1. CompliTrack – Compliance Management System
from TechTexas Technical Services
“Innovation is great, but.. Execution is what really matters.”- Walter Isaacson
CONTROL
REVENUE
Maximize Value, Minimize Risk
4. CompliTrack Capabilities
• User-defined scope of compliance areas,
• Powerful automation for task assignment, execution & control, policy drafting work flows etc,
• Collaboration and quick notification through email and sms (optional),
• Industry-standard root cause repository,
• Act/ Regulations/ Policy appreciation polls,
• Compliance related announcements,
• Elaborate role-specific task-specific operating control plan/ Checklist,
• Program management of corrective and preventive action,
• Easy-to-understand analytics that drive execution,
• Automatic data-quality enhancement,
5. CompliTrack Capabilities
• Tabular display of information with filtering/ searches and user-configurable columns,
• Secure role-based access with mobile app for management of tasks, collaboration etc
• Responsive input/ enquiry screens that can open on mobile devices,
• Robust audit trail associated with tasks,
• Smart document management features with revision history and granular access control,
• Customized reporting with 3D charts,
• Continuous monitoring through transparency, alerts and TTS coordination/ follow-up, and
• Monthly guidance note by our auditors/compliance practitioners
• Incident Management with a dedicated module
• E-learning with LAMP
11. CompliTrack Overview – Collaboration, Polls, Calendar
Calendar for managing
meetings, events and
workshops on
compliance.
12. CompliTrack Overview- Document Management, Mails
Customized
Industry-specific
Compliance-related
Standards Repository
Available on mobile.
13. CompliTrack Overview – Document Approval Workflow
Workflow for Rule-based
Document Approval
Process with Transparency,
Time-tracking,
Comment-capture, Reporting
And instant Notification.
Rules like mandatory
Reason-capture for every
policy, gap report, statutory
return, guideline, procedure
under approval, improves
Transparency and
Risk-awareness.
14. CompliTrack Overview – Document Versioning & Archival
Auto-archiving of different
versions of the same
document with audit trail,
size, and options like download,
restore and delete.
16. CompliTrack Overview – Action Planning
List view of all Compliance-related auto-created Tasks with
accountability & timeline. Gantt chart view is possible.
Option of new
compliance tasks, sub-
tasks possible.
