This document summarizes the benefits of direct systematic investing for advisors, businesses, and clients. For advisors, it provides justification for fees, allows a focus on strategy over transactions, and offers a point of differentiation. For businesses, it enables scalable boutique advice, the ability to capture higher net worth clients, and a value-add service. For clients, it provides clear fees and services, transparency of investment outcomes, and a differentiated approach. The strategy attributes include no forecasting, adaptive momentum triggers, cash protection in downturns, and the ability to operate on any market.

1. Direct Systematic Investing
Wholesale Solutions
Stockbrokers • Financial Planners • Accountants • Lawyers

2. Benefits to the Advisor
• Tangible advice and tangible service measures – justification of
costing especially under fee for service
• Direct Share exposure – higher net worth client capture
• Time Management – minimal operating time, delegate to assistant
• Removes emotion from the transaction with the client – focus on
strategy
• Point of difference compared to your competitors.

3. Benefits to the Business
• Strong ‘Basis of Advice’
• Scalable boutique advice
• Higher net worth individual practice
• Point of difference in a market where clients are looking for ‘value
add’
• Ability to ‘capture’ any outperformance fees

4. Benefits to the Client
• Value add advice – clear fee structure and service level
agreement. Tangible outcomes. Visual and personal.
• Clarity of investment outcomes – one layer of fees (removal of
platform fees, Managed Fund fees etc if through SMSF or direct
monies)
• Strong ‘differentiation’ approach to peers
• Vanilla offering with 100% transparency
• Minimal transactions – appropriate for SMSFs

5. Strategy Attributes
• No forecasting or predictions
• Adaptive momentum triggers for buy/sell decisions
• Automatically ensures full investment in sustained bullish
environments and reverts to cash in sustained bearish environments
• Index filter provides on/off switch (100% cash mandate)
• Defends open positions to lock in profit
• Disengages from market completely
• Operates on any market universe or sector

6. Example Graphics for ILU

7. Example Graphics for RRL

8. Example System Analytics
Strategy Equity Growth Extensive Statistical Data
Underwater Equity Monthly Performance

9. Unlimited Universe

10. Dashboard

11. Technical Information
Platform & Data
Amibroker www.amibroker.com (Licensed)
PremiumData www.premiumdata.net (Licensed)
Strategy Parameters*
Style - Active trend following
Transactions – 35 through 250 (user defined)
Data Compression – End of Day or Weekly (user defined)
Hold Time – 60 days through 3 years (user defined)
Risk Management – equal allocation method (recommended)
Pyramiding – None (recommended)
Entry/Exit Mechanism – Open Auction (recommended)
* All parameters are negotiable with input from client