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The Innovation Gap
Why the Justice System Has Failed
to Keep Pace with Technology
and What to Do About It
Robert J. Ambrogi
LSC Innovation in Technology
Conference
January 10, 2018
The tools have
evolved, but the
practice has not.
80%
low-income
60%
moderate-income
47%
domestic violence cases
turned away
$27 million
IOLTA fell
191 to 128
Legal aid lawyers fell
800K to 974K
Eligibility grew.
“Technology can and must
play a vital role in
transforming service
delivery so that all poor
people in the United States
with an essential civil legal
need obtain some form of
effective assistance.”
The problem is not
that we lack innovative technology,
it is that the system resists
innovation.
The future is
already here —
it's just not very
evenly distributed.
-William Gibson
Lawyers fear
technology.
Lawyers lack
competence in
technology.
“I have to confess to this
court, I am not computer
literate. I have not found
presence in the cybernetic
revolution. I need a
secretary to help me turn on
the computer. This was out
of my bailiwick.”
The legal profession is
a protectionist guild
that sees innovation
as a threat.
The law firm
profit model
favors
inefficiency.
It is difficult to get a
man to understand
something when his
salary depends
upon his not
understanding it.
-Upton Sinclair
Courts are stuck in
a vicious circle
that blocks
change.
Tech investment
goes where the
money is.
We need to reboot
the system.
1. Require tech
competence.
ABA Model Rule
1.1, Comment 8
“To maintain the requisite
knowledge and skill, a lawyer
should keep abreast of
changes in the law and its
practice, including the
benefits and risks
associated with relevant
technology … .”
28 States Have Adopted Comment 8
• CA Formal Opinion No. 2015-193
• ABA Formal Opinion 477 (2017)
• Understand the nature of any threat.
• Understand how client confidential info is
transmitted and stored.
• Understand and use reasonable electronic
security measures.
• Train lawyers and assistants in
technology and information security.
• Conduct due diligence on vendors
providing communication technology.
2. Require – or at least provide –
tech training.
Procertas Legal Tech Assessment
Word
• Accept/Turn-off changes and
comments
• Cut & Paste
• Replace text
• Format text
• Footers
• Insert hyperlink
• Apply/Modify style
• Insert/Update cross-references
• Insert page break
• Insert non-breaking space
• Clean document properties
• Create comparison document
Excel
• Copy/Rename worksheet
• Insert column
• Format column width
• Format text
• Sort
• Filter
• Remove duplicates
• Divide
• Count
• Sum
• Average
• Prepare to print
PDF
• Convert Word & Excel
documents to PDF
• Create single PDF from
multiple files
• Recognize text (OCR)
• Extract page
• Highlight text
• Redact information
• Insert footer
• Create bookmark
• Create internal link
• Remove hidden Info
• Password protect
3. Push (shame) law firms
to innovate.
My hope is that clients, including
legal departments, will consult
this index and engage in deep
discussions with their lawyers
about how to improve legal-
service delivery.
-Daniel W. Linna Jr.
4. Push (shame) law schools
to teach tech and innovation.
5. Let go of idea that lawyers,
alone, can close the gap.
900 hours
Pro bono required of every lawyer to provide some
assistance to all households with legal needs.
$50 billion
Annual cost to secure just one hour of legal help for all
households with an unmet dispute-related need
$3.7 billion
Current legal aid expenditure
6. Let go of idea that
lawyers are the gold standard.
“The myth that exhaustive
manual review is the most
effective—and therefore the
most defensible—approach to
document review is strongly
refuted.
“Technology-assisted review can
(and does) yield more accurate
results than exhaustive manual
review, with much lower effort.”
7. Rewrite the regulatory
rules.
Meeting demand will require a massive
shift in the production technology for
legal services to dramatically reduce
costs. The only way to achieve the kind
of scale and innovation needed is
through the corporate practice of law.
-Gillian Hadfield
8. Measure what works
and what doesn’t.
50
Randomized control
trials ever in law
“In no field is
resistance to evidence-
based thinking more
ferocious than in
United States legal
practice.”
Query:
Is a tenant in housing court
better off receiving limited,
lawyer-for-the-day assistance
or full legal representation?
9. Encourage funding sources to
promote innovation and testing.
10. Push courts
to innovate.
60 million
Disputes per year
90%
Resolved
Proselytize!
Robert Ambrogi
lawsitesblog.com
ambrogi@gmail.com
@bobambrogi

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The Innovation Gap: Why the Justice System Has Failed to Keep Pace with Technology and What to Do About It

  • 1. The Innovation Gap Why the Justice System Has Failed to Keep Pace with Technology and What to Do About It Robert J. Ambrogi LSC Innovation in Technology Conference January 10, 2018
  • 2.
  • 3.
  • 4.
  • 5.
  • 6. The tools have evolved, but the practice has not.
  • 8.
  • 10. $27 million IOLTA fell 191 to 128 Legal aid lawyers fell 800K to 974K Eligibility grew.
  • 11.
  • 12. “Technology can and must play a vital role in transforming service delivery so that all poor people in the United States with an essential civil legal need obtain some form of effective assistance.”
  • 13. The problem is not that we lack innovative technology, it is that the system resists innovation.
  • 14. The future is already here — it's just not very evenly distributed. -William Gibson
  • 17. “I have to confess to this court, I am not computer literate. I have not found presence in the cybernetic revolution. I need a secretary to help me turn on the computer. This was out of my bailiwick.”
  • 18. The legal profession is a protectionist guild that sees innovation as a threat.
  • 19. The law firm profit model favors inefficiency.
  • 20. It is difficult to get a man to understand something when his salary depends upon his not understanding it. -Upton Sinclair
  • 21. Courts are stuck in a vicious circle that blocks change.
  • 22. Tech investment goes where the money is.
  • 23. We need to reboot the system.
  • 25. ABA Model Rule 1.1, Comment 8 “To maintain the requisite knowledge and skill, a lawyer should keep abreast of changes in the law and its practice, including the benefits and risks associated with relevant technology … .”
  • 26. 28 States Have Adopted Comment 8
  • 27. • CA Formal Opinion No. 2015-193 • ABA Formal Opinion 477 (2017)
  • 28. • Understand the nature of any threat. • Understand how client confidential info is transmitted and stored. • Understand and use reasonable electronic security measures. • Train lawyers and assistants in technology and information security. • Conduct due diligence on vendors providing communication technology.
  • 29. 2. Require – or at least provide – tech training.
  • 30.
  • 31. Procertas Legal Tech Assessment Word • Accept/Turn-off changes and comments • Cut & Paste • Replace text • Format text • Footers • Insert hyperlink • Apply/Modify style • Insert/Update cross-references • Insert page break • Insert non-breaking space • Clean document properties • Create comparison document Excel • Copy/Rename worksheet • Insert column • Format column width • Format text • Sort • Filter • Remove duplicates • Divide • Count • Sum • Average • Prepare to print PDF • Convert Word & Excel documents to PDF • Create single PDF from multiple files • Recognize text (OCR) • Extract page • Highlight text • Redact information • Insert footer • Create bookmark • Create internal link • Remove hidden Info • Password protect
  • 32.
  • 33. 3. Push (shame) law firms to innovate.
  • 34.
  • 35. My hope is that clients, including legal departments, will consult this index and engage in deep discussions with their lawyers about how to improve legal- service delivery. -Daniel W. Linna Jr.
  • 36. 4. Push (shame) law schools to teach tech and innovation.
  • 37.
  • 38.
  • 39. 5. Let go of idea that lawyers, alone, can close the gap.
  • 40. 900 hours Pro bono required of every lawyer to provide some assistance to all households with legal needs. $50 billion Annual cost to secure just one hour of legal help for all households with an unmet dispute-related need $3.7 billion Current legal aid expenditure
  • 41. 6. Let go of idea that lawyers are the gold standard.
  • 42. “The myth that exhaustive manual review is the most effective—and therefore the most defensible—approach to document review is strongly refuted. “Technology-assisted review can (and does) yield more accurate results than exhaustive manual review, with much lower effort.”
  • 43. 7. Rewrite the regulatory rules.
  • 44. Meeting demand will require a massive shift in the production technology for legal services to dramatically reduce costs. The only way to achieve the kind of scale and innovation needed is through the corporate practice of law. -Gillian Hadfield
  • 45. 8. Measure what works and what doesn’t.
  • 47. “In no field is resistance to evidence- based thinking more ferocious than in United States legal practice.”
  • 48. Query: Is a tenant in housing court better off receiving limited, lawyer-for-the-day assistance or full legal representation?
  • 49. 9. Encourage funding sources to promote innovation and testing.
  • 50.
  • 51. 10. Push courts to innovate.
  • 52. 60 million Disputes per year 90% Resolved
  • 53.