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Separation of Powers in the U.S.
Government
Dr. M Jashim Uddin
NSU
Introduction
• Why separation of powers?
• Because of the extent of modern states in area and population, and
the wide range of interests with which their governments deal,
distribution of power among various institutions is necessary.
• Who will implement the laws and commands of the state?
• The will of the state
• These will be implemented by various institutions.
• In case of dispute, laws must be interpreted and applied in individual
cases. For these purposes, the powers of government are distributed
among organs; Legislative, Executive and Judicial.
Definition of Separation of Powers
• These organs are closely related to one another.
• The legislative mainly makes the laws, the executive implement
them and the Judiciary interprets them.
• Definition of Separation of power:
• The functions of the government should be performed by different
bodies of persons, that each department should be limited to its own
sphere of action without encroaching upon the others and that it
should be independent within that sphere, is called the theory of
Separation of power.
Checks and Balances
• However, each branch must have defined abilities to check the powers of
the other branches. This idea is called “Separation of Power”.
• Definition of Checks and Balances
• A system that allows each branch of a government to veto acts of another
branch so as to prevent any one branch from exerting too much power.
• Checks and balances ensure that the government is truly democratic and
requires cooperation between the branches of government.
 What is the spirit of the Separation Power?
• To check tyranny and make power balance;
• To secure individual liberty and property
Spirit of Separation of Powers
• In the 16th Century, Jean Bodin argued that judicial functions should
be entrusted to independent magistrates.
• Separation of power is a political doctrine originating in the writings
of Montesquieu in “The Spirit of the Laws” in 1748 where he
argued for a constitutional government with three separate branches;
legislative, executive and judicial.
• He held that if these powers or any of them are united in the same
hands, individual liberty is threatened.
Separation of Power
The Origins of Parliaments
 Political institutions become more complex and differentiated as
they become more modern.
 1. Primitive clans mostly had a single leader to govern them; Tribes
added councils to debate major problems and adjudicate disputes.
 2. City-state such as Athens had assemblies that combined
legislative, executive and judicial functions.
 3. In the Middle Ages, the prevailing feudal system was a balance
among a monarch, nobles, and leading churchmen.
 Ambitious Monarchs, who were often at war, desperately needed
revenues. Some of them started calling assemblies of notables to
levy taxes. In return for their “power of purse,” the assemblies got a
modest input into royal politics.
The Origin of Parliaments
• Such were the beginnings of the British Parliament, which had two
houses; Lords for peers and church leaders, and Commons for
knights and burghers )
• Gradually Legislatures grew in power and were able to resist
monarch’s absolute demands; Henry VIII developed a partnership
with Parliament in 16th Century to pass laws to break England away
from the Roman Catholic Church in Rome.
• By the 17th Century, Parliament considered itself coequal with the
monarch and even supreme in the area of taxes.
The Origin of Parliaments
• The English Civil War was a fight between royalists and
parliamentarians to control powers. In 1649, Parliament decided the
issue by trying and beheading Charles I.
• 4. During the Age of enlightenment, French political philosopher
Montesquieu declared that individual liberty is threatened , if
legislative, executive, and judicial or any two of them are controlled
by the same hands.
The Separation of Powers in the U.S.
Government
• The framers of the U.S. Constitution built a system of “separation of
powers” through “checks and balances” into the document to ensure
that no single person or branch of the new government could ever
become ‘too powerful.’
• Men like James Madison, the fourth American President, said, “The
truth is that all men having power ought to be mistrusted.”
• He believed that in creating any government administered by
humans over humans, “You must first enable the government to
control the governed; and in the next place, oblige it to control
itself.”
• As Madison wrote in the Federalist Papers No 51, published in
1788, “The accumulation of all powers, legislative, executive and
judicial in the same hands, whether of one, a few, or many, and
whether hereditary, self–appointed, or elective, may justly be
pronounced the very definition of tyranny.”
The Separation of Powers in the U.S.
Government
• In both theory and practice, the power of each branch of American
government is held in check by the powers of the other two in
several ways; e.g., while the President of the U.S. (executive
branch) can veto laws passed by Congress (legislative branch),
Congress can override presidential vetoes with a two-thirds vote of
both houses.
• Similarly, the Supreme Court (judicial branch) can abolish laws
passed by Congress by ruling them to be unconstitutional.
• However, the Supreme Court’s power is balanced by the fact that its
presiding judges must be appointed by the president with the
approval of the Senate.
The Separation of Powers in the U.S.
Government
• Specific examples of separation of powers through checks and
balances include:
• Executive Branch Checks on the Legislative Branch
• President has the power to veto laws passed by Congress
• Can proposes new laws to Congress
• Submits the Federal Budget to the House of Representatives
• Appoints federal officials, who carry out and enforce laws
• Executive Branch Checks on the Judicial Branch
• Nominates judges to the Supreme Court
• Nominates judges to the federal court system
• President has the power to pardon or grant amnesty to persons
convicted of crimes
The Separation of Powers in the U.S.
Government
• Legislative Branch Checks on the Executive Branch
• Congress can override presidential vetoes with a 2/3 vote of both
chambers
• Senate can reject proposed treaties with a 2/3 vote
• Senate can reject presidential nominations of federal officials or
judges
• Congress can impeach and remove the president (House serves as
prosecution, Senate serves as jury)
• Legislative Branch Checks on the Judicial Branch
• Congress can create lower courts. Congress can amend the
Constitution to overturn decisions of the Supreme Court
• Senate can reject nominees to the federal courts and Supreme Court
• Congress can impeach judges of the lower federal courts
The Separation of Powers in the U.S.
Government
• Judicial Checks on the Legislative Branch
• Supreme Court can use the power of judicial review to rule laws
passed in the Congress unconstitutional
• Judicial Checks on the Executive Branch
• Supreme Court can use the power of judicial review to rule
presidential actions unconstitutional ( e.g., Judicial check on
Trump’s executive order against the citizen of six predominantly
Muslim country from entering into the U.S.)
• Supreme Court can use the power of judicial review to rule treaties
unconstitutional
The Separation of Powers in the U.S.
Government
Are the Branches Truly Equal?
• Some argue that there are more checks on the power of the
legislative branch than over the other two branches. For example,
both the executive and judicial branches can override or nullify the
laws it passes. While they are basically correct, it is how the
Founding Fathers intended.
• The system of separation of powers through checks and balances
reflects the Founders’ interpretation of a republican form of
government in which the legislative or lawmaking branch, as the
most powerful branch, must also be the most restrained.
Separation of Powers (1) (1).pptx

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Separation of Powers (1) (1).pptx

  • 1. Separation of Powers in the U.S. Government Dr. M Jashim Uddin NSU
  • 2. Introduction • Why separation of powers? • Because of the extent of modern states in area and population, and the wide range of interests with which their governments deal, distribution of power among various institutions is necessary. • Who will implement the laws and commands of the state? • The will of the state • These will be implemented by various institutions. • In case of dispute, laws must be interpreted and applied in individual cases. For these purposes, the powers of government are distributed among organs; Legislative, Executive and Judicial.
  • 3. Definition of Separation of Powers • These organs are closely related to one another. • The legislative mainly makes the laws, the executive implement them and the Judiciary interprets them. • Definition of Separation of power: • The functions of the government should be performed by different bodies of persons, that each department should be limited to its own sphere of action without encroaching upon the others and that it should be independent within that sphere, is called the theory of Separation of power.
  • 4. Checks and Balances • However, each branch must have defined abilities to check the powers of the other branches. This idea is called “Separation of Power”. • Definition of Checks and Balances • A system that allows each branch of a government to veto acts of another branch so as to prevent any one branch from exerting too much power. • Checks and balances ensure that the government is truly democratic and requires cooperation between the branches of government.  What is the spirit of the Separation Power? • To check tyranny and make power balance; • To secure individual liberty and property
  • 5. Spirit of Separation of Powers • In the 16th Century, Jean Bodin argued that judicial functions should be entrusted to independent magistrates. • Separation of power is a political doctrine originating in the writings of Montesquieu in “The Spirit of the Laws” in 1748 where he argued for a constitutional government with three separate branches; legislative, executive and judicial. • He held that if these powers or any of them are united in the same hands, individual liberty is threatened.
  • 6. Separation of Power The Origins of Parliaments  Political institutions become more complex and differentiated as they become more modern.  1. Primitive clans mostly had a single leader to govern them; Tribes added councils to debate major problems and adjudicate disputes.  2. City-state such as Athens had assemblies that combined legislative, executive and judicial functions.  3. In the Middle Ages, the prevailing feudal system was a balance among a monarch, nobles, and leading churchmen.  Ambitious Monarchs, who were often at war, desperately needed revenues. Some of them started calling assemblies of notables to levy taxes. In return for their “power of purse,” the assemblies got a modest input into royal politics.
  • 7. The Origin of Parliaments • Such were the beginnings of the British Parliament, which had two houses; Lords for peers and church leaders, and Commons for knights and burghers ) • Gradually Legislatures grew in power and were able to resist monarch’s absolute demands; Henry VIII developed a partnership with Parliament in 16th Century to pass laws to break England away from the Roman Catholic Church in Rome. • By the 17th Century, Parliament considered itself coequal with the monarch and even supreme in the area of taxes.
  • 8. The Origin of Parliaments • The English Civil War was a fight between royalists and parliamentarians to control powers. In 1649, Parliament decided the issue by trying and beheading Charles I. • 4. During the Age of enlightenment, French political philosopher Montesquieu declared that individual liberty is threatened , if legislative, executive, and judicial or any two of them are controlled by the same hands.
  • 9. The Separation of Powers in the U.S. Government • The framers of the U.S. Constitution built a system of “separation of powers” through “checks and balances” into the document to ensure that no single person or branch of the new government could ever become ‘too powerful.’ • Men like James Madison, the fourth American President, said, “The truth is that all men having power ought to be mistrusted.” • He believed that in creating any government administered by humans over humans, “You must first enable the government to control the governed; and in the next place, oblige it to control itself.”
  • 10. • As Madison wrote in the Federalist Papers No 51, published in 1788, “The accumulation of all powers, legislative, executive and judicial in the same hands, whether of one, a few, or many, and whether hereditary, self–appointed, or elective, may justly be pronounced the very definition of tyranny.” The Separation of Powers in the U.S. Government
  • 11. • In both theory and practice, the power of each branch of American government is held in check by the powers of the other two in several ways; e.g., while the President of the U.S. (executive branch) can veto laws passed by Congress (legislative branch), Congress can override presidential vetoes with a two-thirds vote of both houses. • Similarly, the Supreme Court (judicial branch) can abolish laws passed by Congress by ruling them to be unconstitutional. • However, the Supreme Court’s power is balanced by the fact that its presiding judges must be appointed by the president with the approval of the Senate. The Separation of Powers in the U.S. Government
  • 12. • Specific examples of separation of powers through checks and balances include: • Executive Branch Checks on the Legislative Branch • President has the power to veto laws passed by Congress • Can proposes new laws to Congress • Submits the Federal Budget to the House of Representatives • Appoints federal officials, who carry out and enforce laws • Executive Branch Checks on the Judicial Branch • Nominates judges to the Supreme Court • Nominates judges to the federal court system • President has the power to pardon or grant amnesty to persons convicted of crimes The Separation of Powers in the U.S. Government
  • 13. • Legislative Branch Checks on the Executive Branch • Congress can override presidential vetoes with a 2/3 vote of both chambers • Senate can reject proposed treaties with a 2/3 vote • Senate can reject presidential nominations of federal officials or judges • Congress can impeach and remove the president (House serves as prosecution, Senate serves as jury) • Legislative Branch Checks on the Judicial Branch • Congress can create lower courts. Congress can amend the Constitution to overturn decisions of the Supreme Court • Senate can reject nominees to the federal courts and Supreme Court • Congress can impeach judges of the lower federal courts The Separation of Powers in the U.S. Government
  • 14. • Judicial Checks on the Legislative Branch • Supreme Court can use the power of judicial review to rule laws passed in the Congress unconstitutional • Judicial Checks on the Executive Branch • Supreme Court can use the power of judicial review to rule presidential actions unconstitutional ( e.g., Judicial check on Trump’s executive order against the citizen of six predominantly Muslim country from entering into the U.S.) • Supreme Court can use the power of judicial review to rule treaties unconstitutional The Separation of Powers in the U.S. Government
  • 15. Are the Branches Truly Equal? • Some argue that there are more checks on the power of the legislative branch than over the other two branches. For example, both the executive and judicial branches can override or nullify the laws it passes. While they are basically correct, it is how the Founding Fathers intended. • The system of separation of powers through checks and balances reflects the Founders’ interpretation of a republican form of government in which the legislative or lawmaking branch, as the most powerful branch, must also be the most restrained.