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Managing Author-Supplied
       Digital Art




                            Eric J. Pesanelli
                       Editorial Art Manager
APS Art Department deals with 30,000± digital
figure files per year spread over 14 peer-review
                      journals


      At any given time, 25-50% may fail
Main Challenges


     Figure Quality
  Figure Manipulation
How to Get the Word Out
Figure Quality

- Figure Quality has always been the most difficult issue to
  resolve with our journal production
   - Art department staff must pull articles from production
     and contact authors for new files
      - This can take hours to weeks depending on
        authors availability and/or ability
Getting What You Need


- What File Type Works for You?
- What We Used To Ask For And Why
- Problems Encountered
- What We Learned
- Solution
TIFF (Tagged Image File Format)
- Raster-based image composed of pixels
- Commonly used for photographic images.
 Raster graphics are resolution-dependent (DISADVANTAGE)
         Since resolution has an effect on the total number      of
pixels that are available within an image, the     dimensions of
these images cannot be increased          without degrading the
quality of the image.

Popular examples of raster programs: Adobe Photoshop, Corel
Photo Paint

Also: JPEG, GIF, BMP
EPS (Encapsulated PostScript)
-Vector graphics define each and every element in the image through
mathematical code (postscript).
   -They are composed of geometric and color information.
-Vector Graphics are resolution-independent (ADVANTAGE).
   -This means that the image quality will remain consistent no matter how
   large or small the figure is sized
   - This also makes EPS (vector-based) files the better choice for our
   workflow

   Produced by applications such as: Adobe Illustrator Macromedia Freehand, Corel

   Draw, PowerPoint, Deneba Canvas
RASTER vs. VECTOR GRAPHICS

 • Raster      • Vector
Problems We Encountered with
            Author-Supplied TIFF and EPS


Problems with EPS
       - Almost non-existent
       - Most authors don’ know what they are
                            t
       - Non-vector (raster) images saved as EPS
Problems with TIFF
       - Typically (mainly) created at the wrong resolution
       - Created with programs that write poor TIFF files
What is Failing and Why?

In a Nutshell… .RASTER images
  i.e. TIFF (most common)

  - Created and submitted at the wrong resolution

  - Created at the wrong resolution, then resolution
  increased

  - Pieces pulled from several different programs

  - Not a bad format, just poorly executed
What We Learned
- Authors often create figures in vector-based applications

- When given more information or more options they supplied
better files

- Some Figures give away their origin in just their appearance
Our Solution
Added Adobe Acrobat PDF as a Preferred file format

We will still take TIFF, EPS, PPT and others.

The “nature”of PDF files increases the probability that submitted files will
be publication-ready at submission.
Why PDF?

- Universal file format that preserves all the fonts,   formatting,
graphics, and color of any source document

- Eliminates software and hardware incompatibility issues between
Authors and APS

- Maintains design integrity to ensure what is sent
is what is received

- Better results in both print and online publication
when created properly

- Smaller files that are easier to pass between
author and publisher
Benefits
- One file can satisfy both Submission and Production

- Better, consistent results

- Increase in vector-based files submitted

- Fast way to check figure quality
Other Challenges Answered
                         Along the Way


- When to ask for Publication-Quality Files?
- Digital Proof?
- RGB or CMYK?
When to Ask for
             Publication-Quality Figures
In the Past APS waited until Acceptance
         - Author non-compliance
         - Papers held up in Peer Review

Now at time of submission
         - Early Concerns
                   - Files sizes
                   - Upload times
         - Results
                   - Less articles held in Peer Review
                   - Files available for production immediately
Digital Proof?
- Moved to Electronic Proof (PDF)

- this was a first step toward resolving quality and color
issues
      - not that we immediately realized it
-PDF Proof was a gateway for improved workflows and file-
type options
RGB or CMYK?
RGB to CMYK
         conversion complaints

- Reproducing author’ color images has been a long-
                       s
term issue
    - even before digital files
    - multiple proof per image
    - time and expense
RGB to CMYK
        Conversion Solutions


- Moved to an RGB workflow
     - Offered by our print provider
     - Images seen “ created”throughout the
                     as
     publication process
         - no more complaints regarding color at proof
         stage (or print)
     - Seamless workflow change
         - actually saved us a step
     - Published an Editorial regarding change in all
     journals
Figure Manipulation
Is this new?



The act of manipulating photographs has been happening
  for nearly as long as the ability to capture images has
  existed.
In Favor   Not in Favor
Figure Manipulation


The ability to adjust or modify digital images using applications, such
as Photoshop, has been available for many years, but in the past,
paper workflows made it difficult to discover unethical figure
manipulation.

Now, digital workflows make the files accessible to more investigators,
who armed with the same tools, can reveal manipulations once hidden
in paper figures.
How Do We Prevent it?

-   Define a Policy
-   Education
Define a Policy

Since this issue has come to the foreground over the last few years,
most STM publishers have adopted similar policies regarding ethical
manipulation of figures. Once established, this information had to be
passed on to the authors.

Many are doing this in the form of Editorials and additions to the
“
Information for Authors”sections of their websites.
What is unacceptable figure
                  manipulation?

     Many scientific publishers are adopting similar guidelines to
     define what constitutes “unacceptable figure manipulation” The
                                                                 .
     guidelines seem to breakdown into three categories:


1.   Improper Editing

2.   Improper Grouping

3.   Improper Adjustment
Improper Editing

Authors should not:

•    Move
•    Remove
•    Introduce
•    Obscure
•    Enhance

     any specific feature within a image. Images should appear as captured
     in the lab.
Improper Editing
Improper Grouping

If parts of different gels, fields, or exposures are grouped or
rearranged, then dividing lines must be used to indicate these
changes, and disclosure of the arrangement must be added in
the figure legend. Even if the arrangement is from the same
capture, the rearrangement or deletion of lanes, fields, etc, is
discouraged, but if there is any such deletion or rearrangement,
it must be disclosed in the legend
Improper Grouping
Improper Adjustment

Authors should not adjust:

•     Contrast
•     Color balance
•     Brightness

unless applied to the entire figure and the adjustment does
not obscure, eliminate or misrepresent the originally-captured
information. Adjustments should be disclosed in the figure legend.
Improper Adjustment
If Manipulation
                      is suspected
Any question of improper manipulation raised during the review or
editing process is brought to the Editor and Publications Committee
Chair for review.

If called into question, authors should be prepared to provide the
following information:

Make and model of microscope
Type, magnification and numerical aperture of objective lenses
Fluorochromes
Imaging medium
Temperature
Camera make and model
Acquisition software
Subsequent software used for image processing, as well as details regarding
the operations performed
Educating Authors and
                  Future Authors

STM Authors should understand what is acceptable and unacceptable
when it comes the handling of images for scientific publication and
passing that information on to those in their labs and classrooms.

In principle, the ethics of presenting true data should be a part of
scientific training.
How Do I Find It?
Forensically, you can only "de-authenticate" an
Image (show that it has discrepancies)

Authentication of a scientific image requires
access to the original data.

The identification of a discrepancy is only the
allegation, and it does not by itself demonstrate
an intentional falsification of data.

The interpretation as to whether any image
manipulation is serious requires familiarity with
the experiment and imaging instruments.
How Do I Find It?

For now:

The Office of Research Integrity offers free tools that can be
used to scrutinize questionable raster images in Photoshop.

http://ori.dhhs.gov/tools/data_imaging.shtml


These are Photoshop actions can and may reveal improper
manipulations.

ORI provides some sample images that you can use to test the
tools.
Getting the Word Out
Figure Instructions

Too Little or Too Much?
- It can be quite a balancing act
    - Too Little and you get what you asked for (too little)
    - Too Much and authors will get overwhelmed
         - They will “
                     shut down”and do it their own way

Living Document
   - Every breakthrough in your process needs to be reflected in
   your instructions
   - Let authors know that this information will evolve
Figure Instructions
Figure Instructions
Thank you.

Contact Information:

Eric Pesanelli
301-634-7973
epesanelli@the-aps.org
www.the-aps.org

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Seminar4.6

  • 1. Managing Author-Supplied Digital Art Eric J. Pesanelli Editorial Art Manager
  • 2. APS Art Department deals with 30,000± digital figure files per year spread over 14 peer-review journals At any given time, 25-50% may fail
  • 3. Main Challenges Figure Quality Figure Manipulation How to Get the Word Out
  • 4. Figure Quality - Figure Quality has always been the most difficult issue to resolve with our journal production - Art department staff must pull articles from production and contact authors for new files - This can take hours to weeks depending on authors availability and/or ability
  • 5. Getting What You Need - What File Type Works for You? - What We Used To Ask For And Why - Problems Encountered - What We Learned - Solution
  • 6. TIFF (Tagged Image File Format) - Raster-based image composed of pixels - Commonly used for photographic images. Raster graphics are resolution-dependent (DISADVANTAGE) Since resolution has an effect on the total number of pixels that are available within an image, the dimensions of these images cannot be increased without degrading the quality of the image. Popular examples of raster programs: Adobe Photoshop, Corel Photo Paint Also: JPEG, GIF, BMP
  • 7. EPS (Encapsulated PostScript) -Vector graphics define each and every element in the image through mathematical code (postscript). -They are composed of geometric and color information. -Vector Graphics are resolution-independent (ADVANTAGE). -This means that the image quality will remain consistent no matter how large or small the figure is sized - This also makes EPS (vector-based) files the better choice for our workflow Produced by applications such as: Adobe Illustrator Macromedia Freehand, Corel Draw, PowerPoint, Deneba Canvas
  • 8. RASTER vs. VECTOR GRAPHICS • Raster • Vector
  • 9. Problems We Encountered with Author-Supplied TIFF and EPS Problems with EPS - Almost non-existent - Most authors don’ know what they are t - Non-vector (raster) images saved as EPS Problems with TIFF - Typically (mainly) created at the wrong resolution - Created with programs that write poor TIFF files
  • 10. What is Failing and Why? In a Nutshell… .RASTER images i.e. TIFF (most common) - Created and submitted at the wrong resolution - Created at the wrong resolution, then resolution increased - Pieces pulled from several different programs - Not a bad format, just poorly executed
  • 11. What We Learned - Authors often create figures in vector-based applications - When given more information or more options they supplied better files - Some Figures give away their origin in just their appearance
  • 12. Our Solution Added Adobe Acrobat PDF as a Preferred file format We will still take TIFF, EPS, PPT and others. The “nature”of PDF files increases the probability that submitted files will be publication-ready at submission.
  • 13. Why PDF? - Universal file format that preserves all the fonts, formatting, graphics, and color of any source document - Eliminates software and hardware incompatibility issues between Authors and APS - Maintains design integrity to ensure what is sent is what is received - Better results in both print and online publication when created properly - Smaller files that are easier to pass between author and publisher
  • 14. Benefits - One file can satisfy both Submission and Production - Better, consistent results - Increase in vector-based files submitted - Fast way to check figure quality
  • 15. Other Challenges Answered Along the Way - When to ask for Publication-Quality Files? - Digital Proof? - RGB or CMYK?
  • 16. When to Ask for Publication-Quality Figures In the Past APS waited until Acceptance - Author non-compliance - Papers held up in Peer Review Now at time of submission - Early Concerns - Files sizes - Upload times - Results - Less articles held in Peer Review - Files available for production immediately
  • 18. - Moved to Electronic Proof (PDF) - this was a first step toward resolving quality and color issues - not that we immediately realized it -PDF Proof was a gateway for improved workflows and file- type options
  • 20. RGB to CMYK conversion complaints - Reproducing author’ color images has been a long- s term issue - even before digital files - multiple proof per image - time and expense
  • 21. RGB to CMYK Conversion Solutions - Moved to an RGB workflow - Offered by our print provider - Images seen “ created”throughout the as publication process - no more complaints regarding color at proof stage (or print) - Seamless workflow change - actually saved us a step - Published an Editorial regarding change in all journals
  • 23. Is this new? The act of manipulating photographs has been happening for nearly as long as the ability to capture images has existed.
  • 24. In Favor Not in Favor
  • 25. Figure Manipulation The ability to adjust or modify digital images using applications, such as Photoshop, has been available for many years, but in the past, paper workflows made it difficult to discover unethical figure manipulation. Now, digital workflows make the files accessible to more investigators, who armed with the same tools, can reveal manipulations once hidden in paper figures.
  • 26. How Do We Prevent it? - Define a Policy - Education
  • 27. Define a Policy Since this issue has come to the foreground over the last few years, most STM publishers have adopted similar policies regarding ethical manipulation of figures. Once established, this information had to be passed on to the authors. Many are doing this in the form of Editorials and additions to the “ Information for Authors”sections of their websites.
  • 28. What is unacceptable figure manipulation? Many scientific publishers are adopting similar guidelines to define what constitutes “unacceptable figure manipulation” The . guidelines seem to breakdown into three categories: 1. Improper Editing 2. Improper Grouping 3. Improper Adjustment
  • 29. Improper Editing Authors should not: • Move • Remove • Introduce • Obscure • Enhance any specific feature within a image. Images should appear as captured in the lab.
  • 31. Improper Grouping If parts of different gels, fields, or exposures are grouped or rearranged, then dividing lines must be used to indicate these changes, and disclosure of the arrangement must be added in the figure legend. Even if the arrangement is from the same capture, the rearrangement or deletion of lanes, fields, etc, is discouraged, but if there is any such deletion or rearrangement, it must be disclosed in the legend
  • 33. Improper Adjustment Authors should not adjust: • Contrast • Color balance • Brightness unless applied to the entire figure and the adjustment does not obscure, eliminate or misrepresent the originally-captured information. Adjustments should be disclosed in the figure legend.
  • 35. If Manipulation is suspected Any question of improper manipulation raised during the review or editing process is brought to the Editor and Publications Committee Chair for review. If called into question, authors should be prepared to provide the following information: Make and model of microscope Type, magnification and numerical aperture of objective lenses Fluorochromes Imaging medium Temperature Camera make and model Acquisition software Subsequent software used for image processing, as well as details regarding the operations performed
  • 36. Educating Authors and Future Authors STM Authors should understand what is acceptable and unacceptable when it comes the handling of images for scientific publication and passing that information on to those in their labs and classrooms. In principle, the ethics of presenting true data should be a part of scientific training.
  • 37. How Do I Find It? Forensically, you can only "de-authenticate" an Image (show that it has discrepancies) Authentication of a scientific image requires access to the original data. The identification of a discrepancy is only the allegation, and it does not by itself demonstrate an intentional falsification of data. The interpretation as to whether any image manipulation is serious requires familiarity with the experiment and imaging instruments.
  • 38. How Do I Find It? For now: The Office of Research Integrity offers free tools that can be used to scrutinize questionable raster images in Photoshop. http://ori.dhhs.gov/tools/data_imaging.shtml These are Photoshop actions can and may reveal improper manipulations. ORI provides some sample images that you can use to test the tools.
  • 40. Figure Instructions Too Little or Too Much? - It can be quite a balancing act - Too Little and you get what you asked for (too little) - Too Much and authors will get overwhelmed - They will “ shut down”and do it their own way Living Document - Every breakthrough in your process needs to be reflected in your instructions - Let authors know that this information will evolve
  • 43. Thank you. Contact Information: Eric Pesanelli 301-634-7973 epesanelli@the-aps.org www.the-aps.org