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Theoretical Approaches in the Study of the Non-Governmental, Non-
Commercial Sector in Modern Russia
Article  in  Politeja · December 2019
DOI: 10.12797/Politeja.16.2019.62.02
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Articles	 The Systemic Transformation
Abstract
Politeja
No. 5(62), 2019, pp. 21-32
https://doi.org/10.12797/Politeja.16.2019.62.02
Anna Jach
Jagiellonian University in Kraków
anna.jach@uj.edu.pl
Theoretical Approaches in the Study
of the Non-Governmental,
Non-Commercial Sector
in Modern Russia1
As part of a political system constituted by individuals and social groups, due
to its pro publico bono activities, the non-governmental, non-commercial sec-
tor (also known as institutions of civil society) is usually referred to by different
terms, both in foreign (English) and Russian languages. Since the Russian non-
governmental,non-commercialsector(некоммерческая неправительственная
организация) is not identical to its Western variants, it exhibits a number of dif-
ferences, the sources of which are both exogenous and endogenous conditions.
The issue of the specificities of the non-governmental, non-commercial sector
can be researched through a system analysis. The theoretical context for this
method creates a new institutionalism, also called neo-institutionalism. In turn,
the institutional analysis refers to such theories as systemic change and neo-cor-
poratism as well as the theory of participation or political participation. What
turned out to be indispensable were the models defining the conceptual frame-
work for such phenomena as group theory – interest/pressure, or metapolitics,
but with regard to its civil forms of participation. The abovementioned methods
and stances prove the complexity of the presented subject – the multifaceted
nature of the problem, where the exploratory field requires referring to research
techniques and tools from many related disciplines. The issue of the non-gov-
1	
This article is a shortened version of a fragment focusing on theoretical approaches in the process
of researching the non-governmental, non-commercial sector in contemporary Russia, published
in the work Pozarządowy sektor niekomercyjny w Rosji 2000-2018. Osobliwości funkcjonowania. The
Non-Governmental, Non-Commercial Sector in Russia in 2000-2018. Peculiarities of Functioning. Не-
правительственный некоммерческий сектор в России в 2000-2018 гг. Особенности функциониро-
вания, Kraków 2019.
22 Politeja 5(62)/2019
Anna Jach
ernmental, non-commercial sector in contemporary Russia should be perceived
as a specific phenomenon, primarily because this sector is developing, no matter
what transformations of an internal nature occur. Its exploration requires using
such theoretical approaches that will allow its mechanisms to be defined. Such
an approach must include the specifics of the society and the state within which
the social sector develops. Therefore the presentation of theoretical premises ap-
plied in research on non-governmental, non-commercial sector in today’s Russia
is the first step in diagnosing the phenomenon of the functioning of a non-gov-
ernmental, non-commercial sector in the conditions of an authoritarian state.
Key words: Russia, non-governmental, non-commercial sector, system analysis,
neo-corporatist approach, neo-institutional analysis
The main objective of the study is to present the specificity of the Russian non-
governmental, non-commercial sector as a phenomenon of trialistic provenance
in the context of a state undergoing the process of transformation without a clearly de-
fined vector. The transformation, which has continued for over 30 years, has been ac-
companied by the assumption that all aspects of the citizens’ socio-political and private
lives should be controlled. This has been a constant tendency perpetuated by past expe-
rience, never questioned by anyone before, even in the “time of troubles” in the 1990s.2
Apart from European (French, German, Italian and Swedish) tradition of bottom-
up social activity of institutions from the non-governmental, non-commercial sector,3
the most widespread concept of the non-governmental sector is the classic definition of
non-profit organizations and the non-commercial sector, which reflects the American
tradition of understanding the third sector. However, since this can also be applied to
Russian reality, referring to this definition is fully justified. According to it, the non-
governmental, non-commercial sector is made up of organizations which a) are formal
or unofficial, which means that they are institutionalized to some extent, and that, in
general, they have legal personality; b) are private institutions, that is, separate from the
state and organizations directly related to the government; c) are independent in the
sense that they themselves must determine their own rules and authorities competent
to make decisions; d) cannot distribute profit to their members and management; e)
involve volunteers and donors in their activities, and their membership is voluntary.4
The experiences of the Russian third sector are not a very faithful copy of European
solutions,butwereimplementedmuchlaterduetothespecificityofthesocio-economic
2	
A. Skrzypek, Druga smuta. Zarys dziejów Rosji 1985-2004, Warszawa 2004.
3	
H. Anheier, S. Mertens, “Sektor non profit w perspektywie międzynarodowej i europejskiej: dane, teo-
ria i statystyka”, in A. Gałązka, J. Herbst (eds.), Trzeci sektor dla zaawansowanych. Współczesne teorie
trzeciego sektora. Wybór tekstów, transl. by J. Popowski, Warszawa 2006, p. 72.
4	
J. Defourny, P. Develtere, “Ekonomia społeczna: ogólnoświatowy trzeci sektor”, in A. Gałązka,
J. Herbst (eds.), Trzeci sektor dla zaawansowanych…, pp. 27-28.
23
Politeja 5(62)/2019 Theoretical Approaches in the Study…
development of the society and internal political conditions. The concept of a non-
governmental, non-commercial sector understood through the prism of economics,
and hence the efficiency and effectiveness of state management, became a strategy ele-
ment only as a result of the long-term, adverse consequences of both economic crises
(1998, 2008), which shook the socio-economic foundations of the state. These circum-
stances resulted in a shift towards European traditions; however, such practices had ex-
isted in Russia at earlier stages of its statehood. The change of management direction
from state to socio-state was the consequence of the decision makers defining key areas
of activity in which the sector’s initiative was not only desirable but even indispensable.
These areas were included in the category of socially oriented non-profit organizations
(социально ориентированныe некоммерческиe организации – СО НКО). Within
their framework, the institutions which formed this socially-oriented, non-commercial
sector, such as consumers’ cooperatives, associations, mutual societies and social foun-
dations, particularly those of a regional and local nature, became “social enterprises”
(социальные предпринимательства), acting rather for the benefit of their members
or wider communities than for maximizing investors’ profits. In this perspective, the
social impact of such enterprises (which are usually non-profit organizations) on soci-
ety is not only a consequence or a side effect of their business, but also their motivation
in itself.5
Organizations oriented towards social activity have found themselves in a group of
privileged – and thus state-supported – institutions, since by fulfilling service functions
for the public or their own members, they create a space for voluntary work. In turn, ad-
vocacyorganizationsareinadifferentposition,beingthevoiceofthecivilsocietytowards
the institutions of power. They create a public space for active voluntary action and, be-
cause they maintain some degree of autonomy and provide services aimed at unblocking
the “channel of influence”, they are often perceived by the authorities as “hostile”.6
The peculiarity of the organization of Russian social reality determines the discrep-
ancy between the environmental needs of the citizens and the formally designed in-
stitutional structure established to meet these needs. The essence of this discrepancy
reflects the basic contradictions characterizing the relationship between power and so-
ciety in Russia. Within it, there were visible tendencies on both sides to selectively ap-
ply the law and restore state control over institutions that “escaped” it. The key of the
program was the modernization announced in 2000, which in fact meant the stabiliza-
tion of the power structure through its centralization, and not – as it had been expect-
ed – by democratization.7
The specific way in which the non-commercial, non-governmental sector in Rus-
sia functions in the 21st
century is directly related to such phenomena as “typicality”
5	
M. Nyssens, “The Third Sector and the Social Inclusion Agenda. The Role of Social Enterprises in the
Field of Work Integration”, in S.P. Osborne (ed.), The Third Sector in Europe. Prospects and Challenges,
London–New York 2008, p. 88.
6	
M. Kiviniemi, “Conclusions. The State of Our Knowledge and Future Challenges”, in S.P. Osborne
(ed.), The Third Sector in Europe…, p. 360.
7	
A. Skrzypek, Putinada. Rosja – kraj kierowanej demokracji, Warszawa 2014, p. 104.
24 Politeja 5(62)/2019
Anna Jach
and “peculiarity”, which – when considering the world with regard to order, normality,
familiarity, chaos, anomaly and strangeness – emphasize “obviousness”, “ordinariness”
and “peculiarities” which exist in them.8
Assuming that the third sector organizations, being one of the key elements of a po-
litical system, are subject to the same transformations as the society and the system
itself,9
there is a logical justification to the idea of including them in the concept of
four dimensions of social structures when referring to the above categories of differ-
ences. This can not only be used to indicate the specificity of normative structures of
social life (rules of action), collective or social consciousness (beliefs, views), access to
resources and specific goods as a result of social interests (privileges and disabilities)
or mutual interactions between entities, but above all it can be used to diagnose what
these “peculiarities” and “ordinariness” constituting an immanent part of the social sys-
tem really are.10
Assuming that the Russian non-governmental, non-commercial sector is made up
of social structures that can be described with such theoretical concepts as “social or-
ganization” – “non-profit organization” – “non-commercial organization” – “non-gov-
ernmental organization” – “third-sector organization” – “organization of the non-gov-
ernmental sector”, it can be said that they describe an organization which: 1. is not part
of the state apparatus, even if it can receive support from government sources; 2. will
not, according to the law, distribute its profit to the owners or other persons controlling
the organization, i.e. members, shareholders, founders, employees or members of the
management bodies (non-distribution constraint); 3. has a structure and displays regu-
lar activities, regardless of whether it is formalized and has a statute, or is an informal
association, or is registered in accordance with the law; 4. has voluntary membership;
5. does not strive for power; 6. is self-governing; 7. has joint authority; 8. allocates pos-
sible surpluses to statutory purposes (a not-for-profit organization).11
The above operational-structural definition developed during international re-
search on the non-commercial sector should be supplemented with a functional ap-
proach which points to the division of tasks in a society between various organizational
forms, assuming the three-sectoral definition of a state.12
It is the state’s trialistic con-
cept together with the principles of constitutional law, the law of preferences, and the
law of commercial activity which implies that the boundaries between the state, the
commercial, and non-governmental sectors influence the division of tasks. What binds
8	
J. Łotman, B. Uspienski, “‘Odszczepieniec’ i ‘odszczepieństwo’ jako pozycje społeczno-psychologiczne
w kulturze rosyjskiej – na materiale z epoki przedpiotrowej (‘Swoje’ i ‘obce’ w historii kultury rosyj-
skiej)”, in B. Żyłko (ed.), Semiotyka dziejów Rosji, transl. by B. Żyłko, Łódź 1993, pp. 62-77; Z. Bau-
man, Ponowoczesność jako źródło cierpień, Warszawa 2000, pp. 11-34; M. Douglas, Czystość i zmaza.
Analiza pojęć nieczystości i tabu, transl. by M. Bucholc, Warszawa 2007.
9	
W. Gumuła, Teoria osobliwości społecznych. Zaskakująca transformacja w Polsce, Warszawa 2008, p. 18.
10	
P. Sztompka, Socjologia. Analiza społeczeństwa, Kraków 2012, pp. 174-175.
11	
L.M. Salamon, W.S. Sokolowski, R. List, Global Civil Society. An Overview, Baltimore 2003, pp. 7-8.
12	
J.G. Simon, “Foreword”, in D.R. Young, If Not for Profit, for What? A Behavioral Theory of the Nonprof-
it Sector Based on Entrepreneurship, Lexington 1983.
25
Politeja 5(62)/2019 Theoretical Approaches in the Study…
the above regulations is the law of state supervision, whose presence is crucial since it is
a mechanism that can ensure the effectiveness of any type of public law regulating the
third sector.13
Such an understanding of the functionality of the non-governmental, non-com-
mercial sector is followed by an analysis of institutionalized civil initiatives that have
no intention of gaining power or participating in a political game, but which exist,
firstly, to solve social problems that the state cannot solve or does not solve, and sec-
ondly, to introduce such an interpretation of the social world into the public discourse
that is close to all members of a given non-governmental organization. On this ground,
the assertion that grassroots civil society, manifested as the non-governmental, non-
commercial sector, will indispensably emerge, means consent to the functioning of the
voluntary self-organization of members of the society in Russia, who organize them-
selves and associate in order to realize and meet their common needs and interests.14
In
this view, if state power is a tool of leadership (control) over society, a tool character-
ized by trust in a special institutionalized and legal apparatus of coercion, then on the
one hand it is a self-organizing system with horizontal social ties between members
of society, and on the other hand it is a hierarchical system with vertical social con-
nections. Such a formulation of the semantic field of civil society facilitates a deeper
reflection on its functionality in the conditions of a transforming state with no vector
of transformations eventually oriented either towards polyarchy or authoritarianism.
The peculiarities of the functioning of the civil society in the conditions of an au-
thoritarian state, which contemporary Russia undoubtedly is, thus reveal not only the
peculiarities of the political system but also the uniqueness of the non-governmental,
non-commercial sector.
The issue of the peculiarities of the non-governmental, non-commercial sector can
be researched through system analysis. The theoretical context for this method creates
a new institutionalism, also called neo-institutionalism. In turn, the institutional analy-
sis refers to such theories as systemic change and neo-corporatism as well as the theory
of political participation. What turned out to be indispensable were the models defin-
ing the conceptual framework for such phenomena as group theory – interest/pressure,
or metapolitics, but with regard to its civil forms of participation. The abovementioned
methods and stances prove the complexity of the presented subject – the multifacet-
ed nature of the problem, the exploratory field of which requires referring to research
techniques and tools from many related disciplines.
The theoretical current that constitutes the basis for analyzing the peculiarities of
the functioning of the non-governmental, non-commercial sector, understood as a sep-
arate social subsystem within the political system in Russia in the years 2000-2018 is
the neo-institutional direction.15
Within the framework of this current, a convenient
13	
M. Kisilowski, Prawo sektora pozarządowego. Analiza funkcjonalna, Warszawa 2009, pp. 33, 36-40.
14	
“Выступление на открытии Гражданского форума”, Президент России, 21 November 2001, at
<http://kremlin.ru/events/president/transcripts/21408>.
15	
J.G. March, J.P. Olsen, “The New Institutionalism: Organizational Factors in Political Life”, American
26 Politeja 5(62)/2019
Anna Jach
tool for researching proceedings is system analysis. Since a political system is under-
stood as an organization of elements having a specific structure, internally organized
into one composition, it can be treated as a synergy of interacting elements that are
a single, target-oriented system.16
These elements that constitute the system are charac-
terized by the presence of specific attributes that come into specific relationships. This
facilitated sketching a study on the role of the non-governmental, non-commercial sys-
tem as one of the main factors shaping the model of state governance.
The system method can be fully applied to the study on functions performed by
all three sectors with regard to the implementation of public policy strategies; how-
ever, it is worth emphasizing that the third element here (together with the state and
the social sector), is not the business, but experts. Obviously, what is meant here is
not an elimination of the second (private) sector from the concept of the function-
ing of a state, but rather a modification of its assumptions. Together with the three
sectors – the first (state), the second (commercial), and the third (social) – the expert
sector is comparable with the other segments of the modern Russian state in the 21st
century. When explaining the issue of three-sector synergy in the field of cooperation
for modern socio-political management, Russian researchers justify the need to include
a group of specialists in the structure shaping Russian reality with pragmatic reasons.
By using the system-functional approach, they focus in this case on the concept of “in-
puts” and “outputs” of the system, and on this basis, rightly analyze the process of par-
ticipation of the non-governmental, non-commercial sector in the broadly understood
decision-making process of the state. Confirmed in practice, this approach, on the one
hand, proves the courage and determination of social activists involved in the activities
of numerous social associations and demonstrates the effectiveness of their lobbying
and influence in the field, but on the other hand, what it reveals are rather the claims
and hopes of the representatives of the intellectual middle class from urban university
centers to become a partner for the authorities. This aspect of socio-political life also
needed to be included in the research process; what was used to diagnose it was not
only the system method but also the historical method since the sources of these social
expectations come from both the perestroika and the Yeltsin era.17
The exemplifica-
tion of forms of the self-organization of academic communities (from which the insti-
tutions come) which associate experts–mediators are the so-called “think tanks” and
Political Science Review, vol. 78, no. 3 (1984), pp. 734-749; P.A. Hall, R.C.R. Taylor, “Political Science
and Three New Institutionalisms”, Political Studies, vol. 44, no. 4 (1996), pp. 936-967, at <https://
www.mpifg.de/pu/mpifg_dp/dp96-6.pdf>; A. Antoszewski, “System polityczny jako przedmiot
badań politologii i nauki prawa konstytucyjnego”, Wrocławskie Studia Erazmiańskie. Studia Erasmia-
na Wratislaviensia, vol. 8: Rozprawa o metodzie prawa i polityki. Discourse on the Methods of Law and
Politics (2014), pp. 19-20.
16	
A. Antoszewski, “System polityczny…”, p. 20.
17	
А.Ю. Сунгуров, “Публичная политика: основные направления исследований (мировой
и российский опыт)”, Публичная политика, no. 1 (2017), pp. 8-28; A. Sungurow, “Rosyjskie
i radzieckie tradycje udziału przedstawicieli środowiska akademickiego w polityce. Władimir Wier-
nadski, Andriej Sacharow i inni”, in A. Jach (ed.), Rewolucja rosyjska. Spuścizna. “Implementacje strate-
gii” zmiany, Kraków 2017, pp. 81-90.
27
Politeja 5(62)/2019 Theoretical Approaches in the Study…
professional consulting associations, whose activity confirms the thesis about the per-
manent fluctuation of Russian society, regardless of the current vector of internal policy
and the political regime.18
The analysis of the peculiarities of the non-governmental, non-commercial sector
would be incomplete without referring to the conceptual framework of the systemic
change theory, which is an interesting step in the context of the strategy of modernizing
the state in the spirit of the challenges of the 21st
century, announced in 2000 in Russia
by the new Kremlin ruler Vladimir Putin. The concept of modernization is defined as
a multifaceted process of transition from traditional to modern society,19
which takes
place at the socio-economic, cultural, and political levels, using instruments such as:
industrialization, urbanization, education, technological, and organizational progress.
However, it is worth noting that this concept was understood differently in moderniz-
ing Russia.20
The goal of the new ruling elite was not to realize the postulates of mod-
ernization, but to fossilize the existing reality while strengthening the executive pow-
er. The centralization of the state management structure resulted in the introduction
of political stabilization of the elites and social groups associated with the president –
security services, siloviks, and economy departments of strategic importance for the
state. This resulted in the strengthening of the vertical structure of power (вертикаль
власти), which de facto became a backbone for a strong model of presidential power
in an almost unchanged form. On the other hand, departure from the previously de-
clared and still upheld democratization tendencies turned into devising Russia’s own
conception of the development of democracy – a sovereign democracy (суверенная
демократия).21
The inefficiency of state structures and the inability to overcome the stagnation in
which Russia found itself forced the policy-makers to change their strategy towards the
other two sectors. This led to the initiation of constructive preparations to create a new
concept of management, which was to be based on three-sector cooperation: the state,
the world of business, and civil society.
However, what becomes visible here is the constant feature of Russian internal pol-
icy – the tradition of referring to the concepts, strategies, experiences, practices, and
programs existing in the West and their implementation in Russia. That was also the
case here. The change in the strategy of management was interpreted through the con-
cept of public policy, which, while closely related to the political system, comes down
to the organized activity of political actors (political parties, civil associations, govern-
ment, etc.) aimed at solving social problems in particular ways. This, in turn, is a direct
18	
А.Ю. Сунгуров, Как возникают политические инновации: “фабрики мысли” и другие институ-
ты-медиаторы, Москва 2015.
19	
A.W. Jabłoński, “Teoria i podejścia w badaniach zmiany systemów politycznych”, in B. Krauz-Mozer,
P. Ścigaj (eds.), Podejścia badawcze i metodologie w nauce o polityce, Kraków 2013, pp. 78-86.
20	
R.A. Dahl, B. Stinebrickner, Współczesna analiza polityczna, transl. by P.M. Kazimierczak, Warszawa
2007, p. 151.
21	
В.Ю. Сурков, “Национализация будущего [парагрвфы pro суверенную демократию]”, in Суве-
ренная демократия. От идеи к доктрине. Сборник статей, Москва 2007, pp. 27-44.
28 Politeja 5(62)/2019
Anna Jach
reference to another approach – neo-corporatism, which, by situating the Russian non-
governmental, non-commercial sector in the theory of civil society, allows its function-
ality to be studied.22
In other words, all political actors representing particular sectors are treated as “cor-
porations” striving to gain access to the decision-making process. The process of policy-
makers granting a privileged position to specific social groups and the interest groups
which represent them results in the development of an institutionalized system of links
between interest groups and the government. The parties strive to develop stable mech-
anisms and procedures of cooperation in the process of creating and implementing pub-
lic policy. The concentration becomes expressed through the creation of a closed form
of conducting political negotiations referred to as tripartism. This is a configuration of
institutions and agencies representing the government, the trade unions, and the non-
governmental, non-commercial sector and entrepreneurs, within which consultations
and negotiations are carried out, particularly these concerning the socio-economic pol-
icy of the state (e.g. issues of wages, prices, insurance, benefits, and income policy).23
Referring to the concept of tripartism and its application in the theory of public poli-
cy, as well as the neo-corporatist approach in contemporary Russia, proves effective both
at the level of international cooperation and that of internal policy. The adaptation of
its assumptions and the implementation of its solutions in Russia by the policy-makers
began to stimulate various spheres of social, economic, and political life of the state, ac-
tually turning into a dynamic process of recovery, visible particularly among the citizens.
The citizens, motivated by a variety of incentives to engage in the modernization pro-
cesses and increase the functionality and efficiency of the state’s structures (primarily at
the local level), started to demand with increasing determination that the policy-makers
at various levels treat them like partners. In turn, the state authorities made sure, for their
own benefit, that the citizens would form grassroots organizations or participate in the
top-down organizations founded by the state sector. From the point of view of the policy-
makers, such subjects were definitely easier to control. In addition, following the prin-
ciple of competitiveness, they instigated competition between individual social groups
regarding the provision of social services and the performance of outsourced tasks. These
privileged non-governmental, non-commercial organizations in the end comprised the
socially-oriented non-commercial organizations – СО НКО [SO NKO]. In return for
fulfilling pro-social functions and de facto substituting the state, these non-profit organi-
zations were granted numerous privileges and support of various authorities.
One of the concepts that finds application in the explanatory process of the pe-
culiarities of the non-governmental, non-commercial sector is undoubtedly the group
theory, also called the theory of social groups or the theory of society. Although in this
study it does not constitute the main research instrument, referring to it in the case of
22	
Л.В. Сморгунов, “Публичная политика как отрасль науки”, in idem (ed.), Публичная политика.
Институты, цифрование, развитие, Москва 2018, p. 15.
23	
R. Croucher, G. Wood, “Tripartism in Comparative and Historical Perspective”, Business History,
vol. 57, no. 3 (2015), p. 350.
29
Politeja 5(62)/2019 Theoretical Approaches in the Study…
Russian reality is fully justified. Strong associations of the group theory – particularly
with regard to interest groups and influence (pressure) – with the neo-corporative con-
cept indicate its viability and high popularity in countries with less strongly internal-
ized democratic values. Describing the non-governmental organizations of the non-
commercial sector as corporate social interest and/or pressure groups allows Russian
policy-makers to develop such a political strategy in the field of state governance that,
as a result of synergy, can bring the effects desired by the government. Hence interest in
these groups leads to imposing specific roles on them that they can fulfill in the politi-
cal sphere.
Firstly, as political entities (participants of public politics), they can modify or trig-
ger processes that are significant for the political system and society as a whole. Second-
ly, they are an anchor and a base for the political elite. Thirdly, they are a guarantee of
the stability of political systems. Fourthly, they participate directly or indirectly in the
process of making “strategic”, tactical, and operational decisions. Fifthly, they shape the
internal structure of power, assigning superior positions and roles to certain individuals
or subgroups in making decisions (of internal and external nature), and create specific
bonds, symbols, and rituals.24
All the aforementioned functions and resultant tasks are in line with the declared
mission and goals, and are implemented by organizations from the non-governmental,
non-commercial sector in the Russian Federation. The secondary position in this case
is taken up by issues such as the bottom-up or top-down process of their establishing,
founding institutions, sources of financing, and management of organization’s assets as
well as the area and profile of activity. By adjusting to the political realities of the Rus-
sian state, they assume the roles of state structures, often not only supporting, but de
facto replacing or displacing them. In practice, they become contractors in the imple-
mentation of tasks in the context of fulfilling socially significant duties. This, in turn,
confirms the thesis that it is necessary to maintain balance between the state, the busi-
ness, and the non-commercial sectors since such a trialistic approach is the only one to
not only guarantee stability but also determine the development of the state.
The last, quite important concept from the point of view of researching the particu-
larities of Russian non-governmental sector is the theory of participation, which was
diagnosed in terms of political participation. When analyzing the scope and levels of
the political participation of citizens, the author indicated two forms of civil participa-
tion – anti-politics, which means questioning politics and “social self-defense” follow-
ing the slogans of overcoming politics as such, and metapolitics, which means activity
for social control and regulation of the conditions for practicing politics, observing the
rules of political games and the rights of its participants, subordinating goals and policy
measures to the superior moral standards, interests, and human values25
. The list of civil
24	
A. Chodubski, “Grup teoria”, in M. Żmigrodzki (ed.), Encyklopedia politologii, vol. 1: W. Sokół,
M. Żmigrodzki (eds), Pojęcia, teorie i metody, Warszawa 2016, pp. 260-262.
25	
M. Karwat, “Polityka rzeczowa, stronnicza i metapolityka”, in T. Klementewicz (ed.), Współczesne teo-
rie polityki – od logiki do retoryki, Warszawa 2004.
30 Politeja 5(62)/2019
Anna Jach
forms of metapolitics can include the previously mentioned forms of civil disobedience
(catalogued by Gene Sharp), but also bottom-up activities whose area of activity is not
individual but general, and has deeply humanistic roots (e.g. human rights movements,
metapolitical reflection of intellectuals, etc.). Institutional forms of metapolitics such
as the Ombudsman, constitutional judicature, control function of the media, etc.26
were complemented by Russian policy-makers with vernacular solutions such as Social
Chambers, social committees, and social councils operating at ministries, departments,
and services at the federal, regional, and municipal levels. Institutional forms of partici-
pation include (apart from the non-governmental, non-commercial sector in Russia)
the so-called “civil society institutions”.
The phenomenon of the non-governmental, non-commercial sector in contempo-
rary Russia necessitates using such theoretical approaches that will allow its exploration
on a level sufficient to diagnose the social sector as well as the state and the commer-
cial sectors. The thesis regarding trialistic provenance of the studied phenomenon in
the conditions of a state that is transforming itself without a clearly defined vector of
those changes, together with the systems analysis with its characteristic neo-institution-
al as well as neo-corporatist (neo-corporationist) approach, and with the conception
of metapolitics combined with group theory, can be seen as an optimal tool to study
the non-governmental, non-commercial sector in today’s Russia. They are a suitable
instrument to analyze transformations occurring in the inner sphere of life of the Rus-
sian society as well as that of the state; this in turn, by making it possible to retrace the
changes, presents the image of a constantly changing political-social reality, also invit-
ing a number of prognostic questions.
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tucyjnego”, Wrocławskie Studia Erazmiańskie. Studia Erasmiana Wratislaviensia, vol. 8:
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Jach A. (ed.), Rewolucja rosyjska. Spuścizna. “Implementacje strategii” zmiany, Kraków 2017.
Karwat M., “Polityka rzeczowa, stronnicza i metapolityka”, in T. Klementewicz (ed.),
Współczesne teorie polityki – od logiki do retoryki, Warszawa 2004.
Karwat M., Uczestnictwo w polityce. Społeczne ramy zjawiska, Pułtusk Academy of Humanities,
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rosyjska. Spuścizna. “Implementacje strategii” zmiany, Kraków 2017.
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Anna Jach
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Young D.R., If Not for Profit, for What? A Behavioral Theory of the Nonprofit Sector Based on
Entrepreneurship, Lexington 1983.
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и политическая трансформация России, Москва 2006.
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тика. Институты, цифрование, развитие, Москва 2018.
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ный институционализм и политическая трансформация России, Москва 2006.
Anna Jach − doctor of political science, historian, assistant professor at the Chair
of Eurasian Area Studies in the Institute of Russian and East European Studies at the
Faculty of International and Political Studies of the Jagiellonian University in Kraków.
She specializes in the history of the 20th
and 21st
centuries, particularly the history of
the USSR and Russia, Polish-Russian relations, political system transformation as well
as the functioning of the non-governmental, non-commercial sector, i.e. the third sec-
tor in Russia.
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Theoretical approaches in the study of the non-governmental, non-commercial sector in modern Russia

  • 1. See discussions, stats, and author profiles for this publication at: https://www.researchgate.net/publication/342310339 Theoretical Approaches in the Study of the Non-Governmental, Non- Commercial Sector in Modern Russia Article  in  Politeja · December 2019 DOI: 10.12797/Politeja.16.2019.62.02 CITATIONS 0 READS 3 1 author: Jach Maria Anna Jagiellonian University 35 PUBLICATIONS   1 CITATION    SEE PROFILE All content following this page was uploaded by Jach Maria Anna on 24 September 2020. The user has requested enhancement of the downloaded file.
  • 2. Articles The Systemic Transformation Abstract Politeja No. 5(62), 2019, pp. 21-32 https://doi.org/10.12797/Politeja.16.2019.62.02 Anna Jach Jagiellonian University in Kraków anna.jach@uj.edu.pl Theoretical Approaches in the Study of the Non-Governmental, Non-Commercial Sector in Modern Russia1 As part of a political system constituted by individuals and social groups, due to its pro publico bono activities, the non-governmental, non-commercial sec- tor (also known as institutions of civil society) is usually referred to by different terms, both in foreign (English) and Russian languages. Since the Russian non- governmental,non-commercialsector(некоммерческая неправительственная организация) is not identical to its Western variants, it exhibits a number of dif- ferences, the sources of which are both exogenous and endogenous conditions. The issue of the specificities of the non-governmental, non-commercial sector can be researched through a system analysis. The theoretical context for this method creates a new institutionalism, also called neo-institutionalism. In turn, the institutional analysis refers to such theories as systemic change and neo-cor- poratism as well as the theory of participation or political participation. What turned out to be indispensable were the models defining the conceptual frame- work for such phenomena as group theory – interest/pressure, or metapolitics, but with regard to its civil forms of participation. The abovementioned methods and stances prove the complexity of the presented subject – the multifaceted nature of the problem, where the exploratory field requires referring to research techniques and tools from many related disciplines. The issue of the non-gov- 1 This article is a shortened version of a fragment focusing on theoretical approaches in the process of researching the non-governmental, non-commercial sector in contemporary Russia, published in the work Pozarządowy sektor niekomercyjny w Rosji 2000-2018. Osobliwości funkcjonowania. The Non-Governmental, Non-Commercial Sector in Russia in 2000-2018. Peculiarities of Functioning. Не- правительственный некоммерческий сектор в России в 2000-2018 гг. Особенности функциониро- вания, Kraków 2019.
  • 3. 22 Politeja 5(62)/2019 Anna Jach ernmental, non-commercial sector in contemporary Russia should be perceived as a specific phenomenon, primarily because this sector is developing, no matter what transformations of an internal nature occur. Its exploration requires using such theoretical approaches that will allow its mechanisms to be defined. Such an approach must include the specifics of the society and the state within which the social sector develops. Therefore the presentation of theoretical premises ap- plied in research on non-governmental, non-commercial sector in today’s Russia is the first step in diagnosing the phenomenon of the functioning of a non-gov- ernmental, non-commercial sector in the conditions of an authoritarian state. Key words: Russia, non-governmental, non-commercial sector, system analysis, neo-corporatist approach, neo-institutional analysis The main objective of the study is to present the specificity of the Russian non- governmental, non-commercial sector as a phenomenon of trialistic provenance in the context of a state undergoing the process of transformation without a clearly de- fined vector. The transformation, which has continued for over 30 years, has been ac- companied by the assumption that all aspects of the citizens’ socio-political and private lives should be controlled. This has been a constant tendency perpetuated by past expe- rience, never questioned by anyone before, even in the “time of troubles” in the 1990s.2 Apart from European (French, German, Italian and Swedish) tradition of bottom- up social activity of institutions from the non-governmental, non-commercial sector,3 the most widespread concept of the non-governmental sector is the classic definition of non-profit organizations and the non-commercial sector, which reflects the American tradition of understanding the third sector. However, since this can also be applied to Russian reality, referring to this definition is fully justified. According to it, the non- governmental, non-commercial sector is made up of organizations which a) are formal or unofficial, which means that they are institutionalized to some extent, and that, in general, they have legal personality; b) are private institutions, that is, separate from the state and organizations directly related to the government; c) are independent in the sense that they themselves must determine their own rules and authorities competent to make decisions; d) cannot distribute profit to their members and management; e) involve volunteers and donors in their activities, and their membership is voluntary.4 The experiences of the Russian third sector are not a very faithful copy of European solutions,butwereimplementedmuchlaterduetothespecificityofthesocio-economic 2 A. Skrzypek, Druga smuta. Zarys dziejów Rosji 1985-2004, Warszawa 2004. 3 H. Anheier, S. Mertens, “Sektor non profit w perspektywie międzynarodowej i europejskiej: dane, teo- ria i statystyka”, in A. Gałązka, J. Herbst (eds.), Trzeci sektor dla zaawansowanych. Współczesne teorie trzeciego sektora. Wybór tekstów, transl. by J. Popowski, Warszawa 2006, p. 72. 4 J. Defourny, P. Develtere, “Ekonomia społeczna: ogólnoświatowy trzeci sektor”, in A. Gałązka, J. Herbst (eds.), Trzeci sektor dla zaawansowanych…, pp. 27-28.
  • 4. 23 Politeja 5(62)/2019 Theoretical Approaches in the Study… development of the society and internal political conditions. The concept of a non- governmental, non-commercial sector understood through the prism of economics, and hence the efficiency and effectiveness of state management, became a strategy ele- ment only as a result of the long-term, adverse consequences of both economic crises (1998, 2008), which shook the socio-economic foundations of the state. These circum- stances resulted in a shift towards European traditions; however, such practices had ex- isted in Russia at earlier stages of its statehood. The change of management direction from state to socio-state was the consequence of the decision makers defining key areas of activity in which the sector’s initiative was not only desirable but even indispensable. These areas were included in the category of socially oriented non-profit organizations (социально ориентированныe некоммерческиe организации – СО НКО). Within their framework, the institutions which formed this socially-oriented, non-commercial sector, such as consumers’ cooperatives, associations, mutual societies and social foun- dations, particularly those of a regional and local nature, became “social enterprises” (социальные предпринимательства), acting rather for the benefit of their members or wider communities than for maximizing investors’ profits. In this perspective, the social impact of such enterprises (which are usually non-profit organizations) on soci- ety is not only a consequence or a side effect of their business, but also their motivation in itself.5 Organizations oriented towards social activity have found themselves in a group of privileged – and thus state-supported – institutions, since by fulfilling service functions for the public or their own members, they create a space for voluntary work. In turn, ad- vocacyorganizationsareinadifferentposition,beingthevoiceofthecivilsocietytowards the institutions of power. They create a public space for active voluntary action and, be- cause they maintain some degree of autonomy and provide services aimed at unblocking the “channel of influence”, they are often perceived by the authorities as “hostile”.6 The peculiarity of the organization of Russian social reality determines the discrep- ancy between the environmental needs of the citizens and the formally designed in- stitutional structure established to meet these needs. The essence of this discrepancy reflects the basic contradictions characterizing the relationship between power and so- ciety in Russia. Within it, there were visible tendencies on both sides to selectively ap- ply the law and restore state control over institutions that “escaped” it. The key of the program was the modernization announced in 2000, which in fact meant the stabiliza- tion of the power structure through its centralization, and not – as it had been expect- ed – by democratization.7 The specific way in which the non-commercial, non-governmental sector in Rus- sia functions in the 21st century is directly related to such phenomena as “typicality” 5 M. Nyssens, “The Third Sector and the Social Inclusion Agenda. The Role of Social Enterprises in the Field of Work Integration”, in S.P. Osborne (ed.), The Third Sector in Europe. Prospects and Challenges, London–New York 2008, p. 88. 6 M. Kiviniemi, “Conclusions. The State of Our Knowledge and Future Challenges”, in S.P. Osborne (ed.), The Third Sector in Europe…, p. 360. 7 A. Skrzypek, Putinada. Rosja – kraj kierowanej demokracji, Warszawa 2014, p. 104.
  • 5. 24 Politeja 5(62)/2019 Anna Jach and “peculiarity”, which – when considering the world with regard to order, normality, familiarity, chaos, anomaly and strangeness – emphasize “obviousness”, “ordinariness” and “peculiarities” which exist in them.8 Assuming that the third sector organizations, being one of the key elements of a po- litical system, are subject to the same transformations as the society and the system itself,9 there is a logical justification to the idea of including them in the concept of four dimensions of social structures when referring to the above categories of differ- ences. This can not only be used to indicate the specificity of normative structures of social life (rules of action), collective or social consciousness (beliefs, views), access to resources and specific goods as a result of social interests (privileges and disabilities) or mutual interactions between entities, but above all it can be used to diagnose what these “peculiarities” and “ordinariness” constituting an immanent part of the social sys- tem really are.10 Assuming that the Russian non-governmental, non-commercial sector is made up of social structures that can be described with such theoretical concepts as “social or- ganization” – “non-profit organization” – “non-commercial organization” – “non-gov- ernmental organization” – “third-sector organization” – “organization of the non-gov- ernmental sector”, it can be said that they describe an organization which: 1. is not part of the state apparatus, even if it can receive support from government sources; 2. will not, according to the law, distribute its profit to the owners or other persons controlling the organization, i.e. members, shareholders, founders, employees or members of the management bodies (non-distribution constraint); 3. has a structure and displays regu- lar activities, regardless of whether it is formalized and has a statute, or is an informal association, or is registered in accordance with the law; 4. has voluntary membership; 5. does not strive for power; 6. is self-governing; 7. has joint authority; 8. allocates pos- sible surpluses to statutory purposes (a not-for-profit organization).11 The above operational-structural definition developed during international re- search on the non-commercial sector should be supplemented with a functional ap- proach which points to the division of tasks in a society between various organizational forms, assuming the three-sectoral definition of a state.12 It is the state’s trialistic con- cept together with the principles of constitutional law, the law of preferences, and the law of commercial activity which implies that the boundaries between the state, the commercial, and non-governmental sectors influence the division of tasks. What binds 8 J. Łotman, B. Uspienski, “‘Odszczepieniec’ i ‘odszczepieństwo’ jako pozycje społeczno-psychologiczne w kulturze rosyjskiej – na materiale z epoki przedpiotrowej (‘Swoje’ i ‘obce’ w historii kultury rosyj- skiej)”, in B. Żyłko (ed.), Semiotyka dziejów Rosji, transl. by B. Żyłko, Łódź 1993, pp. 62-77; Z. Bau- man, Ponowoczesność jako źródło cierpień, Warszawa 2000, pp. 11-34; M. Douglas, Czystość i zmaza. Analiza pojęć nieczystości i tabu, transl. by M. Bucholc, Warszawa 2007. 9 W. Gumuła, Teoria osobliwości społecznych. Zaskakująca transformacja w Polsce, Warszawa 2008, p. 18. 10 P. Sztompka, Socjologia. Analiza społeczeństwa, Kraków 2012, pp. 174-175. 11 L.M. Salamon, W.S. Sokolowski, R. List, Global Civil Society. An Overview, Baltimore 2003, pp. 7-8. 12 J.G. Simon, “Foreword”, in D.R. Young, If Not for Profit, for What? A Behavioral Theory of the Nonprof- it Sector Based on Entrepreneurship, Lexington 1983.
  • 6. 25 Politeja 5(62)/2019 Theoretical Approaches in the Study… the above regulations is the law of state supervision, whose presence is crucial since it is a mechanism that can ensure the effectiveness of any type of public law regulating the third sector.13 Such an understanding of the functionality of the non-governmental, non-com- mercial sector is followed by an analysis of institutionalized civil initiatives that have no intention of gaining power or participating in a political game, but which exist, firstly, to solve social problems that the state cannot solve or does not solve, and sec- ondly, to introduce such an interpretation of the social world into the public discourse that is close to all members of a given non-governmental organization. On this ground, the assertion that grassroots civil society, manifested as the non-governmental, non- commercial sector, will indispensably emerge, means consent to the functioning of the voluntary self-organization of members of the society in Russia, who organize them- selves and associate in order to realize and meet their common needs and interests.14 In this view, if state power is a tool of leadership (control) over society, a tool character- ized by trust in a special institutionalized and legal apparatus of coercion, then on the one hand it is a self-organizing system with horizontal social ties between members of society, and on the other hand it is a hierarchical system with vertical social con- nections. Such a formulation of the semantic field of civil society facilitates a deeper reflection on its functionality in the conditions of a transforming state with no vector of transformations eventually oriented either towards polyarchy or authoritarianism. The peculiarities of the functioning of the civil society in the conditions of an au- thoritarian state, which contemporary Russia undoubtedly is, thus reveal not only the peculiarities of the political system but also the uniqueness of the non-governmental, non-commercial sector. The issue of the peculiarities of the non-governmental, non-commercial sector can be researched through system analysis. The theoretical context for this method creates a new institutionalism, also called neo-institutionalism. In turn, the institutional analy- sis refers to such theories as systemic change and neo-corporatism as well as the theory of political participation. What turned out to be indispensable were the models defin- ing the conceptual framework for such phenomena as group theory – interest/pressure, or metapolitics, but with regard to its civil forms of participation. The abovementioned methods and stances prove the complexity of the presented subject – the multifacet- ed nature of the problem, the exploratory field of which requires referring to research techniques and tools from many related disciplines. The theoretical current that constitutes the basis for analyzing the peculiarities of the functioning of the non-governmental, non-commercial sector, understood as a sep- arate social subsystem within the political system in Russia in the years 2000-2018 is the neo-institutional direction.15 Within the framework of this current, a convenient 13 M. Kisilowski, Prawo sektora pozarządowego. Analiza funkcjonalna, Warszawa 2009, pp. 33, 36-40. 14 “Выступление на открытии Гражданского форума”, Президент России, 21 November 2001, at <http://kremlin.ru/events/president/transcripts/21408>. 15 J.G. March, J.P. Olsen, “The New Institutionalism: Organizational Factors in Political Life”, American
  • 7. 26 Politeja 5(62)/2019 Anna Jach tool for researching proceedings is system analysis. Since a political system is under- stood as an organization of elements having a specific structure, internally organized into one composition, it can be treated as a synergy of interacting elements that are a single, target-oriented system.16 These elements that constitute the system are charac- terized by the presence of specific attributes that come into specific relationships. This facilitated sketching a study on the role of the non-governmental, non-commercial sys- tem as one of the main factors shaping the model of state governance. The system method can be fully applied to the study on functions performed by all three sectors with regard to the implementation of public policy strategies; how- ever, it is worth emphasizing that the third element here (together with the state and the social sector), is not the business, but experts. Obviously, what is meant here is not an elimination of the second (private) sector from the concept of the function- ing of a state, but rather a modification of its assumptions. Together with the three sectors – the first (state), the second (commercial), and the third (social) – the expert sector is comparable with the other segments of the modern Russian state in the 21st century. When explaining the issue of three-sector synergy in the field of cooperation for modern socio-political management, Russian researchers justify the need to include a group of specialists in the structure shaping Russian reality with pragmatic reasons. By using the system-functional approach, they focus in this case on the concept of “in- puts” and “outputs” of the system, and on this basis, rightly analyze the process of par- ticipation of the non-governmental, non-commercial sector in the broadly understood decision-making process of the state. Confirmed in practice, this approach, on the one hand, proves the courage and determination of social activists involved in the activities of numerous social associations and demonstrates the effectiveness of their lobbying and influence in the field, but on the other hand, what it reveals are rather the claims and hopes of the representatives of the intellectual middle class from urban university centers to become a partner for the authorities. This aspect of socio-political life also needed to be included in the research process; what was used to diagnose it was not only the system method but also the historical method since the sources of these social expectations come from both the perestroika and the Yeltsin era.17 The exemplifica- tion of forms of the self-organization of academic communities (from which the insti- tutions come) which associate experts–mediators are the so-called “think tanks” and Political Science Review, vol. 78, no. 3 (1984), pp. 734-749; P.A. Hall, R.C.R. Taylor, “Political Science and Three New Institutionalisms”, Political Studies, vol. 44, no. 4 (1996), pp. 936-967, at <https:// www.mpifg.de/pu/mpifg_dp/dp96-6.pdf>; A. Antoszewski, “System polityczny jako przedmiot badań politologii i nauki prawa konstytucyjnego”, Wrocławskie Studia Erazmiańskie. Studia Erasmia- na Wratislaviensia, vol. 8: Rozprawa o metodzie prawa i polityki. Discourse on the Methods of Law and Politics (2014), pp. 19-20. 16 A. Antoszewski, “System polityczny…”, p. 20. 17 А.Ю. Сунгуров, “Публичная политика: основные направления исследований (мировой и российский опыт)”, Публичная политика, no. 1 (2017), pp. 8-28; A. Sungurow, “Rosyjskie i radzieckie tradycje udziału przedstawicieli środowiska akademickiego w polityce. Władimir Wier- nadski, Andriej Sacharow i inni”, in A. Jach (ed.), Rewolucja rosyjska. Spuścizna. “Implementacje strate- gii” zmiany, Kraków 2017, pp. 81-90.
  • 8. 27 Politeja 5(62)/2019 Theoretical Approaches in the Study… professional consulting associations, whose activity confirms the thesis about the per- manent fluctuation of Russian society, regardless of the current vector of internal policy and the political regime.18 The analysis of the peculiarities of the non-governmental, non-commercial sector would be incomplete without referring to the conceptual framework of the systemic change theory, which is an interesting step in the context of the strategy of modernizing the state in the spirit of the challenges of the 21st century, announced in 2000 in Russia by the new Kremlin ruler Vladimir Putin. The concept of modernization is defined as a multifaceted process of transition from traditional to modern society,19 which takes place at the socio-economic, cultural, and political levels, using instruments such as: industrialization, urbanization, education, technological, and organizational progress. However, it is worth noting that this concept was understood differently in moderniz- ing Russia.20 The goal of the new ruling elite was not to realize the postulates of mod- ernization, but to fossilize the existing reality while strengthening the executive pow- er. The centralization of the state management structure resulted in the introduction of political stabilization of the elites and social groups associated with the president – security services, siloviks, and economy departments of strategic importance for the state. This resulted in the strengthening of the vertical structure of power (вертикаль власти), which de facto became a backbone for a strong model of presidential power in an almost unchanged form. On the other hand, departure from the previously de- clared and still upheld democratization tendencies turned into devising Russia’s own conception of the development of democracy – a sovereign democracy (суверенная демократия).21 The inefficiency of state structures and the inability to overcome the stagnation in which Russia found itself forced the policy-makers to change their strategy towards the other two sectors. This led to the initiation of constructive preparations to create a new concept of management, which was to be based on three-sector cooperation: the state, the world of business, and civil society. However, what becomes visible here is the constant feature of Russian internal pol- icy – the tradition of referring to the concepts, strategies, experiences, practices, and programs existing in the West and their implementation in Russia. That was also the case here. The change in the strategy of management was interpreted through the con- cept of public policy, which, while closely related to the political system, comes down to the organized activity of political actors (political parties, civil associations, govern- ment, etc.) aimed at solving social problems in particular ways. This, in turn, is a direct 18 А.Ю. Сунгуров, Как возникают политические инновации: “фабрики мысли” и другие институ- ты-медиаторы, Москва 2015. 19 A.W. Jabłoński, “Teoria i podejścia w badaniach zmiany systemów politycznych”, in B. Krauz-Mozer, P. Ścigaj (eds.), Podejścia badawcze i metodologie w nauce o polityce, Kraków 2013, pp. 78-86. 20 R.A. Dahl, B. Stinebrickner, Współczesna analiza polityczna, transl. by P.M. Kazimierczak, Warszawa 2007, p. 151. 21 В.Ю. Сурков, “Национализация будущего [парагрвфы pro суверенную демократию]”, in Суве- ренная демократия. От идеи к доктрине. Сборник статей, Москва 2007, pp. 27-44.
  • 9. 28 Politeja 5(62)/2019 Anna Jach reference to another approach – neo-corporatism, which, by situating the Russian non- governmental, non-commercial sector in the theory of civil society, allows its function- ality to be studied.22 In other words, all political actors representing particular sectors are treated as “cor- porations” striving to gain access to the decision-making process. The process of policy- makers granting a privileged position to specific social groups and the interest groups which represent them results in the development of an institutionalized system of links between interest groups and the government. The parties strive to develop stable mech- anisms and procedures of cooperation in the process of creating and implementing pub- lic policy. The concentration becomes expressed through the creation of a closed form of conducting political negotiations referred to as tripartism. This is a configuration of institutions and agencies representing the government, the trade unions, and the non- governmental, non-commercial sector and entrepreneurs, within which consultations and negotiations are carried out, particularly these concerning the socio-economic pol- icy of the state (e.g. issues of wages, prices, insurance, benefits, and income policy).23 Referring to the concept of tripartism and its application in the theory of public poli- cy, as well as the neo-corporatist approach in contemporary Russia, proves effective both at the level of international cooperation and that of internal policy. The adaptation of its assumptions and the implementation of its solutions in Russia by the policy-makers began to stimulate various spheres of social, economic, and political life of the state, ac- tually turning into a dynamic process of recovery, visible particularly among the citizens. The citizens, motivated by a variety of incentives to engage in the modernization pro- cesses and increase the functionality and efficiency of the state’s structures (primarily at the local level), started to demand with increasing determination that the policy-makers at various levels treat them like partners. In turn, the state authorities made sure, for their own benefit, that the citizens would form grassroots organizations or participate in the top-down organizations founded by the state sector. From the point of view of the policy- makers, such subjects were definitely easier to control. In addition, following the prin- ciple of competitiveness, they instigated competition between individual social groups regarding the provision of social services and the performance of outsourced tasks. These privileged non-governmental, non-commercial organizations in the end comprised the socially-oriented non-commercial organizations – СО НКО [SO NKO]. In return for fulfilling pro-social functions and de facto substituting the state, these non-profit organi- zations were granted numerous privileges and support of various authorities. One of the concepts that finds application in the explanatory process of the pe- culiarities of the non-governmental, non-commercial sector is undoubtedly the group theory, also called the theory of social groups or the theory of society. Although in this study it does not constitute the main research instrument, referring to it in the case of 22 Л.В. Сморгунов, “Публичная политика как отрасль науки”, in idem (ed.), Публичная политика. Институты, цифрование, развитие, Москва 2018, p. 15. 23 R. Croucher, G. Wood, “Tripartism in Comparative and Historical Perspective”, Business History, vol. 57, no. 3 (2015), p. 350.
  • 10. 29 Politeja 5(62)/2019 Theoretical Approaches in the Study… Russian reality is fully justified. Strong associations of the group theory – particularly with regard to interest groups and influence (pressure) – with the neo-corporative con- cept indicate its viability and high popularity in countries with less strongly internal- ized democratic values. Describing the non-governmental organizations of the non- commercial sector as corporate social interest and/or pressure groups allows Russian policy-makers to develop such a political strategy in the field of state governance that, as a result of synergy, can bring the effects desired by the government. Hence interest in these groups leads to imposing specific roles on them that they can fulfill in the politi- cal sphere. Firstly, as political entities (participants of public politics), they can modify or trig- ger processes that are significant for the political system and society as a whole. Second- ly, they are an anchor and a base for the political elite. Thirdly, they are a guarantee of the stability of political systems. Fourthly, they participate directly or indirectly in the process of making “strategic”, tactical, and operational decisions. Fifthly, they shape the internal structure of power, assigning superior positions and roles to certain individuals or subgroups in making decisions (of internal and external nature), and create specific bonds, symbols, and rituals.24 All the aforementioned functions and resultant tasks are in line with the declared mission and goals, and are implemented by organizations from the non-governmental, non-commercial sector in the Russian Federation. The secondary position in this case is taken up by issues such as the bottom-up or top-down process of their establishing, founding institutions, sources of financing, and management of organization’s assets as well as the area and profile of activity. By adjusting to the political realities of the Rus- sian state, they assume the roles of state structures, often not only supporting, but de facto replacing or displacing them. In practice, they become contractors in the imple- mentation of tasks in the context of fulfilling socially significant duties. This, in turn, confirms the thesis that it is necessary to maintain balance between the state, the busi- ness, and the non-commercial sectors since such a trialistic approach is the only one to not only guarantee stability but also determine the development of the state. The last, quite important concept from the point of view of researching the particu- larities of Russian non-governmental sector is the theory of participation, which was diagnosed in terms of political participation. When analyzing the scope and levels of the political participation of citizens, the author indicated two forms of civil participa- tion – anti-politics, which means questioning politics and “social self-defense” follow- ing the slogans of overcoming politics as such, and metapolitics, which means activity for social control and regulation of the conditions for practicing politics, observing the rules of political games and the rights of its participants, subordinating goals and policy measures to the superior moral standards, interests, and human values25 . The list of civil 24 A. Chodubski, “Grup teoria”, in M. Żmigrodzki (ed.), Encyklopedia politologii, vol. 1: W. Sokół, M. Żmigrodzki (eds), Pojęcia, teorie i metody, Warszawa 2016, pp. 260-262. 25 M. Karwat, “Polityka rzeczowa, stronnicza i metapolityka”, in T. Klementewicz (ed.), Współczesne teo- rie polityki – od logiki do retoryki, Warszawa 2004.
  • 11. 30 Politeja 5(62)/2019 Anna Jach forms of metapolitics can include the previously mentioned forms of civil disobedience (catalogued by Gene Sharp), but also bottom-up activities whose area of activity is not individual but general, and has deeply humanistic roots (e.g. human rights movements, metapolitical reflection of intellectuals, etc.). Institutional forms of metapolitics such as the Ombudsman, constitutional judicature, control function of the media, etc.26 were complemented by Russian policy-makers with vernacular solutions such as Social Chambers, social committees, and social councils operating at ministries, departments, and services at the federal, regional, and municipal levels. Institutional forms of partici- pation include (apart from the non-governmental, non-commercial sector in Russia) the so-called “civil society institutions”. The phenomenon of the non-governmental, non-commercial sector in contempo- rary Russia necessitates using such theoretical approaches that will allow its exploration on a level sufficient to diagnose the social sector as well as the state and the commer- cial sectors. The thesis regarding trialistic provenance of the studied phenomenon in the conditions of a state that is transforming itself without a clearly defined vector of those changes, together with the systems analysis with its characteristic neo-institution- al as well as neo-corporatist (neo-corporationist) approach, and with the conception of metapolitics combined with group theory, can be seen as an optimal tool to study the non-governmental, non-commercial sector in today’s Russia. They are a suitable instrument to analyze transformations occurring in the inner sphere of life of the Rus- sian society as well as that of the state; this in turn, by making it possible to retrace the changes, presents the image of a constantly changing political-social reality, also invit- ing a number of prognostic questions. Bibliography Anheier H., Mertens S., “Sektor non profit w perspektywie międzynarodowej i europejskiej: dane, teoria i statystyka”, in A. Gałązka, J. Herbst (eds.), Trzeci sektor dla zaawansowanych. Współczesne teorie trzeciego sektora. Wybór tekstów, transl. by J. Popowski, Warszawa 2006. Antoszewski A., “System polityczny jako przedmiot badań politologii i nauki prawa konsty- tucyjnego”, Wrocławskie Studia Erazmiańskie. Studia Erasmiana Wratislaviensia, vol. 8: Rozprawa o metodzie prawa i polityki. Discourse on the Methods of Law and Politics (2014). Bauman Z., Ponowoczesność jako źródło cierpień, Warszawa 2000. Chodubski A., “Grup teoria”, in M. Żmigrodzki (ed.), Encyklopedia politologii, vol. 1: W. Sokół, M. Żmigrodzki (eds.), Pojęcia, teorie i metody, Warszawa 2016. Croucher R., Wood G., “Tripartism in Comparative and Historical Perspective”, Business His- tory, vol. 57, no. 3 (2015), https://doi.org/10.1080/00076791.2014.983479. Dahl R.A., Stinebrickner B., Współczesna analiza polityczna, transl. by P.M. Kazimierczak, War- szawa 2007. 26 Idem, Uczestnictwo w polityce. Społeczne ramy zjawiska, Pułtusk Academy of Humanities, Faculty of Political Science, academic year 2001/2002, winter/summer term, year 1, subject: Partycypacja i ani- macja społeczna [unpublished academic scripts for students].
  • 12. 31 Politeja 5(62)/2019 Theoretical Approaches in the Study… Defourny J., Develtere P., “Ekonomia społeczna: ogólnoświatowy trzeci sektor”, in A. Gałązka, J. Herbst (eds.), Trzeci sektor dla zaawansowanych. Współczesne teorie trzeciego sektora. Wybór tekstów, transl. by J. Popowski, Warszawa 2006. Douglas M., Czystość i zmaza. Analiza pojęć nieczystości i tabu, transl. by M. Bucholc, Warszawa 2007. Gałązka A., Herbst J. (eds.), Trzeci sektor dla zaawansowanych. Współczesne teorie trzeciego sek- tora. Wybór tekstów, transl. by J. Popowski, Warszawa 2006. Gumuła W., Teoria osobliwości społecznych. Zaskakująca transformacja w Polsce, Warszawa 2008. Hall P.A., Taylor R.C.R., “Political Science and Three New Institutionalisms”, Political Studies, vol. 44, no. 4 (1996), at <https://www.mpifg.de/pu/mpifg_dp/dp96-6.pdf>. Jabłoński A.W., “Teoria i podejścia w badaniach zmiany systemów politycznych”, in B. Krauz- Mozer, P. Ścigaj (eds.), Podejścia badawcze i metodologie w nauce o polityce, Kraków 2013. Jach A. (ed.), Rewolucja rosyjska. Spuścizna. “Implementacje strategii” zmiany, Kraków 2017. Karwat M., “Polityka rzeczowa, stronnicza i metapolityka”, in T. Klementewicz (ed.), Współczesne teorie polityki – od logiki do retoryki, Warszawa 2004. Karwat M., Uczestnictwo w polityce. Społeczne ramy zjawiska, Pułtusk Academy of Humanities, Faculty of Political Science, academic year 2001/2002, winter/summer term, year 1, subject: Partycypacja i animacja społeczna [unpublished academic scripts for students]. Kisilowski M., Prawo sektora pozarządowego. Analiza funkcjonalna, Warszawa 2009. Kiviniemi M., “Conclusions. The State of Our Knowledge and Future Challenges”, in S.P. Os- borne (ed.), The Third Sector in Europe. Prospects and Challenges, London–New York 2008, https://doi.org/10.4324/9780203932827. Klementewicz T. (ed.), Współczesne teorie polityki – od logiki do retoryki, Warszawa 2004. Krauz-Mozer B., Ścigaj P. (eds.), Podejścia badawcze i metodologie w nauce o polityce, Kraków 2013. Łotman J., Uspienski B., “‘Odszczepieniec’ i ‘odszczepieństwo’ jako pozycje społeczno- psychologiczne w kulturze rosyjskiej – na materiale z epoki przedpiotrowej (‘Swoje’ i ‘obce’ w historii kultury rosyjskiej)”, in B. Żyłko (ed.), Semiotyka dziejów Rosji, transl. by B. Żyłko, Łódź 1993. March J.G., Olsen J.P., “The New Institutionalism: Organizational Factors in Political Life”, American Political Science Review, vol. 78, no. 3 (1984), https://doi.org/10.2307/1961840. Nyssens M., “The Third Sector and the Social Inclusion Agenda. The Role of Social Enterprises in the Field of Work Integration”, in S.P. Osborne (ed.), The Third Sector in Europe. Pros- pects and Challenges, London–New York 2008, https://doi.org/10.4324/9780203932827. Osborne S.P. (ed.), The Third Sector in Europe. Prospects and Challenges, London–New York 2008, https://doi.org/10.4324/9780203932827. Salamon L.M., Sokolowski W.S., List R., Global Civil Society. An Overview, Baltimore 2003. Simon J.G., “Foreword”, in D.R. Young, If Not for Profit, for What? A Behavioral Theory of the Nonprofit Sector Based on Entrepreneurship, Lexington 1983. Skrzypek A., Druga smuta. Zarys dziejów Rosji 1985-2004, Warszawa 2004. Skrzypek A., Putinada. Rosja – kraj kierowanej demokracji, Warszawa 2014. Sungurow A., “Rosyjskie i radzieckie tradycje udziału przedstawicieli środowiska akademick- iego w polityce. Władimir Wiernadski, Andriej Sacharow i inni”, in A. Jach (ed.), Rewolucja rosyjska. Spuścizna. “Implementacje strategii” zmiany, Kraków 2017.
  • 13. 32 Politeja 5(62)/2019 Anna Jach Sztompka P., Socjologia. Analiza społeczeństwa, Kraków 2012. Young D.R., If Not for Profit, for What? A Behavioral Theory of the Nonprofit Sector Based on Entrepreneurship, Lexington 1983. Żmigrodzki M. (ed.), Encyklopedia politologii, vol. 1: W. Sokół, M. Żmigrodzki (eds.), Pojęcia, teorie i metody, Warszawa 2016. Żyłko B. (ed.), Semiotyka dziejów Rosji, transl. by B. Żyłko, Łódź 1993. “Выступление на открытии Гражданского форума”, Президент России, 21 November 2001, at <http://kremlin.ru/events/president/transcripts/21408>. Патрушев С.В. (ed.), Институциональная политология. Cовременный институционализм и политическая трансформация России, Москва 2006. Сморгунов Л.В. (ed.), Публичная политика. Институты, цифрование, развитие, Москва 2018. Сморгунов Л.В., “Публичная политика как отрасль науки”, in idem (ed.), Публичная поли- тика. Институты, цифрование, развитие, Москва 2018. Сунгуров А.Ю., “Публичная политика: основные направления исследований (мировой и российский опыт)”, Публичная политика, no. 1 (2017). Сунгуров А.Ю., Как возникают политические инновации: “фабрики мысли” и другие инсти- туты-медиаторы, Москва 2015. Сурков В.Ю., “Национализация будущего [парагрвфы pro суверенную демократию]”, in Суверенная демократия. От идеи к доктрине. Сборник статей, Москва 2007. Хлопин А.Д., “Российский социум: границы общностей и парадоксы их институциональ- ной интеграции”, in С.В. Патрушев (ed.), Институциональная политология. Cовремен- ный институционализм и политическая трансформация России, Москва 2006. Anna Jach − doctor of political science, historian, assistant professor at the Chair of Eurasian Area Studies in the Institute of Russian and East European Studies at the Faculty of International and Political Studies of the Jagiellonian University in Kraków. She specializes in the history of the 20th and 21st centuries, particularly the history of the USSR and Russia, Polish-Russian relations, political system transformation as well as the functioning of the non-governmental, non-commercial sector, i.e. the third sec- tor in Russia. View publication stats View publication stats