for the ever- more-complex and rich digital media package has been a major help. We also would like to thank Aaron Javsicas and Ann Shin for their outstanding work on earlier editions. The entire crew at Norton has been incredibly professional and supportive in ways we never knew when we started writing this book. Signing with them fifteen years ago was an eyes- shut home run.
  • 57. We are also indebted to the many reviewers who have commented on the text. First Edition Reviewers Dave Adler, Idaho State University Rick Almeida, Francis Marion University Jim Bailey, Arkansas State University–Mountain Home Todd Belt, University of Hawaii, Hilo Scott Buchanan, Columbus State University Randy Burnside, Southern Illinois University, Carbondale Carolyn Cocca, SUNY College at Old Westbury Tom Dolan, Columbus State University Dave Dulio, Oakland University Matt Eshbaugh-Soha, University of North Texas Kevin Esterling, University of California, Riverside Peter Francia, East Carolina University Scott Frisch, California State University, Channel Islands Sarah Fulton, Texas A&M University Keith Gaddie, University of Oklahoma Joe Giammo, University of Arkansas at Little Rock Kate Greene, University of Southern Mississippi Steven Greene, North Carolina State University Phil Habel, Southern Illinois University, Carbondale Charles Hartwig, Arkansas State University, Jonesboro Ted Jelen, University of Nevada, Las Vegas Jennifer Jensen, Binghamton University, SUNY Terri Johnson, University of Wisconsin–Green Bay Luke Keele, Ohio State University Linda Keith, The University of Texas at Dallas Chris Kelley, Miami University Jason Kirksey, Oklahoma State University Jeffrey Kraus, Wagner College Chris Kukk, Western Connecticut State University Mel Kulbicki, York College
  • 58. Joel Lieske, Cleveland State University Steve Light, University of North Dakota Baodong (Paul) Liu, University of Utah Ken Long, University of Saint Joseph, Connecticut Michael Lynch, University of Kansas Cherie Maestas, Florida State University Tom Marshall, The University of Texas at Arlington Scott McClurg, Southern Illinois University, Carbondale Jonathan Morris, East Carolina University Jason Mycoff, University of Delaware Sean Nicholson-Crotty, University of Missouri, Columbia Timothy Nokken, Texas Tech University Sandra O’Brien, Florida Gulf Coast University John Orman, Fairfield University L. Marvin Overby, University of Missouri, Columbia Catherine Paden, Simmons College Dan Ponder, Drury University Paul Posner, George Mason University David Redlawsk, University of Iowa Russell Renka, Southeast Missouri State University Travis Ridout, Washington State University Andy Rudalevige, Dickinson College Denise Scheberle, University of Wisconsin–Green Bay Tom Schmeling, Rhode Island College Pat Sellers, Davidson College Dan Smith, Northwest Missouri State University Dale Story, The University of Texas at Arlington John Vile, Middle Tennessee State University Mike Wagner, University of Nebraska Dave Wigg, St. Louis Community College Maggie Zetts, Purdue University Ess_01_APT_66460_FM_i-1.indd 26 16/11/18 3:14 PM
  • 59. xxviiAcknowledgments Second Edition Reviewers Danny Adkison, Oklahoma State University Hunter Bacot, Elon College Tim Barnett, Jacksonville State University Robert Bruhl, University of Illinois, Chicago Daniel Butler, Yale University Jennifer Byrne, James Madison University Jason Casellas, University of Texas, Austin Jeffrey Christiansen, Seminole State College Richard Conley, University of Florida Michael Crespin, University of Georgia Brian DiSarro, California State University, Sacramento Ryan Emenaker, College of the Redwoods John Evans, California State University, Northridge John Fliter, Kansas State University Jimmy Gleason, Purdue University Dana Glencross, Oklahoma City Community College Jeannie Grussendorf, Georgia State University Phil Habel, Southern Illinois University, Carbondale Lori Han, Chapman University Katy Harriger, Wake Forest University Richard Himelfarb, Hofstra University Doug Imig, University of Memphis Daniel Klinghard, College of the Holy Cross Eddie Meaders, University of North Texas Kristy Michaud, California State University, Northridge Kris Miler, University of Illinois at Urbana-Champaign Melinda Mueller, Eastern Illinois University Michael Mundt, Oakton Community College Emily Neff-Sharum, The University of North Carolina at Pembroke David Nice, Washington State University Tim Nokken, Texas Tech University
  • 60. Stephen Nuño, Northern Arizona University Richard Powell, University of Maine, Orono Travis Ridout, Washington State University Sara Rinfret, University of Wisconsin–Green Bay Martin Saiz, California State University, Northridge Gabriel Ramon Sanchez, University of New Mexico Charles Shipan, University of Michigan Dan Smith, Northwest Missouri State University Rachel Sondheimer, United States Military Academy Chris Soper, Pepperdine University Walt Stone, University of California, Davis Greg Streich, University of Central Missouri Charles Walcott, Virginia Tech Rick Waterman, University of Kentucky Edward Weber, Washington State University Jack Wright, Ohio State University Third Edition Reviewers Steve Anthony, Georgia State University Marcos Arandia, North Lake College Richard Barberio, SUNY Oneonta Jody Baumgartner, East Carolina University Brian Berry, The University of Texas at Dallas David Birch, Lone Star College–Tomball Eileen Burgin, University of Vermont Randolph Burnside, Southern Illinois University, Carbondale Kim Casey, Northwest Missouri State University Christopher Chapp, University of Wisconsin– Whitewater Daniel Coffey, University of Akron William Corbett, The University of Texas at El Paso Jonathan Day, Western Illinois University Rebecca Deen, The University of Texas at Arlington Brian DiSarro, California State University, Sacramento Nelson Dometrius, Texas Tech University
  • 61. Stan Dupree, College of the Desert David Edwards, The University of Texas at Austin Ryan Emenaker, College of the Redwoods John Evans, University of Wisconsin–Eau Claire Brandon Franke, Blinn College, Bryan Rodd Freitag, University of Wisconsin–Eau Claire Donna Godwin, Trinity Valley Community College Craig Goodman, Texas Tech University Amy Gossett, Lincoln University Tobin Grant, Southern Illinois University Stephanie Hallock, Harford Community College Alexander Hogan, Lone Star College–CyFair Marvin King, University of Mississippi Timothy LaPira, James Madison University Mary Linder, Grayson University Christine Lipsmeyer, Texas A&M University Michael Lyons, Utah State University Jill Marshall, The University of Texas of at Arlington Ess_01_APT_66460_FM_i-1.indd 27 16/11/18 3:14 PM xxviii Acknowledgments Fourth Edition Reviewers Rickert Althaus, Southeast Missouri State University Eric K. Austin, Montana State University Evelyn Ballard, Houston Community College Southeast Jim Battista, University at Buffalo, SUNY Kenneth C. Blanchard Jr., Northern State University Heidi Brockmann, United States Military Academy Adriana Buliga-Stoian, Mount Mercy University Abbe Allen DeBolt, Sandhills Community College John C. Evans, University of Wisconsin–Eau Claire
  • 62. Babette Faehmel, Schenectady County Community College Daniel Fuerstman, State College of Florida Stephanie Hallock, Harford Community College John Hitt, North Lake College Debra Jenke, Angelina College Ronald A. Kuykendall, Trident Technical College Paul Lewis, Arizona State University Mary Linder, Grayson College Michael Lyons, Utah State University Wendy Martinek, Binghamton University, SUNY Melissa Merry, University of Louisville Javan “J. D.” Mesnard, Mesa Community College Monique Mironesco, University of Hawai‘i–West O‘ahu Tim Nokken, Texas Tech University David Parker, Montana State University Sylvia Peregrino, El Paso Community College Blayne Primozich, El Paso Community College Bryan Rasmussen, Collin College Suzanne M. Robbins, George Mason University Susan Roomberg, The University of Texas at San Antonio Michael Shamgochian, Worcester State University Geoffrey Shine, Wharton County Junior College Rachel Milstein Sondheimer, United States Military Academy Gregory Streich, University of Central Missouri Jeremy Teigen, Ramapo College Dave Wells, Arizona State University Fifth Edition Reviewers Leslie Baker, Mississippi State University Evelyn Ballard, Houston Community College Jim Battista, University at Buffalo, SUNY Nathaniel A. Birkhead, Kansas State University William Blake, Indiana University, Purdue University Indianapolis
  • 63. Kenneth C. Blanchard Jr., Northern State University Michael P. Bobic, Glenville State College Ben Christ, Harrisburg Area Community College Rosalyn Crain, Houston Community College, Northwest College Brian Cravens, Blinn College–Schulenburg Thomas Masterson, Butte College Daniel Matisoff, Georgia Institute of Technology Jason McDaniel, San Francisco State University Mark McKenzie, Texas Tech University Leonard McNeil, Contra Costa College Melissa Merry, University of Louisville Ann Mezzell, Lincoln University Eric Miller, Blinn College, Bryan Jonathan Morris, East Carolina University Leah Murray, Weber State University Farzeen Nasri, Ventura College Brian Newman, Pepperdine University David Nice, Washington State University Stephen Nichols, California State University San Marcos Tim Nokken, Texas Tech University Barbara Norrander, University of Arizona Andrew Reeves, Boston University Michelle Rodriguez, San Diego Mesa College Dan Smith, Northwest Missouri State University Christopher Soper, Pepperdine University Jim Startin, The University of Texas at San Antonio Jeffrey Stonecash, Syracuse University Linda Trautman, Ohio University Kevin Unter, University of Louisiana Monroe Michelle Wade, Northwest Missouri State University Michael Wagner, University of Nebraska–Lincoln Adam Warber, Clemson University
  • 64. Wayne Wolf, South Suburban College Ess_01_APT_66460_FM_i-1.indd 28 16/11/18 3:14 PM xxixAcknowledgments Stephanie R. Davis, University of South Carolina Christi Dayley, Weatherford College Justin B. Dyer, University of Missouri Jonathan P. Euchner, Missouri Western State University John W. Eyster, University of Wisconsin–Whitewater Eddie Feng, Weatherford College John P. Flanagan, Weatherford College Peter L. Francia, East Carolina University Daniel Fuerstman, State College of Florida Willie Hamilton, Mt. San Jacinto College David Huseman, Butler County Community College Debra Jenke, Angelina College Catherine Johnson, Weatherford College Joshua Kaplan, University of Notre Dame Tim LaPira, James Madison University Alan Lehmann, Blinn College Morris Levy, University of Southern California Michael S. Lynch, University of Georgia Rob Mellen Jr., Mississippi State University Timothy Nokken, Texas Tech University Anthony O’Kegan, Los Angeles Valley College Hyung Lae Park, El Paso Community College Donna Rhea, Houston Community College Joseph Romance, Fort Hays State University Sam Scinta, Viterbo University Michael Shamgochian, Worcester State University Lenore VanderZee, SUNY Canton
  • 65. Abram J. Trosky, United States Coast Guard Academy Ronald W. Vardy, Wharton County Community College; University of Houston Gordan Vurusic, Grand Rapids Community College Jeremy Walling, Southeast Missouri State University Sixth Edition Reviewers Brent Andersen, University of Maine at Presque Isle Nick Anspach, York College of Pennsylvania Nick Beatty, Missouri State University Todd Belt, University of Hawaii Mark Brewer, University of Maine Mark Checchia, Old Dominion University Tom Copeland, Biola University Todd Curry, The University of Texas at El Paso Erin Engels, Indiana University School of Liberal Arts at IUPUI Greg Granger, Northwestern State University of Louisiana Jeanette Harvie, California State University, Los Angeles Susan Haynes, Lipscomb University Carol Jasieniecki, Santiago Canyon College Alana Jeydel, American River College Travis Johnston, University of Massachusetts Boston Jesse Kapenga, The University of Texas at El Paso Cassandra Khatri, Lone Star College–University Park David Kimball, University of Missouri–St. Louis Keith Knutson, Viterbo University Julie Lane, University of North Carolina Wilmington Tim LaPira, James Madison University Beth Leech, Rutgers University Eric Loepp, University of Wisconsin–Whitewater Darrell Lovell, Lone Star College–University Park Drew McMurray, Wabash Valley College Melissa Merry, University of Louisville
  • 66. Akira Ruddle Miyamoto, University of Hawaii James Newman, Southeastern Missouri State University Timothy Nokken, Texas Tech University Stephen Northam, University of North Georgia Hyung Park, El Paso Community College Yuhua Qiao, Missouri State University Jason Sides, Southeastern Missouri State University Anand Edward Sokhey, University of Colorado Boulder Herschel Thomas, The University of Texas at Arlington Paul Weizer, Fitchburg State University Maryann Zihala, Ozarks Technical Community College It is a humbling experience to have so many smart people involved in the process of writing and revising this book. Their reviews were often critical, but always insightful, and you the reader are the beneficiaries of their efforts. In many cases, the improvements in this edition are the direct result of their suggestions. They have our profound thanks. William T. Bianco David T. Canon November 2018 Ess_01_APT_66460_FM_i-1.indd 29 16/11/18 3:14 PM Ess_01_APT_66460_FM_i-1.indd 30 16/11/18 3:14 PM American Politics Today Sixth Essentials Edition In a democracy, oftentimes other people win.
  • 67. — C. J. Cregg, The West Wing Ess_01_APT_66460_FM_i-1.indd 1 16/11/18 3:14 PM “The values of free expression and a reverence for the free press have been our global hallmark, for it is our ability to freely air the truth that keeps our government honest and keeps a people free.” Senator Jeff Flake “The Fake News is working overtime. Just reported that, despite the tremendous success we are having with the economy & all things else, 91% of the Network News about me is negative (Fake). Why do we work so hard in working with the media when it is corrupt? Take away credentials?” President Donald Trump Early in 2018, Senator Jeff Flake, a Republican from Arizona, took to the floor of the Senate to make an impassioned defense of the freedom of the press in response to President Trump’s criticisms of the “Fake News” media.1 He called out Trump for labelling the media the “enemy of the people,” noting that Joseph Stalin had used the phrase to silence dissent in the Soviet Union. He continued, “And, of course, the president has it precisely backward—despotism is the enemy of the people. The free press is the despot’s enemy, which makes the free press the
  • 68. guardian of democracy. When a figure in power reflexively calls any press that doesn’t suit him ‘fake news,’ it is that person who should be the figure of suspicion, not the press.”2 From this perspective, critical and even negative news coverage of political leaders is an essential part of democratic accountability—it is not fake news. However, large majorities of the American public share the president’s view on fake news. The conventional definition of fake news is the intentional portrayal of false information as the truth. Ninety-four percent of Americans agree that this is fake news In October 2017, social media companies testified before the Senate Judiciary Committee on the spread of fake news through their platforms during the 2016 election. Fake advertisements like this one, in which a Twitter user encourages people to vote via text, were thought to have a detrimental effect on democratic processes in 2016. (Of course, you can’t cast a vote by sending a text message.) 1 2 Understanding American Politics
  • 69. How does politics work and why does politics matter? Ess_02_APT_66460_ch01_002-027.indd 2 16/11/18 3:09 PM Understanding American Politics 3 Describe the basic functions of government. pages 4–8 Define politics and identify three key ideas that help explain politics. pages 8–14 Identify major sources of conflict in American politics. pages 15–19 Explain how the American values of democracy, liberty, and equality work to resolve political conflict. pages 20–22 Understand how to interpret, evaluate, and use political information. pages 23–24 Ess_02_APT_66460_ch01_002-027.indd 3 16/11/18 3:09 PM 4 Chapter 1 | Understanding American Politics4 (48 percent say this is “always” fake news and 46 percent say it is “sometimes”). But 79 percent of Americans also believe fake news is an “accurate news story casting a politician or political group in a negative light,” and 92 percent
  • 70. say that a story with inaccurate information based on sloppy fact-checking is also fake news. There are also significant partisan differences of opinion, with 17 percent of Democrats and 42 percent of Republicans thinking that accurate but negative stories about a politician are always fake news.3 Real fake news is simply deliberately made up, either as “click bait” to make money for the outlet that posted it or as an attempt to influence the outcome of an election. In the three months before the 2016 presidential election, BuzzFeed found that there were more total Facebook engagements (sharing, comments, and so on) with fake news (8.7 million) than with mainstream news (7.3 million). Top stories included “Pope Francis shocks world, endorses Donald Trump for president,” and “WikiLeaks confirms Hillary sold weapons to ISIS . . . Then drops another bombshell.” Another story popularly known as “Pizzagate” alleged that Hillary Clinton was connected to a child sex ring being run out of a pizzeria in Washington, D.C. A few weeks after the election, a poll found that 9 percent of Americans believed the story and 19 percent were not sure if it was true (14 percent of Trump voters believed the story and 32 percent were not sure).4 Fake news and sloppy journalism are only two examples of the array of political information that Americans confront every day: from conflicting opinions of friends
  • 71. and family members, to partisan pundits arguing on cable news and Twitter, to official statements from the White House or Congress. The quandaries posed by fake news represent only a fraction of the decisions we must make regarding how to make sense of the political noise around us. In terms of fake news, the danger in confusing completely bogus stories with legitimate journalism that has factual errors or depicts a politician in a negative light is that it makes it much more difficult to sort out real news and objective information from news that is truly fake. Attacks on the media by politicians further undermine confidence in the news and polarize public opinion. It is difficult for the typical American to know if Jeff Flake or President Trump is right. If Americans can’t even agree on which news is “fake,” how can we know what to trust? How can we meaningfully understand, evaluate, and act on the political information that we encounter? A central goal of this book is to provide the tools you need to answer these questions. Making sense of American government and politics The premise of this book is simple: American politics makes sense. What happens in elections, in Washington, D.C., and everywhere else—even the Trump presidency— has a logical and often simple explanation; we just have to know how to look for it. By the end of the book, we hope you get really good at analyzing the politics you see everywhere—in the news and in your own life.
  • 72. This claim may seem unrealistic or even naive. On the surface, American politics often makes no sense. Polls show strong support for extreme, unconstitutional, or downright silly proposals. Candidates put more time into insulting their opponents than making credible campaign promises. Members of Congress seem more interested in beating their political opponents than getting something done. Elections look random or even chaotic. As we’ve just described, information from historically trusted national sources is labeled “fake news.” And many policy issues, from reforming immigration to deciding what to do about climate change, seem hopelessly intractable. DESCRIBE THE BASIC FUNCTIONS OF GOVERNMENT Ess_02_APT_66460_ch01_002-027.indd 4 16/11/18 3:09 PM 5Making sense of American government and politics Many people, we believe, are hostile toward American politics because they don’t understand the political process, feel helpless to influence election outcomes or policy making, and believe that politics is irrelevant to their lives. Many people disliked both of the presidential candidates running in 2016 and saw this as more evidence that
  • 73. American politics does not work well. Since you are taking a class on American politics, we hope you have not given up on politics entirely. It is not our goal to turn you into a political junkie or a policy expert. You don’t need to like politics to make sense of it, but we hope that after finishing this book you will have a basic understanding of the political process and why it matters. One goal of this book is to help you take an active role in the political process. A functioning democracy allows citizens to defer complicated policy decisions to their elected leaders, but it also requires citizens to monitor what politicians do and to hold them accountable at the voting booth. This book will help you be an effective participant by providing the analytical skills you need to make sense of politics, even when it initially appears to make no sense at all. We are not going to spend time talking about how American politics should be. Rather, our focus will be on explaining American politics as it is. Here are some other questions we will examine: • Why don’t people vote? Why do people vote? How do they decide who to vote for? • Why do so many people mistrust politicians and the political system? • Why can’t Congress get things done? • Why is the Supreme Court so political? • Can presidents do whatever they want? Why can’t they do more?
  • 74. • How much power do bureaucrats have? • Is the media biased? We will answer these questions and many others by applying three key ideas about the nature of politics: politics is conflictual, political process matters, and politics is everywhere. But first, we begin with an even more basic question: Why do we have a government? Why do we have a government? As we prepare to address this question, let’s agree on a definition: government is the system for implementing decisions made through the political process. All countries have some form of government, which in general serves two broad purposes: to provide order and to promote the general welfare. government The system for implementing decisions made through the political process. Conflicts within the government—say, over immigration policy—often reflect real divisions among American citizens about what government should do about certain issues. Groups on all sides of controversial issues pressure the government to enact their preferred policies. Ess_02_APT_66460_ch01_002-027.indd 5 16/11/18 3:09 PM
  • 75. 6 Chapter 1 | Understanding American Politics6 To Provide Order At a basic level, the answer to the question “Why do we have a government?” seems obvious: without government there would be chaos. As the seventeenth-century British philosopher Thomas Hobbes said, life in the “state of nature” (that is, without government) would be “solitary, poor, nasty, brutish, and short.”5 Without government there would be no laws—people could do whatever they wanted. Even if people tried to develop informal rules, there would be no way to guarantee enforcement of those rules. Accordingly, some of the most important rules of government are policing and providing national security. The Founders of the United States noted this crucial role in the Constitution’s preamble: two of the central goals of government are to “provide for the common defense” and to “insure domestic Tranquility.” The former refers to military protection against foreign invasion and the defense of our nation’s common security interests. The latter refers to policing and law enforcement within the nation, which today includes the National Guard, the Federal Bureau of Investigation (FBI), the Department of Homeland Security, state and local police, and the courts. So at a minimal level, government is necessary to provide security.
  • 76. However, there’s more to it than that. The Founders cited the desire to “establish Justice . . . and secure the Blessings of Liberty to ourselves and our Posterity.” But do we need government to do these things? It may be obvious that the police power of the nation is required to prevent anarchy, but can’t people have justice and liberty without government? In a perfect world, maybe, but the Founders had a more realistic view of human nature. As James Madison, one of the founding fathers (and the fourth president of the United States), said, “But what is government itself, but the greatest of all reflections on human nature? If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary.”6 Furthermore, Madison continued, people have a variety of interests that have “divided mankind into parties, inflamed them with mutual animosity, and rendered them much more disposed to vex and oppress each other than to co-operate for their common good.”7 That is, without government we would quickly be headed toward Hobbes’s nasty and brutish state of nature because of differences in opinion about what society should look like. Having a government means that people cannot act unilaterally against each other, but it also creates a new problem: people will try to use the government and its powers to impose their views on the rest of society. Madison’s view of human nature might sound pessimistic, but it
  • 77. was also realistic. He assumed that people were self-interested: we want what is best for ourselves and for our families, and to satisfy those interests we tend to form groups with like-minded people. Madison saw these groups, which he called factions, as being opposed to the public good, and his greatest fear was of tyranny by a faction imposing its will on the rest of the nation. For example, if one group took power and established an official state religion, that faction would be tyrannizing people who practiced a different religion. This type of oppression is precisely why many of the early American colonists fled Europe in the first place. As we will discuss in Chapters 2 and 3, America’s government seeks to control the effects of factions by dividing government power in three main ways. First, the separation of powers divides the government into three branches—judicial, executive, and legislative—and assigns distinct duties to each branch. Second, the system of checks and balances gives each branch some power over the other two. (For example, the president can veto legislation passed by Congress; Congress can impeach the president; and the Supreme Court has the power to interpret laws written by Congress to determine whether they are constitutional.) Third, federalism divides power yet again by allotting different responsibilities to local, state, and national governments. With power divided in this fashion, Madison reasoned, no single faction could
  • 78. dominate the government. factions Groups of like-minded people who try to influence the government. American government is set up to avoid domination by any one of these groups. separation of powers The division of government power across the judicial, executive, and legislative branches. checks and balances A system in which each branch of government has some power over the others. federalism The division of power across the local, state, and national levels of government. Ess_02_APT_66460_ch01_002-027.indd 6 16/11/18 3:09 PM 7Making sense of American government and politics To Promote the General Welfare The preamble to the Constitution also states that the federal government exists to “promote the general Welfare.” This means tackling the hard problems that Americans cannot solve on their own, such as taking care of the
  • 79. poor, the sick, or the aged, and dealing with global issues like climate change, terrorist threats, and poverty in other countries. However, government intervention is not inevitable—people can decide that these problems aren’t worth solving. But if people do want to address these large problems, government action is necessary because public goods such as environmental protection or national defense are not efficiently provided by the free market, either because of collective action problems or for other reasons. It is easy for two people or even a small group to tackle a common problem without the help of government, but 1,000 people (to say nothing of the more than 320 million in the United States today) would have a very difficult time. They would suffer from the free rider problem—that is, because it is in everyone’s own interest to let someone else do the work, the danger is that no one will contribute, even though everyone wants the outcome that collective contributions would create. A government representing more than 320 million people can provide public goods that all those people acting on their own would be unable to provide, so people elect leaders and pay taxes to provide those public goods. Collective action problems are common in modern society. Education provides a great example. You benefit personally from your primary, secondary, and college
  • 80. education in terms of the knowledge and experience you gain and from the higher salary and better job you will earn because of your college degree. However, society also benefits from your education. Your employer will benefit from your knowledge and skills, as will people you interact with. If education were provided solely by the free market, those who could afford schooling would be educated, but the rest would not, leaving a large segment of society with little or no education and therefore unemployable. So public education, like many important services, benefits all levels of society and must be provided by the government for the general welfare. Now that we understand why we have a government, the next question is: What does the government do to “insure domestic Tranquility” and “promote the general Welfare”? Many visible components of the government promote these goals, from the police and armed services to the Internal Revenue Service, Federal Reserve, Postal Service, Social Security Administration, National Aeronautics and Space Administration, Department of Education, and Food and Drug Administration. In fact, it is hard to find an aspect of everyday life that does not involve the government in some way, either as a provider of public goods, as a protector of civil liberties, as public goods Services or actions (such as protecting
  • 81. the environment) that, once provided to one person, become available to everyone. Government is typically needed to provide public goods because they will be under-provided by the free market. collective action problems Situations in which the members of a group would benefit by working together to produce some outcome, but each individual is better off refusing to cooperate and reaping benefits from those who do the work. free rider problem The incentive to benefit from others’ work without making a contribution, which leads individuals in a collective action situation to refuse to work together. Two important government functions described in the Constitution are to “provide for the common defense” and “insure domestic Tranquility.” The military and local police are two of the most commonly used forces the government maintains to fulfil those roles. Ess_02_APT_66460_ch01_002-027.indd 7 16/11/18 3:09 PM 8 Chapter 1 | Understanding American Politics8
  • 82. an enforcer of laws and property rights, or as a regulator of individual or corporate behavior. What makes politics both interesting and important is that in most of these cases, Americans disagree on what kinds of public goods the government should provide, or whether government should be involved at all. Forms of government While all governments must provide order and promote the general welfare, different types of governments accomplish this in various ways. Greek political philosopher Aristotle, writing in the fourth century bc, developed a classification scheme for governments that is still useful. Aristotle distinguished three pure types of government based on the number of rulers versus the number of people ruled: monarchy (rule by one), aristocracy (rule by the few), and polity (rule by the many, such as the general population). Additional distinctions can be made within Aristotle’s third type— constitutional republican governments—based on how they allocate power among the executive, legislative, and judicial branches. Presidential systems such as we have in the United States tend to follow a separation of power among the three branches, while parliamentary systems such as the one in the United Kingdom elect the chief executive from the legislature, resulting in much closer coordination between those two branches. We can further refine Aristotle’s third type by considering the
  • 83. relationships among different levels of government. In a federal system (such as the United States), power is shared among the local, state, and national levels of government. In a unitary system (such as France or Japan), all power is held at the national level, and local governments must comply with orders from the central government. A confederation (like Switzerland) is a less common form of government in which states retain their sovereignty and autonomy but form a loose association at the national level. What is politics? We define politics as the process that determines what government does—whether and how it provides different public and private goods. You may consider politics the same thing as government, but we view politics as being much broader; it includes ways of behaving and making decisions that are common in everyday life. Many aspects of our discussion of politics will probably sound familiar because your life involves politics on a regular basis. This may sound a little abstract, but it should become clear in light of the three key ideas of this book (see the How It Works graphic in this chapter). First, politics is conflictual. The questions debated in election campaigns and in Washington and the options considered by policy makers generally involve disagreement at all levels. The federal government does not spend much time resolving
  • 84. questions that everyone agrees on the answers to. Rather, making government policy involves issues on which people disagree, sometimes strongly, which makes compromise difficult—and this is a normal, healthy part of politics. Although compromise may be difficult to achieve, it is often necessary to produce outcomes that can be enacted and implemented. Second, political process matters. Governmental actions don’t happen by accident— they result from conscious choices made by elected officials and bureaucrats. Politics puts certain individuals into positions of power and makes the rules that structure their choices. The media often cover political campaigns the way they would report 63% of the world’s population lives in countries considered to be free or partly free. Most countries considered not free are in Asia or Africa. Source: Freedom House DID YOU KNOW? DEFINE POLITICS AND IDENTIFY THREE KEY IDEAS THAT HELP EXPLAIN POLITICS politics The process that determines what government does.
  • 85. Ess_02_APT_66460_ch01_002-027.indd 8 16/11/18 3:09 PM How it works: in theory Three Key Ideas for Understanding Politics 1. One implication of the idea that politics is conflictual is that politicians may not want to negotiate compromises on important policy questions. Why do you think politicians sometimes refuse to compro- mise rather than work together to get things done? 2. Think back to the discussion of fake news at the beginning of this chapter. In what ways do disagreements over what constitutes “fake” news illustrate the three key ideas described here? Critical Thinking Politics Is Conflictual Conflict and compromise are natural parts of politics. Political conflict over issues like the national debt, abortion, and health care reflects disagreements
  • 86. among the American people and often requires compromises within government. Political Process Matters How political conflicts are resolved is important. Elections determine who represents citizens in government. Rules and procedures determine who has power in Congress and other branches of government. Politics Is Everywhere What happens in government affects our lives in countless ways. Policies related to jobs and the economy, food safety and nutrition, student loans, and many other areas shape our everyday lives. We see political information in the news and encounter political situations in many areas of our lives. ww04_Chptr1,2,3,4,10_012916ck.indd 1 06/06/18 3:37 PM Ess_02_APT_66460_ch01_002-027.indd 9 16/11/18 3:09 PM 10 Chapter 1 | Understanding American Politics10
  • 87. on a boxing match or the Super Bowl, focusing on the competition, rivalries, and entertaining stories, which can lead people to overlook the institutions, rules, and procedures that have a decisive influence on politics. Indeed, the political process is the mechanism for resolving conflict. The most obvious example of the political process at work is elections, which democracies use to resolve a fundamental conflict in society: deciding who should lead the country. Third, politics is everywhere. Decisions about what government should do or who should be in charge are integral to society, and they influence the everyday lives of all Americans. Politics helps determine what people can and cannot do, their quality of life, and how they think about events, people, and situations. Moreover, people’s political thought and behavior are driven by the same types of calculations and decision-making rules that shape beliefs and actions in other parts of life. For example, deciding which presidential candidate to vote for is similar to deciding which college to attend. For candidates, you might consider issue positions, character, and leadership ability, while for college you would weigh which school fits your academic goals, how much tuition you can afford, and where different schools are located. In both cases you are making a decision that will satisfy the criteria most important to you. Politics is conflictual
  • 88. Political scientists have long recognized the central role of conflict in politics. In fact, one prominent theory in the mid-twentieth century saw conflict between interest groups as explaining most outcomes in American politics. The political scientist E. E. Schattschneider argued that the scope of political conflict—that is, how many people are involved in the fight—determines who wins in politics.8 Others have argued that some conflict is helpful for group decision making: if nobody challenges a widely shared but flawed view, people may convince themselves that the obvious flaws are not a problem.9 Bureaucratic politics, congressional politics, elections, and even Supreme Court decision making have all been studied through the lens of political conflict.10 Conflict is inherent in American politics. Here, supporters and opponents of same-sex marriage argue in front of the Supreme Court building in Washington on the day the Court heard arguments in Obergefell v. Hodges, the 2015 case that legalized same-sex marriage throughout the nation. Ess_02_APT_66460_ch01_002-027.indd 10 16/11/18 3:09 PM 11What is politics?
  • 89. Despite the consensus that conflict in politics is inevitable, most people do not like conflict, either in their personal lives or in politics. You probably have heard people say that the three topics one should not discuss in polite company are money, religion, and politics. Indeed, political scientists have found strong evidence that people avoid discussing politics in order to maintain social harmony.11 Many people apply their disdain for conflict to politicians as well. “Why is there so much partisan bickering?” our students frequently ask. “Why can’t they just get along?” This dislike of conflict, and of politics more generally, produces a desire for what political scientists John R. Hibbing and Elizabeth Theiss-Morse call “stealth democracy”—that is, nondemocratic practices such as running government like a business or taking action without political debate. In essence, this idea reflects the hope that everything would be better if we could just take the politics out of politics. Hibbing and Theiss-Morse argue that, to combat this belief, we need to do a better job of educating people about conflict and policy differences and that the failure to do so “is encouraging students to conclude that real democracy is unnecessary and stealth democracy will do just fine.”12 Conflict cannot be avoided in politics; ignoring fundamental disagreements will not make conflict go away.
  • 90. The argument over abortion is a good example. Abortion rights have been a perennial topic of debate since a 1973 Supreme Court decision held that state laws banning abortion were unconstitutional. Surveys about abortion rights show that public opinion spans a wide range of policy options, with little agreement about which policy is best. (In Chapter 6, we will examine the political implications of this kind of broad disagreement.) Such conflicts reflect intense differences of opinion that are rooted in self-interest, ideology, and personal beliefs. Moreover, in such situations, no matter what Congress does, many people will be unhappy with the result. You might expect that politicians will ultimately find a way to compromise that satisfies everyone, but this is not always true. In many cases, no single policy choice satisfies even a slight majority of elected officials or citizens. The idea that conflict is nearly always a part of politics should be no surprise. Situations in which everyone (or almost everyone) agrees about what government should be doing are easy to resolve: either a popular new policy is enacted or an unpopular issue is avoided, and the debate moves off the political agenda. Although issues where there is consensus resolve quickly and disappear, conflictual issues remain on the agenda as the winners try to extend their gains and the losers work to roll back policies. Thus, one reason that abortion rights is a perennial issue in
  • 91. campaigns and congressional debates is that there is no national consensus on when to allow abortions, no indication that the issue is becoming less important to citizens or elected officials, and no sign of a compromise policy that would attract widespread support. An important consequence of the inevitable conflicts in American politics is that compromise and bargaining are essential to getting things done. Politicians who bargain with opponents are not necessarily abandoning their principles; striking a deal may be the only way to make some of the policy changes they want. Moreover, agreement sometimes exists even in the midst of controversy. For example, surveys that measure attitudes about abortion find widespread support for measures such as prohibiting government funding for abortions, requiring parental notification when a minor has an abortion, or requiring doctors who perform the procedure to present their patients with information on alternatives such as adoption, while only 15–25 percent (depending on the survey) think that abortion should always be illegal.13 As long as the reason of man continues fallible, and he is at liberty to exercise it, different opinions will be formed. —James Madison
  • 92. One consequence of political conflict is that one party’s policy victories last only until the other party wins control of government. Here, President Trump signs a law repealing most of Dodd-Frank, an Obama-era measure that imposed new regulations on the banking industry in the wake of the 2008 financial crisis. Ess_02_APT_66460_ch01_002-027.indd 11 16/11/18 3:09 PM 12 Chapter 1 | Understanding American Politics12 Another consequence of conflict is that it is almost impossible to get exactly what you want from the political process. Even when a significant percentage of the population is united behind common goals—such as supporters of Donald Trump after the 2016 election, who demanded repeal of Obamacare— these individuals almost always find that translating these demands into policy change requires them to accept something short of their ideal. Hard-core Trump supporters, and Trump himself, for example, had to accept that there was not enough consensus in Congress (or support from American citizens) for an outright repeal of Obamacare. The need for compromise does not mean that change is impossible, but rather means that what is
  • 93. achievable often falls short of individuals’ demands. Political process matters The political process is often described like a sporting event, with a focus on strategies and ultimately on “winning.” In fact, the National Journal magazine regularly published a segment titled “Play of the Day” on its online site. This focus overlooks an important point: politics is the process that determines what government does, none of which is inevitable. Public policy—everything from defending the nation to spending on Medicare—is up for grabs. It is not just a game. Elections are an excellent example of the importance of the political process. Elections allow voters to give fellow citizens the power to enact laws, write budgets, and appoint senior bureaucrats and federal judges. It matters who gets elected. After the 2016 election, which produced unified Republican control of the presidency and Congress, many Obama-era environmental and employment regulations were repealed, conservatives were appointed to the Supreme Court and other federal courts, corporate tax rates were cut, and the United States withdrew from the Paris Agreement on climate change. Clearly, political process matters: if the 2016 election had gone the other way, outcomes in all these important areas would have been significantly different. Yet politics is more than elections. As you will see, many
  • 94. unelected members of the federal bureaucracy have influence over what government does by virtue of their roles in developing and implementing government policies. The same is true for federal judges, who review government actions to see if they are consistent with the Constitution and other federal laws. These individuals’ decisions are part of the political process, even though they are not elected to their positions. The political process mattered in the 2016 election, from determining who the candidates were, to affecting which states received the most attention from campaigns. Both Donald Trump and Hillary Clinton spent a lot of time campaigning in Pennsylvania in a bid to win the state’s electoral college votes. Ess_02_APT_66460_ch01_002-027.indd 12 16/11/18 3:10 PM 13What is politics? Ordinary citizens are also part of politics. They can vote; donate time or money to interest groups, party organizations, or individual candidates; or demand action from these groups or individuals. Such actions can influence government policy, either by determining who holds the power to change policy directly or
  • 95. by signaling to policy makers which options have public support. Another important element of politics is the web of rules and procedures that determines who has the power to make choices about government policy. These rules range from the requirement that the president must be born a U.S. citizen, to the rules that structure debates and voting in the House and the Senate, to the procedures for approving new federal regulations. Seemingly innocuous rules can have an enormous impact on what can or does happen, which means that choices about these rules are actually choices about outcomes. The ability to determine political rules empowers the people who make these choices. Politics is everywhere Even though most Americans have little interest in politics, most of us encounter it every day. When you read the newspaper, watch television, go online, or listen to the radio you’ll almost surely encounter a political story. When you are walking down the street, you may see billboards, bumper stickers, or T-shirts advertising a candidate, a political party, an interest group, or an issue position. Someone may ask you to sign a petition. You may walk past a homeless person and wonder whether a winning candidate followed through on her promise to help. You may glance at a headline about violence in the Middle East and wonder if America should be sending in troops.
  • 96. Many people have an interest in putting politics in front of us on a daily basis. Interest groups, political parties, and candidates work to raise public awareness of the political process and to shape what people know and want. Moreover, the news media offer extensive coverage of elections, governing, and how government policies affect ordinary Americans. Through efforts like these, politics really is everywhere. Politics is also a fundamental part of how Americans think about themselves. Virtually all of us can name our party identification (Democrat, Republican, or independent)14 and can place our views on a continuum between liberal and conservative.15 I’ll let you write the substance, you let me write the procedure, and I’ll screw you every time. —John Dingell 7:30 Wake up in dorm funded by federal program. 8:00 Eat cereal regulated by Food and Drug Administration. 8:15 Get dressed in clothing subject to import tariffs and regulations. 8:30 Read weather reports that use data from the National Weather Service. 9:00 Check e-mail using Internet developed with federal
  • 97. funding. 10:00 Drive to school in car whose design is shaped by federal regulations. 10:30 Drive past post office, military recruitment office, and environmental cleanup site. 11:00 Attend lecture by professor whose research receives federal funding. 4:00 Ride home from school on federally subsidized mass transit. 7:30 Pay bursar bill using federally funded student loan. 8:00 Call friend on cellular network regulated by the Federal Communications Commission. 10:00 Watch TV program on station that has federal license. FIGURE 1.1 Government in a Student’s Daily Life On a typical day, the government plays a critical role in a student’s daily life through federal programs, regulation, and spending. In addition to what is listed here, in what other aspects of your life does government play a part? Ess_02_APT_66460_ch01_002-027.indd 13 16/11/18 3:10 PM
  • 98. 14 Chapter 1 | Understanding American Politics14 Politics is everywhere in another important way, too: actions by the federal government touch virtually every aspect of your life. Figure 1.1 shows a time line for a typical college student on a typical day. As you can see, from the moment this student wakes up until the end of the day his or her actions are influenced by federal programs, spending, and regulations. Moreover, this chart omits actions by state and local governments, which are very active in areas such as education policy and law enforcement. As you will see in later chapters, it’s not surprising that the federal government touches your everyday life in so many ways. The federal government is extraordinarily large regardless of whether you measure it in terms of spending (more than $4 trillion a year), number of employees (over 2 million, not including contract workers and Postal Service employees), or regulations (over 180,000 pages) in the Code of Federal Regulations.16 Moreover, the idea that politics is everywhere has a deeper meaning: people’s political behavior is similar to their behavior in the rest of their lives. For example, collective action problems occur when you live with roommates and need to keep common areas neat and clean. Everyone has an interest in a clean area, but each person is inclined to let someone else do the work. The same
  • 99. principles help us understand campus protests over tuition hikes, alcohol bans, or changes in graduation requirements in terms of which kinds of issues and circumstances foster cooperation. In each case, individual free riders acting in their own self- interest may undermine the outcome that most people prefer. Similarly, convincing like-minded individuals to contribute to a political group’s lobbying efforts is no easy task. Each would-be contributor of time or money also has the opportunity to be a free rider who refuses to participate yet reaps the benefits of others’ participation. Because of these difficulties, some groups of people with common goals remain unorganized. College students are a good example: many want more student aid and lower interest rates on government- subsidized student loans, but they fail to organize politically toward those ends. This similarity, between behavior in political situations and in the rest of life is no surprise; everything that happens in politics is the result of individuals’ choices. And the connections between politics and everyday life mean you already know more about politics than you realize. Just because you do not take an interest in politics does not mean that politics will not take an interest in you.
  • 100. —Pericles (attributed) “Why Should I Care?” When you are trying to make sense of a political situation, think first of the three key ideas that we have just discussed. Focusing on conflict helps you understand what is at stake. Focusing on rules helps explain the strategies that participants use to achieve their goals. And the idea that politics is everywhere is there to remind you that conflicts over government policy are not things that happen only to other people—for better or worse, the outcome of political conflicts can touch virtually all aspects of our lives. The idea that “politics is everywhere” means that government actions touch virtually all aspects of our lives, from regulating the business of Internet service providers to maintain net neutrality to mandating equal funding for men’s and women’s sports in high schools and colleges. Moreover, everyday life often helps us make sense of politics and politicians; for example, 2016 Republican presidential candidate and U.S. senator Ted Cruz’s claim that Star Trek ’s Captain Picard was a Democrat while Captain Kirk was a Republican gives nuance to who we understand Democrats and Republicans to be.
  • 101. Ess_02_APT_66460_ch01_002-027.indd 14 16/11/18 3:10 PM 15Sources of conflict in American politics Sources of conflict in American politics Conflict must be addressed in order to find compromise and enact policy. Sometimes, however, disagreements resist resolution because of inherent differences among people and their opinions about government and politics. Economic Interests People’s economic interests today vary widely, and they constitute a source of conflict in politics. In contrast, relative economic equality was a defining characteristic of our nation’s early history—at least among white men, since small landowners, businessmen, craftsmen, and their families constituted a large majority of the nation’s population. Compared with our European counterparts, the United States has, historically, been relatively free from class-based politics. Over time, our nation has become more stratified by class, to the point that the United States now has one of the highest levels of income inequality among developed nations. Nonetheless, a broad commitment to the free market (an economic system based on competition among businesses without government interference) and to economic individualism (the autonomy of individuals to