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SOLAR PHOTOVOLTAIC PANELS, A NEW SOURCE OF
LIABILITY FOR BUILDING SURVEYORS
by
ERNESTO CORREA
A Masters Dissertation Presented to Sheffield Hallam University
Faculty of Development and Society
4 September 2015
In Partial Fulfilment of the Requirement for the Degree of MSc in
Building Surveying
1
Acknowledgements:
The authors would like to express gratitude and consideration to all the people
who made this work possible
A big thank to my supervisor: John Grant; lecturer and researcher at Hallam
University, for his invaluable guidance and patience.
Thanks to my wife Marta for her support and encouragement, my daughters
Guillermina and Martina. To my ant Teresa for her always prompt assistance.
Thanks to Dr Graham Smith for his critics and advice.
Andrew Winters (Blundells)
Robin Atherton (Mack Solar)
Phil Parnham (Blue Box partners)
Another thank to the following contributors:
My neighbours Gerry and Sue for their always helpful comments
Anne Dussart
to all the households from S17, S7 and S8, in Sheffield, for their generosity on
completing the questionnaires from which this work have been produced and
became reality.
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ABSTRACT
This study analyses the effects and benefits of PV solar panel installations in
domestic premises, gathering information from households who adopted this
innovative technology. It emphasizes the motivations to adopt the technology
and its consequences.
The motivation of the study comes from reviewing the current state of literature
on the evolution of solar panel industry in England compared to the EU.
Following the steps of Morris-Marsham (2010) a user survey questionnaire was
developed in order to obtain most of the data, and this was used to interview
households which had fitted their roofs with solar or thermal panels in Sheffield
(post codes S17, S7 and S8) from 2010.
The outcome has revealed that in the majority of cases the incentive from the
Feed in Tariff scheme has been the driving force to invest in this technology.
There was a certain rush from stakeholders to secure the budget available from
the government, disregarding the structural issues generated by the installation.
This work comes to the conclusion that it is important for surveyors to be aware
that a number of houses are prone to have defects on their roofs, due to the
lack of sufficient strength on the existent structure to support the extra weight –
dead and live loads. The author also noted problems with poor installations due
to deficiency in following the current MCS installation guidance.
Households should to be informed about the importance of having an
exhaustive assessment regarding the roof loading capacity before installing the
devices, and inform their insurers once the fitting has taken place.
Local authorities will need to get involved in creating a precise framework for
users and to legislate for when decommissioning of the systems takes place.
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CONTENTS
1. Introduction ………………………………………………………………………….1
1.1 Aims…………….1
1.2 Objectives………….…….1
1.3 Context…………………..2
1.4 Surveyors Concerns……2
1.5 Main Questions for Hypothesis………....3
1.6 Hypotheses………………4
2. Research Methodology .................................................................................4
2.1 Methodology ………....5
2.2 Questionnaires …………..7
2.3 Distribution Map ……..8
2.4 Interviews …………….…10
2.5 Interviews to Homeowners Map …….....11
2.6 Outlines from Chapter……….12
2.7 Limitations ………………12
3. Literature Review ………………………………………………………………….13
3.1 Aims of the Chapter….....13
3.2 History ………………13
3.3 List of Sources…………..13
3.4 Chapter Conclusion ……….30
4. Survey and Findings…………………..………………………….……………….31
4.1 Answers to Questionnaires ….…..31
Q.1 Does the occupier have a solar array? ............31
Q.2 Did you install the panels? .....……. 32
Q.3 Is this a solar panel system?......................33
Q.4 How far did the following factors? ….. 35
Op A Households are able to use the energy…………36
Op B Being able to use the energy………..37
Op C Being environmentally friendly……………38
Op D Other considerations …………….39
Q.5 Does the occupier believe he received a good advice? ............ 40
Q.6 Improvements to the property ……………..41
Q.7 Quality of inspection by the installer ……………… 42
Q.8 Reinforcement from the roof structure …… 43
Q.9 Effects of the wind …………44
Q.10 Renting out the roof space ………….45
Q.11 Taking advantage from the FiTs ……………46
Q.12 Renting out to a solar company …….47
Q.13 Influence from the FiTs …………48
Q.14 Consideration of the years to live in the property ……. 49
Q.15 The home insurance covering the systems at no cost ………. 50
Q.16 Buying another insurance or increasing the cover …………………….51
Q.17 Influence from the solar array in the final ………………52
Q.18 Feeling satisfied with the system …………… 53
Q.19 Efficiency from the system ……………………………….54
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Q.20 Selling a property with a lease …………………..55
Q.21 Replacing or increasing the solar array ……………………56
4.2 Interview to Homeowners …………………….57
4.3 Interview to MRICS Valuer……….64
4.4 Interview to Solar Panel Installer…………....65
4.5 Interview to Building Surveyor…..........65
4.7 The Authors Findings….............
5. Results …………………………………………………………………………………64
5.1 Answering the Hypothesis …………………..65
6. Conclusions ………………………………………………………………………......66
7. Summary……………………………………………………………………………….66
8. Suggestions and further study ……………………………………………………67
9. Appendix ………………………………………….1
9.1 Questioners for Householders Layout ……………………2
9.2 Short Interviews for Householders …………..3
Manuscripts from verbal responses …………………..7
9.3 Interview to Andrew Winters (Blundells) ………………………...22
Layout and Summary …………………………………………………………24
9.4 Interview to Robin Atherton …………………….…………27
(Mack Construction) Summary …………………………………….28
9.5 Interview to Phil Parnham (Blue Box Partners) ………………………….….31
Layout and Summary …………………………….33
9.6 Other consultations …………………….35
10. References
Charts
Chart 1: Number of Questionnaires Delivered ………9
Chart 2: Total Interviews among S17, S7 and S8 ………………11
Chart 3: Existence of a working solar array …………31
Chart 4: Installing the solar array or buying it with the property ………..32
Chart 5: Type of system ………………………………..34
4.1.4.1 Q.4, Option (A) from question 4 Chart 6: Use energy as is produced …36
4.1.4.2 Q.4, Option (B) from question 4 Chart 7: Able to use electricity ….37
4.1.4.3 Q.4, Option (C) from question 4 Chart 8: environmentally friendly …38
4.1.4.4 Q.4, Option (D) from question 4 Chart 9: Other considerations .39
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Chart 10: Advice at the time to purchase………………………...40
Chart 11: Improvements …………………….….41
Chart 12: Satisfaction……………………………………………….42
Chart 13: Roof reinforcing…………………………………………………………..…43
Chart 14: Wind effect issues ………………………………..44
Chart 15: renting out the roof area ……………………………………….….45
Chart 16: Taking advantage from Fits …………………………..46
Chart 17: Renting out to a solar supplier ………………………………………..47
Chart 18: Influence of the FiTs ………………………………..48
Chart 19: Thinking ahead…………………………….49
Chart 20: Insurance covering ……………………………………………...50
Chart 21: Necessity to purchase insurance …………………………51
Chart 22: expectation of better value …………………………………………………………..52
Chart 23: Level of satisfaction ……………………………………..….53
Chart 24: Efficiency ………………………………….…54
Chart 25: Types of ownership ……………………………………….55
Chart 26: Replacing or increasing covering ………………………………………………..56
Figures
Fig 1: Digimap.edina.ac.uk/roam/os, 2015……………..8
Fig. 2: Interview to Homeowners………………9
(Mapping Idea from: Morris-Marsham Report p.18) ……………...11
Fig. 3: Sky Flair Ltd (2015) Evacuated tube collector: ……………………..19
Fig. 4: The Green Home (2015) Flat plate collector: ………………..…20
Fig. 5: Combined images from: P 3.4.7.c: Dow Corning (2015) &
P 3.4.7.d: Pearl Solar Panels (2015) …………………………..……………21
Fig.6: BRE Digest (2004 p.3) ………………………..22
Fig.7: Cortez Colorado (2015) Fink-truss Image [online] …………………………………..23
Fig 8: Truss Corp (2015) Prefabricated Roof Truss [online] ………..……23
Fig 9: VIRIDIANSOLAR (2014) Blowing in the Wind? In-roof PV panel examples ……………………...29
Fig 11: Solar Panel Unit, (Own Image) ……………………………..…..33
Fig 12: Solar Thermal Collector (Own Image)……….…33
Fig. 13: Questionnaire responses. …………………………………………….. 59
Fig. 14: Questionnaire responses. …………………69
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Tables
Table 1: Type of installations ……………………..8
Table 2: Rates responses …………………………………..…..9
Table 2 a Interview to homeowners .………………………………………………….……..11
Table 3: Ridal et al (2010) BRE & Waterman Group…………………...22
Table 4: Figures from the responses A; B and C: …………………………………35
Table 5: Option D: People created the options
from what they considered important, these are the figures: …………………………………………………….36
Table 6: Improvements …………………………………………….….41
Table 7: Roof assessment …………………………42
Table 8: Responses from questions 1 to 5 …………………………..58
Table 9: Responses from questions 7 to 12 ……………………………………………58
Table 10: …………………………………………….……..51
Pictures
Own Images
1Own graphic 1: People involved in the Problem: …………………...…5
2 Own Diagram, common interest…………………………….10
Diagram 3: Own Diagram obtained from the Zapfe study ………………………..……..28
Property A, Pict 1 West facing view………………..……61
Pict 2 In detail …………………….…61
Pict 3 Sagging process ……………………………..………………..61
Pict 4 Damage in detail………………………..……61
Property B, Pict 1 ………………………62
Pict 2 ……………………………………………….…62
Pict 3 Cantilevered panels ……………………………….…….62
Property C, Pict 1…………….63
Pict 2 In detail…………63
iv
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Abbreviations
RICS Royal Institute of Charted Surveyors
LCT Low Carbon Technologies
FiTs Feed In Tariff Scheme
MCS Microgeneration Certification Scheme
EA2008 Energy Act 2008
PV Photovoltaic
PVsp Photovoltaic Solar Panel
PVtp Photovoltaic Thermal Panel
UKPVS United Kingdom Photovoltaic Strategy
AD. A Approved Document A
BS British Standard
HI Home Insurance
HBRs Home Buyers Report
SAP Government’s Standard Assessment Procedure
MIS3002 Microgeneration Installation Standard 3002
RE Renewable Energy
SPI Solar Panel Inverter
DECC Department of Energy and Climate Change
CPS Competent Persons Scheme
EE Energy Efficiency
EPC Energy Performance Certificate
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Chapter 1- Introduction
1.1 Aims
Professionals from building surveying operate in a housing market where properties will
be purchased and sold with the attachment of different technological elements (e.g.
Wind turbine, Solar Panels, Ground Source Heat Pumps etc.)
The aim of the study is to provide building surveyors and other building professionals
with a reference check list about how homeowners perceive PVsp (Photovoltaic Solar
Panels) and PVtp technology and which are the pitfalls in terms of advice prior to
installing those systems. In addition, the study also explores the real motivation for
purchasing the panels and how people deal with those systems on a daily basis.
The author’s strategy is to gather information directly from the source, inviting the
householders to participate in the study where they can express their experiences.
While we must recognise that Feed in Tariff Schemes (FiTs) have been a good
reason for people to invest in solar panels, there must be other motivations driving the
rapid growth in the industry during the last 4 years.
Energy saving is presently a mainstream topic, but individuals reasons for adopting the
technology can only be answered by the homeowners who installed the systems. Their
unbiased responses describe the benefits of the system in terms of bills reductions,
panel performance, workmanship of installers and the household’s expectations
1.2 Objectives
The author’s hypothesis aligned with the actual users’ responses that their investment
was the main reason for panel installation; however, it is also the case that customers
had not encountered any inconvenience with the equipment. The survey examines a
particular area in Sheffield where a significant number of households have installed
PVsp and PVtp devices.
We want to know if householders made some extra investment or improvement to their
properties before the installation took place. For example, the author asked if the roof
has been reinforced in order to bear additional loads.
Final results explore homeowner’s knowledge from the current legal framework. They
were invited to explain how they might deal with the hypothetical sale of their property
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and the best way to transfer the systems to the next owner. The questionnaire
introduces most of the issues that may appear during the lifespan of the system.
Results will shape the conclusions from which surveyors can take advantage
augmenting their own experiences.
1.3 Context
Perhaps the last 5 years have been the most stimulating times for the energy market
(British Gas, 2015). Consumers have become small generators of electricity.
Homeowners concerned by the high cost of energy and other factors such as impact
on the environment started to look for alternatives and the EA2008 produced the
appropriated frame for renewable energies. The consequence of this bill was the Feed
in Tariff scheme, a policy that came into force in April of 2010; this is an incentive for
households to invest in PV solar installations and other sources of energy, with the
promise of a 20 year payment plan for the electricity they can produce plus another
sum of money for the energy they can export back to the national grid. (HM
Government, Energy Act 2008).
Studies over properties with PV solar panel installations are mainly concentrated to
advertise a particular system, or to measure customer satisfaction surveys from
installing companies. In this case the author investigates household’s interaction with
the systems, efficiency, problems with roof structures and other legal issues related to
the FiTs.
Many people invested in the PV and that is really positive for the environment, but, in
some cases questionnaire respondents felt inadequate advice was provided when
homeowners leased the roof space to third party companies in order to get free panels.
They typically signed contracts for 25 years and that could be a problem when the time
comes to sell the property. In this scenario owners should think to buy the remaining
years of their contract back from the installer (Hajek, 2015).
1.4 Surveyors Concerns
Surveyors advise, with due diligence, that PV panels cannot overload the structure of
the building. At the moment the average age from the installations is around 3 to 4
years, and faults in fairly new PV installations are not very frequent. However, over
time, roofs may get damage from defective brackets, modules installed too close to the
roof edge and the continuous action of loads (roof dead loads + total weight of the
panels fitted to the roof + external forces from wind and snow). The Scottish
3
Government (2010) BRE and Waterman Group Report recommended consultation a
charted structural engineer and the preparation of a risk assessment report prior to the
installation of the solar array, especially in areas where roofs are exposed to strong
winds.
Liability is an issue that is not completely clear for homeowners and is addressed in
this work. The author’s survey / questionnaire, from which this current dissertation has
been developed, included a question regarding the liability insurance covering for the
panel system. Households were asked if they were aware of the responsibility to
communicate their home insurer about the installation of the solar panel array.
Homeowners also need to have professional advice regarding the consequences of
renting out their roof space. Marketability of the property may be reduced because
there is a third party running the roof space for a certain amount of years. Potential
buyers of the building may not like the idea of having a PV solar installation or to
continue with an existing contract. Santo (2012)
This study intends to provide answers to most of the issues surveyors might encounter
when assessing properties with PV installations. Other professionals may also use this
work to investigate even further how this technology may evolve and up to what extent
government policies will continue to generate opportunities for the construction and
solar panel industry.
1.5 Main Questions for Hypothesis
The study puts emphasis on the responsibility of building professionals at the time of
assessing properties with PV installations. The rapid growth in the market has also
resulted in numerous properties in which it is possible to see the effects of the lack of
workmanship.
The author’s main questions to inform this dissertation are:
a) Can PV solar panel installations damage the integrity of the roofs coverings?
b) Is the principle of permitted development for PV installations a green light for
unscrupulous installers?
c) Before fitting the PV panels, do installers take account of the real condition of the
roof structure?
d) Is the PV installation insured in all cases?
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The author believes that an important number of PV installations may have been
rushed to completion without a proper analysis of the roof strength and characteristics
of their location. Homeowners did not know all the advantages and disadvantages of
PV at the time of the system purchase. Consequently the study will contest the
following Hypothesis.
1.6 Hypothesis
Are PV systems a hidden source of liability for building professionals?
The author accepts that the systems had an important increment in numbers since the
implementation of the FiTs in 2010. The study challenges the idea that installations
figures are the only consequence of people’s concern for the environment. Our
intention is to bring to light most of the stories from PV users from the last 4 to 5 years.
Those accounts are the first source of information from which the hypothesis might be
tested.
The possibility of failure from the mentioned elements and the lack of workmanship are
considered within the scope of the study. The author aims is based in the idea that
some installations may have problems with the calculations of the loadings, because
many roofs have been completely covered with the solar panels and that will be
opposed to the Approved Document A (AD.A)
5
Chapter 2- Research Methodology
2.1 Methodology:
In order to elaborate the appropriate methodology, the researcher analyse the main
subject of the current dissertation:
Photovoltaic Domestic Installations
The choice of methodology will be informed by the following questions:
- Which is the problem?
- Who are the individuals affected?
- What might be the cause of the problem?
- Why the people may be affected?
- How would be possible to solve it?
Own graphic 1: People involved in the Problem
The author agrees with the use of interviews and questionnaires employed in Morris –
Marsham (2010) study. Online surveys are not use in the current work. With the
intention to engage with the public the use of interviews (qualitative method) is planned
in first term with householders, following by building surveyors, installers, council
officials and installers.
6
a) Interviews:
The advantage with interviews is that they can provide a closer view from a problem,
which in words of Lapan, et al (2011) ‘These qualitative studies focus on giving voice to
those who live experiences no one else could know about directly’. In addition, and
following the intention from the author of the current dissertation to participate actively
in the collection of the data, it would be important to cite: Shensul (2011), chapter 4, In
Lapan, et al. ed. ‘Some Qualitative researches choose to involve themselves in the
field or the study setting and participate in it’.
Kirk and Miller (1986) note that: ‘the most critically, qualitative research involves
sustained interaction with the people being studied’ which promotes use of interviews.
It is also true that artificiality is a criticism of formal, structured interviews (Hammersley,
1992) – thus, informal interviews were preferred in a natural (ethnographic) setting for
the householder interview
In the event, 12 homeowners and 4 different professionals from the construction
industry accepted interviews to enrich the study results. The Interviews were designed
according to the categorization given by Naoum (2013), he provide three types of
interviews.
The authors have used unstructured interviews, in which the questions are open, and
Semi-structured interviews as the questions did not followed a particular order. The
interview questions in this case were thus guide words to support an open discussion
on the topic. Interviews were pre-arranged.
b) Questionnaires:
Another method used to gather information it was the construction of questionnaires,
they respond to a quantitative method to gather information.
Naoum (2013) states: “Quantitative research is ‘objective’ in nature. It is
defined as an inquiry into a social or human problem, based on testing a
hypothesis or a theory composed of variables, measured with numbers and
analysed with statistical procedures”(p.39)
All questionnaires were completed by homeowners who incorporated the technology.
The chosen approach was to send questionnaires to 84 households, whereas the
actual quantity was 74 since people were on holiday or away. The questionnaire
7
technique was selected to provide a uniform response, allowing the objectives to be
evaluated in a consistent way.
The aim of the household questionnaires was to obtain most of people experiences,
motivations for acquiring and fitting solar systems even that returns for the investment
were not very rewarding for some households (late installations). Their involvement
with the systems is a vital element for building surveyors as they can provide the check
list of elements that can fail or malfunction. Even those systems are fairly new, there
are already signs of problems and our purpose was to collect and analyse them.
All the information was gathered in order to find answers to the hypothesis. The non-
intrusive inspections of the areas were planned in advance. The author was looking for
evidence of the systems installed and the condition of the units. The opinions and
perceptions from all participants are expressed within the analysis of the data.
C) Non- intrusive surveys:
The observations were done from a distance, to avoid disturbing the owner’s privacy.
-The research employed the following methods:
1.) Household questionnaires
2.) Household interviews (unstructured)
3.) Surveyors and like professionals interviews (semi-structured)
4.) Non-intrusive surveys of properties visited
2.2 Questionnaires:
The author preferred the printed option as the model to follow. Hard copies included
21 questions from diverse aspects of the panels systems. They were organized to be
completed in 10 to 15 minutes.
The study took place within 3 neighbourhoods in the city of Sheffield. The author
selected the properties using satellite views from Bing maps and Google earth.
Participants received the information from the scope and objectives from our research.
As some of the participants preferred to be anonymised, they were allowed not to
8
include their names in the form. Distribution of questionnaires took place between 25th
of June and 17th
of July of 2015.
List of subjects included in the questionnaires for householders:
 Ownership of the panels
 The type of units installed
 Influences for their choice
 Issues related to the roof structure: reinforcement of trusses, rafters, plates,
joints, etc.
 Improvements done in the premises prior to installing the panels: new loft
insulation, cavity wall insulation, double glazing, new boiler, etc.
 Quality from the roof inspection by PV installers
 Type of insurance covering the PV system
 Leasing the roof space to a third party
 Sale of the property
2.3 Questionnaires Distribution Map:
Fig 1: Digimap.edina.ac.uk/roam/os, 2015……..8
Base in the idea of: The Impact of Solar Panels on the Price and Saleability of Domestic Properties in
Oxford, Final Report, Morris-Marsham, 2010, UCL, p.18
Table 1: Type of installations
PVtp Installation
PVsp Installation
9
Information:
The distribution area for the questionnaires took place within the purple boundary
(extended map). This area includes S17 (Dore, Totley & Bradway), S7 and S8.
Within S17 (red boundary), 29 households completed the questionnaires. Among S7
and S8, only 6 householders completed the questionnaires. The final count for the
sample was 35. The total of delivered questionnaires was 74 and the rate of completed
reached 48%.
The chosen area (S17) has the advantage of having a small number of households
compared with others in Sheffield. According to (Postcode Area 2015) there are 15,483
residents divided into 6,885 households.
Table 2: Rates responses
Chart 1: Number of Questionnaires Delivered
Dore area alone
10
2.4 Interviews:
Interviews were designed to investigate what stakeholders think about the PV systems,
particularising the benefits and the drawbacks. With the purpose to enhance the scope
of the current study, the author considered indispensable to appreciate the issue from
different perspectives.
Householders were invited first to have interviews as a part of the study. For reasons of
time only 12 people accept the invitations. Results are presented in section 4.2.
Building surveyors were called to take part in the research. Unfortunately, many of
them declined because the subject was outside their expertise (see list of surveyors in
appendix 9.6).
The author deliberately planned to incorporate in this work the input from different
stakeholders from the construction market, with the purpose of assessing where points
of agreement, as well as discrepancies, could provide answers for the hypothesis.
People invited to take part were:
 Householders…………………..
 State agency valuer: ………….
 Solar panel installer……………
This additional data provides an insight into the supply chain and complexity of the PV
market, and the prospects for the coming years.
2 Own Diagram
 Building surveyor…………….
 Council officials………………
11
2.5 Interviews to Homeowners Map:
Fig. 2: Interview to Homeowners. (Mapping Idea from: Morris-Marsham Report p.18)
Digimap.edina.ac.uk/roam/os, 2015
Interviews to
Homeowners
Chart 2: Total Interviews among S17, S7 and S8
Table 2 a
12
2.6 Outlines from Chapter
The volume of solar panel installations have escalated rapidly in recent years; from 2.7
GW installed capacity in 2013 to nearly 4.7 GW in June 2014 for the UK (Vidal 2014).
The figures are auspicious, but, the purpose of the current dissertation is to determine
if this augmentation in the number of PV units fitted has also been accompanied with
the correct evaluation of the roofs loading capacities.
The methodology chosen by the author relies in the neighbours’ wish to participate and
describe their experiences with the technology. No previous studies from the number of
installations were found. The only advantage is that the author lives in the area and
people may contribute with the sample.
2.7 Limitations
The selected area for the study (except 6 houses) has the advantage of the relatively
small number of households (6885) (Postcode Area 2015). The post code comprises
the areas of Dore, Bradway and Totley.
There is a marked social and economic difference between the upper areas of Dore
with the rest of the neighbourhoods. The surplus of income in the area facilitates
households to invest in PV systems. The average price for a 3 bed house in Dore is
£356.565. In comparison, the same number of beds in Bradway is £256.763.
(Rightmove 2015)
Due to the topography of S17, many houses have solar panels opposite to the street
side. This makes it difficult to assess them, and so the author extended the search
towards S7 and S8. People received questionnaires in person in order to maximise an
ethnographic approach, and they were offered an interviewee at the time of
questionnaire collection. Some houses were visited 2 or 3 times in order to find the
owners.
The author found that the households who rent out the roof space to a third party did
not obtain all the information regarding the issues of liability involved in the deal,
especially in regard to the sale of the property when having this type of contract. They
were content with the idea of getting free energy.
Interviews with building professionals were carried out within the time frame provided
by them. The author accepts the fact that the respondents and interviewees who
participated in this study had the chance to express with freedom their own particular
opinions.
13
Chapter 3- Literature Review
3.1 Aims of the Chapter
The following section analyse the literature regarding Photovoltaics Systems
establishing its origins, the legislation that made it possible and the last development;
articles, conferences, studies and all other literature referred to this technology. The
author critically presents the sources establishing its parallels and contradictions with
the current reality.
3.2 History
Photovoltaic Technology has been around for almost 160 years’. From Alexander
Becquerel (1839) who first observed the phenomenon of transforming light into
electricity, to Albert Einstein producing his Nobel Prize writing in regard the subject in
1905: “On a Heuristic Viewpoint Concerning the Production and Transformation of
Light”, the technology has been evolving up to the present form. (Sunlight Electric
(2015)
The year 2000 marked the beginning of the FiTs in Europe; Germany promoted the PV
industry creating subsidies with the aim to expand the number of installations Morris
(2015). Following this trend, the UK has also delivered active policies, creating tax
incentives and relaxing building regulations in order to speed up private investment.
3.3 List of Sources
3.3.1 Energy Act 2008, HM Government
This legislation came into force in November 2008. It was the government response to
the threat of the climate change (mentioned in the Stern Report (2006) “The Economic
of the Climate Change”) and the increasing dependency from England to energy
imports The Act regulates and improves the licences for the supply of off- shore oil and
gas creating at the same time the structure for the decommissioning and clean-up of
old energy plants.
14
Legislation precedents: we can find the background for this Bill in the EEG (German
Energy Act); British Electricity Act 1989, Energy Review of 2006 and the Energy White
Paper from 2007.
Remarks:
The EA2008 is a piece of legislation that tries to simplify all the previous attempts to
rule an always evolving subject – the energy. This Act shows the government
intentions to diversify the sources of energy. It is important to mention that the
Secretary of State: ‘has the power to make the arrangements for the administration of
diverse stimulus for Low Carbon Technologies’, (Energy Act, 2008: Sec 41, Chapter 4,
part 2).
Section 41 (5) of the Energy Act (2008) defines 9 sources of energy, in particular:
photovoltaics (d) and solar power (g).
Limitations:
FiTs were implemented in 2010. It took 2 years since the publication from the EA2008
to become available for the households Hull (2015). People who installed solar
systems prior to the implementation of the scheme have a different treatment than the
people who fitted the systems after 2010. Since 2011 the scheme had suffered
successive reductions in the amounts paid to homeowners for the energy produced
(RECC 2015)
3.3.2 Retrofitting Solar Panels, LABC Guide (2011)
This is a practice guide for the installation of PV panel systems published by the
authority of Building Control in England and Wales in 2011. The guide places emphasis
on the need for Solar Panels to comply with the requirements of the Building Regs,
AD.A Sec. 4 (Roof Coverings). Clause 4.4 of AD.A (2010) takes into account the
‘significant change in roof loading’¹ when the load applied to the roof structure is
increased in excess of the 15%’.
Remarks:
This note states that assessments for roof structures need to be done by a certified
member of the CPS 2009 (Competent Person Scheme) with qualifications obtained in
the City Gilds 2372-Photovoltaic. CPS is a self-certification scheme introduced by the
government in 2002, Planning Portal (2015)
15
The note highlights how the PV loads may affect the structure of the roof, with the
installer responsible for its integrity. The author calculated that the average weight of
the roof can be incremented around 19.8kg / m² (for a rafter with an average weight of
132 kg/m²) (ILO, 1992). The weight of a solar panel is around 20kg/m.
In addition, this note asserts that will be necessary to determine the strength and the
quality from the roof connections which is the ‘clamp bracket screwed to the rafter’. In
exposed areas recommends to work with a ‘Dynamic Pressure of q = 1.2 kN/m²’³ for
England and Wales.
The work advises to differentiate between modern trussed rafters design from the
traditional cut roofs. Modern roofs with standard structure (fink trusses) may allow an
extra load, however, an investigation needs to be carried out in order to assess the
condition of the timber, metal joints (gussets) and plates. The guide declares that Pre-
Victorian roofs may be better prepared to support the modules, as they were
constructed with better quality woods.
The LABC guide (2011) recommends to be cautious with the constructions from the
first half of the 20th
century as well as and bungalows from the 1960’s and ‘70’s. It
concludes by saying that the roof could be working at the maximum of its strength.
Limitations: The author agreed with most of the statements from the LABC notes, but,
there is no reference to what is happening at the moment. More strict calculations of
roof loads could be carried out.
3.3.3 Parrett, Stuart, (2012)
This is an article published by RICS in 2012 Stuart (2012) provides an overview from
the surveyor’s new role of assessing installed PV systems and the problems originated
for exceeding his competencies.
Remarks:
It makes reference to the HBRs in which the surveyor inspects properties with solar
panel arrays. It suggests setting up some limitations in the advice given to clients who
wish to retrofit their roof with the mentioned elements. According to the article the
surveyor’s inspection is only referred to the suitability of the roof to incorporate the
panels, which does not extend to calculations.
16
Limitations:
Apart from the advice in the condition from the roof components the author considered
that the surveyor should also provide information regarding the advantages and
disadvantages from the solar systems. People have rushed to purchase the mentioned
technology, and on some occasions they have been induced to buy something that is
environmentally friendly but arguably from the cost-effective point of view.
3.3.4 Parnham, Phil (2012a)
In this article published By RICS, Parnham (2012) analyses most of the issues referred
to PV installations when the FiTs started to boost the number of installations. He
mentioned how the reduction in payments from the scheme made by the DECC
demonstrate that the policy was too good to be truth. During that year the generation
payment for a domestic system with 2.7 kWp was around £990. In 2015 the figure is
around 50% of that.
Remarks:
He analyses the problem originated from free offer of solar panels to households by
which the homeowner allows a 3rd
party to lease his roof space for a period of 25 years.
This fact brings serious legal implications at the time to determine who is liable if the
panel causes damage to other people.
Homeowners need to know that they must buy the solar panel array from the company
who owns it in order to have freedom of movement.
Parnham (2012a) asserts that in some cases the company who owns the panel will
allow the new owner to purchase the panels at a cost less depreciation.
Parnham finally declares that: “the myth of free electricity is intrinsically related the
occupancy of the premises”
Comment:
The author agreed with this article in the majority of the points as it was one of the
clearest analyses of the market in 2012. The topic of the article is expanded upon in
Parnham (2012b) the book: “Assessing Residential Building Services” published by
RICS and written by the author of the article, Phil Parnham. where it is clear that the
problems with the FiTs are still affecting the solar panel market.
17
3.3.5 Santo, Philip (2012)
Santo (2012) enumerates the downside from the PV Systems. Santo (2012) starts by
describing the rush from homeowners for securing a lucrative investment in the green
technologies.
Remarks:
Santo (2012) emphatically declares that many things can go wrong. Firstly because on
many occasions there is no consideration for the location of the property; in addition,
when the orientation of the unit is not completely south facing, the efficiency of the
system can be seriously affected. The other argument that he presented is the difficulty
to mortgage a property when the owner has installed the panels for free. The new
owner may not be considering taking the responsibility of the lease left by the previous
owner.
Aesthetics is another issue covered by Santo (2012), since some people do not like the
idea of the panels altering the appearance of the house.
Santo (2012) makes reference to the MCS certification as being the only way to be
entitled to have the highest rate of the FiTs.
Santo (2012) mentions the Council of Mortgage Lenders. The lender may constrain the
homeowner who has a FiT on his property to remove the installation if it affects the
saleability of the house.
Limitations:
We agreed that in 2011 it was too early to make a prediction about how the FiTs were
going to be accepted by lenders. Now 4 years since the implementation we can still
find similar difficulties at the time of selling a property with a leased roof. The
recommendation for the homeowner is to buy the remaining years of the lease from the
solar company who install them in order to facilitate the sale.
3.3.6 The Impact of Solar Panels on the Price and Saleability of Domestic Properties in
Oxford, Final Report, Morris-Marsham (2010)
The research/study in question was presented in 2010 as a final dissertation for a
Master degree in Environmental Design and Engineering at UCL. The results of this
study are based in surveys and directed questionnaires delivered to residents in
Oxford.
18
Remarks:
Morris-Marsham (2010) examines the impact of the solar technology in the price of the
houses in which they are incorporated. Using questionnaires and surveys they explore
the probability that PV may increase the value of properties due to the reduction in the
electrical consumption. The researcher asks the respondents in one of the questions if
they are willing to pay more for a property with PVtp. Other examples of questions
scrutinises how the aesthetics from the devices may affect the customer’s decision.
Finding connections with the current dissertation the author analyses question No. 7
from the Morris-Marsham study (2010): ‘What is the main reason you would more likely
to buy a property with solar electricity panels?’ (ibid, p.30). Morris-Marsham (2010)
provides 4 possible answers, 2 of which are relevant to this study as further detailed
below.
The most important two are: because it will: b- ‘Reduce energy bills’ and because it will:
c- ‘Reduce environmental impact’.
The response shows that 60% of people answered that the main reason is that they
may reduce the electricity bill, whilst 30% of people responded that they may reduce
the environmental impact from the building.
As the title describes, the study was concentrated in the economic aspect of the PV
systems. The author finds convenient the mapping layout for Questionnaires and
Interviews from Morris Marsham (2010). We adopt and acknowledge this method.
Digimap is used to visualize areas for the sample.
Conclusion:
There is no demand market for houses with PV. The existence of a PV system on the
roof does not influence the final price of the house,
Limitations:
680 questionnaires and surveys were distributed and 30 were returned completed. The
overall rate of response was 4.41%. (p. 18). She delivered 330 web questionnaires with
a very low rate of returns (only 5); she delivered 350 hard copies, with 25 returns. The
study was done in 2010 when solar systems were just starting to be part of the
townscape.
19
3.3.7 Ridal et al (2010)
This was a research study focussed on the structural impact of PVtp and PVsp in
domestic and non-domestic buildings commissioned by the Building Standard Division
of the Built Environment Directorate in Scotland. The systems were applied to different
kind of roofs assessing the effects of the loads on ‘trusses and connections’ (p. 4)
Remarks:
The importance of the study in question is the effect that extra loadings applied to roof
and walls could cause to the structure of buildings. The number of systems installed
assessed by this research was 4: PVsp fitted to slate tiles; PVtp incorporated to a metal
frame (evacuated tube type); PVtp fitted to roof tiles (flat plate collector) and a PVtp
fixed to an internal wall inside the property.
Firstly Ridal et al. (2010) describes in detail the systems components making the
difference between the PVtp ‘solar water collectors’ (ibid, p.8) and the usual PVsp ‘tile
type solar collector’ (ibid, p.9).
The study considered all the requirements for constructors taking on board PV solar
installations which are clearly stated by the MIS 3001(2009). (Solar heating
microgeneration standards), Published by the DECC in 2009 (Requirements for solar
PV standard
Support for solar systems (brackets, fixing and metal frames must comply with steel or
galvanized coating to protect the installation for at least 20 years for the first service, in
accordance with ‘BS EN 10088 and BS EN ISO 14713’ (Ridal et al 2010).
Basically the PVtp contain fluids and can have different shapes and sizes:
Fig. 3: Sky Flair Ltd (2015) Evacuated tube collector:
20
Fig. 4: The Green Home (2015) Flat plate collector:
Within the analysed study the writer itemises each component of the roof in order to
calculate dead loads and forces acting on the trusses.
Weights from solar thermal panels (PVtp):
The average unit form evacuated tubes collectors (Fig 3) have a weight of 50.3 kg up
to 76 kg. The solar plate water collectors (Fig 4) have a weight from 25 Kg up to 44, 4
Kg (empty). These kinds of panels are heavy and the roof needs to be strong enough
to support them; consequently trusses should be checked.
Information for metal frames and PVtp:
Metal frames have a weight of 17 to 22 kg (ibid, p. 13).
Filled PVtp (solar thermal) attached on-roof figures are:
Type A (flat plate PVtp) = 0.19kN/m² Type D (flat plate PVtp) = 0.20kN/m²
Type E (evacuated tube PVtp) = 0.22kN/m²
A water tank of 300 litres to store the water produced by the solar thermal panel can
exert a force = 0.98 kN/m² (important when fitted within the loft space)
Example of load for PVsp (solar panels): The solar panels (PVsp) tile type, used for the
study had a weight of 14 kg/m² and 19.7kg/m². (Ridal et al. 2010).
21
PVsp diagram with components:
Fig. 5: Combined images from: P 3.4.7.c: Dow Corning (2015) & P 3.4.7.d: Pearl Solar Panels
(2015)
According with the figures, rafters (trusses type) can support an average of 0.78 kN/
m². Concrete tiles can exert a load = 0.65 kN/m², which mean that the roof will have
some margin of capacity to incorporate a small load (0.13kN/m²) (p.22),
Findings:
The study showed that tests with solar panels Type G and H applied to the roof
produce stress in the components of the truss but ‘within acceptable limits’ (ibid, p. 23).
The authors observed that those loads could cause the roof to be in excess of the 15%
and it is considered as a ‘significant change in the roof loadings’. (Building Regs, AD.A
2010, clause 4.4, p 40)
Wind loads have been calculated with a speed of 24m/s, (BRE Digest 489 (2004). p.3)
22
Fig.6: BRE Digest (2004 p.3)
An important finding from this study is the impact of the wind when applied to the roof
surfaces. Looking at the figures from the graphic extracted from BRE (2004:p.24) is
possible to visualize that negative forces (up-lift) are stronger than the positive forces
acting on the surface of the panels (downwards).
Table 3: Ridal et al (2010) BRE & Waterman Group, p. 24
From Table 3 it is possible to establish that up-lift forces have a substantial impact in
the final loading on the roof. The figures evaluated correspond to the PVsp
(Photovoltaic Solar Panels, On-Roof type)
23
The mentioned unit is mounted on a metal frame system which is attached through the
tiles to the rafters of the roof; this situation allows the wind to circulate between the
surface of the tile and the solar unit. Up-lift forces will be greater than the ones acting
on the surface of the panels.
Relative advantages from Fink Trusses (standard configuration):
Standard modern trusses in England should comply with: (BS EN 14250: 2010) ‘Timber
structures. Product requirements for prefabricated structural members assembled with
punched metal plate fasteners’. The trusses thickness should be no less than 35 mm.
The roof design and the number of trusses will determine the strength of the final roof.
Finally, the study asserts, that trusses with standard configuration, covered with
concrete tiles and PV panels (on-roof type), may work at their limits of loading capacity.
Fig.7: Cortez Colorado (2015) Fink-truss Image [online]
Fig 8: Truss Corp (2015) Prefabricated Roof Truss [online]
24
Other Roof Configurations:
Roofs structures which are not fink trusses require even more care, due to the need of
calculation from individual members, which have been made on-site like a cut-off roofs
for example.
In-plane roof solar thermal and In-roof solar panels are better to fit because the
coverings of the roof (tiles, slates, etc.) are taken off and replaced directly with the
panels (see Fig. 10). In this case, dead loads and wind effect is reduced, preserving
the integrity of the roof.
Limitations:
There was an error on page 35; the study announces the analysis of 6 case studies,
but provides the results for only four. The author did not take results from the solar
thermal unit attached to the wall, since this present study did not encounter any sample
with the same characteristic within the analysed area in Sheffield. Ridal et al (2010)
report has a reduced number of cases and cannot represent the installations of an area
of Scotland.
3.3.8 Guide to the Installation of Photovoltaic Systems, MCS (2012)
This is the main source of information for Solar panel installers. Published by the
Microgeneration Certification Scheme in 2012, it came into force in 2013. It is a
technical guide in which all the requirements for the installers are considered.
(MCS Guide 2012) starts by defining the scope and the purpose of the guide and
immediately goes to the design section to analyse the type of module, electrical,
cables, fuses, insulation, etc.
After that, the issue of the performance is discussed; in this case there is a change due
to incorporation of a database from Europe called PVGIS, which measures the
irradiance.
The (MCS Guide 2012) also provides information about the appropriate inclination of
the panels, shading and orientation according to location. Load calculation, mounting
and fitting are explained in detail. Margins for the panels should be 40 to 50 cm (ibid, p.
74).
25
Remarks:
Inconsistencies in relation to European codes are stated in section 4.3.7 from this
guide:
…’roof systems for pitched roofs suggest a screw layout that conflicts with the
requirements of [BS EN 1991-1-5] Eurocode 5 to keep fixings a certain number
of screw diameters away from the rafter edge and each other. In such cases
one solution is to fix the mounting bracket to a timber noggin fitted between the
rafters. Alternatively, the fixing resilience can be determined from test data’.
(MCS Guide, p. 71)
Downsides:
The author sees this issue as an important weakness in the British legislation. The
suggestion of a noggin addition to the rafters in order to attach the anchor (MCS guide
p. 71) is a tacit indicator of agreement that the rafters are not thick enough. It leaves
the issue to be solved by the installers; please refer to appendix for the interview with a
solar installer (see appendix 9.4).
3.3.9 Solar Panels Mounted on Building, Norfolk County, Canada
The Ontario Building Code (2013) has very stringent legislation, since it is required to
have a building permit for any solar installation in which the array has more than 5 m²
of surface.
Remarks:
In Ontario, any application must come accompanied with plans from the project
describing all the specifications from the proposal. It is required to have a signature
from a Chartered civil engineer. The homeowner must present 2 set of drawings. The
submission is checked by the council and assessed on site by an inspector. Electrical
connections are also subject to inspection from the electrical board.
In addition, it is necessary to present with the form, all the details from the equipment
as well as the structure of the roof, loading, and members affected by the installation.
The author agrees with this legislation - whilst it is very conservative, it reduces the
liability for installers and homeowners.
26
3.3.10 Assessing Residential Building Services, Phil Parnham (2012)
Parnham (2012b) outlines the surveyors’ approach to building services. The complexity
in construction brought by the incorporation of new technologies can make surveyors
feel overwhelmed. Regarding solar systems Parnham (2012b) recommends to be
cautious at the time to assess properties in which the client has installed PV panels or
is thinking on doing so.
Remarks:
Parnham (2012b) places highest risk on electricity supply because it is a dangerous
service and can cause death. He recommends an exhaustive assessment and
highlights how often illegal connections can be found inside the premises.
Surveyors are advised to ask the homeowner if the installation has been undertaken by
a company with a MCS accreditation; this would allow the work to be registered in the
Feed in Tariff Scheme (FiTs). Electrical connections need to satisfy the requirement of
the Building regulation Part P and the person assessing the roof structure with Part A.
(ibid, p.24).
Parnham (2012b) provides clear guidance for surveyors assessing properties with solar
PV panels; from the outside; condition of the panel, orientation, shading and roof
coverings. From the inside: the roof structure, evidence of sagging, and the working
condition of the electrical system. Parnham (2012b), p.24
Additional loadings need to follow the limits stated in the Build. Regs. AD. A, Sec. 4,
4.4 (analysed on page 21).
Limitations:
It was published in 2012 when the technology started to be known. Precedent of the
FiTs was scarce at that time and the legal consequences of leasing the roof was not
predicted.
3.3.11 UK Solar PV Strategy Part One: Roadmap for a Brighter Future, DECC (2013)
Remarks:
Published by the DECC (2013) this sets out the needs from the UK to diversify the
sources of energy. The target is to reach the 15% of the energy from renewables by
2020. The British Government will promote PV installation with others sources of
energies, aiming to reduce the impact from carbon emissions. Local communities will
27
have the benefit of taking part in their own decisions. DECC (2013) makes reference to
Part 2 that was planned to be published the following year.
3.3.12 UK Solar PV Strategy Part Two: Delivering a Brighter Future, DECC (2014)
Remarks:
Published in 2014 the policy goes further with the government intentions to support the
PV industry expansion. It mentions the necessity to continuing supporting the small
scale production of energy (domestic), but the mid-size sector (industry and
commercial scale) is foreseen as the next step to develop. The DECC (2014) highlight
that the rapid process of growth in large-scale solar farms could jeopardize the funding
for the rest of the sector. DECC (2014) puts accent in the wealth and employment
brought from the PV industry and plans to promote exports from the British technology
in PV systems.
Drawbacks:
There are things to revise within the Policies. The abrupt reduction in the payment of
the FITs to small energy generators might discourage homeowners to purchase the
systems; there will be no incentive to acquire them in the short term. It does not show
that stakeholders have been consulted prior to elaborating this policy.
3.3.13 Screw pull-out tests on wooden rafters with a rafter width of 35 mm, Zapfe
Zapfe (2011) measured the resistance from screws to pull up forces. The study uses
wood with 35mm of thickness, similar to the rafters commonly used in England as
standard. The importance of this study is that pull out forces are usually exerted when
the solar panels are mounted on roof and the wind is allowed to circulate freely under
the panel module.
Remarks:
For the experiment screws from different diameters and lengths were used. Screws
have been incorporated into the wood under different situations, screwing them directly
or pre-drilling a hole into the wood with a smaller drill bit before screwing them in.
The test pulls out the screws by pairs and done using a hydraulic machine. Results
showed that the screws did not display deformation but they damaged part of the rafter.
When the screws were introduced near the edges, the opposition to up lift forces
28
reduced drastically. The study emphasizes that rafters with this thickness do not
comply with the Normative of Eurocode 5 DIN EN 1995.
Diagram 3: Own Diagram obtained from the Zapfe study
Figure 3: was made from the written information included Zapfe (2011). It shows the
thickness for the rafters according to DIN 1995 Eurocode 5 and the usual width for the
UK. Up-lift forces may cause more damage to trusses 35mm width, as they will have
screws closer to the rafter edge if the installer uses imported anchors. For screws
minimum sizes and pre- drilling guidance can be found at: EN 1995.1.1.2004 Eurocode
5 (2004). Minimum truss thickness for England is defined by BS EN 14250 (2010) p.9
5.4.1.
Limitations:
The study was made using individual members with 35 mm. It was not tested under the
real action of wind forces, acting against the whole structure of a standard tiled roof.
29
3.3.14 Blowing in the Wind? VIRIDIANSOLAR
Viridian Solar (2014) emphasizes the importance of the wind load within the design of
the roof system. The paper states that areas can be more exposed to wind than
others, all depending to the topography, location, altitude and distance from the sea. It
also makes differentiations according to the modules design.
Remarks:
Pressure coefficient values correspond to BRE Digest 489 (2004 p.3) Viridiansolar
(2014) recommends working with timber with a higher safety factor (1.44) and advice is
provided for installers to assess the product according to the location in which it will
perform.
Screw resistance should be: ‘equal or greater than to 12 times the diameter of the
screw’ (ibid, p.3). This explanation means that for a screw of 3 mm diameter, there
must be a rafter of 36 mm of thickness. For in-roof solar modules states, that in most
cases if the product has been designed for other European countries will require
battens 35mm by 35 mm thick. The most popular battens use in the market in England
have 25mm (Affordable timber Battens 2015); this is a common mistake when installing
this type of products (ibid, p, 3).
Fig 9:
VIRIDIANSOLAR (2014) Blowing in the Wind? In-roof PV panel examples
Limitations:
They try to promote the benefits from their own products in the guide and do not show
figures from other designs available.
30
3.3.15 What is a kWp? Evoenergy
KWp: Kilowatt Peak, A kind of test for Solar PV panels in order to measure the module
performance. ‘Is the irradiance of 1000w/ m², with a module temp at 250º C, and a
solar spectrum of 1, 5’.
3.4 Chapter conclusion
The analysis of the literature shows that the technology has benefited from the
government decision to subsidy PV installations. This is a valid reason from an
environmental point of view. The current dissertation describes the existence of some
discrepancies between English and European codes in regard to rafters supporting
solar modules. Householders did not take account of the problems that the system can
cause when loading is at the limit of its capacity (>15% of roof extra weight). Anchoring
of the modules can be unstable if the unit has not been properly secured to rafters or
battens; screws need to be pre-drilled and far from rafter edges.
A rapid increase of installations has been motivated due to financial rather than
environmental reasons. People did not have the right information at the time to
purchase. They were enticed with the idea of free or cheap energy. The prospect for
the industry is not clear as the government wants to reduce or eliminate subsidies for
small electricity producers under the FiTs. (Macalister 2015)
Surveyors will have an important role in the appraisal of properties with solar PV
systems. Loads, workmanship and liability will be the main factors in the assessment.
Other stakeholders will need to work together in order to find a new framework for the
market. Councils should take a more active role in the control of solar panel
installations in premises where the surface covered with PV panels takes a large
amount of the roof. Therefore, our legislation will have to change accordingly,
particularly since there is a need to comply with European codes for timber
construction.
31
Chapter 4. Survey and Findings
The following tables and charts have been designed with the results obtained from the
questionnaires distributed to households between 25th
of June to the 17th
of July of
2015. The sample correspond to the post codes: S17, S7 and S8 in Sheffield (see Fig.
1).
A total of 73 hard copies were distributed to householders. Thirty-five self-completed
questionnaires were collected back, reaching a response rate of 47.94%. The original
respondent sample size was 84, and the author fulfilled the 42% of that target. The
numbers of questions included in the copies were 21.
Questionnaire provided in Appendix 11.1.
4.1 Answers to Questionnaires:
4.1.1 Q.1
This question refers to the existence of a solar panel array in the premises, a working
unit, producing either electricity (PVsp) or hot water (PVtp)
Chart 3: Existence of a working solar array
Question 1: “Does the occupier have a solar panel array?” (A working unit)
Within the yes group the authors include all type of solar panel system.
32
Remarks: From householder’s accounts the panel systems seems to be working
according to installer’s predictions, except in one case where the property was
purchased with the installation in place. The oldest system was fitted in 2007.
4.1.2 Q.2
The following question explores the probability that the PV system was already
installed by the previous owner or by the developer. Is possible to see new
developments where the buildings need to produce at least 10% from its energy from
renewables. From the visits to properties at the time of the questionnaires distribution,
only in one occasion the house was purchased with the panels already installed.
Nevertheless, it had solar thermal collectors.
Chart 4: Installing the solar array or buying it with the property
Question 2: “Did the occupier install the PV panels or were the panels already in
place?”
Remarks: The numbers of responses confirming that homeowners installed the panels
were 34 (97.14%), Only one property situated in the area of Totley (S17) was
purchased with an existing solar thermal unit. This makes the 2.86% (rounding 3%)
from the total,
33
4.1.3 Q.3
Question 3 makes reference to the type of solar system that the homeowner has
decided to fit in his property. Ideally, if well advised, choice will be related with the
occupancy of the premises.
 Solar PVsp?
 Solar PVtp?
This question is linked with question 4 (factors that influenced the occupier’s choice).
Solar energy at the moment cannot be stored (until cheap batteries are available). It
means that if during daylight hours the property is empty and the consumption is low,
all energy produced by the system will go to the grid, producing a very small return.
Fig 11: Solar Panel Unit, (Own Image)
Fig 12: Solar Thermal Collector (Own Image)
34
Chart 5: Type of system
Question 3: “Is this a Solar Panel System, Solar Thermal or Both?”
Remarks: From 35 responses, the vast majority of houses (28 premises) have
installed PVsp, mainly due for the advantage of FiTs generation payments. These are
the 80% of households in the survey. 4 houses have installed both systems (PVsp &
PVtp) at 12%, and finally 3 properties have only fitted PVtp (9%).
It is obvious that return and investment are important factors in the homeowner views.
Please see Q.4 Op (D) for other consideration involved in the choice.
35
4.1.4.0 Q.4
The question underlines the factors that have influenced the occupier’s choice.
Question 4: “How far did the following factors influence the occupier’s choice?”
Three choices are given to householders. Each factor has a level of agreement, from
none to fully.
Remarks: In first term (A) is the production of electricity and the possibility to use it as
is produced. After that (B), is the chance to sell the excess of energy to the grid and
finally (C), is the environmental motivations for the investment,
Option (D) accounts other considerations; the author left a blank space to be filled with
the testimony of the participants and they have created all the options.
Table 4: Figures from the responses A; B and C:
36
Table 5: Option D: People created the options from what they considered important,
these are the figures:
4.1.4.1 Q.4, Option (A) from question 4
Chart 6: Use energy as is produced
Question 4, (A): “Households / occupants are able to use the electricity as it is
produced during the day”
Within the chart all PVtp (solar thermal) and PVsp (solar panels) are counted.
37
Remarks: three people answered “None” (in blue) is because they have PVtp and their
systems do not produce electricity as such. Their systems heat up water instead.
The rest of the people have PVsp or a combination of both systems. They are able to
use the energy directly as is generated. From the combination of households Green
and Purple (65.71 % of people), is possible to see that owners with solar panels units
can use a decent amount of the energy during daylight hours.
4.1.4.2 Q.4, Option (B) from question 4
Chart 7: Able to use electricity
Question 4, (B): “Being able to sell unused electricity to the national grid”
Remarks: In this chart we have the opposite situation than in the previous chart. As the
energy is not consumed in the premises, is exported to the grid at a very low rate 5.94
p/kWh. (See Appendix, RECC (2015) Consumer Feed in Tariff). The chart shows that
people are able to export energy to the grid (Green and Purple accounts 71.43 % of
households). If the amount of energy exported to the grid is higher than the used in the
premises, is evident that the system is not a good investment, unless they have the
highest rate for FiTs generation tariff (units installed before 2012).
38
4.1.4.3 Q.4, Option (C) from question 4
Chart 8: environmentally friendly
Question 4, (C): “Being environmentally friendly is a good long term investment”
The chart shows a high percentage of commitment to the environment. The answer “a
little” indicates an economic interest in the system only, leaving behind the green
agenda. People answering a little have joined the FiTs. Combining the biggest groups
(Blue and Green), they account together 88.57 %
39
4.1.4.4 Q.4, Option (D) from question 4
Chart 9: Other considerations
Question 4, (D): “Any Other consideration involved in your choice?”
Remarks: The graphic was created with the quotes left by the participants of the
survey. They account more than 50% of the final sample. This is a subjective view from
the motivations to install the PV systems. In only one case the respondent is not
mentioning the economical side of having them and, instead, prioritizes the need of
clean electricity. This example accounts the 5.5% from the 18 respondents to Q. 4
Option D.
There is a general idea that FiTs is Not Taxable, but, if the owner of the house has a
registered business in the premises he/she will need to ask his accountant. Idem for
landowners who rent the premises and have an income from the house.
40
4.1.5 Q.5
Question 5 inquires about how the homeowner believes he / she were advised at the
time of purchasing the system. The selection of the type of system is crucial. The solar
company should tell the homeowner the benefits of having a PVsp or a PVtp system, in
order to maximise the energy use that he / she will be able to generate.
Chart 10: Advice at the time to purchase
Question 5: “Does the occupier believe that he / she received a good advice when
they purchased the system?”
Remarks: this question makes clear reference to the quality and fairness of the advice
given by the solar installer company, which in theory should assess the needs of the
households according with the occupancy, energy consumption and life style of the
customer. A high proportion (88.57%) of the sample said “Yes”.
41
4.1.6 Q.6
The question makes reference to the necessity of improving the energy efficiency of
the house, in order to be eligible for the FiTs, the house should have an EPC = Band D
or higher. The numbers of the properties that have made improvement to comply were
23 dwellings.
Chart 11: Improvements
Question 6: “In order to improve the energy efficiency of the property; did the occupier
make any other improvement to the house before the Installation took place?”
Remarks: the number of houses with improvements was 23 from a total number of
improvements of 34. This means some properties made more than one refurbishment
in order to be more energy efficient. The cost of the installation in these cases was far
more expensive.
Table 6: Improvements
PART 1
42
4.1.7 Q.7
This question is related to the quality of the inspection made by the CPS administrator
or any other professional who made the assessment of the structure of the roof and loft
before fitting the solar array.
Table 7: Roof assessment
Chart 12 Satisfaction
Question7: “How would the homeowner describe the quality of the inspection of the
roof and voids by the installer's surveyor?”
Remarks: the chart shows a quite even level of satisfaction in the inspection of the
roof condition. However, people cannot evaluate this objectively, because not many
owners have the technical knowledge to understand the issues involved in the
inspection.
43
4.1.8 Q.8
In this question the researcher asked the householder if the roof has been
reconditioned and strengthened in order to support the extra loads.
Chart 13 Roof reinforcing
Question 8: “According to age and type of structure not all roofs need to be reinforced
prior to fitting the solar panels. Did the installers reinforce the existing roof structure?”
Remarks: is evident that roofs within the current research have not been reinforced in
order to support the loads of the solar panel modules. The reality confirms the
perceptions from the author that few premises have been strengthened before
retrofitting the panels – only 2.86%.
44
4.1.9 Q.9
The following question perhaps has a technical approach, but is well explained to
homeowners; however, people spread the answers according to their knowledge. This
is a key issue which in many occasions is misunderstood by homeowners living in
exposed southern areas of the city, near the Peak District (where the current study
predominantly took place).
Chart 14 Wind effect issues
Question 9: “In the Sheffield area the effects of the wind is not uniform due to its
geography. Does the occupier know that the wind can significantly increase the weight
load of the roof coverings?”
Remarks: A high percentage of the sample responded to understand the issue, but
the majority do not bother or do not consider that it is important. Answers “No” and
“Don’t Know” total 57.14 % of the sample.
45
4.1.10 Q.10
The question inquires the number of people who have rented out the signed the FiTs
for certain amount of years to a third party against the total of households from the
sample
Chart 15: Renting out the roof area
Question 10: “Does the householders rent out their solar panel array?”
(A third party leasing the roof for certain amount of years)
Remarks: From the sample is evident that the socio-economic factors influenced this
question; most of the properties visited belonged to the upper middle-class were the
availability of extra funds has been redirected to the solar system. Only 2 houses had
benefited from free- installations 5.71%. This could change radically if the sample is
obtained from Sheffield, S14.
46
4.1.11 Q.11
This question is related to the previous number 10. It enquires if the occupier has taken
the advantage form the FiTs.
Chart 16 Taking advantage from Fits
Question 11: “If the answer to 10 is "NO", did the homeowner take advantage from
the FiTs?”
Remarks: the chart shows the evidence of how the FiTs have impacted in the decision
to purchase (or lease to a 3rd
party) the mentioned technology at a high proportion of
88.57%. “Not applicable” correspond to PVtp owners. The answer “No” corresponds to
an installation from 2007.
47
4.1.12 Q.12
In this question, similar than number 10, we are more specific and enquiry if they
leased the roof to a supplier. This is because in some cases the previous owner from
the house can pretend to carry on with the FiTs contract, even that he is not the owner
of the house. This is not usual, but it is allowed.
Chart 17: Renting out to a solar supplier
Question 12: “If the answer to 10 is "YES", did the homeowner lease the roof space to
a solar company supplier?”
Remarks: Only 2 people had rented their roof to the company who installed them
(5.71%). The chart shows that the influence of the FiTs has promoted the PVsp
systems, even that numerous homeowners do not get much energy from their panels,
because they are not at home during daylight hours. For them a better option is the
PVtp system (8.57%).
Most people own the panels in the area (85.71%).
48
4.1.13 Q.13
The interviewer asked about the influence of the FiTs in the final decision to acquire
this technology. Before 2010 no many people had them installed.
Chart 18: Influence of the FiTs
Question 13: “Did the FiTs (introduced in 2010) influence the decision to install the
solar panel array?”
Remarks: The FiTs has been the most important source for installations of solar
system (80%). People who installed the PVsp before 2010 (11.43%) have made their
decisions based in the benefits of a clean environment and due to a surplus of
resources; they paid 200% more at that time. The rest have only PVtp (8.57%).
49
4.1.14 Q.14
People may change the house when finding a new job, get ill or when children move
out of the house, etc. This question was designed to investigate this issue, and
peoples’ responses were positive and reasonable.
Chart 19: Thinking ahead
Question 14: “Before making the decision to purchase the system; did the occupier
consider the years in which he / she will expect to live in the house?”
Remarks: Most people considered this issue (80%). Combining “No” &” N/C” makes a
20% of householders who did not regard this as important.
50
4.1.15 Q.15
Households were asked to describe the insurance cover for the PV system. In many
occasions they could not remember if they have insurance. In the case of renting out
the roof space, this is covered by the company who leased the roof.
Chart 20: Insurance covering
Question 15: “If the occupier purchased the solar panel array; has his / her home
insurance covered the system at no extra cost?”
Remarks: the sample shows that 48.57% of households are covered by their
insurance without paying extra money. 42.86 % cannot recall if they are covered.
8.57% are not covered.
People are not sure because in most cases they did not tell the insurer about the new
installation. They ‘assume’ they are covered and this is a misconception. It is like a
purchase of an appliance.
51
4.1.16 Q.16
Question 16 is close to Question 15. People are asked the same question with a
different order to check the accuracy of the response. Option “No” in Q.16 is similar to
option “Yes” on Q.15. Option “Don’t Know” on Q.16, was the option “Not Sure” in Q.15
Chart 21: Necessity to purchase insurance
Question 16: “Has the occupier had to purchase a different insurance policy or
increase cover of their current policy to cover the system?”
Remarks: the results shows that 85.71% said that there was no need to buy a different
policy or increase the premium in the existent policy. 11.43% Don’t Know. One
household pays more for the insurance
From the difference between Q15 and Q16 is possible to deduce that people did not
tell the truth.
a- People who answered “YES” on Q.15, should have answered “NO” in Q16
b- People that have answered “NOT SURE” on Q.15 should have answered “DON’T
KNOW” in Q16
a Discrepancy 37.14%
b Discrepancy 31.43%
The installer has also highlighted this issue during the interview. See in Appendix 9.4
Table 10:
52
4.1.17 Q.17
Households were asked about the perception that properties with PV will increase the
value. This is a question about aesthetics.
Chart 22: expectation of better value
Question 17: “Does the occupier believe that the solar panel installation will increase
the value of the property?”
Remarks: People really value their properties, 65.71% believe it will boost the
prospect of selling the house. 25.71 % don’t know and 8.57 % do not agree it will
increase the value of the house.
53
4.1.18Q.18
Households were asked about the level of satisfaction with the system.
Chart 23: Level of satisfaction
Question 18: “How satisfied is the occupier with the solar panel system?”
Remarks: Most people are very satisfied with the systems, with 66% of the sample
affirming that. The satisfied rate is 34%.
No negatives responses were received.
54
4.1.19Q.19
According to the brand fitted, the units have an efficiency of around 15% to 20% (power
of the PV module per unit of area), this is determined by manufacturers. The
householder should be advised in this regard by the installer.
Chart 24: Efficiency
Question 19: “In terms of efficiency, is the level of energy generated as accurate as it
was predicted before the installation?”
Remarks: 71.43 % asserts that the units work according to estimates. Installers
provide homeowners with a table containing the forecasted efficiency per annum.
55
4.1.20Q.20
In this question the households are asked about legal issues; this is mostly focused in
people who rented out the roof to a company supplier.
Chart 25: Types of ownership
Question 20: “If the occupier wanted to sell the property and he / she is not the owner
of the solar system, will he / she consider purchasing the remaining years of the lease
from the company who installed them?”
Remarks: as predicted people answered N/A. 32 of them purchased the units
according to the questionnaire sample.
The only 2 households who rented out their roof space to a third party answered:
A) Said that he will “Not” consider purchasing back the panel system if he wants to sell
the property.
B) Answered that this question is “Not Applicable” for him.
These are not the expected responses from the people who rented out the roof. This is
a legal point. They do not know exactly which are the legal terms of the lease contract.
56
4.1.21Q.21
In this question the households were asked if they will invest again in the systems,
adding new modules or replacing the actual ones.
Chart 26: Replacing or increasing covering
Question 21: “Are planning to replace or increase your solar panel array in the next 1 -
5 years?”
Remarks: most people answered “No” (94%), mainly because the systems last up to
30 years. Manufacturer’s warranty covers up to 20 years. The question was to know if
people were willing to install other type of system, for example PVtp.
57
4.2 Interviews to Homeowners
Most people preferred to complete the hard copy questionnaire. However, 12
homeowners accepted to have an unstructured interview. These are non-statistical
answers.
Copies from the manuscripts can be seen in Appendix 9.2
Interviews highlights:
1- Being able to reduce the consumption by 20% during summer;
2- Get free energy while at home;
3- Have an investment with a high return (6 to 7% per annum), for households with
generation high tariff;
4-Tax free;
5- The equipment is guarantee for 10 years;
6- Do not need maintenance [IT WILL DO AT SOME STAGE];
7- Efficiency is better than predicted;
8- Installing 6.4kW of capacity and exporting just the 50% of the energy produced to
the grid can help to reduced up to 50% from the households bills;
Downsides:
People working outside his home most of the time do not make the best use of the
system.
As the FiTs are reducing payments it is better not to expect a high return.
Homeowners should consider the fitting of PVtp as well (Energy Saving Trust 2015).
They can provide most of the hot water needs for a house, instead of selling cheap
energy to the grid.
Households did not check if the roof has been properly reinforced and secured by the
installer.
In many cases homeowners don’t know if they are covered by the home insurance due
to the omissions to inform the insurers.
Homeowners did not receive in all cases the right information from the systems.
58
4.3 Interview to MRICS Valuer
Interview to Andrew Winters from Blundells 10-8-2015
See appendix 9.3
He answered the following questions:
Table 8: Responses from questions 1 to 5
Table 9: Responses from questions 7 to 12
59
4.4 Interview to a Solar Panel Installer
Interview to Robin Atterton from Mack Installation 14-8-2015
This was an unstructured interview where mainly technical issues were asked
Important for Surveyors: See appendix 9.4
 Roof assessment
 Rafter thicknesses, compliance to Eurocode 5
 Nogging additions
 Bracketry and fixing, screws in the incorrect position
 Attaching solar modules to slates
 Array design.
4.5 Interview to Building Surveyor See appendix 9.5
Interview to Phil Parnham from Blue Box Partners 21-8-2015
He has answered the following questions.
Fig. 13: Questionnaire responses.
60
Fig. 14: Questionnaire responses.
4.6 Other consultations
The authors consulted other professionals; Flint Ross, A J Marsh and Chandlers
Building Surveyors.
Chandlers from Holmesfield replied saying that on a few occasions they did work for
clients requiring calculations of the roof structure capacity for installing solar panels.
They said that people did not like when they advised the clients not to install, because
the roof had a weak structure to support the array.
On the 19th
of August the authors had a conversation with Mr Ralph Bennett from the
Sheffield City Council Building Standards in which he expressed the position from the
council in that regard. (See appendix 11.6)
61
4.7 The Authors Findings
Examples of miscalculations
At the start of the current dissertation the idea of failure of PV installations was
theoretical, based on assumptions made from the non-compliance with the legislation
in place and the MCS Guide (2012) for PV installers. The author observed numerous
solar arrays where, non-minimum margins have been kept. In this case the array
covers 90 % of the surface. The roof has concrete tiles. The following Pictures have
been taken during the current research.
Property A, Pict 1 West facing view Pict 2 In detail
Pict 1 shows that the panel comprises the whole length of the slope. This is a 2 storey
house in an exposed and hilly area in the city. Pict 2 shows concrete tiles without
pointing. Metal clips are lose and the verge needs rebedding. The danger is that the
tiles are lose at the edge of the wall and there is nothing to hold the roof against the
uplifts forces
Pict 3 Sagging process Pict 4 Damage in detail
In Pict. 3 & 4 the roof has suffered from the effects of the weak structure and the action
from the wind. As the rails are fixed by rows, the movement has cause the panel to split
into two different sections. Pict 4 shows a displacement downwards from the bottom
62
row of almost 18 mm from the alignment to the slope axis. This roof needs an
immediate assessment. The questions to ask here is: who inspected the roof before
the installation took place? And who bears the cost of repairs?
Property B, Pict 1 Pict 2
Property B has similar problem, the colour lines show the different alignment from the
two pieces. The long axis of the house is facing South and prevalent wind from Left
(west) the ridge is showing a bending process. The roof is covered with slate tiles
Pict 3 Cantilevered panels
A wrong design can end like this. Insufficient number of anchors can leave the last row
without the appropriate support. The wind will exert stronger up-lift forces in that side of
the panel.
63
Property C, Pict 1
This is a sigle storey house with a loft convertion. In this case the roof is covered with
clay tiles and the location of the property corresponds to the lower area of S17. The
array has a west facing orientation. Under the 16 modules array is posible to visualize
how high has been fitted to the roof, that situation enhance the up lift forces from wind
Pict 2 In detail
64
Chapter 5. Results
In Chapter 1, 1.5, the author set out a number of questions which were designed to
meet the objectives. The following section will answer those questions:
a) Can PV solar panel installations damage the integrity of the roofs coverings?
The presented literature, Ridal et al. (2010), Zapfe (2011), and the (MCS Guide 2012),
point 4.3.7 in page 25, was suggesting that the thickness of the trusses was already an
issue at the time to incorporate extra loading. Therefore, the building examples of failed
roofs, combining three different kind of covering materials and weights provided by the
authors validate the truth of the previous assertions. Yes, solar panel installations can
damage the integrity of the roofs.
b) Is the principle of permitted development for PV installations a green light for
unscrupulous installers?
The author considers that the principle of permitted development is an arguable issue:
In one hand is the legislation from cities like Norfolk in Canada, where any solar panel
installation above 5m² requires a planning application, prioritising safety. In the other
hand is the British legislation which allows individuals to install solar panels without any
restriction, except for conservation areas and listed buildings. The results are starting
to be seen, and it does not look right. Yes, the permitted development principle has
been used by dishonest individuals and should be re-examined.
c) Before fitting the PV panels, do installers take account of the real condition of
the roof structure?
This raises the question of needing a qualified structural engineer to assess the loading
capacity of the roof. And so the question should be:
Is the MCS approved installer able to structurally assess the roof while simultaneously
being qualified to do the electrical and mechanical parts of the installation? No. The
author does not agree the MCS installer can do everything.
65
d) Is the PV installation insured in all cases?
Because the MCS approved installer is not a charted engineer, it is possible that
insurers could use this as grounds not to pay insurance claims arising from fault or
miscalculations of the loadings.
From questions 15 and 16, it was found that households retain the information about
the fitting of the PV system; there is a misconception that the solar array comes with all
the insurances. The results of the mentioned questions gives ground to believe that an
important number of households do not have insurance for the PV array.
5.1 Answering the Hypothesis:
Are PV systems a hidden source of liability for building professionals?
It would be valuable to separate each statement.
The technology has come to stay, but requires a frame where all the stakeholders
know which are the rules to apply. The examples in chapter 4 give an idea of the
market. Surveyors will evaluate the complexity of each case and will provide advice
strictly within their competences.
66
Chapter 6. Conclusions
Arguably, people have not taken into account their responsibility to inform their home
insurer about the installation of a new PV system.
The idea of that a property will have more value for the fact of having a solar panel
(65.71%), confronts the valuer declaration in that regard. He gave an example saying:
If you have two similar houses, one with a solar array and one without. People will like
to buy the one without the solar arrays, why? Because people don’t like them. He
added saying: the only case they will buy the house with the installation it is in the
case it is incorporated into the tiles, because aesthetically looks better (See Appendix
9.3)
Chapter 7. Summary
The study intends to bring a light to an issue that is really concerning for building
surveyors and public in general:
-The environmentally friendly perception of solar panels confronts the reality of
the lack of strength of a number of properties in which they are installed.
-Who can determine which properties can have or not the devices installed?
After the pictures provided in chapter 4, there are some questions regarding the
professionals who advised those householders.
In addition, the misinformation from the house holders and the absence of clear
guidance regarding the insurance cover for the devices could jeopardise people’s
safety.
8. Suggestions and further studies
1) Re-validation from the installer’s competence for structural, electrical and
mechanical calculations
2) Verifying the position of the insurers in this regard if they will find a reason not to pay
if installers are incompetent.
67
3) To revise the standard size for timber especially the sizes for rafters, as the future
may require stronger structures due to the necessity to incorporate new low carbon
technologies.
End of the study
Ernesto Correa 4 of September 2015
Sheffield Hallam University

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SOLAR PHOTOVOLTAIC Dissertation final

  • 1. SOLAR PHOTOVOLTAIC PANELS, A NEW SOURCE OF LIABILITY FOR BUILDING SURVEYORS by ERNESTO CORREA A Masters Dissertation Presented to Sheffield Hallam University Faculty of Development and Society 4 September 2015 In Partial Fulfilment of the Requirement for the Degree of MSc in Building Surveying
  • 2. 1 Acknowledgements: The authors would like to express gratitude and consideration to all the people who made this work possible A big thank to my supervisor: John Grant; lecturer and researcher at Hallam University, for his invaluable guidance and patience. Thanks to my wife Marta for her support and encouragement, my daughters Guillermina and Martina. To my ant Teresa for her always prompt assistance. Thanks to Dr Graham Smith for his critics and advice. Andrew Winters (Blundells) Robin Atherton (Mack Solar) Phil Parnham (Blue Box partners) Another thank to the following contributors: My neighbours Gerry and Sue for their always helpful comments Anne Dussart to all the households from S17, S7 and S8, in Sheffield, for their generosity on completing the questionnaires from which this work have been produced and became reality.
  • 3. 2 ABSTRACT This study analyses the effects and benefits of PV solar panel installations in domestic premises, gathering information from households who adopted this innovative technology. It emphasizes the motivations to adopt the technology and its consequences. The motivation of the study comes from reviewing the current state of literature on the evolution of solar panel industry in England compared to the EU. Following the steps of Morris-Marsham (2010) a user survey questionnaire was developed in order to obtain most of the data, and this was used to interview households which had fitted their roofs with solar or thermal panels in Sheffield (post codes S17, S7 and S8) from 2010. The outcome has revealed that in the majority of cases the incentive from the Feed in Tariff scheme has been the driving force to invest in this technology. There was a certain rush from stakeholders to secure the budget available from the government, disregarding the structural issues generated by the installation. This work comes to the conclusion that it is important for surveyors to be aware that a number of houses are prone to have defects on their roofs, due to the lack of sufficient strength on the existent structure to support the extra weight – dead and live loads. The author also noted problems with poor installations due to deficiency in following the current MCS installation guidance. Households should to be informed about the importance of having an exhaustive assessment regarding the roof loading capacity before installing the devices, and inform their insurers once the fitting has taken place. Local authorities will need to get involved in creating a precise framework for users and to legislate for when decommissioning of the systems takes place.
  • 4. 3 CONTENTS 1. Introduction ………………………………………………………………………….1 1.1 Aims…………….1 1.2 Objectives………….…….1 1.3 Context…………………..2 1.4 Surveyors Concerns……2 1.5 Main Questions for Hypothesis………....3 1.6 Hypotheses………………4 2. Research Methodology .................................................................................4 2.1 Methodology ………....5 2.2 Questionnaires …………..7 2.3 Distribution Map ……..8 2.4 Interviews …………….…10 2.5 Interviews to Homeowners Map …….....11 2.6 Outlines from Chapter……….12 2.7 Limitations ………………12 3. Literature Review ………………………………………………………………….13 3.1 Aims of the Chapter….....13 3.2 History ………………13 3.3 List of Sources…………..13 3.4 Chapter Conclusion ……….30 4. Survey and Findings…………………..………………………….……………….31 4.1 Answers to Questionnaires ….…..31 Q.1 Does the occupier have a solar array? ............31 Q.2 Did you install the panels? .....……. 32 Q.3 Is this a solar panel system?......................33 Q.4 How far did the following factors? ….. 35 Op A Households are able to use the energy…………36 Op B Being able to use the energy………..37 Op C Being environmentally friendly……………38 Op D Other considerations …………….39 Q.5 Does the occupier believe he received a good advice? ............ 40 Q.6 Improvements to the property ……………..41 Q.7 Quality of inspection by the installer ……………… 42 Q.8 Reinforcement from the roof structure …… 43 Q.9 Effects of the wind …………44 Q.10 Renting out the roof space ………….45 Q.11 Taking advantage from the FiTs ……………46 Q.12 Renting out to a solar company …….47 Q.13 Influence from the FiTs …………48 Q.14 Consideration of the years to live in the property ……. 49 Q.15 The home insurance covering the systems at no cost ………. 50 Q.16 Buying another insurance or increasing the cover …………………….51 Q.17 Influence from the solar array in the final ………………52 Q.18 Feeling satisfied with the system …………… 53 Q.19 Efficiency from the system ……………………………….54 i
  • 5. 4 Q.20 Selling a property with a lease …………………..55 Q.21 Replacing or increasing the solar array ……………………56 4.2 Interview to Homeowners …………………….57 4.3 Interview to MRICS Valuer……….64 4.4 Interview to Solar Panel Installer…………....65 4.5 Interview to Building Surveyor…..........65 4.7 The Authors Findings…............. 5. Results …………………………………………………………………………………64 5.1 Answering the Hypothesis …………………..65 6. Conclusions ………………………………………………………………………......66 7. Summary……………………………………………………………………………….66 8. Suggestions and further study ……………………………………………………67 9. Appendix ………………………………………….1 9.1 Questioners for Householders Layout ……………………2 9.2 Short Interviews for Householders …………..3 Manuscripts from verbal responses …………………..7 9.3 Interview to Andrew Winters (Blundells) ………………………...22 Layout and Summary …………………………………………………………24 9.4 Interview to Robin Atherton …………………….…………27 (Mack Construction) Summary …………………………………….28 9.5 Interview to Phil Parnham (Blue Box Partners) ………………………….….31 Layout and Summary …………………………….33 9.6 Other consultations …………………….35 10. References Charts Chart 1: Number of Questionnaires Delivered ………9 Chart 2: Total Interviews among S17, S7 and S8 ………………11 Chart 3: Existence of a working solar array …………31 Chart 4: Installing the solar array or buying it with the property ………..32 Chart 5: Type of system ………………………………..34 4.1.4.1 Q.4, Option (A) from question 4 Chart 6: Use energy as is produced …36 4.1.4.2 Q.4, Option (B) from question 4 Chart 7: Able to use electricity ….37 4.1.4.3 Q.4, Option (C) from question 4 Chart 8: environmentally friendly …38 4.1.4.4 Q.4, Option (D) from question 4 Chart 9: Other considerations .39 ii
  • 6. 5 Chart 10: Advice at the time to purchase………………………...40 Chart 11: Improvements …………………….….41 Chart 12: Satisfaction……………………………………………….42 Chart 13: Roof reinforcing…………………………………………………………..…43 Chart 14: Wind effect issues ………………………………..44 Chart 15: renting out the roof area ……………………………………….….45 Chart 16: Taking advantage from Fits …………………………..46 Chart 17: Renting out to a solar supplier ………………………………………..47 Chart 18: Influence of the FiTs ………………………………..48 Chart 19: Thinking ahead…………………………….49 Chart 20: Insurance covering ……………………………………………...50 Chart 21: Necessity to purchase insurance …………………………51 Chart 22: expectation of better value …………………………………………………………..52 Chart 23: Level of satisfaction ……………………………………..….53 Chart 24: Efficiency ………………………………….…54 Chart 25: Types of ownership ……………………………………….55 Chart 26: Replacing or increasing covering ………………………………………………..56 Figures Fig 1: Digimap.edina.ac.uk/roam/os, 2015……………..8 Fig. 2: Interview to Homeowners………………9 (Mapping Idea from: Morris-Marsham Report p.18) ……………...11 Fig. 3: Sky Flair Ltd (2015) Evacuated tube collector: ……………………..19 Fig. 4: The Green Home (2015) Flat plate collector: ………………..…20 Fig. 5: Combined images from: P 3.4.7.c: Dow Corning (2015) & P 3.4.7.d: Pearl Solar Panels (2015) …………………………..……………21 Fig.6: BRE Digest (2004 p.3) ………………………..22 Fig.7: Cortez Colorado (2015) Fink-truss Image [online] …………………………………..23 Fig 8: Truss Corp (2015) Prefabricated Roof Truss [online] ………..……23 Fig 9: VIRIDIANSOLAR (2014) Blowing in the Wind? In-roof PV panel examples ……………………...29 Fig 11: Solar Panel Unit, (Own Image) ……………………………..…..33 Fig 12: Solar Thermal Collector (Own Image)……….…33 Fig. 13: Questionnaire responses. …………………………………………….. 59 Fig. 14: Questionnaire responses. …………………69 iii
  • 7. 6 Tables Table 1: Type of installations ……………………..8 Table 2: Rates responses …………………………………..…..9 Table 2 a Interview to homeowners .………………………………………………….……..11 Table 3: Ridal et al (2010) BRE & Waterman Group…………………...22 Table 4: Figures from the responses A; B and C: …………………………………35 Table 5: Option D: People created the options from what they considered important, these are the figures: …………………………………………………….36 Table 6: Improvements …………………………………………….….41 Table 7: Roof assessment …………………………42 Table 8: Responses from questions 1 to 5 …………………………..58 Table 9: Responses from questions 7 to 12 ……………………………………………58 Table 10: …………………………………………….……..51 Pictures Own Images 1Own graphic 1: People involved in the Problem: …………………...…5 2 Own Diagram, common interest…………………………….10 Diagram 3: Own Diagram obtained from the Zapfe study ………………………..……..28 Property A, Pict 1 West facing view………………..……61 Pict 2 In detail …………………….…61 Pict 3 Sagging process ……………………………..………………..61 Pict 4 Damage in detail………………………..……61 Property B, Pict 1 ………………………62 Pict 2 ……………………………………………….…62 Pict 3 Cantilevered panels ……………………………….…….62 Property C, Pict 1…………….63 Pict 2 In detail…………63 iv
  • 8. 7 Abbreviations RICS Royal Institute of Charted Surveyors LCT Low Carbon Technologies FiTs Feed In Tariff Scheme MCS Microgeneration Certification Scheme EA2008 Energy Act 2008 PV Photovoltaic PVsp Photovoltaic Solar Panel PVtp Photovoltaic Thermal Panel UKPVS United Kingdom Photovoltaic Strategy AD. A Approved Document A BS British Standard HI Home Insurance HBRs Home Buyers Report SAP Government’s Standard Assessment Procedure MIS3002 Microgeneration Installation Standard 3002 RE Renewable Energy SPI Solar Panel Inverter DECC Department of Energy and Climate Change CPS Competent Persons Scheme EE Energy Efficiency EPC Energy Performance Certificate
  • 9. 1 Chapter 1- Introduction 1.1 Aims Professionals from building surveying operate in a housing market where properties will be purchased and sold with the attachment of different technological elements (e.g. Wind turbine, Solar Panels, Ground Source Heat Pumps etc.) The aim of the study is to provide building surveyors and other building professionals with a reference check list about how homeowners perceive PVsp (Photovoltaic Solar Panels) and PVtp technology and which are the pitfalls in terms of advice prior to installing those systems. In addition, the study also explores the real motivation for purchasing the panels and how people deal with those systems on a daily basis. The author’s strategy is to gather information directly from the source, inviting the householders to participate in the study where they can express their experiences. While we must recognise that Feed in Tariff Schemes (FiTs) have been a good reason for people to invest in solar panels, there must be other motivations driving the rapid growth in the industry during the last 4 years. Energy saving is presently a mainstream topic, but individuals reasons for adopting the technology can only be answered by the homeowners who installed the systems. Their unbiased responses describe the benefits of the system in terms of bills reductions, panel performance, workmanship of installers and the household’s expectations 1.2 Objectives The author’s hypothesis aligned with the actual users’ responses that their investment was the main reason for panel installation; however, it is also the case that customers had not encountered any inconvenience with the equipment. The survey examines a particular area in Sheffield where a significant number of households have installed PVsp and PVtp devices. We want to know if householders made some extra investment or improvement to their properties before the installation took place. For example, the author asked if the roof has been reinforced in order to bear additional loads. Final results explore homeowner’s knowledge from the current legal framework. They were invited to explain how they might deal with the hypothetical sale of their property
  • 10. 2 and the best way to transfer the systems to the next owner. The questionnaire introduces most of the issues that may appear during the lifespan of the system. Results will shape the conclusions from which surveyors can take advantage augmenting their own experiences. 1.3 Context Perhaps the last 5 years have been the most stimulating times for the energy market (British Gas, 2015). Consumers have become small generators of electricity. Homeowners concerned by the high cost of energy and other factors such as impact on the environment started to look for alternatives and the EA2008 produced the appropriated frame for renewable energies. The consequence of this bill was the Feed in Tariff scheme, a policy that came into force in April of 2010; this is an incentive for households to invest in PV solar installations and other sources of energy, with the promise of a 20 year payment plan for the electricity they can produce plus another sum of money for the energy they can export back to the national grid. (HM Government, Energy Act 2008). Studies over properties with PV solar panel installations are mainly concentrated to advertise a particular system, or to measure customer satisfaction surveys from installing companies. In this case the author investigates household’s interaction with the systems, efficiency, problems with roof structures and other legal issues related to the FiTs. Many people invested in the PV and that is really positive for the environment, but, in some cases questionnaire respondents felt inadequate advice was provided when homeowners leased the roof space to third party companies in order to get free panels. They typically signed contracts for 25 years and that could be a problem when the time comes to sell the property. In this scenario owners should think to buy the remaining years of their contract back from the installer (Hajek, 2015). 1.4 Surveyors Concerns Surveyors advise, with due diligence, that PV panels cannot overload the structure of the building. At the moment the average age from the installations is around 3 to 4 years, and faults in fairly new PV installations are not very frequent. However, over time, roofs may get damage from defective brackets, modules installed too close to the roof edge and the continuous action of loads (roof dead loads + total weight of the panels fitted to the roof + external forces from wind and snow). The Scottish
  • 11. 3 Government (2010) BRE and Waterman Group Report recommended consultation a charted structural engineer and the preparation of a risk assessment report prior to the installation of the solar array, especially in areas where roofs are exposed to strong winds. Liability is an issue that is not completely clear for homeowners and is addressed in this work. The author’s survey / questionnaire, from which this current dissertation has been developed, included a question regarding the liability insurance covering for the panel system. Households were asked if they were aware of the responsibility to communicate their home insurer about the installation of the solar panel array. Homeowners also need to have professional advice regarding the consequences of renting out their roof space. Marketability of the property may be reduced because there is a third party running the roof space for a certain amount of years. Potential buyers of the building may not like the idea of having a PV solar installation or to continue with an existing contract. Santo (2012) This study intends to provide answers to most of the issues surveyors might encounter when assessing properties with PV installations. Other professionals may also use this work to investigate even further how this technology may evolve and up to what extent government policies will continue to generate opportunities for the construction and solar panel industry. 1.5 Main Questions for Hypothesis The study puts emphasis on the responsibility of building professionals at the time of assessing properties with PV installations. The rapid growth in the market has also resulted in numerous properties in which it is possible to see the effects of the lack of workmanship. The author’s main questions to inform this dissertation are: a) Can PV solar panel installations damage the integrity of the roofs coverings? b) Is the principle of permitted development for PV installations a green light for unscrupulous installers? c) Before fitting the PV panels, do installers take account of the real condition of the roof structure? d) Is the PV installation insured in all cases?
  • 12. 4 The author believes that an important number of PV installations may have been rushed to completion without a proper analysis of the roof strength and characteristics of their location. Homeowners did not know all the advantages and disadvantages of PV at the time of the system purchase. Consequently the study will contest the following Hypothesis. 1.6 Hypothesis Are PV systems a hidden source of liability for building professionals? The author accepts that the systems had an important increment in numbers since the implementation of the FiTs in 2010. The study challenges the idea that installations figures are the only consequence of people’s concern for the environment. Our intention is to bring to light most of the stories from PV users from the last 4 to 5 years. Those accounts are the first source of information from which the hypothesis might be tested. The possibility of failure from the mentioned elements and the lack of workmanship are considered within the scope of the study. The author aims is based in the idea that some installations may have problems with the calculations of the loadings, because many roofs have been completely covered with the solar panels and that will be opposed to the Approved Document A (AD.A)
  • 13. 5 Chapter 2- Research Methodology 2.1 Methodology: In order to elaborate the appropriate methodology, the researcher analyse the main subject of the current dissertation: Photovoltaic Domestic Installations The choice of methodology will be informed by the following questions: - Which is the problem? - Who are the individuals affected? - What might be the cause of the problem? - Why the people may be affected? - How would be possible to solve it? Own graphic 1: People involved in the Problem The author agrees with the use of interviews and questionnaires employed in Morris – Marsham (2010) study. Online surveys are not use in the current work. With the intention to engage with the public the use of interviews (qualitative method) is planned in first term with householders, following by building surveyors, installers, council officials and installers.
  • 14. 6 a) Interviews: The advantage with interviews is that they can provide a closer view from a problem, which in words of Lapan, et al (2011) ‘These qualitative studies focus on giving voice to those who live experiences no one else could know about directly’. In addition, and following the intention from the author of the current dissertation to participate actively in the collection of the data, it would be important to cite: Shensul (2011), chapter 4, In Lapan, et al. ed. ‘Some Qualitative researches choose to involve themselves in the field or the study setting and participate in it’. Kirk and Miller (1986) note that: ‘the most critically, qualitative research involves sustained interaction with the people being studied’ which promotes use of interviews. It is also true that artificiality is a criticism of formal, structured interviews (Hammersley, 1992) – thus, informal interviews were preferred in a natural (ethnographic) setting for the householder interview In the event, 12 homeowners and 4 different professionals from the construction industry accepted interviews to enrich the study results. The Interviews were designed according to the categorization given by Naoum (2013), he provide three types of interviews. The authors have used unstructured interviews, in which the questions are open, and Semi-structured interviews as the questions did not followed a particular order. The interview questions in this case were thus guide words to support an open discussion on the topic. Interviews were pre-arranged. b) Questionnaires: Another method used to gather information it was the construction of questionnaires, they respond to a quantitative method to gather information. Naoum (2013) states: “Quantitative research is ‘objective’ in nature. It is defined as an inquiry into a social or human problem, based on testing a hypothesis or a theory composed of variables, measured with numbers and analysed with statistical procedures”(p.39) All questionnaires were completed by homeowners who incorporated the technology. The chosen approach was to send questionnaires to 84 households, whereas the actual quantity was 74 since people were on holiday or away. The questionnaire
  • 15. 7 technique was selected to provide a uniform response, allowing the objectives to be evaluated in a consistent way. The aim of the household questionnaires was to obtain most of people experiences, motivations for acquiring and fitting solar systems even that returns for the investment were not very rewarding for some households (late installations). Their involvement with the systems is a vital element for building surveyors as they can provide the check list of elements that can fail or malfunction. Even those systems are fairly new, there are already signs of problems and our purpose was to collect and analyse them. All the information was gathered in order to find answers to the hypothesis. The non- intrusive inspections of the areas were planned in advance. The author was looking for evidence of the systems installed and the condition of the units. The opinions and perceptions from all participants are expressed within the analysis of the data. C) Non- intrusive surveys: The observations were done from a distance, to avoid disturbing the owner’s privacy. -The research employed the following methods: 1.) Household questionnaires 2.) Household interviews (unstructured) 3.) Surveyors and like professionals interviews (semi-structured) 4.) Non-intrusive surveys of properties visited 2.2 Questionnaires: The author preferred the printed option as the model to follow. Hard copies included 21 questions from diverse aspects of the panels systems. They were organized to be completed in 10 to 15 minutes. The study took place within 3 neighbourhoods in the city of Sheffield. The author selected the properties using satellite views from Bing maps and Google earth. Participants received the information from the scope and objectives from our research. As some of the participants preferred to be anonymised, they were allowed not to
  • 16. 8 include their names in the form. Distribution of questionnaires took place between 25th of June and 17th of July of 2015. List of subjects included in the questionnaires for householders:  Ownership of the panels  The type of units installed  Influences for their choice  Issues related to the roof structure: reinforcement of trusses, rafters, plates, joints, etc.  Improvements done in the premises prior to installing the panels: new loft insulation, cavity wall insulation, double glazing, new boiler, etc.  Quality from the roof inspection by PV installers  Type of insurance covering the PV system  Leasing the roof space to a third party  Sale of the property 2.3 Questionnaires Distribution Map: Fig 1: Digimap.edina.ac.uk/roam/os, 2015……..8 Base in the idea of: The Impact of Solar Panels on the Price and Saleability of Domestic Properties in Oxford, Final Report, Morris-Marsham, 2010, UCL, p.18 Table 1: Type of installations PVtp Installation PVsp Installation
  • 17. 9 Information: The distribution area for the questionnaires took place within the purple boundary (extended map). This area includes S17 (Dore, Totley & Bradway), S7 and S8. Within S17 (red boundary), 29 households completed the questionnaires. Among S7 and S8, only 6 householders completed the questionnaires. The final count for the sample was 35. The total of delivered questionnaires was 74 and the rate of completed reached 48%. The chosen area (S17) has the advantage of having a small number of households compared with others in Sheffield. According to (Postcode Area 2015) there are 15,483 residents divided into 6,885 households. Table 2: Rates responses Chart 1: Number of Questionnaires Delivered Dore area alone
  • 18. 10 2.4 Interviews: Interviews were designed to investigate what stakeholders think about the PV systems, particularising the benefits and the drawbacks. With the purpose to enhance the scope of the current study, the author considered indispensable to appreciate the issue from different perspectives. Householders were invited first to have interviews as a part of the study. For reasons of time only 12 people accept the invitations. Results are presented in section 4.2. Building surveyors were called to take part in the research. Unfortunately, many of them declined because the subject was outside their expertise (see list of surveyors in appendix 9.6). The author deliberately planned to incorporate in this work the input from different stakeholders from the construction market, with the purpose of assessing where points of agreement, as well as discrepancies, could provide answers for the hypothesis. People invited to take part were:  Householders…………………..  State agency valuer: ………….  Solar panel installer…………… This additional data provides an insight into the supply chain and complexity of the PV market, and the prospects for the coming years. 2 Own Diagram  Building surveyor…………….  Council officials………………
  • 19. 11 2.5 Interviews to Homeowners Map: Fig. 2: Interview to Homeowners. (Mapping Idea from: Morris-Marsham Report p.18) Digimap.edina.ac.uk/roam/os, 2015 Interviews to Homeowners Chart 2: Total Interviews among S17, S7 and S8 Table 2 a
  • 20. 12 2.6 Outlines from Chapter The volume of solar panel installations have escalated rapidly in recent years; from 2.7 GW installed capacity in 2013 to nearly 4.7 GW in June 2014 for the UK (Vidal 2014). The figures are auspicious, but, the purpose of the current dissertation is to determine if this augmentation in the number of PV units fitted has also been accompanied with the correct evaluation of the roofs loading capacities. The methodology chosen by the author relies in the neighbours’ wish to participate and describe their experiences with the technology. No previous studies from the number of installations were found. The only advantage is that the author lives in the area and people may contribute with the sample. 2.7 Limitations The selected area for the study (except 6 houses) has the advantage of the relatively small number of households (6885) (Postcode Area 2015). The post code comprises the areas of Dore, Bradway and Totley. There is a marked social and economic difference between the upper areas of Dore with the rest of the neighbourhoods. The surplus of income in the area facilitates households to invest in PV systems. The average price for a 3 bed house in Dore is £356.565. In comparison, the same number of beds in Bradway is £256.763. (Rightmove 2015) Due to the topography of S17, many houses have solar panels opposite to the street side. This makes it difficult to assess them, and so the author extended the search towards S7 and S8. People received questionnaires in person in order to maximise an ethnographic approach, and they were offered an interviewee at the time of questionnaire collection. Some houses were visited 2 or 3 times in order to find the owners. The author found that the households who rent out the roof space to a third party did not obtain all the information regarding the issues of liability involved in the deal, especially in regard to the sale of the property when having this type of contract. They were content with the idea of getting free energy. Interviews with building professionals were carried out within the time frame provided by them. The author accepts the fact that the respondents and interviewees who participated in this study had the chance to express with freedom their own particular opinions.
  • 21. 13 Chapter 3- Literature Review 3.1 Aims of the Chapter The following section analyse the literature regarding Photovoltaics Systems establishing its origins, the legislation that made it possible and the last development; articles, conferences, studies and all other literature referred to this technology. The author critically presents the sources establishing its parallels and contradictions with the current reality. 3.2 History Photovoltaic Technology has been around for almost 160 years’. From Alexander Becquerel (1839) who first observed the phenomenon of transforming light into electricity, to Albert Einstein producing his Nobel Prize writing in regard the subject in 1905: “On a Heuristic Viewpoint Concerning the Production and Transformation of Light”, the technology has been evolving up to the present form. (Sunlight Electric (2015) The year 2000 marked the beginning of the FiTs in Europe; Germany promoted the PV industry creating subsidies with the aim to expand the number of installations Morris (2015). Following this trend, the UK has also delivered active policies, creating tax incentives and relaxing building regulations in order to speed up private investment. 3.3 List of Sources 3.3.1 Energy Act 2008, HM Government This legislation came into force in November 2008. It was the government response to the threat of the climate change (mentioned in the Stern Report (2006) “The Economic of the Climate Change”) and the increasing dependency from England to energy imports The Act regulates and improves the licences for the supply of off- shore oil and gas creating at the same time the structure for the decommissioning and clean-up of old energy plants.
  • 22. 14 Legislation precedents: we can find the background for this Bill in the EEG (German Energy Act); British Electricity Act 1989, Energy Review of 2006 and the Energy White Paper from 2007. Remarks: The EA2008 is a piece of legislation that tries to simplify all the previous attempts to rule an always evolving subject – the energy. This Act shows the government intentions to diversify the sources of energy. It is important to mention that the Secretary of State: ‘has the power to make the arrangements for the administration of diverse stimulus for Low Carbon Technologies’, (Energy Act, 2008: Sec 41, Chapter 4, part 2). Section 41 (5) of the Energy Act (2008) defines 9 sources of energy, in particular: photovoltaics (d) and solar power (g). Limitations: FiTs were implemented in 2010. It took 2 years since the publication from the EA2008 to become available for the households Hull (2015). People who installed solar systems prior to the implementation of the scheme have a different treatment than the people who fitted the systems after 2010. Since 2011 the scheme had suffered successive reductions in the amounts paid to homeowners for the energy produced (RECC 2015) 3.3.2 Retrofitting Solar Panels, LABC Guide (2011) This is a practice guide for the installation of PV panel systems published by the authority of Building Control in England and Wales in 2011. The guide places emphasis on the need for Solar Panels to comply with the requirements of the Building Regs, AD.A Sec. 4 (Roof Coverings). Clause 4.4 of AD.A (2010) takes into account the ‘significant change in roof loading’¹ when the load applied to the roof structure is increased in excess of the 15%’. Remarks: This note states that assessments for roof structures need to be done by a certified member of the CPS 2009 (Competent Person Scheme) with qualifications obtained in the City Gilds 2372-Photovoltaic. CPS is a self-certification scheme introduced by the government in 2002, Planning Portal (2015)
  • 23. 15 The note highlights how the PV loads may affect the structure of the roof, with the installer responsible for its integrity. The author calculated that the average weight of the roof can be incremented around 19.8kg / m² (for a rafter with an average weight of 132 kg/m²) (ILO, 1992). The weight of a solar panel is around 20kg/m. In addition, this note asserts that will be necessary to determine the strength and the quality from the roof connections which is the ‘clamp bracket screwed to the rafter’. In exposed areas recommends to work with a ‘Dynamic Pressure of q = 1.2 kN/m²’³ for England and Wales. The work advises to differentiate between modern trussed rafters design from the traditional cut roofs. Modern roofs with standard structure (fink trusses) may allow an extra load, however, an investigation needs to be carried out in order to assess the condition of the timber, metal joints (gussets) and plates. The guide declares that Pre- Victorian roofs may be better prepared to support the modules, as they were constructed with better quality woods. The LABC guide (2011) recommends to be cautious with the constructions from the first half of the 20th century as well as and bungalows from the 1960’s and ‘70’s. It concludes by saying that the roof could be working at the maximum of its strength. Limitations: The author agreed with most of the statements from the LABC notes, but, there is no reference to what is happening at the moment. More strict calculations of roof loads could be carried out. 3.3.3 Parrett, Stuart, (2012) This is an article published by RICS in 2012 Stuart (2012) provides an overview from the surveyor’s new role of assessing installed PV systems and the problems originated for exceeding his competencies. Remarks: It makes reference to the HBRs in which the surveyor inspects properties with solar panel arrays. It suggests setting up some limitations in the advice given to clients who wish to retrofit their roof with the mentioned elements. According to the article the surveyor’s inspection is only referred to the suitability of the roof to incorporate the panels, which does not extend to calculations.
  • 24. 16 Limitations: Apart from the advice in the condition from the roof components the author considered that the surveyor should also provide information regarding the advantages and disadvantages from the solar systems. People have rushed to purchase the mentioned technology, and on some occasions they have been induced to buy something that is environmentally friendly but arguably from the cost-effective point of view. 3.3.4 Parnham, Phil (2012a) In this article published By RICS, Parnham (2012) analyses most of the issues referred to PV installations when the FiTs started to boost the number of installations. He mentioned how the reduction in payments from the scheme made by the DECC demonstrate that the policy was too good to be truth. During that year the generation payment for a domestic system with 2.7 kWp was around £990. In 2015 the figure is around 50% of that. Remarks: He analyses the problem originated from free offer of solar panels to households by which the homeowner allows a 3rd party to lease his roof space for a period of 25 years. This fact brings serious legal implications at the time to determine who is liable if the panel causes damage to other people. Homeowners need to know that they must buy the solar panel array from the company who owns it in order to have freedom of movement. Parnham (2012a) asserts that in some cases the company who owns the panel will allow the new owner to purchase the panels at a cost less depreciation. Parnham finally declares that: “the myth of free electricity is intrinsically related the occupancy of the premises” Comment: The author agreed with this article in the majority of the points as it was one of the clearest analyses of the market in 2012. The topic of the article is expanded upon in Parnham (2012b) the book: “Assessing Residential Building Services” published by RICS and written by the author of the article, Phil Parnham. where it is clear that the problems with the FiTs are still affecting the solar panel market.
  • 25. 17 3.3.5 Santo, Philip (2012) Santo (2012) enumerates the downside from the PV Systems. Santo (2012) starts by describing the rush from homeowners for securing a lucrative investment in the green technologies. Remarks: Santo (2012) emphatically declares that many things can go wrong. Firstly because on many occasions there is no consideration for the location of the property; in addition, when the orientation of the unit is not completely south facing, the efficiency of the system can be seriously affected. The other argument that he presented is the difficulty to mortgage a property when the owner has installed the panels for free. The new owner may not be considering taking the responsibility of the lease left by the previous owner. Aesthetics is another issue covered by Santo (2012), since some people do not like the idea of the panels altering the appearance of the house. Santo (2012) makes reference to the MCS certification as being the only way to be entitled to have the highest rate of the FiTs. Santo (2012) mentions the Council of Mortgage Lenders. The lender may constrain the homeowner who has a FiT on his property to remove the installation if it affects the saleability of the house. Limitations: We agreed that in 2011 it was too early to make a prediction about how the FiTs were going to be accepted by lenders. Now 4 years since the implementation we can still find similar difficulties at the time of selling a property with a leased roof. The recommendation for the homeowner is to buy the remaining years of the lease from the solar company who install them in order to facilitate the sale. 3.3.6 The Impact of Solar Panels on the Price and Saleability of Domestic Properties in Oxford, Final Report, Morris-Marsham (2010) The research/study in question was presented in 2010 as a final dissertation for a Master degree in Environmental Design and Engineering at UCL. The results of this study are based in surveys and directed questionnaires delivered to residents in Oxford.
  • 26. 18 Remarks: Morris-Marsham (2010) examines the impact of the solar technology in the price of the houses in which they are incorporated. Using questionnaires and surveys they explore the probability that PV may increase the value of properties due to the reduction in the electrical consumption. The researcher asks the respondents in one of the questions if they are willing to pay more for a property with PVtp. Other examples of questions scrutinises how the aesthetics from the devices may affect the customer’s decision. Finding connections with the current dissertation the author analyses question No. 7 from the Morris-Marsham study (2010): ‘What is the main reason you would more likely to buy a property with solar electricity panels?’ (ibid, p.30). Morris-Marsham (2010) provides 4 possible answers, 2 of which are relevant to this study as further detailed below. The most important two are: because it will: b- ‘Reduce energy bills’ and because it will: c- ‘Reduce environmental impact’. The response shows that 60% of people answered that the main reason is that they may reduce the electricity bill, whilst 30% of people responded that they may reduce the environmental impact from the building. As the title describes, the study was concentrated in the economic aspect of the PV systems. The author finds convenient the mapping layout for Questionnaires and Interviews from Morris Marsham (2010). We adopt and acknowledge this method. Digimap is used to visualize areas for the sample. Conclusion: There is no demand market for houses with PV. The existence of a PV system on the roof does not influence the final price of the house, Limitations: 680 questionnaires and surveys were distributed and 30 were returned completed. The overall rate of response was 4.41%. (p. 18). She delivered 330 web questionnaires with a very low rate of returns (only 5); she delivered 350 hard copies, with 25 returns. The study was done in 2010 when solar systems were just starting to be part of the townscape.
  • 27. 19 3.3.7 Ridal et al (2010) This was a research study focussed on the structural impact of PVtp and PVsp in domestic and non-domestic buildings commissioned by the Building Standard Division of the Built Environment Directorate in Scotland. The systems were applied to different kind of roofs assessing the effects of the loads on ‘trusses and connections’ (p. 4) Remarks: The importance of the study in question is the effect that extra loadings applied to roof and walls could cause to the structure of buildings. The number of systems installed assessed by this research was 4: PVsp fitted to slate tiles; PVtp incorporated to a metal frame (evacuated tube type); PVtp fitted to roof tiles (flat plate collector) and a PVtp fixed to an internal wall inside the property. Firstly Ridal et al. (2010) describes in detail the systems components making the difference between the PVtp ‘solar water collectors’ (ibid, p.8) and the usual PVsp ‘tile type solar collector’ (ibid, p.9). The study considered all the requirements for constructors taking on board PV solar installations which are clearly stated by the MIS 3001(2009). (Solar heating microgeneration standards), Published by the DECC in 2009 (Requirements for solar PV standard Support for solar systems (brackets, fixing and metal frames must comply with steel or galvanized coating to protect the installation for at least 20 years for the first service, in accordance with ‘BS EN 10088 and BS EN ISO 14713’ (Ridal et al 2010). Basically the PVtp contain fluids and can have different shapes and sizes: Fig. 3: Sky Flair Ltd (2015) Evacuated tube collector:
  • 28. 20 Fig. 4: The Green Home (2015) Flat plate collector: Within the analysed study the writer itemises each component of the roof in order to calculate dead loads and forces acting on the trusses. Weights from solar thermal panels (PVtp): The average unit form evacuated tubes collectors (Fig 3) have a weight of 50.3 kg up to 76 kg. The solar plate water collectors (Fig 4) have a weight from 25 Kg up to 44, 4 Kg (empty). These kinds of panels are heavy and the roof needs to be strong enough to support them; consequently trusses should be checked. Information for metal frames and PVtp: Metal frames have a weight of 17 to 22 kg (ibid, p. 13). Filled PVtp (solar thermal) attached on-roof figures are: Type A (flat plate PVtp) = 0.19kN/m² Type D (flat plate PVtp) = 0.20kN/m² Type E (evacuated tube PVtp) = 0.22kN/m² A water tank of 300 litres to store the water produced by the solar thermal panel can exert a force = 0.98 kN/m² (important when fitted within the loft space) Example of load for PVsp (solar panels): The solar panels (PVsp) tile type, used for the study had a weight of 14 kg/m² and 19.7kg/m². (Ridal et al. 2010).
  • 29. 21 PVsp diagram with components: Fig. 5: Combined images from: P 3.4.7.c: Dow Corning (2015) & P 3.4.7.d: Pearl Solar Panels (2015) According with the figures, rafters (trusses type) can support an average of 0.78 kN/ m². Concrete tiles can exert a load = 0.65 kN/m², which mean that the roof will have some margin of capacity to incorporate a small load (0.13kN/m²) (p.22), Findings: The study showed that tests with solar panels Type G and H applied to the roof produce stress in the components of the truss but ‘within acceptable limits’ (ibid, p. 23). The authors observed that those loads could cause the roof to be in excess of the 15% and it is considered as a ‘significant change in the roof loadings’. (Building Regs, AD.A 2010, clause 4.4, p 40) Wind loads have been calculated with a speed of 24m/s, (BRE Digest 489 (2004). p.3)
  • 30. 22 Fig.6: BRE Digest (2004 p.3) An important finding from this study is the impact of the wind when applied to the roof surfaces. Looking at the figures from the graphic extracted from BRE (2004:p.24) is possible to visualize that negative forces (up-lift) are stronger than the positive forces acting on the surface of the panels (downwards). Table 3: Ridal et al (2010) BRE & Waterman Group, p. 24 From Table 3 it is possible to establish that up-lift forces have a substantial impact in the final loading on the roof. The figures evaluated correspond to the PVsp (Photovoltaic Solar Panels, On-Roof type)
  • 31. 23 The mentioned unit is mounted on a metal frame system which is attached through the tiles to the rafters of the roof; this situation allows the wind to circulate between the surface of the tile and the solar unit. Up-lift forces will be greater than the ones acting on the surface of the panels. Relative advantages from Fink Trusses (standard configuration): Standard modern trusses in England should comply with: (BS EN 14250: 2010) ‘Timber structures. Product requirements for prefabricated structural members assembled with punched metal plate fasteners’. The trusses thickness should be no less than 35 mm. The roof design and the number of trusses will determine the strength of the final roof. Finally, the study asserts, that trusses with standard configuration, covered with concrete tiles and PV panels (on-roof type), may work at their limits of loading capacity. Fig.7: Cortez Colorado (2015) Fink-truss Image [online] Fig 8: Truss Corp (2015) Prefabricated Roof Truss [online]
  • 32. 24 Other Roof Configurations: Roofs structures which are not fink trusses require even more care, due to the need of calculation from individual members, which have been made on-site like a cut-off roofs for example. In-plane roof solar thermal and In-roof solar panels are better to fit because the coverings of the roof (tiles, slates, etc.) are taken off and replaced directly with the panels (see Fig. 10). In this case, dead loads and wind effect is reduced, preserving the integrity of the roof. Limitations: There was an error on page 35; the study announces the analysis of 6 case studies, but provides the results for only four. The author did not take results from the solar thermal unit attached to the wall, since this present study did not encounter any sample with the same characteristic within the analysed area in Sheffield. Ridal et al (2010) report has a reduced number of cases and cannot represent the installations of an area of Scotland. 3.3.8 Guide to the Installation of Photovoltaic Systems, MCS (2012) This is the main source of information for Solar panel installers. Published by the Microgeneration Certification Scheme in 2012, it came into force in 2013. It is a technical guide in which all the requirements for the installers are considered. (MCS Guide 2012) starts by defining the scope and the purpose of the guide and immediately goes to the design section to analyse the type of module, electrical, cables, fuses, insulation, etc. After that, the issue of the performance is discussed; in this case there is a change due to incorporation of a database from Europe called PVGIS, which measures the irradiance. The (MCS Guide 2012) also provides information about the appropriate inclination of the panels, shading and orientation according to location. Load calculation, mounting and fitting are explained in detail. Margins for the panels should be 40 to 50 cm (ibid, p. 74).
  • 33. 25 Remarks: Inconsistencies in relation to European codes are stated in section 4.3.7 from this guide: …’roof systems for pitched roofs suggest a screw layout that conflicts with the requirements of [BS EN 1991-1-5] Eurocode 5 to keep fixings a certain number of screw diameters away from the rafter edge and each other. In such cases one solution is to fix the mounting bracket to a timber noggin fitted between the rafters. Alternatively, the fixing resilience can be determined from test data’. (MCS Guide, p. 71) Downsides: The author sees this issue as an important weakness in the British legislation. The suggestion of a noggin addition to the rafters in order to attach the anchor (MCS guide p. 71) is a tacit indicator of agreement that the rafters are not thick enough. It leaves the issue to be solved by the installers; please refer to appendix for the interview with a solar installer (see appendix 9.4). 3.3.9 Solar Panels Mounted on Building, Norfolk County, Canada The Ontario Building Code (2013) has very stringent legislation, since it is required to have a building permit for any solar installation in which the array has more than 5 m² of surface. Remarks: In Ontario, any application must come accompanied with plans from the project describing all the specifications from the proposal. It is required to have a signature from a Chartered civil engineer. The homeowner must present 2 set of drawings. The submission is checked by the council and assessed on site by an inspector. Electrical connections are also subject to inspection from the electrical board. In addition, it is necessary to present with the form, all the details from the equipment as well as the structure of the roof, loading, and members affected by the installation. The author agrees with this legislation - whilst it is very conservative, it reduces the liability for installers and homeowners.
  • 34. 26 3.3.10 Assessing Residential Building Services, Phil Parnham (2012) Parnham (2012b) outlines the surveyors’ approach to building services. The complexity in construction brought by the incorporation of new technologies can make surveyors feel overwhelmed. Regarding solar systems Parnham (2012b) recommends to be cautious at the time to assess properties in which the client has installed PV panels or is thinking on doing so. Remarks: Parnham (2012b) places highest risk on electricity supply because it is a dangerous service and can cause death. He recommends an exhaustive assessment and highlights how often illegal connections can be found inside the premises. Surveyors are advised to ask the homeowner if the installation has been undertaken by a company with a MCS accreditation; this would allow the work to be registered in the Feed in Tariff Scheme (FiTs). Electrical connections need to satisfy the requirement of the Building regulation Part P and the person assessing the roof structure with Part A. (ibid, p.24). Parnham (2012b) provides clear guidance for surveyors assessing properties with solar PV panels; from the outside; condition of the panel, orientation, shading and roof coverings. From the inside: the roof structure, evidence of sagging, and the working condition of the electrical system. Parnham (2012b), p.24 Additional loadings need to follow the limits stated in the Build. Regs. AD. A, Sec. 4, 4.4 (analysed on page 21). Limitations: It was published in 2012 when the technology started to be known. Precedent of the FiTs was scarce at that time and the legal consequences of leasing the roof was not predicted. 3.3.11 UK Solar PV Strategy Part One: Roadmap for a Brighter Future, DECC (2013) Remarks: Published by the DECC (2013) this sets out the needs from the UK to diversify the sources of energy. The target is to reach the 15% of the energy from renewables by 2020. The British Government will promote PV installation with others sources of energies, aiming to reduce the impact from carbon emissions. Local communities will
  • 35. 27 have the benefit of taking part in their own decisions. DECC (2013) makes reference to Part 2 that was planned to be published the following year. 3.3.12 UK Solar PV Strategy Part Two: Delivering a Brighter Future, DECC (2014) Remarks: Published in 2014 the policy goes further with the government intentions to support the PV industry expansion. It mentions the necessity to continuing supporting the small scale production of energy (domestic), but the mid-size sector (industry and commercial scale) is foreseen as the next step to develop. The DECC (2014) highlight that the rapid process of growth in large-scale solar farms could jeopardize the funding for the rest of the sector. DECC (2014) puts accent in the wealth and employment brought from the PV industry and plans to promote exports from the British technology in PV systems. Drawbacks: There are things to revise within the Policies. The abrupt reduction in the payment of the FITs to small energy generators might discourage homeowners to purchase the systems; there will be no incentive to acquire them in the short term. It does not show that stakeholders have been consulted prior to elaborating this policy. 3.3.13 Screw pull-out tests on wooden rafters with a rafter width of 35 mm, Zapfe Zapfe (2011) measured the resistance from screws to pull up forces. The study uses wood with 35mm of thickness, similar to the rafters commonly used in England as standard. The importance of this study is that pull out forces are usually exerted when the solar panels are mounted on roof and the wind is allowed to circulate freely under the panel module. Remarks: For the experiment screws from different diameters and lengths were used. Screws have been incorporated into the wood under different situations, screwing them directly or pre-drilling a hole into the wood with a smaller drill bit before screwing them in. The test pulls out the screws by pairs and done using a hydraulic machine. Results showed that the screws did not display deformation but they damaged part of the rafter. When the screws were introduced near the edges, the opposition to up lift forces
  • 36. 28 reduced drastically. The study emphasizes that rafters with this thickness do not comply with the Normative of Eurocode 5 DIN EN 1995. Diagram 3: Own Diagram obtained from the Zapfe study Figure 3: was made from the written information included Zapfe (2011). It shows the thickness for the rafters according to DIN 1995 Eurocode 5 and the usual width for the UK. Up-lift forces may cause more damage to trusses 35mm width, as they will have screws closer to the rafter edge if the installer uses imported anchors. For screws minimum sizes and pre- drilling guidance can be found at: EN 1995.1.1.2004 Eurocode 5 (2004). Minimum truss thickness for England is defined by BS EN 14250 (2010) p.9 5.4.1. Limitations: The study was made using individual members with 35 mm. It was not tested under the real action of wind forces, acting against the whole structure of a standard tiled roof.
  • 37. 29 3.3.14 Blowing in the Wind? VIRIDIANSOLAR Viridian Solar (2014) emphasizes the importance of the wind load within the design of the roof system. The paper states that areas can be more exposed to wind than others, all depending to the topography, location, altitude and distance from the sea. It also makes differentiations according to the modules design. Remarks: Pressure coefficient values correspond to BRE Digest 489 (2004 p.3) Viridiansolar (2014) recommends working with timber with a higher safety factor (1.44) and advice is provided for installers to assess the product according to the location in which it will perform. Screw resistance should be: ‘equal or greater than to 12 times the diameter of the screw’ (ibid, p.3). This explanation means that for a screw of 3 mm diameter, there must be a rafter of 36 mm of thickness. For in-roof solar modules states, that in most cases if the product has been designed for other European countries will require battens 35mm by 35 mm thick. The most popular battens use in the market in England have 25mm (Affordable timber Battens 2015); this is a common mistake when installing this type of products (ibid, p, 3). Fig 9: VIRIDIANSOLAR (2014) Blowing in the Wind? In-roof PV panel examples Limitations: They try to promote the benefits from their own products in the guide and do not show figures from other designs available.
  • 38. 30 3.3.15 What is a kWp? Evoenergy KWp: Kilowatt Peak, A kind of test for Solar PV panels in order to measure the module performance. ‘Is the irradiance of 1000w/ m², with a module temp at 250º C, and a solar spectrum of 1, 5’. 3.4 Chapter conclusion The analysis of the literature shows that the technology has benefited from the government decision to subsidy PV installations. This is a valid reason from an environmental point of view. The current dissertation describes the existence of some discrepancies between English and European codes in regard to rafters supporting solar modules. Householders did not take account of the problems that the system can cause when loading is at the limit of its capacity (>15% of roof extra weight). Anchoring of the modules can be unstable if the unit has not been properly secured to rafters or battens; screws need to be pre-drilled and far from rafter edges. A rapid increase of installations has been motivated due to financial rather than environmental reasons. People did not have the right information at the time to purchase. They were enticed with the idea of free or cheap energy. The prospect for the industry is not clear as the government wants to reduce or eliminate subsidies for small electricity producers under the FiTs. (Macalister 2015) Surveyors will have an important role in the appraisal of properties with solar PV systems. Loads, workmanship and liability will be the main factors in the assessment. Other stakeholders will need to work together in order to find a new framework for the market. Councils should take a more active role in the control of solar panel installations in premises where the surface covered with PV panels takes a large amount of the roof. Therefore, our legislation will have to change accordingly, particularly since there is a need to comply with European codes for timber construction.
  • 39. 31 Chapter 4. Survey and Findings The following tables and charts have been designed with the results obtained from the questionnaires distributed to households between 25th of June to the 17th of July of 2015. The sample correspond to the post codes: S17, S7 and S8 in Sheffield (see Fig. 1). A total of 73 hard copies were distributed to householders. Thirty-five self-completed questionnaires were collected back, reaching a response rate of 47.94%. The original respondent sample size was 84, and the author fulfilled the 42% of that target. The numbers of questions included in the copies were 21. Questionnaire provided in Appendix 11.1. 4.1 Answers to Questionnaires: 4.1.1 Q.1 This question refers to the existence of a solar panel array in the premises, a working unit, producing either electricity (PVsp) or hot water (PVtp) Chart 3: Existence of a working solar array Question 1: “Does the occupier have a solar panel array?” (A working unit) Within the yes group the authors include all type of solar panel system.
  • 40. 32 Remarks: From householder’s accounts the panel systems seems to be working according to installer’s predictions, except in one case where the property was purchased with the installation in place. The oldest system was fitted in 2007. 4.1.2 Q.2 The following question explores the probability that the PV system was already installed by the previous owner or by the developer. Is possible to see new developments where the buildings need to produce at least 10% from its energy from renewables. From the visits to properties at the time of the questionnaires distribution, only in one occasion the house was purchased with the panels already installed. Nevertheless, it had solar thermal collectors. Chart 4: Installing the solar array or buying it with the property Question 2: “Did the occupier install the PV panels or were the panels already in place?” Remarks: The numbers of responses confirming that homeowners installed the panels were 34 (97.14%), Only one property situated in the area of Totley (S17) was purchased with an existing solar thermal unit. This makes the 2.86% (rounding 3%) from the total,
  • 41. 33 4.1.3 Q.3 Question 3 makes reference to the type of solar system that the homeowner has decided to fit in his property. Ideally, if well advised, choice will be related with the occupancy of the premises.  Solar PVsp?  Solar PVtp? This question is linked with question 4 (factors that influenced the occupier’s choice). Solar energy at the moment cannot be stored (until cheap batteries are available). It means that if during daylight hours the property is empty and the consumption is low, all energy produced by the system will go to the grid, producing a very small return. Fig 11: Solar Panel Unit, (Own Image) Fig 12: Solar Thermal Collector (Own Image)
  • 42. 34 Chart 5: Type of system Question 3: “Is this a Solar Panel System, Solar Thermal or Both?” Remarks: From 35 responses, the vast majority of houses (28 premises) have installed PVsp, mainly due for the advantage of FiTs generation payments. These are the 80% of households in the survey. 4 houses have installed both systems (PVsp & PVtp) at 12%, and finally 3 properties have only fitted PVtp (9%). It is obvious that return and investment are important factors in the homeowner views. Please see Q.4 Op (D) for other consideration involved in the choice.
  • 43. 35 4.1.4.0 Q.4 The question underlines the factors that have influenced the occupier’s choice. Question 4: “How far did the following factors influence the occupier’s choice?” Three choices are given to householders. Each factor has a level of agreement, from none to fully. Remarks: In first term (A) is the production of electricity and the possibility to use it as is produced. After that (B), is the chance to sell the excess of energy to the grid and finally (C), is the environmental motivations for the investment, Option (D) accounts other considerations; the author left a blank space to be filled with the testimony of the participants and they have created all the options. Table 4: Figures from the responses A; B and C:
  • 44. 36 Table 5: Option D: People created the options from what they considered important, these are the figures: 4.1.4.1 Q.4, Option (A) from question 4 Chart 6: Use energy as is produced Question 4, (A): “Households / occupants are able to use the electricity as it is produced during the day” Within the chart all PVtp (solar thermal) and PVsp (solar panels) are counted.
  • 45. 37 Remarks: three people answered “None” (in blue) is because they have PVtp and their systems do not produce electricity as such. Their systems heat up water instead. The rest of the people have PVsp or a combination of both systems. They are able to use the energy directly as is generated. From the combination of households Green and Purple (65.71 % of people), is possible to see that owners with solar panels units can use a decent amount of the energy during daylight hours. 4.1.4.2 Q.4, Option (B) from question 4 Chart 7: Able to use electricity Question 4, (B): “Being able to sell unused electricity to the national grid” Remarks: In this chart we have the opposite situation than in the previous chart. As the energy is not consumed in the premises, is exported to the grid at a very low rate 5.94 p/kWh. (See Appendix, RECC (2015) Consumer Feed in Tariff). The chart shows that people are able to export energy to the grid (Green and Purple accounts 71.43 % of households). If the amount of energy exported to the grid is higher than the used in the premises, is evident that the system is not a good investment, unless they have the highest rate for FiTs generation tariff (units installed before 2012).
  • 46. 38 4.1.4.3 Q.4, Option (C) from question 4 Chart 8: environmentally friendly Question 4, (C): “Being environmentally friendly is a good long term investment” The chart shows a high percentage of commitment to the environment. The answer “a little” indicates an economic interest in the system only, leaving behind the green agenda. People answering a little have joined the FiTs. Combining the biggest groups (Blue and Green), they account together 88.57 %
  • 47. 39 4.1.4.4 Q.4, Option (D) from question 4 Chart 9: Other considerations Question 4, (D): “Any Other consideration involved in your choice?” Remarks: The graphic was created with the quotes left by the participants of the survey. They account more than 50% of the final sample. This is a subjective view from the motivations to install the PV systems. In only one case the respondent is not mentioning the economical side of having them and, instead, prioritizes the need of clean electricity. This example accounts the 5.5% from the 18 respondents to Q. 4 Option D. There is a general idea that FiTs is Not Taxable, but, if the owner of the house has a registered business in the premises he/she will need to ask his accountant. Idem for landowners who rent the premises and have an income from the house.
  • 48. 40 4.1.5 Q.5 Question 5 inquires about how the homeowner believes he / she were advised at the time of purchasing the system. The selection of the type of system is crucial. The solar company should tell the homeowner the benefits of having a PVsp or a PVtp system, in order to maximise the energy use that he / she will be able to generate. Chart 10: Advice at the time to purchase Question 5: “Does the occupier believe that he / she received a good advice when they purchased the system?” Remarks: this question makes clear reference to the quality and fairness of the advice given by the solar installer company, which in theory should assess the needs of the households according with the occupancy, energy consumption and life style of the customer. A high proportion (88.57%) of the sample said “Yes”.
  • 49. 41 4.1.6 Q.6 The question makes reference to the necessity of improving the energy efficiency of the house, in order to be eligible for the FiTs, the house should have an EPC = Band D or higher. The numbers of the properties that have made improvement to comply were 23 dwellings. Chart 11: Improvements Question 6: “In order to improve the energy efficiency of the property; did the occupier make any other improvement to the house before the Installation took place?” Remarks: the number of houses with improvements was 23 from a total number of improvements of 34. This means some properties made more than one refurbishment in order to be more energy efficient. The cost of the installation in these cases was far more expensive. Table 6: Improvements PART 1
  • 50. 42 4.1.7 Q.7 This question is related to the quality of the inspection made by the CPS administrator or any other professional who made the assessment of the structure of the roof and loft before fitting the solar array. Table 7: Roof assessment Chart 12 Satisfaction Question7: “How would the homeowner describe the quality of the inspection of the roof and voids by the installer's surveyor?” Remarks: the chart shows a quite even level of satisfaction in the inspection of the roof condition. However, people cannot evaluate this objectively, because not many owners have the technical knowledge to understand the issues involved in the inspection.
  • 51. 43 4.1.8 Q.8 In this question the researcher asked the householder if the roof has been reconditioned and strengthened in order to support the extra loads. Chart 13 Roof reinforcing Question 8: “According to age and type of structure not all roofs need to be reinforced prior to fitting the solar panels. Did the installers reinforce the existing roof structure?” Remarks: is evident that roofs within the current research have not been reinforced in order to support the loads of the solar panel modules. The reality confirms the perceptions from the author that few premises have been strengthened before retrofitting the panels – only 2.86%.
  • 52. 44 4.1.9 Q.9 The following question perhaps has a technical approach, but is well explained to homeowners; however, people spread the answers according to their knowledge. This is a key issue which in many occasions is misunderstood by homeowners living in exposed southern areas of the city, near the Peak District (where the current study predominantly took place). Chart 14 Wind effect issues Question 9: “In the Sheffield area the effects of the wind is not uniform due to its geography. Does the occupier know that the wind can significantly increase the weight load of the roof coverings?” Remarks: A high percentage of the sample responded to understand the issue, but the majority do not bother or do not consider that it is important. Answers “No” and “Don’t Know” total 57.14 % of the sample.
  • 53. 45 4.1.10 Q.10 The question inquires the number of people who have rented out the signed the FiTs for certain amount of years to a third party against the total of households from the sample Chart 15: Renting out the roof area Question 10: “Does the householders rent out their solar panel array?” (A third party leasing the roof for certain amount of years) Remarks: From the sample is evident that the socio-economic factors influenced this question; most of the properties visited belonged to the upper middle-class were the availability of extra funds has been redirected to the solar system. Only 2 houses had benefited from free- installations 5.71%. This could change radically if the sample is obtained from Sheffield, S14.
  • 54. 46 4.1.11 Q.11 This question is related to the previous number 10. It enquires if the occupier has taken the advantage form the FiTs. Chart 16 Taking advantage from Fits Question 11: “If the answer to 10 is "NO", did the homeowner take advantage from the FiTs?” Remarks: the chart shows the evidence of how the FiTs have impacted in the decision to purchase (or lease to a 3rd party) the mentioned technology at a high proportion of 88.57%. “Not applicable” correspond to PVtp owners. The answer “No” corresponds to an installation from 2007.
  • 55. 47 4.1.12 Q.12 In this question, similar than number 10, we are more specific and enquiry if they leased the roof to a supplier. This is because in some cases the previous owner from the house can pretend to carry on with the FiTs contract, even that he is not the owner of the house. This is not usual, but it is allowed. Chart 17: Renting out to a solar supplier Question 12: “If the answer to 10 is "YES", did the homeowner lease the roof space to a solar company supplier?” Remarks: Only 2 people had rented their roof to the company who installed them (5.71%). The chart shows that the influence of the FiTs has promoted the PVsp systems, even that numerous homeowners do not get much energy from their panels, because they are not at home during daylight hours. For them a better option is the PVtp system (8.57%). Most people own the panels in the area (85.71%).
  • 56. 48 4.1.13 Q.13 The interviewer asked about the influence of the FiTs in the final decision to acquire this technology. Before 2010 no many people had them installed. Chart 18: Influence of the FiTs Question 13: “Did the FiTs (introduced in 2010) influence the decision to install the solar panel array?” Remarks: The FiTs has been the most important source for installations of solar system (80%). People who installed the PVsp before 2010 (11.43%) have made their decisions based in the benefits of a clean environment and due to a surplus of resources; they paid 200% more at that time. The rest have only PVtp (8.57%).
  • 57. 49 4.1.14 Q.14 People may change the house when finding a new job, get ill or when children move out of the house, etc. This question was designed to investigate this issue, and peoples’ responses were positive and reasonable. Chart 19: Thinking ahead Question 14: “Before making the decision to purchase the system; did the occupier consider the years in which he / she will expect to live in the house?” Remarks: Most people considered this issue (80%). Combining “No” &” N/C” makes a 20% of householders who did not regard this as important.
  • 58. 50 4.1.15 Q.15 Households were asked to describe the insurance cover for the PV system. In many occasions they could not remember if they have insurance. In the case of renting out the roof space, this is covered by the company who leased the roof. Chart 20: Insurance covering Question 15: “If the occupier purchased the solar panel array; has his / her home insurance covered the system at no extra cost?” Remarks: the sample shows that 48.57% of households are covered by their insurance without paying extra money. 42.86 % cannot recall if they are covered. 8.57% are not covered. People are not sure because in most cases they did not tell the insurer about the new installation. They ‘assume’ they are covered and this is a misconception. It is like a purchase of an appliance.
  • 59. 51 4.1.16 Q.16 Question 16 is close to Question 15. People are asked the same question with a different order to check the accuracy of the response. Option “No” in Q.16 is similar to option “Yes” on Q.15. Option “Don’t Know” on Q.16, was the option “Not Sure” in Q.15 Chart 21: Necessity to purchase insurance Question 16: “Has the occupier had to purchase a different insurance policy or increase cover of their current policy to cover the system?” Remarks: the results shows that 85.71% said that there was no need to buy a different policy or increase the premium in the existent policy. 11.43% Don’t Know. One household pays more for the insurance From the difference between Q15 and Q16 is possible to deduce that people did not tell the truth. a- People who answered “YES” on Q.15, should have answered “NO” in Q16 b- People that have answered “NOT SURE” on Q.15 should have answered “DON’T KNOW” in Q16 a Discrepancy 37.14% b Discrepancy 31.43% The installer has also highlighted this issue during the interview. See in Appendix 9.4 Table 10:
  • 60. 52 4.1.17 Q.17 Households were asked about the perception that properties with PV will increase the value. This is a question about aesthetics. Chart 22: expectation of better value Question 17: “Does the occupier believe that the solar panel installation will increase the value of the property?” Remarks: People really value their properties, 65.71% believe it will boost the prospect of selling the house. 25.71 % don’t know and 8.57 % do not agree it will increase the value of the house.
  • 61. 53 4.1.18Q.18 Households were asked about the level of satisfaction with the system. Chart 23: Level of satisfaction Question 18: “How satisfied is the occupier with the solar panel system?” Remarks: Most people are very satisfied with the systems, with 66% of the sample affirming that. The satisfied rate is 34%. No negatives responses were received.
  • 62. 54 4.1.19Q.19 According to the brand fitted, the units have an efficiency of around 15% to 20% (power of the PV module per unit of area), this is determined by manufacturers. The householder should be advised in this regard by the installer. Chart 24: Efficiency Question 19: “In terms of efficiency, is the level of energy generated as accurate as it was predicted before the installation?” Remarks: 71.43 % asserts that the units work according to estimates. Installers provide homeowners with a table containing the forecasted efficiency per annum.
  • 63. 55 4.1.20Q.20 In this question the households are asked about legal issues; this is mostly focused in people who rented out the roof to a company supplier. Chart 25: Types of ownership Question 20: “If the occupier wanted to sell the property and he / she is not the owner of the solar system, will he / she consider purchasing the remaining years of the lease from the company who installed them?” Remarks: as predicted people answered N/A. 32 of them purchased the units according to the questionnaire sample. The only 2 households who rented out their roof space to a third party answered: A) Said that he will “Not” consider purchasing back the panel system if he wants to sell the property. B) Answered that this question is “Not Applicable” for him. These are not the expected responses from the people who rented out the roof. This is a legal point. They do not know exactly which are the legal terms of the lease contract.
  • 64. 56 4.1.21Q.21 In this question the households were asked if they will invest again in the systems, adding new modules or replacing the actual ones. Chart 26: Replacing or increasing covering Question 21: “Are planning to replace or increase your solar panel array in the next 1 - 5 years?” Remarks: most people answered “No” (94%), mainly because the systems last up to 30 years. Manufacturer’s warranty covers up to 20 years. The question was to know if people were willing to install other type of system, for example PVtp.
  • 65. 57 4.2 Interviews to Homeowners Most people preferred to complete the hard copy questionnaire. However, 12 homeowners accepted to have an unstructured interview. These are non-statistical answers. Copies from the manuscripts can be seen in Appendix 9.2 Interviews highlights: 1- Being able to reduce the consumption by 20% during summer; 2- Get free energy while at home; 3- Have an investment with a high return (6 to 7% per annum), for households with generation high tariff; 4-Tax free; 5- The equipment is guarantee for 10 years; 6- Do not need maintenance [IT WILL DO AT SOME STAGE]; 7- Efficiency is better than predicted; 8- Installing 6.4kW of capacity and exporting just the 50% of the energy produced to the grid can help to reduced up to 50% from the households bills; Downsides: People working outside his home most of the time do not make the best use of the system. As the FiTs are reducing payments it is better not to expect a high return. Homeowners should consider the fitting of PVtp as well (Energy Saving Trust 2015). They can provide most of the hot water needs for a house, instead of selling cheap energy to the grid. Households did not check if the roof has been properly reinforced and secured by the installer. In many cases homeowners don’t know if they are covered by the home insurance due to the omissions to inform the insurers. Homeowners did not receive in all cases the right information from the systems.
  • 66. 58 4.3 Interview to MRICS Valuer Interview to Andrew Winters from Blundells 10-8-2015 See appendix 9.3 He answered the following questions: Table 8: Responses from questions 1 to 5 Table 9: Responses from questions 7 to 12
  • 67. 59 4.4 Interview to a Solar Panel Installer Interview to Robin Atterton from Mack Installation 14-8-2015 This was an unstructured interview where mainly technical issues were asked Important for Surveyors: See appendix 9.4  Roof assessment  Rafter thicknesses, compliance to Eurocode 5  Nogging additions  Bracketry and fixing, screws in the incorrect position  Attaching solar modules to slates  Array design. 4.5 Interview to Building Surveyor See appendix 9.5 Interview to Phil Parnham from Blue Box Partners 21-8-2015 He has answered the following questions. Fig. 13: Questionnaire responses.
  • 68. 60 Fig. 14: Questionnaire responses. 4.6 Other consultations The authors consulted other professionals; Flint Ross, A J Marsh and Chandlers Building Surveyors. Chandlers from Holmesfield replied saying that on a few occasions they did work for clients requiring calculations of the roof structure capacity for installing solar panels. They said that people did not like when they advised the clients not to install, because the roof had a weak structure to support the array. On the 19th of August the authors had a conversation with Mr Ralph Bennett from the Sheffield City Council Building Standards in which he expressed the position from the council in that regard. (See appendix 11.6)
  • 69. 61 4.7 The Authors Findings Examples of miscalculations At the start of the current dissertation the idea of failure of PV installations was theoretical, based on assumptions made from the non-compliance with the legislation in place and the MCS Guide (2012) for PV installers. The author observed numerous solar arrays where, non-minimum margins have been kept. In this case the array covers 90 % of the surface. The roof has concrete tiles. The following Pictures have been taken during the current research. Property A, Pict 1 West facing view Pict 2 In detail Pict 1 shows that the panel comprises the whole length of the slope. This is a 2 storey house in an exposed and hilly area in the city. Pict 2 shows concrete tiles without pointing. Metal clips are lose and the verge needs rebedding. The danger is that the tiles are lose at the edge of the wall and there is nothing to hold the roof against the uplifts forces Pict 3 Sagging process Pict 4 Damage in detail In Pict. 3 & 4 the roof has suffered from the effects of the weak structure and the action from the wind. As the rails are fixed by rows, the movement has cause the panel to split into two different sections. Pict 4 shows a displacement downwards from the bottom
  • 70. 62 row of almost 18 mm from the alignment to the slope axis. This roof needs an immediate assessment. The questions to ask here is: who inspected the roof before the installation took place? And who bears the cost of repairs? Property B, Pict 1 Pict 2 Property B has similar problem, the colour lines show the different alignment from the two pieces. The long axis of the house is facing South and prevalent wind from Left (west) the ridge is showing a bending process. The roof is covered with slate tiles Pict 3 Cantilevered panels A wrong design can end like this. Insufficient number of anchors can leave the last row without the appropriate support. The wind will exert stronger up-lift forces in that side of the panel.
  • 71. 63 Property C, Pict 1 This is a sigle storey house with a loft convertion. In this case the roof is covered with clay tiles and the location of the property corresponds to the lower area of S17. The array has a west facing orientation. Under the 16 modules array is posible to visualize how high has been fitted to the roof, that situation enhance the up lift forces from wind Pict 2 In detail
  • 72. 64 Chapter 5. Results In Chapter 1, 1.5, the author set out a number of questions which were designed to meet the objectives. The following section will answer those questions: a) Can PV solar panel installations damage the integrity of the roofs coverings? The presented literature, Ridal et al. (2010), Zapfe (2011), and the (MCS Guide 2012), point 4.3.7 in page 25, was suggesting that the thickness of the trusses was already an issue at the time to incorporate extra loading. Therefore, the building examples of failed roofs, combining three different kind of covering materials and weights provided by the authors validate the truth of the previous assertions. Yes, solar panel installations can damage the integrity of the roofs. b) Is the principle of permitted development for PV installations a green light for unscrupulous installers? The author considers that the principle of permitted development is an arguable issue: In one hand is the legislation from cities like Norfolk in Canada, where any solar panel installation above 5m² requires a planning application, prioritising safety. In the other hand is the British legislation which allows individuals to install solar panels without any restriction, except for conservation areas and listed buildings. The results are starting to be seen, and it does not look right. Yes, the permitted development principle has been used by dishonest individuals and should be re-examined. c) Before fitting the PV panels, do installers take account of the real condition of the roof structure? This raises the question of needing a qualified structural engineer to assess the loading capacity of the roof. And so the question should be: Is the MCS approved installer able to structurally assess the roof while simultaneously being qualified to do the electrical and mechanical parts of the installation? No. The author does not agree the MCS installer can do everything.
  • 73. 65 d) Is the PV installation insured in all cases? Because the MCS approved installer is not a charted engineer, it is possible that insurers could use this as grounds not to pay insurance claims arising from fault or miscalculations of the loadings. From questions 15 and 16, it was found that households retain the information about the fitting of the PV system; there is a misconception that the solar array comes with all the insurances. The results of the mentioned questions gives ground to believe that an important number of households do not have insurance for the PV array. 5.1 Answering the Hypothesis: Are PV systems a hidden source of liability for building professionals? It would be valuable to separate each statement. The technology has come to stay, but requires a frame where all the stakeholders know which are the rules to apply. The examples in chapter 4 give an idea of the market. Surveyors will evaluate the complexity of each case and will provide advice strictly within their competences.
  • 74. 66 Chapter 6. Conclusions Arguably, people have not taken into account their responsibility to inform their home insurer about the installation of a new PV system. The idea of that a property will have more value for the fact of having a solar panel (65.71%), confronts the valuer declaration in that regard. He gave an example saying: If you have two similar houses, one with a solar array and one without. People will like to buy the one without the solar arrays, why? Because people don’t like them. He added saying: the only case they will buy the house with the installation it is in the case it is incorporated into the tiles, because aesthetically looks better (See Appendix 9.3) Chapter 7. Summary The study intends to bring a light to an issue that is really concerning for building surveyors and public in general: -The environmentally friendly perception of solar panels confronts the reality of the lack of strength of a number of properties in which they are installed. -Who can determine which properties can have or not the devices installed? After the pictures provided in chapter 4, there are some questions regarding the professionals who advised those householders. In addition, the misinformation from the house holders and the absence of clear guidance regarding the insurance cover for the devices could jeopardise people’s safety. 8. Suggestions and further studies 1) Re-validation from the installer’s competence for structural, electrical and mechanical calculations 2) Verifying the position of the insurers in this regard if they will find a reason not to pay if installers are incompetent.
  • 75. 67 3) To revise the standard size for timber especially the sizes for rafters, as the future may require stronger structures due to the necessity to incorporate new low carbon technologies. End of the study Ernesto Correa 4 of September 2015 Sheffield Hallam University