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T he ne w e ngla nd journa l o f me dic ine
Mechanisms of Disease
Systemic Lupus Erythematosus
George C. Tsokos, M.D.
A19th-century physicians to describe skin lesions, it took almost 100 years to
lthough the term “lupus erythematosus” was introduced by
From the Divisionof Rheumatology, Beth
Israel Deaconess Medical Center, Harvard
Medical School, Boston. Address reprint
requests to Dr. Tsokos at the Division of
Rheumatology, Beth Israel Deaconess
Medical Center, Harvard Medical School,
330 Brookline Ave., CLS 937, Boston,
MA
02115,or at gtsokos@bidmc.harvard.edu.
realize that the disease is systemic and spares no organ and that it is caused
by an aberrant autoimmune response.1 The clinical heterogeneity of the disease forced
the establishment of 11 criteria (Table 1), with 4 needed for the formal diagnosis of
systemic lupus erythematosus (SLE).2 The involvement of vital organs and tissues
such as the brain, blood, and the kidney in most patients, the vast majority of whom
are women of childbearing age, impels efforts to develop diagnostic tools and
effective therapeutics (Fig. 1). The prevalence ranges from 20 to 150 cases per
100,000 popula- tion, with the highest prevalence reported in Brazil, and appears to
be increasing as the disease is recognized more readily and survival increases. In the
United States, people of African, Hispanic, or Asian ancestry, as compared with those
of other racial or ethnic groups, tend to have an increased prevalence of SLE and
greater involvement of vital organs. The 10-year survival rate is about 70%.3
The diverse clinical manifestations of SLE present a challenge to the clinician.
Several mechanisms lead to a loss of self-tolerance and organ dysfunction. This article
summarizes the genetic, epigenetic, environmental, hormonal, and immunoregulatory
factors that contribute to the expression of tissue injury and clinical manifestations
and also describes efforts to develop rational treatments for the disease.
N Engl J Med 2011;365:2110-21.
Copyright © 2011 Massachusetts Medical
Society.
Genetic Influences
Genetic factors confer a predisposition to the development of SLE.4 Although in
rare cases SLE may be associated with the def iciency of a single gene (e.g.,
the complement components C1q and C4),4,5 the disease more commonly results
from the combined effect of variants in a large number of genes. Lack of C4 has
been linked to decreased elimination of self-reactive B cells (compromising
negative se- lection),6 whereas lack of C1q leads to def icient elimination of
necrotic (waste) material.7 Each allele contributes only minimally, and the
cumulative effect of sev- eral genes is necessary to substantially increase the risk
of SLE.
Most single-nucleotide polymorphisms (SNPs) associated with SLE fall within
non- coding DNA regions of immune response–related genes.8 Some genes have
been as- sociated with several autoimmune diseases (e.g., STAT4 and PTPN22 with
rheumatoid arthritis and diabetes); others appear to increase the risk of SLE
specifically (Fig. 2). Certain SNPs linked to SLE have been identified for genes
whose products may con- tribute to abnormal T-cell function in SLE (CD3-ζ 9 and
PP2Ac10). A recent large- scale replication study conf irmed some of these
associations and identif ied TNIP1, PRDM1, JAZF1, UHRF1BP1, and IL10 as risk
loci for SLE.11 Although these findings are promising, the loci identif ied so far can
account for only about 15% of the herita- bility of SLE.12 In addition, an altered
copy number of certain genes, such as C4,13
FCGR3B,14 and TLR7,15 has been linked to disease
expression.
2110 n engl j med 365;22 nejm.org december 1, 2011
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Influe nc e s on SLE
Review article
Mecha nisms of Disea se
Environmental Influences
Epigenetic changes such as DNA hypomethylation
have been attributed to medications known to
cause SLE.16 Smoking and exposure to ultraviolet
light have been implicated in epidemiologic stud-
ies.17 The possibility that viruses may trigger
SLE has been considered during the past 40
years. The faster seroconversion to Epstein–Barr
virus (EBV) infection18 and higher viral load19 in
patients with SLE than in normal subjects, the
molecular simi- larity between EBV nuclear
antigen 1 and the com- mon lupus autoantigen
Ro, and the inability of CD8+ T cells to control
EBV-infected B cells20 sug- gest that viruses may
contribute to the expression of lupus.
Female Hormones and Sex
Hormones contribute through unknown mecha-
nisms to the increased prevalence of SLE among
women.1 The X chromosome may contribute in-
dependently from hormones because in castrated
female and male mice that have been genetically
manipulated to express XX, XO (female), XY, or
XXY (male) combinations, the presence of two
X chro- mosomes increases the severity of
SLE.21 Among the genes known to contribute to
the pathogenesis of SLE is CD40, which is located
on chromosome X. Pregnancy may aggravate
SLE, and although it is not clear whether rising
levels of estradiol or pro- gesterone play a role, a
link between pregnancy outcome and the status
of the disease at concep- tion has been noted22;
in fact, the levels of these hormones are lower
during the second and third trimesters in
patients with SLE than in healthy pregnant
women.23 Treatment with dehydroepi-
androsterone has shown some clinical benefit.24
Pregnancy in patients with SLE presents a
clinical challenge that requires the involvement of
relevant specialists.
* Four of the 11 criteria are needed for the formal diagnosis of SLE.
Trichostatin A, an inhibitor of histone deacetylase,
normalizes the function of T cells from patients
with SLE, and treatment of lupus-prone mice re-
sults in disease improvement.26
Immune Cells and Cytokines
Antigen receptor–mediated activation is altered in
T and B cells from patients with SLE, and
early signaling events are amplified.27 The T-cell
recep- tor–CD3 complex, which recognizes and
binds an- tigen and autoantigen and sends
activation signals to the interior of the cell, is
“rewired” in T cells, with the CD3-ζ chain
replaced by the FcR-γ common chain. In
relaying the signal intracel- lularly, the spleen
tyrosine kinase (Syk) is used rather than the
canonical 70-kD ζ -associated protein (ZAP-
70).27 Lipid rafts, cholesterol-rich scaf- folds that
contain signaling proteins on the surface
membrane of cells, are present in aggregates that
are metabolically active, and their inhibition in
lupus-prone mice results in a change in disease
expression28 (Fig. 3).
Deficient production of interleukin-2 has been
attributed to the binding of the transcriptional re-
Epigenetic Regulation of Gene Expression
DNA accessibility to transcription factors, and
thus gene expression, is regulated by DNA
methylation and histone modifications
(acetylation and meth- ylation). Hydralazine and
procainamide inhibit DNA methylation and can
induce manifestations of lupus in healthy
persons.16 The regulatory re- gions of some
genes known to be involved in the pathogenesis
of the disease (ITGAL, CD40LG, CD70, and
PPP2CA) have been reported to be hypometh-
ylated in SLE. Recruitment of histone
deacetylase
1 to the IL2 promoter suppresses its expression.25
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Table 1. American College of Rheumatology Criteria for the
Diagnosis of Systemic Lupus Erythematosus (SLE).*
Criterion Definition
Malar rash A rash on the cheeks and nose, often in the shape
of a butterfly
Discoid rash A rash that appears as red, raised, disk-shaped
patches
Photosensitivity A reaction to sunlight that causes a rash to
appear or get worse
Oral ulcers Sores in the mouth
Arthritis Joint pain and swelling of two or more joints
Serositis Inflammation of the lining around the lungs (pleuri-
tis) or inflammation of the lining around the
heart that causes chest pain, which is worse
with deep breathing (pericarditis)
Kidney disorder Persistent protein or cellular casts in the urine
Neurologic disorder Seizures or psychosis
Blood disorder Anemia (low red-cell count), leukopenia (low white-
cell count), lymphopenia (low level of specific
white cells), or thrombocytopenia (low platelet
count)
Immunologic disorder Positive test for anti–double-stranded DNA, anti-Sm,
or antiphospholipid antibodies
Abnormal antinuclear Positive antinuclear-antibody test
antibodies
T he ne w e ngla nd journa l o f me dic ine
high percentage of CD4+ T cells and an increased
number of blood CD3+CD4–CD8– T cells in
these patients produce interleukin-17, and these
cell types home to the kidney in patients with
lupus nephritis.32 Studies in lupus-prone mice
support a role for interleukin-17 in the
pathogenesis of SLE.33
The expression of the adhesion molecule CD44
is abnormally increased in T cells from patients
with SLE.34 In addition, such cells migrate at
increased rates in response to the chemokine
CXCL12, most likely because they express more
CXCR4 receptors than T cells from healthy
sub- jects, which enables them to migrate into
inflamed organs.34,35 The expression of CD44
variant 3 and CD44 variant 6 is increased in T cells
from patients with SLE, and these cells infiltrate
the kidneys in such patients.27
In active SLE, a marked disease activity–
depen- dent reduction in the number of naive B
cells is observed, and the number of plasma
cells is in- creased in the peripheral blood.36 All
B-cell sub- groups (B1 and B2 cells in both the
follicular and marginal zones) contribute to the
production of autoantibodies. B cells are central to
the expression of the disease. In addition to
producing autoanti- bodies, which mediate tissue
damage (as described below), B cells process and
present antigen and autoantigen to T cells and
contribute to disease expression (at least in lupus-
prone mice), even in- dependently of their ability
to produce antibodies.37
Compromise of tolerance checkpoints, along
with other factors, may lead to increased produc-
tion of autoantibodies.38 The number of DNA-
binding B cells (recognized with a peptide that
looks in structure like DNA) is increased in anti-
gen-exposed and antigen-unexposed B cells and
correlates with disease activity.39 Increased signal-
ing of B-cell receptors40 may be facilitated by lim-
ited Fc type II receptor–mediated suppression.41
Germline variants of sialic acid acetylesterase, an
enzyme that limits signaling of B-lymphocyte anti-
gen receptors, are linked to SLE and other autoim-
mune diseases; these variants have reduced
activity and thus may contribute to increased B-
cell signal- ing.42 A variant of protein tyrosine
phosphatase, nonreceptor type 22, that is
associated with in- creased phosphatase activity
is linked to autoim- munity,43 and it has been
proposed that by sup- pressing the signaling of
B-cell receptors, the variant limits negative
selection of autoreactive lymphocytes.
Antibody responses overall are lower than
normal after immunization of patients with
SLE
Factors
Immuno-
regulatory
Genetic Environmental Hormonal Epigenetic
Immune
complexes
Antibodies
T cells
Cytokines
Organ damage
Kidney Skin Lungs Brain Heart
pressor cyclic AMP response-element modulator
α,
which is promoted by increased levels of calcium/
calmodulin-dependent protein kinase IV
(CaMK4),29 and to diminished binding of the
enhancer phos- phorylated cyclic AMP response-
element–binding protein, which is caused by
the overexpressed phosphatase PP2Ac.30 Limited
amounts of interleu- kin-2, in turn, result in poor
activity of cytotoxic T cells and thus an
increased risk of infection, which is a major
cause of illness and death in pa- tients with SLE.27
Lack of interleukin-2 also results in the
suppression of activation-induced cell death and,
therefore, increased longevity of autoreactive T
cells in patients with SLE.27
Interleukin-17 is produced mainly by activated
T cells and plays an important role in the immune
response against certain bacteria and fungi.31 A
2112 n engl j med 365;22 nejm.org december 1, 2011
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Figure 1. Overview of the Pathogenesis of Systemic Lupus Erythematosus.
Genetic, environmental, hormonal, epigenetic, and immunoregulatory factors
act either sequentially or simultaneously on the immune system. The action of
pathogenic factors results in the generation of autoantibodies, immune
complexes, autoreactive or inflammatory T cells, and inflammatory cytokines
that may initiate and amplify inflammation and damage to various organs.
The target organ affected may be further damaged by local factors.
Mecha nisms of Disea se
1 2 3 4 5 6 7 8 9 10 11 12
13 14 15 16 17 18 19 20 21 22 X Y
Dendritic-cell function and IFN
signaling
IRF5, STAT4, SPPl, IRAKl, TREXl,
TNFAIP3, TNIPl, PRDMl, PHRFl, TYK2,
SLCl5A4, and TLR8
T-cell function and
signaling
PTPN22, TNFSF4, PDCDl,
ILl0, BCL6, ILl6, TYK2,
PRL, STAT4, and RASGRP3
B-cell function and
signaling
BANKl, BLK, LYN,
BCL6, and RASGRP3
Immune-complex processing and
innate immunity
ITGAM, ClQA, C2, C4A, C4B,
FCGR2A, FCGR3A, FCGR3B,
KLKl/3, KLRGl, and KIR2DS4
Cell cycle, apoptosis, and
cellular metabolism
CASPl0, NMNAT2, PTTGl, MSH5,
PTPRT, UBE2L3, ATG5, and
RASGRP3
Transcriptional
regulation
JAZFl, UHRFlBPl, BCL6,
MECP2, ETSl, and IKZFl
Other genes
PXK, ICAl, XKR6, and SCUBEl
SLE-associated
locus
against tetanus toxoid or hemophilus influenza,
but the majority of patients have protective re-
sponses. Low responses are associated with SLE
itself and with immunosuppressive drug treat-
ment.44 Patients with SLE should always be
vac- cinated (but only with killed vaccines) to
gain all possible protection against infections.
Interferon-α, CD40 ligand, free nucleosomes,
and autoantibody–DNA complexes cause differen-
tiation and activation of normal dendritic cells45-47
and stimulate their cytokine production.27 Den-
dritic cells may promote or suppress the immune
response. Plasmacytoid dendritic cells secrete large
amounts of type I interferon (interferon-α) on viral
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Figure 2. Chromosome Loci and Genes Associated with SLE.
The approximate locations on the chromosomes of the genes associated with SLE are depicted. The genes are divided into six categories
according to the main known function of the gene. Each category is represented by a different color on the 22 autosomal chromosomes
and 2 sex chromosomes. An additional category (gray) includes genes that do not belong in these functional groups. Chromosome loci
with orange bars on both sides indicate large SLE-associated loci. IFN denotes interferon.
T he ne w e ngla nd journa l o f me dic ine
B
C
A
Aggregated lipid rafts
D
Antigen
CD44
TCR
CD4
FcR-γ
CD3
ERM
P
Syk
ROCK
Increase in
intracellular
calcium
CaMK4
CaMK4
X Interleukin-2 Interleukin-17
CREM-α CREM-α
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Figure 3. Overview of T-Cell Early Signaling and Gene-Transcription Abnormalities in Patientswith SLE.
In SLE, the T-cell receptor (TCR) is “rewired” (Panel A). The place and function of the CD3-ζ chain are taken by the FcR-γ chain, which uses
spleen tyrosine kinase (Syk) to relay the signal that is initiated after the binding of antigen or autoantigen. Lipid rafts (Panels B and C),
cholesterol-rich domains in which the TCR and important signal molecules converge, are aggregated and further contribute to abnormal
signaling and, at least in mice, to disease expression. CD44(Panel D), an adhesion molecule that facilitates homing of T cells to inflamed
tissues (e.g., in the skin and kidney), is overexpressed in the T cells of patients with SLE and is associated with its signaling partner, ERM
(ezrin, radixin, and moesin), with phosphorylation by Rho kinase (ROCK). Increased calcium concentrations after cross-linking of the TCR
promote the translocation of calcium/calmodulin-dependent protein kinase IV (CaMK4) to the nucleus, where it facilitates the binding of
the transcriptional repressor cyclic AMP response-element modulator α (CREM-α) to the promoter of interleukin-2 and suppresses its
expression. In contrast, binding of CREM-α to the promoter of interleukin-17 enhances its activity. P denotes phosphate group PO4.
Mecha nisms of Disea se
infection because of the activation of toll-like re-
ceptors 7 and 9,48 and these cells are probably the
main source of interferon-α in patients with SLE.
Interferon-inducible genes are up-regulated in the
majority of patients with SLE as compared with
normal controls or patients with other rheumatic
diseases.49,50 The number of plasmacytoid den-
dritic cells is reduced in the peripheral blood, but
they extensively infiltrate skin and renal lesions
in patients with SLE.51
conduction system, have been linked to neonatal
lupus and specifically to congenital heart block.
The presence of anti-Ro antibodies calls for spe-
cial fetal monitoring (neonatal lupus develops in
only 2% of fetuses of mothers who are positive for
such antibodies) and treatment.59
Some anti-DNA antibodies cross-react with
N-methyl-D-aspartate receptors (NMDARs); these
are widely distributed across the brain, with the
highest density in the hippocampus and amygdala.
Breach of the blood–brain barrier in animals en-
ables these antibodies to bind to neuronal cells
and destroy them. Anti-NMDAR antibodies in
the cerebrospinal f luid and the brain in patients
with SLE have been linked to neurocognitive
defects.60
Proinflammatory cytokines that are present in the
cerebrospinal fluid of patients with SLE (interleu-
kin-6, interferon-α, and interleukin-1) compromise
the blood–brain barrier. Mice born to mothers
with anti-NMDAR antibodies have cognitive de-
fects through mechanisms that have not been
fully defined.61
Some patients with SLE have antibodies
against phospholipids and β2-glycoprotein 1. The
pres-
ence of such antibodies is linked to thrombotic
events and fetal loss in mice and is known as the
antiphospholipid syndrome.62 Antiphospholipid
antibodies interfere with the coagulation system
(especially protein C) and the function of endo-
thelial cells. These antibodies increase the expres-
sion of adhesion molecules on the surface of endo-
thelial cells, induce the production of tissue factor,
and thus promote the formation of thrombus.62
Antiphospholipid antibodies also aggregate plate-
lets. Fetal loss has been linked to the activation of
complement by antiphospholipid antibodies that
bind to placental trophoblast cells. Low doses of
heparin (which has also been shown to inhibit
complement activation) can reduce the risk of
fetal loss in patients with the antiphospholipid
syndrome.63
Certain naturally occurring antibodies and au-
toantibodies (against DNA, phospholipids, his-
tones, and ribonucleoprotein) may bind to is-
chemic tissues, activate complement, and cause
damage. Such experimental findings may explain
why some patients with SLE have disease f
lares after they experience a stressful event.64
T cells infiltrate tissues, including the skin and
the kidney, where they contribute to tissue dam-
age. Peripheral-blood T cells from patients with
Immune complexes are central players in the tissue
injury in SLE. They are formed in large amounts
as antinuclear antibodies bind to the abundant
nucle- ar material in blood and tissues, and they
are not cleared promptly because the Fc and
complement receptors are numerically and
functionally defi- cient.52 In addition to activating
complement, im- mune complexes may alter the
function of Fc recep- tors. Defective clearance of
immune complexes is genetically associated with
polymorphisms in the Fc receptor genes53 and
the C3bi receptor gene (ITGAM).54
In the kidney, immune complexes accumulate
in the subendothelial and mesangial areas f irst,
followed by deposition in the basement membrane
and subepithelial areas (Fig. 4). Immune complex-
es containing cationic anti-DNA antibodies55 and
antibodies against the collagen-like region of C1q56
have an increased propensity to accumulate in the
kidney. Anti-DNA and anti-nucleosome antibodies
contribute to lupus nephritis,57 and anti-chromatin–
chromatin immune complexes are present in the
mesangium of patients with lupus nephritis.58 In
addition, immune complexes may accumulate in
the skin and the central nervous system. Immune
complexes may bind to receptors expressed by
tissue-specif ic cells and alter their function, but
more important, the complexes cause an inf lux of
inf lammatory cells by activating the complement
cascade.
Although the spectrum of autoantibody spec-
if icities in SLE is extensive, only a few have
been shown to contribute to disease-related tissue
injury. Anti–blood-cell antibodies that activate
comple- ment and cause cytopenias are typical.
Anti–T-cell (CD3 and T-cell receptor) antibodies
suppress in- terleukin-2 production.29 Anti-Ro
antibodies, which may alter the function of
myocytes and cells of the
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TISSUE INJURY IN SLE
T he ne w e ngla nd journa l o f me dic ine
SLE express adhesion molecules such as CD44
that
may enable T cells to home inappropriately to tis-
sues when CD44 is associated with its signaling
partner, pERM (phosphorylated ezrin, radixin, and
moesin). CD44+pERM+ cells are found in the
kidneys of patients with SLE.34 Many of these
cells are CD3+CD4–CD8– and secrete
interleukin-17,
which contributes to inflammation, particularly
through the recruitment of polymorphonuclear
cells.32 Polymorphonuclear cells are readily recog-
nized in renal-biopsy material from patients with
lupus nephritis. B cells are also present, although
it is not known whether these cells produce auto-
antibodies.65
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A B
C D
Figure 4. Features of Lupus Nephritis on Immunofluorescence Staining and Transmission Electron Microscopy.
The main elements in the expression of glomerular damage can be seen on immunof luorescence staining with anti-
IgG antibodies and transmission electron microscopy. In Panel A, immunof luorescence staining shows Bowman’s
capsule and mesangial immune-complex deposition. Capillary walls are not stained. The transmission electron mi-
crograph in Panel B shows extensive granular, electron-dense deposits (arrows) in the matrix of the mesangium. No
deposits are seen in the capillary lumen (left). Overlying podocytes have intact foot processes. In Panel C, immuno- f
luorescence staining shows confluent mesangial and endoluminal (hyaline thrombi) immune-complex deposition.
Fine granules can be seen throughout the glomerulus. The transmission electron micrograph in Panel D shows a
glomerular capillary with extensive subendothelial immune-complex deposition (arrows). Scattered small subepitheli-
al deposits can also be seen. Such multisite deposition is typical of lupus nephritis.
Mecha nisms of Disea se
Tissue-specific cells contribute to disease ex-
pression, and their importance should not be
underestimated. In the kidney, mesangial cells,
interstitial cells, and podocytes acquire antigen-
presenting properties and secrete proinf lamma-
tory cytokines when exposed to interferon-γ.
Mesangial cells from lupus-prone mice produce
α-actinin, which is targeted by anti-actinin anti-
bodies and which strengthens the inf lammatory
response.66 Kallikrein production seems to miti-
gate murine and human lupus nephritis, and
kallikrein-gene polymorphisms and promoter-gene
SNPs are associated with the development of ne-
phritis in patients with SLE.67
In the skin, keratinocytes that are exposed to
ultraviolet light become apoptotic and release nu-
clear material, which is not cleared eff iciently in
patients with SLE. This nuclear material may fur-
ther stimulate the immune system. The clearance
of nuclear material generated by the death of ke-
ratinocytes and other cells is mediated by serum
amyloid P, c-Mer kinase, IgM, C1q, and DNase; a
genetic deficiency of any of them in mice or hu-
mans leads invariably to SLE.7,68 Patients with C1q
def iciency, which is rare, are particularly photo-
sensitive. The expression of additional organ-spe-
cific molecules is important in determining which
organ or organs are damaged. Expression of tumor
necrosis factor receptor 1 is needed for the expres-
sion of skin disease, whereas it provides protection
against kidney inflammation.69
Atherosclerosis-attributed vascular events are
signif icantly more frequent in patients with
SLE than in matched healthy persons.70,71
Several fac- tors contribute to this increased
frequency, includ- ing antibodies to lipoproteins,
oxidized lipopro- teins, hypertension, and the
metabolic syndrome.72
Endothelial cells may become injured because of
immune complexes and inflammatory molecules.73
Subsequently, they express adhesion molecules to
attract lymphocytes and monocytes, which adhere
to and infiltrate the subendothelial space or be-
come detached. Increased numbers of endothelial
cells are found in the blood of patients with
SLE.74
more information is needed to establish the so-
called interferon signature as a disease biomark-
er.50 The expression profile of transcription factors
in CD8+ T cells correlates with clinical patterns
of disease.76
Patients with SLE are treated with nonsteroidal
antiinf lammatory drugs, antimalarial agents, glu-
cocorticoids, and immunosuppressive drugs, in-
cluding cyclophosphamide, azathioprine, metho-
trexate, and mycophenolate mofetil (Table 2). The
choice of the drug is determined largely by the se-
verity of the disease and the function of the in-
volved organ.
In addition to having antiinflammatory effects,
inhibitors of cyclooxygenase-2 have been
claimed to promote the death of autoreactive T
cells.77 The antimalarial agent
hydroxychloroquine has thera- peutic value and
limited toxicity. It inhibits the function of toll-
like receptors that contribute to autoimmunity.78
Cyclophosphamide pulses (intra- venous
infusions every month or bimonthly at lower
doses) are effective in the treatment of lupus
nephritis, although there are serious potential side
effects, including bone marrow suppression, infec-
tions, and gonadal suppression.79 Mycophenolate
mofetil has considerable therapeutic value with
few side effects,80,81 but its long-term effects with
re- spect to the preservation of kidney function
are unproven.82
B-lymphocyte stimulator (BLyS) is a
cytokine that is involved in the survival of B cells,
germinal- center formation, and T-cell–dependent
and T-cell– independent immunoglobulin-class
switching. It binds to the surface of B cells and
acts with the B-cell receptor in signal
transduction.83 Studies in mice have shown a role
of BLyS in the expression of lupus.83 Blockade
of BLyS84 with an anti-BLyS antibody resulted in
a small but significant benefi- cial clinical effect
within the first year of treatment in patients with
mild or moderate disease.85 This antibody
(belimumab) is approved by the Food and Drug
Administration for use in the treatment of lupus.
Interleukin-6 promotes antibody production in
humans and mice with lupus86 and is present in
the urine of patients with lupus nephritis.87 A
monoclonal antibody against the interleukin-6 re-
ceptor (tocilizumab) was judged to be promising
in a phase 1 clinical trial. Complement activation
Peripheral-blood cells from children with SLE
dis-
play a unique expression pattern of genes related
to granulopoiesis and induced by interferon, and
treatment with prednisone eliminates these char-
acteristic gene-expression patterns.75 Nevertheless,
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GENE-EXPRESSION PATTERNS IN
SLE
PROSPECTS FOR NEW THER APEUT
ICS
T he ne w e ngla nd journa l o f me dic ine
interleukin-17–producing cells are found not only
in the peripheral blood but also in the inf lamed
kidney in patients with SLE,32,33 blockade of in-
terleukin-17, interleukin-23, or both may warrant
evaluation.
B-cell depletion in the treatment of autoim-
mune and rheumatoid arthritis has shown some
clinical eff icacy. A chimeric anti-CD20 antibody
(rituximab) has shown initial promise in small
studies and case series involving patients with
SLE,89-91 but a trial of rituximab in patients with
moderate-to-severe SLE failed to reach its
primary end points.92 Thus, the role, if any, of B-
cell deple- tion in the treatment of SLE is unclear.
Such treat- ment may not come to fruition until we
understand the short-term and long-term
immune effects of B-cell depletion. For example,
increased produc- tion of BLyS after B-cell
depletion may counteract the expected clinical
benefit. Rituximab plus belim- umab may be a
rational combination to test.
One approach to reestablish B-cell tolerance in
patients with SLE involves the use of a
compound that carries four short DNA pieces
meant to pro- mote capping and internalization
of surface im- munoglobulin, rendering B cells
unable to recog- nize DNA. However, a clinical
trial showed that the use of this compound was
ineffective.93 Restora- tion of T-cell tolerance
with peptide components of putative
autoantigens is being tested in clini- cal trials.94
Efforts to block the interaction between T and
B cells have led to the use of a fusion molecule of
cytotoxic T-lymphocyte–associated antigen 4
with immunoglobulin (abatacept), which in a
phase 2 trial failed to meet set end points.95
Inducible co- stimulator, a regulatory molecule,
and its ligand, B7-related peptide 1, represent
another costimu- latory pair, and disruption of
the interaction with a human antibody is currently
in a phase 1 trial. In addition, the costimulatory
pair CD40–CD40 li- gand is important in the
production of autoanti- bodies, but the use of
antibodies to disrupt the interaction had
considerable side effects in clini- cal trials.27
In developing antibody-based biologic therapies
for SLE, the mechanism of action should be con-
sidered carefully. For example, complement
levels are low in patients with severe disease,
and the Fc portion of the antibody may need to
be engi- neered to facilitate maximal
complement activa- tion. Certain Fc-receptor
variants that are often
* CTLA4 denotes cytotoxic T-lymphocyte–associated antigen 4, and TACI
trans-
membrane activator and calcium-modulator and cyclophilin-ligand interactor.
† These approaches have been approved by the Food and Drug Administration
for use in patients with lupus.
is profoundly increased in patients with SLE, and
inhibition of C5 with an antibody (eculizumab),
which has proved eff icacious in the treatment of
paroxysmal nocturnal hemoglobinuria, is being
considered.88
The proinf lammatory cytokines interleukin-17
and interleukin-23 are important in the pathogen-
esis of nephritis in lupus-prone mice. Given that
2118 n engl j med 365;22 nejm.org december 1, 2011
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Copyright © 2011 Massachusetts Medical Society. All rights reserved.
Table 2. Treatment Approaches for SLE.*
Aspirin† Glucocorticoids†
Immunosuppressiveagents
Cyclophosphamide
Methotrexate
Azathioprine
Mycophenolate mofetil
Modulation of B-cell function or numbers
Reestablishment of tolerance
B-cell depletion
B-cell–directedcytokines
Blockade of B-lymphocyte stimulator (belimumab)†
TACI–immune globulin (atacicept)
Blockade of the interleukin-6 receptor (tocilizumab)
Interruption of T-cell–B-cell interaction
Blockade of CD40 ligand
CTLA4–immune globulin
Blockade of inducible costimulator
Reestablishment of tolerance in Tcells
Autoantigen-derived peptides
Blockade of type I interferon
Inhibition of toll-like receptor
Hydroxychloroquine†
Hormone manipulation (dehydroepiandrosterone)
Modulation of cell signaling
Spleen tyrosine kinase (fostamatinib)
Janus kinase
Rho kinase
Calcium/calmodulin-dependent protein kinase IV
Calcineurin (dipyridamole)
Mammalian target of rapamycin (sirolimus)
Mecha nisms of Disea se
found in patients with SLE96 do not allow
suffi-
cient binding of IgG subclasses, so the appropri-
ate immunoglobulins may need to be selected or
engineered.
Small-molecule inhibitors of kinases such as
Syk and CaMK4 that are abnormally expressed in
the immune cells of patients with SLE may
present new therapeutic opportunities.
Correction of the levels of these kinases in vitro
in T cells from pa- tients with SLE results in
normalization of cell signaling and interleukin-2
production.27 Inhibi- tors of either kinase have
been shown to prevent or suppress disease in
lupus-prone mice.97,98 In- hibitors of the nuclear
factor of activated T cells (NFAT), such as
tacrolimus, may benef it patients with SLE, as
should dipyridamole, which along with its
antiplatelet function inhibits calcineurin-
mediated NFAT activity.99 The mammalian
target of rapamycin (mTOR), which plays a role in
several key metabolic pathways, is increased in T
cells of patients with SLE, and treatment of
cells with
rapamycin (i.e., sirolimus) corrects the signaling
process.100
SLE is an autoimmune disease that predominantly
affects women and typically has manifestations
in multiple organs. Immune-system aberrations,
as well as heritable, hormonal, and environmen-
tal factors, contribute to the expression of organ
damage. Immune complexes, autoantibodies, au-
toreactive lymphocytes, dendritic cells, and local
factors are all involved in clinical manifestations
of SLE. Biologic therapies and small-molecule
drugs that can correct the aberrant immune-cell
function are being developed in the hope that they
will be more effective and less toxic than current
treatments.
Disclosure forms provided by the author are available with the
full text of this article at NEJM.org.
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Copyright © 2011 Massachusetts Medical
Society.
2121
n engl j med 365;22 nejm.org december 1, 2011
The New England Journal of Medicine
Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission.
Copyright © 2011 Massachusetts Medical Society. All rights reserved.
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Systemic Lupus Erythematosus ssssss.pptx

  • 1. T he ne w e ngla nd journa l o f me dic ine Mechanisms of Disease Systemic Lupus Erythematosus George C. Tsokos, M.D. A19th-century physicians to describe skin lesions, it took almost 100 years to lthough the term “lupus erythematosus” was introduced by From the Divisionof Rheumatology, Beth Israel Deaconess Medical Center, Harvard Medical School, Boston. Address reprint requests to Dr. Tsokos at the Division of Rheumatology, Beth Israel Deaconess Medical Center, Harvard Medical School, 330 Brookline Ave., CLS 937, Boston, MA 02115,or at gtsokos@bidmc.harvard.edu. realize that the disease is systemic and spares no organ and that it is caused by an aberrant autoimmune response.1 The clinical heterogeneity of the disease forced the establishment of 11 criteria (Table 1), with 4 needed for the formal diagnosis of systemic lupus erythematosus (SLE).2 The involvement of vital organs and tissues such as the brain, blood, and the kidney in most patients, the vast majority of whom are women of childbearing age, impels efforts to develop diagnostic tools and effective therapeutics (Fig. 1). The prevalence ranges from 20 to 150 cases per 100,000 popula- tion, with the highest prevalence reported in Brazil, and appears to be increasing as the disease is recognized more readily and survival increases. In the United States, people of African, Hispanic, or Asian ancestry, as compared with those of other racial or ethnic groups, tend to have an increased prevalence of SLE and greater involvement of vital organs. The 10-year survival rate is about 70%.3 The diverse clinical manifestations of SLE present a challenge to the clinician. Several mechanisms lead to a loss of self-tolerance and organ dysfunction. This article summarizes the genetic, epigenetic, environmental, hormonal, and immunoregulatory factors that contribute to the expression of tissue injury and clinical manifestations and also describes efforts to develop rational treatments for the disease. N Engl J Med 2011;365:2110-21. Copyright © 2011 Massachusetts Medical Society. Genetic Influences Genetic factors confer a predisposition to the development of SLE.4 Although in rare cases SLE may be associated with the def iciency of a single gene (e.g., the complement components C1q and C4),4,5 the disease more commonly results from the combined effect of variants in a large number of genes. Lack of C4 has been linked to decreased elimination of self-reactive B cells (compromising negative se- lection),6 whereas lack of C1q leads to def icient elimination of necrotic (waste) material.7 Each allele contributes only minimally, and the cumulative effect of sev- eral genes is necessary to substantially increase the risk of SLE. Most single-nucleotide polymorphisms (SNPs) associated with SLE fall within non- coding DNA regions of immune response–related genes.8 Some genes have been as- sociated with several autoimmune diseases (e.g., STAT4 and PTPN22 with rheumatoid arthritis and diabetes); others appear to increase the risk of SLE specifically (Fig. 2). Certain SNPs linked to SLE have been identified for genes whose products may con- tribute to abnormal T-cell function in SLE (CD3-ζ 9 and PP2Ac10). A recent large- scale replication study conf irmed some of these associations and identif ied TNIP1, PRDM1, JAZF1, UHRF1BP1, and IL10 as risk loci for SLE.11 Although these findings are promising, the loci identif ied so far can account for only about 15% of the herita- bility of SLE.12 In addition, an altered copy number of certain genes, such as C4,13 FCGR3B,14 and TLR7,15 has been linked to disease expression. 2110 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. Influe nc e s on SLE Review article
  • 2. Mecha nisms of Disea se Environmental Influences Epigenetic changes such as DNA hypomethylation have been attributed to medications known to cause SLE.16 Smoking and exposure to ultraviolet light have been implicated in epidemiologic stud- ies.17 The possibility that viruses may trigger SLE has been considered during the past 40 years. The faster seroconversion to Epstein–Barr virus (EBV) infection18 and higher viral load19 in patients with SLE than in normal subjects, the molecular simi- larity between EBV nuclear antigen 1 and the com- mon lupus autoantigen Ro, and the inability of CD8+ T cells to control EBV-infected B cells20 sug- gest that viruses may contribute to the expression of lupus. Female Hormones and Sex Hormones contribute through unknown mecha- nisms to the increased prevalence of SLE among women.1 The X chromosome may contribute in- dependently from hormones because in castrated female and male mice that have been genetically manipulated to express XX, XO (female), XY, or XXY (male) combinations, the presence of two X chro- mosomes increases the severity of SLE.21 Among the genes known to contribute to the pathogenesis of SLE is CD40, which is located on chromosome X. Pregnancy may aggravate SLE, and although it is not clear whether rising levels of estradiol or pro- gesterone play a role, a link between pregnancy outcome and the status of the disease at concep- tion has been noted22; in fact, the levels of these hormones are lower during the second and third trimesters in patients with SLE than in healthy pregnant women.23 Treatment with dehydroepi- androsterone has shown some clinical benefit.24 Pregnancy in patients with SLE presents a clinical challenge that requires the involvement of relevant specialists. * Four of the 11 criteria are needed for the formal diagnosis of SLE. Trichostatin A, an inhibitor of histone deacetylase, normalizes the function of T cells from patients with SLE, and treatment of lupus-prone mice re- sults in disease improvement.26 Immune Cells and Cytokines Antigen receptor–mediated activation is altered in T and B cells from patients with SLE, and early signaling events are amplified.27 The T-cell recep- tor–CD3 complex, which recognizes and binds an- tigen and autoantigen and sends activation signals to the interior of the cell, is “rewired” in T cells, with the CD3-ζ chain replaced by the FcR-γ common chain. In relaying the signal intracel- lularly, the spleen tyrosine kinase (Syk) is used rather than the canonical 70-kD ζ -associated protein (ZAP- 70).27 Lipid rafts, cholesterol-rich scaf- folds that contain signaling proteins on the surface membrane of cells, are present in aggregates that are metabolically active, and their inhibition in lupus-prone mice results in a change in disease expression28 (Fig. 3). Deficient production of interleukin-2 has been attributed to the binding of the transcriptional re- Epigenetic Regulation of Gene Expression DNA accessibility to transcription factors, and thus gene expression, is regulated by DNA methylation and histone modifications (acetylation and meth- ylation). Hydralazine and procainamide inhibit DNA methylation and can induce manifestations of lupus in healthy persons.16 The regulatory re- gions of some genes known to be involved in the pathogenesis of the disease (ITGAL, CD40LG, CD70, and PPP2CA) have been reported to be hypometh- ylated in SLE. Recruitment of histone deacetylase 1 to the IL2 promoter suppresses its expression.25 2111 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. Table 1. American College of Rheumatology Criteria for the Diagnosis of Systemic Lupus Erythematosus (SLE).* Criterion Definition Malar rash A rash on the cheeks and nose, often in the shape of a butterfly Discoid rash A rash that appears as red, raised, disk-shaped patches Photosensitivity A reaction to sunlight that causes a rash to appear or get worse Oral ulcers Sores in the mouth Arthritis Joint pain and swelling of two or more joints Serositis Inflammation of the lining around the lungs (pleuri- tis) or inflammation of the lining around the heart that causes chest pain, which is worse with deep breathing (pericarditis) Kidney disorder Persistent protein or cellular casts in the urine Neurologic disorder Seizures or psychosis Blood disorder Anemia (low red-cell count), leukopenia (low white- cell count), lymphopenia (low level of specific white cells), or thrombocytopenia (low platelet count) Immunologic disorder Positive test for anti–double-stranded DNA, anti-Sm, or antiphospholipid antibodies Abnormal antinuclear Positive antinuclear-antibody test antibodies
  • 3. T he ne w e ngla nd journa l o f me dic ine high percentage of CD4+ T cells and an increased number of blood CD3+CD4–CD8– T cells in these patients produce interleukin-17, and these cell types home to the kidney in patients with lupus nephritis.32 Studies in lupus-prone mice support a role for interleukin-17 in the pathogenesis of SLE.33 The expression of the adhesion molecule CD44 is abnormally increased in T cells from patients with SLE.34 In addition, such cells migrate at increased rates in response to the chemokine CXCL12, most likely because they express more CXCR4 receptors than T cells from healthy sub- jects, which enables them to migrate into inflamed organs.34,35 The expression of CD44 variant 3 and CD44 variant 6 is increased in T cells from patients with SLE, and these cells infiltrate the kidneys in such patients.27 In active SLE, a marked disease activity– depen- dent reduction in the number of naive B cells is observed, and the number of plasma cells is in- creased in the peripheral blood.36 All B-cell sub- groups (B1 and B2 cells in both the follicular and marginal zones) contribute to the production of autoantibodies. B cells are central to the expression of the disease. In addition to producing autoanti- bodies, which mediate tissue damage (as described below), B cells process and present antigen and autoantigen to T cells and contribute to disease expression (at least in lupus- prone mice), even in- dependently of their ability to produce antibodies.37 Compromise of tolerance checkpoints, along with other factors, may lead to increased produc- tion of autoantibodies.38 The number of DNA- binding B cells (recognized with a peptide that looks in structure like DNA) is increased in anti- gen-exposed and antigen-unexposed B cells and correlates with disease activity.39 Increased signal- ing of B-cell receptors40 may be facilitated by lim- ited Fc type II receptor–mediated suppression.41 Germline variants of sialic acid acetylesterase, an enzyme that limits signaling of B-lymphocyte anti- gen receptors, are linked to SLE and other autoim- mune diseases; these variants have reduced activity and thus may contribute to increased B- cell signal- ing.42 A variant of protein tyrosine phosphatase, nonreceptor type 22, that is associated with in- creased phosphatase activity is linked to autoim- munity,43 and it has been proposed that by sup- pressing the signaling of B-cell receptors, the variant limits negative selection of autoreactive lymphocytes. Antibody responses overall are lower than normal after immunization of patients with SLE Factors Immuno- regulatory Genetic Environmental Hormonal Epigenetic Immune complexes Antibodies T cells Cytokines Organ damage Kidney Skin Lungs Brain Heart pressor cyclic AMP response-element modulator α, which is promoted by increased levels of calcium/ calmodulin-dependent protein kinase IV (CaMK4),29 and to diminished binding of the enhancer phos- phorylated cyclic AMP response- element–binding protein, which is caused by the overexpressed phosphatase PP2Ac.30 Limited amounts of interleu- kin-2, in turn, result in poor activity of cytotoxic T cells and thus an increased risk of infection, which is a major cause of illness and death in pa- tients with SLE.27 Lack of interleukin-2 also results in the suppression of activation-induced cell death and, therefore, increased longevity of autoreactive T cells in patients with SLE.27 Interleukin-17 is produced mainly by activated T cells and plays an important role in the immune response against certain bacteria and fungi.31 A 2112 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. Figure 1. Overview of the Pathogenesis of Systemic Lupus Erythematosus. Genetic, environmental, hormonal, epigenetic, and immunoregulatory factors act either sequentially or simultaneously on the immune system. The action of pathogenic factors results in the generation of autoantibodies, immune complexes, autoreactive or inflammatory T cells, and inflammatory cytokines that may initiate and amplify inflammation and damage to various organs. The target organ affected may be further damaged by local factors.
  • 4. Mecha nisms of Disea se 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 X Y Dendritic-cell function and IFN signaling IRF5, STAT4, SPPl, IRAKl, TREXl, TNFAIP3, TNIPl, PRDMl, PHRFl, TYK2, SLCl5A4, and TLR8 T-cell function and signaling PTPN22, TNFSF4, PDCDl, ILl0, BCL6, ILl6, TYK2, PRL, STAT4, and RASGRP3 B-cell function and signaling BANKl, BLK, LYN, BCL6, and RASGRP3 Immune-complex processing and innate immunity ITGAM, ClQA, C2, C4A, C4B, FCGR2A, FCGR3A, FCGR3B, KLKl/3, KLRGl, and KIR2DS4 Cell cycle, apoptosis, and cellular metabolism CASPl0, NMNAT2, PTTGl, MSH5, PTPRT, UBE2L3, ATG5, and RASGRP3 Transcriptional regulation JAZFl, UHRFlBPl, BCL6, MECP2, ETSl, and IKZFl Other genes PXK, ICAl, XKR6, and SCUBEl SLE-associated locus against tetanus toxoid or hemophilus influenza, but the majority of patients have protective re- sponses. Low responses are associated with SLE itself and with immunosuppressive drug treat- ment.44 Patients with SLE should always be vac- cinated (but only with killed vaccines) to gain all possible protection against infections. Interferon-α, CD40 ligand, free nucleosomes, and autoantibody–DNA complexes cause differen- tiation and activation of normal dendritic cells45-47 and stimulate their cytokine production.27 Den- dritic cells may promote or suppress the immune response. Plasmacytoid dendritic cells secrete large amounts of type I interferon (interferon-α) on viral 2113 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. Figure 2. Chromosome Loci and Genes Associated with SLE. The approximate locations on the chromosomes of the genes associated with SLE are depicted. The genes are divided into six categories according to the main known function of the gene. Each category is represented by a different color on the 22 autosomal chromosomes and 2 sex chromosomes. An additional category (gray) includes genes that do not belong in these functional groups. Chromosome loci with orange bars on both sides indicate large SLE-associated loci. IFN denotes interferon.
  • 5. T he ne w e ngla nd journa l o f me dic ine B C A Aggregated lipid rafts D Antigen CD44 TCR CD4 FcR-γ CD3 ERM P Syk ROCK Increase in intracellular calcium CaMK4 CaMK4 X Interleukin-2 Interleukin-17 CREM-α CREM-α 2114 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. Figure 3. Overview of T-Cell Early Signaling and Gene-Transcription Abnormalities in Patientswith SLE. In SLE, the T-cell receptor (TCR) is “rewired” (Panel A). The place and function of the CD3-ζ chain are taken by the FcR-γ chain, which uses spleen tyrosine kinase (Syk) to relay the signal that is initiated after the binding of antigen or autoantigen. Lipid rafts (Panels B and C), cholesterol-rich domains in which the TCR and important signal molecules converge, are aggregated and further contribute to abnormal signaling and, at least in mice, to disease expression. CD44(Panel D), an adhesion molecule that facilitates homing of T cells to inflamed tissues (e.g., in the skin and kidney), is overexpressed in the T cells of patients with SLE and is associated with its signaling partner, ERM (ezrin, radixin, and moesin), with phosphorylation by Rho kinase (ROCK). Increased calcium concentrations after cross-linking of the TCR promote the translocation of calcium/calmodulin-dependent protein kinase IV (CaMK4) to the nucleus, where it facilitates the binding of the transcriptional repressor cyclic AMP response-element modulator α (CREM-α) to the promoter of interleukin-2 and suppresses its expression. In contrast, binding of CREM-α to the promoter of interleukin-17 enhances its activity. P denotes phosphate group PO4.
  • 6. Mecha nisms of Disea se infection because of the activation of toll-like re- ceptors 7 and 9,48 and these cells are probably the main source of interferon-α in patients with SLE. Interferon-inducible genes are up-regulated in the majority of patients with SLE as compared with normal controls or patients with other rheumatic diseases.49,50 The number of plasmacytoid den- dritic cells is reduced in the peripheral blood, but they extensively infiltrate skin and renal lesions in patients with SLE.51 conduction system, have been linked to neonatal lupus and specifically to congenital heart block. The presence of anti-Ro antibodies calls for spe- cial fetal monitoring (neonatal lupus develops in only 2% of fetuses of mothers who are positive for such antibodies) and treatment.59 Some anti-DNA antibodies cross-react with N-methyl-D-aspartate receptors (NMDARs); these are widely distributed across the brain, with the highest density in the hippocampus and amygdala. Breach of the blood–brain barrier in animals en- ables these antibodies to bind to neuronal cells and destroy them. Anti-NMDAR antibodies in the cerebrospinal f luid and the brain in patients with SLE have been linked to neurocognitive defects.60 Proinflammatory cytokines that are present in the cerebrospinal fluid of patients with SLE (interleu- kin-6, interferon-α, and interleukin-1) compromise the blood–brain barrier. Mice born to mothers with anti-NMDAR antibodies have cognitive de- fects through mechanisms that have not been fully defined.61 Some patients with SLE have antibodies against phospholipids and β2-glycoprotein 1. The pres- ence of such antibodies is linked to thrombotic events and fetal loss in mice and is known as the antiphospholipid syndrome.62 Antiphospholipid antibodies interfere with the coagulation system (especially protein C) and the function of endo- thelial cells. These antibodies increase the expres- sion of adhesion molecules on the surface of endo- thelial cells, induce the production of tissue factor, and thus promote the formation of thrombus.62 Antiphospholipid antibodies also aggregate plate- lets. Fetal loss has been linked to the activation of complement by antiphospholipid antibodies that bind to placental trophoblast cells. Low doses of heparin (which has also been shown to inhibit complement activation) can reduce the risk of fetal loss in patients with the antiphospholipid syndrome.63 Certain naturally occurring antibodies and au- toantibodies (against DNA, phospholipids, his- tones, and ribonucleoprotein) may bind to is- chemic tissues, activate complement, and cause damage. Such experimental findings may explain why some patients with SLE have disease f lares after they experience a stressful event.64 T cells infiltrate tissues, including the skin and the kidney, where they contribute to tissue dam- age. Peripheral-blood T cells from patients with Immune complexes are central players in the tissue injury in SLE. They are formed in large amounts as antinuclear antibodies bind to the abundant nucle- ar material in blood and tissues, and they are not cleared promptly because the Fc and complement receptors are numerically and functionally defi- cient.52 In addition to activating complement, im- mune complexes may alter the function of Fc recep- tors. Defective clearance of immune complexes is genetically associated with polymorphisms in the Fc receptor genes53 and the C3bi receptor gene (ITGAM).54 In the kidney, immune complexes accumulate in the subendothelial and mesangial areas f irst, followed by deposition in the basement membrane and subepithelial areas (Fig. 4). Immune complex- es containing cationic anti-DNA antibodies55 and antibodies against the collagen-like region of C1q56 have an increased propensity to accumulate in the kidney. Anti-DNA and anti-nucleosome antibodies contribute to lupus nephritis,57 and anti-chromatin– chromatin immune complexes are present in the mesangium of patients with lupus nephritis.58 In addition, immune complexes may accumulate in the skin and the central nervous system. Immune complexes may bind to receptors expressed by tissue-specif ic cells and alter their function, but more important, the complexes cause an inf lux of inf lammatory cells by activating the complement cascade. Although the spectrum of autoantibody spec- if icities in SLE is extensive, only a few have been shown to contribute to disease-related tissue injury. Anti–blood-cell antibodies that activate comple- ment and cause cytopenias are typical. Anti–T-cell (CD3 and T-cell receptor) antibodies suppress in- terleukin-2 production.29 Anti-Ro antibodies, which may alter the function of myocytes and cells of the 2115 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. TISSUE INJURY IN SLE
  • 7. T he ne w e ngla nd journa l o f me dic ine SLE express adhesion molecules such as CD44 that may enable T cells to home inappropriately to tis- sues when CD44 is associated with its signaling partner, pERM (phosphorylated ezrin, radixin, and moesin). CD44+pERM+ cells are found in the kidneys of patients with SLE.34 Many of these cells are CD3+CD4–CD8– and secrete interleukin-17, which contributes to inflammation, particularly through the recruitment of polymorphonuclear cells.32 Polymorphonuclear cells are readily recog- nized in renal-biopsy material from patients with lupus nephritis. B cells are also present, although it is not known whether these cells produce auto- antibodies.65 2116 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. A B C D Figure 4. Features of Lupus Nephritis on Immunofluorescence Staining and Transmission Electron Microscopy. The main elements in the expression of glomerular damage can be seen on immunof luorescence staining with anti- IgG antibodies and transmission electron microscopy. In Panel A, immunof luorescence staining shows Bowman’s capsule and mesangial immune-complex deposition. Capillary walls are not stained. The transmission electron mi- crograph in Panel B shows extensive granular, electron-dense deposits (arrows) in the matrix of the mesangium. No deposits are seen in the capillary lumen (left). Overlying podocytes have intact foot processes. In Panel C, immuno- f luorescence staining shows confluent mesangial and endoluminal (hyaline thrombi) immune-complex deposition. Fine granules can be seen throughout the glomerulus. The transmission electron micrograph in Panel D shows a glomerular capillary with extensive subendothelial immune-complex deposition (arrows). Scattered small subepitheli- al deposits can also be seen. Such multisite deposition is typical of lupus nephritis.
  • 8. Mecha nisms of Disea se Tissue-specific cells contribute to disease ex- pression, and their importance should not be underestimated. In the kidney, mesangial cells, interstitial cells, and podocytes acquire antigen- presenting properties and secrete proinf lamma- tory cytokines when exposed to interferon-γ. Mesangial cells from lupus-prone mice produce α-actinin, which is targeted by anti-actinin anti- bodies and which strengthens the inf lammatory response.66 Kallikrein production seems to miti- gate murine and human lupus nephritis, and kallikrein-gene polymorphisms and promoter-gene SNPs are associated with the development of ne- phritis in patients with SLE.67 In the skin, keratinocytes that are exposed to ultraviolet light become apoptotic and release nu- clear material, which is not cleared eff iciently in patients with SLE. This nuclear material may fur- ther stimulate the immune system. The clearance of nuclear material generated by the death of ke- ratinocytes and other cells is mediated by serum amyloid P, c-Mer kinase, IgM, C1q, and DNase; a genetic deficiency of any of them in mice or hu- mans leads invariably to SLE.7,68 Patients with C1q def iciency, which is rare, are particularly photo- sensitive. The expression of additional organ-spe- cific molecules is important in determining which organ or organs are damaged. Expression of tumor necrosis factor receptor 1 is needed for the expres- sion of skin disease, whereas it provides protection against kidney inflammation.69 Atherosclerosis-attributed vascular events are signif icantly more frequent in patients with SLE than in matched healthy persons.70,71 Several fac- tors contribute to this increased frequency, includ- ing antibodies to lipoproteins, oxidized lipopro- teins, hypertension, and the metabolic syndrome.72 Endothelial cells may become injured because of immune complexes and inflammatory molecules.73 Subsequently, they express adhesion molecules to attract lymphocytes and monocytes, which adhere to and infiltrate the subendothelial space or be- come detached. Increased numbers of endothelial cells are found in the blood of patients with SLE.74 more information is needed to establish the so- called interferon signature as a disease biomark- er.50 The expression profile of transcription factors in CD8+ T cells correlates with clinical patterns of disease.76 Patients with SLE are treated with nonsteroidal antiinf lammatory drugs, antimalarial agents, glu- cocorticoids, and immunosuppressive drugs, in- cluding cyclophosphamide, azathioprine, metho- trexate, and mycophenolate mofetil (Table 2). The choice of the drug is determined largely by the se- verity of the disease and the function of the in- volved organ. In addition to having antiinflammatory effects, inhibitors of cyclooxygenase-2 have been claimed to promote the death of autoreactive T cells.77 The antimalarial agent hydroxychloroquine has thera- peutic value and limited toxicity. It inhibits the function of toll- like receptors that contribute to autoimmunity.78 Cyclophosphamide pulses (intra- venous infusions every month or bimonthly at lower doses) are effective in the treatment of lupus nephritis, although there are serious potential side effects, including bone marrow suppression, infec- tions, and gonadal suppression.79 Mycophenolate mofetil has considerable therapeutic value with few side effects,80,81 but its long-term effects with re- spect to the preservation of kidney function are unproven.82 B-lymphocyte stimulator (BLyS) is a cytokine that is involved in the survival of B cells, germinal- center formation, and T-cell–dependent and T-cell– independent immunoglobulin-class switching. It binds to the surface of B cells and acts with the B-cell receptor in signal transduction.83 Studies in mice have shown a role of BLyS in the expression of lupus.83 Blockade of BLyS84 with an anti-BLyS antibody resulted in a small but significant benefi- cial clinical effect within the first year of treatment in patients with mild or moderate disease.85 This antibody (belimumab) is approved by the Food and Drug Administration for use in the treatment of lupus. Interleukin-6 promotes antibody production in humans and mice with lupus86 and is present in the urine of patients with lupus nephritis.87 A monoclonal antibody against the interleukin-6 re- ceptor (tocilizumab) was judged to be promising in a phase 1 clinical trial. Complement activation Peripheral-blood cells from children with SLE dis- play a unique expression pattern of genes related to granulopoiesis and induced by interferon, and treatment with prednisone eliminates these char- acteristic gene-expression patterns.75 Nevertheless, 2117 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. GENE-EXPRESSION PATTERNS IN SLE PROSPECTS FOR NEW THER APEUT ICS
  • 9. T he ne w e ngla nd journa l o f me dic ine interleukin-17–producing cells are found not only in the peripheral blood but also in the inf lamed kidney in patients with SLE,32,33 blockade of in- terleukin-17, interleukin-23, or both may warrant evaluation. B-cell depletion in the treatment of autoim- mune and rheumatoid arthritis has shown some clinical eff icacy. A chimeric anti-CD20 antibody (rituximab) has shown initial promise in small studies and case series involving patients with SLE,89-91 but a trial of rituximab in patients with moderate-to-severe SLE failed to reach its primary end points.92 Thus, the role, if any, of B- cell deple- tion in the treatment of SLE is unclear. Such treat- ment may not come to fruition until we understand the short-term and long-term immune effects of B-cell depletion. For example, increased produc- tion of BLyS after B-cell depletion may counteract the expected clinical benefit. Rituximab plus belim- umab may be a rational combination to test. One approach to reestablish B-cell tolerance in patients with SLE involves the use of a compound that carries four short DNA pieces meant to pro- mote capping and internalization of surface im- munoglobulin, rendering B cells unable to recog- nize DNA. However, a clinical trial showed that the use of this compound was ineffective.93 Restora- tion of T-cell tolerance with peptide components of putative autoantigens is being tested in clini- cal trials.94 Efforts to block the interaction between T and B cells have led to the use of a fusion molecule of cytotoxic T-lymphocyte–associated antigen 4 with immunoglobulin (abatacept), which in a phase 2 trial failed to meet set end points.95 Inducible co- stimulator, a regulatory molecule, and its ligand, B7-related peptide 1, represent another costimu- latory pair, and disruption of the interaction with a human antibody is currently in a phase 1 trial. In addition, the costimulatory pair CD40–CD40 li- gand is important in the production of autoanti- bodies, but the use of antibodies to disrupt the interaction had considerable side effects in clini- cal trials.27 In developing antibody-based biologic therapies for SLE, the mechanism of action should be con- sidered carefully. For example, complement levels are low in patients with severe disease, and the Fc portion of the antibody may need to be engi- neered to facilitate maximal complement activa- tion. Certain Fc-receptor variants that are often * CTLA4 denotes cytotoxic T-lymphocyte–associated antigen 4, and TACI trans- membrane activator and calcium-modulator and cyclophilin-ligand interactor. † These approaches have been approved by the Food and Drug Administration for use in patients with lupus. is profoundly increased in patients with SLE, and inhibition of C5 with an antibody (eculizumab), which has proved eff icacious in the treatment of paroxysmal nocturnal hemoglobinuria, is being considered.88 The proinf lammatory cytokines interleukin-17 and interleukin-23 are important in the pathogen- esis of nephritis in lupus-prone mice. Given that 2118 n engl j med 365;22 nejm.org december 1, 2011 The New England Journal of Medicine Downloaded from nejm.org at EAST CAROLINA UNIVERSITY on November 12, 2016. For personal use only. No other uses without permission. Copyright © 2011 Massachusetts Medical Society. All rights reserved. Table 2. Treatment Approaches for SLE.* Aspirin† Glucocorticoids† Immunosuppressiveagents Cyclophosphamide Methotrexate Azathioprine Mycophenolate mofetil Modulation of B-cell function or numbers Reestablishment of tolerance B-cell depletion B-cell–directedcytokines Blockade of B-lymphocyte stimulator (belimumab)† TACI–immune globulin (atacicept) Blockade of the interleukin-6 receptor (tocilizumab) Interruption of T-cell–B-cell interaction Blockade of CD40 ligand CTLA4–immune globulin Blockade of inducible costimulator Reestablishment of tolerance in Tcells Autoantigen-derived peptides Blockade of type I interferon Inhibition of toll-like receptor Hydroxychloroquine† Hormone manipulation (dehydroepiandrosterone) Modulation of cell signaling Spleen tyrosine kinase (fostamatinib) Janus kinase Rho kinase Calcium/calmodulin-dependent protein kinase IV Calcineurin (dipyridamole) Mammalian target of rapamycin (sirolimus)
  • 10. Mecha nisms of Disea se found in patients with SLE96 do not allow suffi- cient binding of IgG subclasses, so the appropri- ate immunoglobulins may need to be selected or engineered. Small-molecule inhibitors of kinases such as Syk and CaMK4 that are abnormally expressed in the immune cells of patients with SLE may present new therapeutic opportunities. Correction of the levels of these kinases in vitro in T cells from pa- tients with SLE results in normalization of cell signaling and interleukin-2 production.27 Inhibi- tors of either kinase have been shown to prevent or suppress disease in lupus-prone mice.97,98 In- hibitors of the nuclear factor of activated T cells (NFAT), such as tacrolimus, may benef it patients with SLE, as should dipyridamole, which along with its antiplatelet function inhibits calcineurin- mediated NFAT activity.99 The mammalian target of rapamycin (mTOR), which plays a role in several key metabolic pathways, is increased in T cells of patients with SLE, and treatment of cells with rapamycin (i.e., sirolimus) corrects the signaling process.100 SLE is an autoimmune disease that predominantly affects women and typically has manifestations in multiple organs. Immune-system aberrations, as well as heritable, hormonal, and environmen- tal factors, contribute to the expression of organ damage. Immune complexes, autoantibodies, au- toreactive lymphocytes, dendritic cells, and local factors are all involved in clinical manifestations of SLE. Biologic therapies and small-molecule drugs that can correct the aberrant immune-cell function are being developed in the hope that they will be more effective and less toxic than current treatments. Disclosure forms provided by the author are available with the full text of this article at NEJM.org. References 1. Duarte C, Couto M, Ines L, Liang MH. Epidemiology of systemic lupus erythe- matosus. In: Lahita RG, Tsokos G, Buyon J, Koike T, eds. Systemic lupus erythemato- sus. 5th ed. London: Elsevier, 2011:673-96. 2. Tan EM, Cohen AS, Fries JF, et al. The 1982 revised criteria for the classif ication of systemic lupus erythematosus. Arthritis Rheum 1982;25:1271-7. 3. Pons-Estel GJ, Alarćon GS, Scof ield L, Reinlib L, Cooper GS. Understanding the epidemiology and progression of systemic lupus erythematosus. 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