This document summarizes SEC reporting obligations for public companies. It explains that publicly traded companies must file periodic reports with the SEC including annual 10-K reports, quarterly 10-Q reports, and current 8-K reports. It also discusses requirements for smaller reporting companies, including scaled disclosure requirements and extended filing deadlines. Failure to comply with SEC reporting obligations can result in enforcement actions and restrictions on shareholders' ability to sell securities.
Learn more about the Foreign Account Tax Compliance Act (FATCA), including FFI, NFFE, GIIN, FATCA Timeline, and more, from the International Tax Partners at Citrin Cooperman.
View the recorded FATCA webinar presentation here: http://www.citrincooperman.com/Webinars/FACTA-Webinar.aspx
www.citrincooperman.com
Companies can solicit investor interest for a potential Regulation A+ offering, both before and after the filing of their Form 1-A offering statement with the SEC. The issuer’s solicitation materials used after the Form 1-A offering statement is publicly filed, must be accompanied by a preliminary offering circular or provide a URL where the preliminary offering statement can be obtained. Additionally, materials used to solicit investors must be filed as exhibits to the Form 1-A offering statement.
Form 211 By: Brenda Hamilton Attorney, Boca Raton FloridaBrenda Hamilton
Companies seeking to have their securities publicly traded must familiarize themselves with Rule 15c2-11 (“SEC Rule 15c2-11”) of the Securities Exchange Act of 1934 (the “Exchange Act”) to ensure a smooth transaction.
The 440 page LexisNexis® Guide to FATCA Compliance was designed in consultation, via numerous interviews and meetings, with government officials, NGO staff, large financial institution compliance officers, investment fund compliance officers, and trust companies, from North and South America, Europe, South Africa, and Asia, and in consultation with contributors who are leading industry experts. The contributors hail from several countries and an offshore financial center and include attorneys, accountants, information technology engineers, and risk managers from large, medium and small firms and from large financial institutions. Thus, the challenges of the FATCA Compliance Officer are approached from several perspectives and contextual backgrounds. See http://www.lexisnexis.com/store/catalog/booktemplate/productdetail.jsp?pageName=relatedProducts&prodId=prod19190327
This 28 chapter Guide contains three chapters written specifically to guide a financial institution's lead FATCA compliance officer in designing a plan of internal action within the enterprise and interaction with outside FATCA advisors with a view of best leveraging available resources and budget [see Chapters 2, 3, and 4]. Sample chapter available at http://www.lexisnexis.com/store/images/samples/9780769853734.pdf
The world of FATCA & CRS can be daunting. But with the KENDRIS Ultimate Guide to FATCA & CRS for Fiduciaries, we go through everything you need to know.
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction. Regulation A+ simplifies the process of obtaining the seed stockholders required by the Financial Industry Regulatory Authority while allowing the issuer to raise initial capital.
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction.
Public Company Reporting (Series: Securities Law Made Simple (Not Really) Financial Poise
Once public, a company is subject to a continuously evolving landscape of disclosure and reporting requirements. Recent disclosure developments have addressed everything from executive compensation to cybersecurity. In addition, the prevalence of social media has made it such that a company must now consider not only the nuances of what to disclose but also how to deliver that disclosure. Is your company tweeting its earnings reports; are you using your corporate Facebook page to make Regulation FD disclosures?
In this webinar our expert panel provides you with a high-level overview of key public company reporting and disclosure requirements, including the latest developments brought about by the Dodd-Frank Act, JOBS Act, FAST Act and, most recently, the SEC’s Disclosure Effectiveness Initiative, as well as provide you with tangible examples and practical advice on how to comply with the ever-changing means of delivering that disclosure.
To view the accompanying webinar, go to: https://www.financialpoise.com/financial-poise-webinars/public-company-reporting-2020/
Periodic Reporting - Ask Securities Lawyer 101Brenda Hamilton
Companies become subject to the SEC’s periodic reporting requirements a number of ways including by filing a registration under the Securities Act of 1933, as amended or pursuant to the Securities Exchange Act of 1934. The SEC periodic reporting rules require that publicly traded companies disclose a wealth of information to the public. Periodic reporting also requires that these reports… Read More
Learn more about the Foreign Account Tax Compliance Act (FATCA), including FFI, NFFE, GIIN, FATCA Timeline, and more, from the International Tax Partners at Citrin Cooperman.
View the recorded FATCA webinar presentation here: http://www.citrincooperman.com/Webinars/FACTA-Webinar.aspx
www.citrincooperman.com
Companies can solicit investor interest for a potential Regulation A+ offering, both before and after the filing of their Form 1-A offering statement with the SEC. The issuer’s solicitation materials used after the Form 1-A offering statement is publicly filed, must be accompanied by a preliminary offering circular or provide a URL where the preliminary offering statement can be obtained. Additionally, materials used to solicit investors must be filed as exhibits to the Form 1-A offering statement.
Form 211 By: Brenda Hamilton Attorney, Boca Raton FloridaBrenda Hamilton
Companies seeking to have their securities publicly traded must familiarize themselves with Rule 15c2-11 (“SEC Rule 15c2-11”) of the Securities Exchange Act of 1934 (the “Exchange Act”) to ensure a smooth transaction.
The 440 page LexisNexis® Guide to FATCA Compliance was designed in consultation, via numerous interviews and meetings, with government officials, NGO staff, large financial institution compliance officers, investment fund compliance officers, and trust companies, from North and South America, Europe, South Africa, and Asia, and in consultation with contributors who are leading industry experts. The contributors hail from several countries and an offshore financial center and include attorneys, accountants, information technology engineers, and risk managers from large, medium and small firms and from large financial institutions. Thus, the challenges of the FATCA Compliance Officer are approached from several perspectives and contextual backgrounds. See http://www.lexisnexis.com/store/catalog/booktemplate/productdetail.jsp?pageName=relatedProducts&prodId=prod19190327
This 28 chapter Guide contains three chapters written specifically to guide a financial institution's lead FATCA compliance officer in designing a plan of internal action within the enterprise and interaction with outside FATCA advisors with a view of best leveraging available resources and budget [see Chapters 2, 3, and 4]. Sample chapter available at http://www.lexisnexis.com/store/images/samples/9780769853734.pdf
The world of FATCA & CRS can be daunting. But with the KENDRIS Ultimate Guide to FATCA & CRS for Fiduciaries, we go through everything you need to know.
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction. Regulation A+ simplifies the process of obtaining the seed stockholders required by the Financial Industry Regulatory Authority while allowing the issuer to raise initial capital.
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction.
Public Company Reporting (Series: Securities Law Made Simple (Not Really) Financial Poise
Once public, a company is subject to a continuously evolving landscape of disclosure and reporting requirements. Recent disclosure developments have addressed everything from executive compensation to cybersecurity. In addition, the prevalence of social media has made it such that a company must now consider not only the nuances of what to disclose but also how to deliver that disclosure. Is your company tweeting its earnings reports; are you using your corporate Facebook page to make Regulation FD disclosures?
In this webinar our expert panel provides you with a high-level overview of key public company reporting and disclosure requirements, including the latest developments brought about by the Dodd-Frank Act, JOBS Act, FAST Act and, most recently, the SEC’s Disclosure Effectiveness Initiative, as well as provide you with tangible examples and practical advice on how to comply with the ever-changing means of delivering that disclosure.
To view the accompanying webinar, go to: https://www.financialpoise.com/financial-poise-webinars/public-company-reporting-2020/
Periodic Reporting - Ask Securities Lawyer 101Brenda Hamilton
Companies become subject to the SEC’s periodic reporting requirements a number of ways including by filing a registration under the Securities Act of 1933, as amended or pursuant to the Securities Exchange Act of 1934. The SEC periodic reporting rules require that publicly traded companies disclose a wealth of information to the public. Periodic reporting also requires that these reports… Read More
The process of “going public” with a SEC registration statement is complex and at times precarious. While going public offers many benefits it also comes with risks and quantities of regulations with which issuers must become familiar. Despite the risks even in a down economy, the U.S. markets remain an attractive source of capital for both domestic and foreign issuers. It is important for issuers to have an experienced securities attorney to help navigate through the process and deal with the Securities & Exchange Commission (“SEC”), Financial Regulatory Authority (“FINRA”) & Depository Trust Company (“DTC”).
Financial reporting obligations under SEC Rule 701 for private companies that...Azhar Qureshi
As companies remain private longer and continue growing, they often pass the $5 million threshold for the aggregate sales or issuances of securities to employees and other covered persons within a 12-month period, thus triggering the requirement under SEC Rule 701 to provide financial statements and other disclosures to participants in the offering. We are finding that companies may not be aware of the financial reporting obligations under Rule 701 and may not want or be able to provide, even confidentially, the required information to offering participants for competitive reasons. Our Technical Line highlights what private companies need to do to comply with the financial reporting requirements under Rule 701.
Smaller Reporting Companies vs. Emerging Growth Companies- The topic of reporting requirements and distinctions between various categories of reporting companies has been prevalent over the past couple of years as regulators and industry insiders examine changes to the reporting requirements for all companies, andqualifications for the various categories of scaled disclosure requirements. As I’ve
written about these developments, I have noticed inconsistencies in the treatment of smaller reporting companies and emerging growth companies in ways that are likely the result of poor drafting or unintended consequences...
Form 1-A and Regulation A- Form 1-A consists of three parts: Part I – Notification, Part II – Offering Circular, and Part III – Exhibits. Part I calls for certain basic information about the company and the offering, and is primarily designed to confirm and determine eligibility for the use of a Regulation A offering in general. Part I also includes disclosure related to the application of the bad actor disqualification; jurisdictions in which securities are to be offered; and unregistered securities issued or sold within the prior one year...
UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashingto.docxouldparis
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K
(Mark One)
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2017
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission File Number 001-02217
(Exact name of Registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation or organization)
58-0628465
(I.R.S. Employer Identification No.)
One Coca-Cola Plaza, Atlanta, Georgia
(Address of principal executive offices)
30313
(Zip Code)
Registrant's telephone number, including area code: (404) 676-2121
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which registered
Common Stock, $0.25 Par Value New York Stock Exchange
Floating Rate Notes Due 2019 New York Stock Exchange
Floating Rate Notes Due 2019 New York Stock Exchange
0.000% Notes Due 2021 New York Stock Exchange
1.125% Notes Due 2022 New York Stock Exchange
0.75% Notes Due 2023 New York Stock Exchange
0.500% Notes Due 2024 New York Stock Exchange
1.875% Notes Due 2026 New York Stock Exchange
1.125% Notes Due 2027 New York Stock Exchange
1.625% Notes Due 2035 New York Stock Exchange
1.100% Notes Due 2036 New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None
___________________________________________________
Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes No
Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. Yes No
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding
12 months and (2) has been subject to such filing requirements for the past 90 days. Yes No
Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted
and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to
submit and post such files). Yes No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§ 229.405 of this chapter) is not contained herein, and will not be contained,
to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10 K.
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth
company. See the def ...
Explores:
-IPO Process
-Impact of JOBS Act
-Quiet Period
-Management
-Board of Directors
-Corporate Governance
-Corporate and Capital Structure
-Equity Incentives
-Financial and Audit Matters
-Getting Started
-SEC Review
-Life as a Public Company
Presentation delivered by Brian Korn, Partner at Manatt, Phelps & Phillips, LLP at FinFair 2015
According to Brian Korn, “Reg A+ ushers in a new type of quasi-public offering that breaks the classic dichotomy of registered public offering or private placement. It is also a novel opportunity for small business lending platforms to raise capital from both accredited and non-accredited investors without becoming fully registered public companies.” In this presentation, Korn shows how Reg A+ is being utilized to create payment-dependent notes and engineer new retail fixed-income products.
OTC PINK Listing Requirements- The OTC Pink, which includes the highest-risk, highly speculative securities, is further divided into three tiers: Current Information, Limited Information and No Information, based on the level of disclosure and public information made available by the company either through the SEC or posted on OTC Markets through its alternative reporting standard. There are no qualitative standards beyond disclosure for OTC Pink companies, which include companies in all stages of development as well as shell and blank check entities…
1. Discuss the strategic actions Dunlap took to turn Sunbeam aroun.docxSONU61709
1. Discuss the strategic actions Dunlap took to turn Sunbeam around, whether they were the appropriate actions, and what they resulted in.
2. Boards have a fiduciary duty to look after shareholder interests. With that in mind, please comment on the board of directors at Sunbeam – did they do a good job of looking after their shareholders?
3. Describe the first compensation package offered to Dunlap. Was it well-designed? What type of behavior(s) did it motivate?
All answers are opinion based and related to strategic management concepts. Outside research is acceptable but no Wikipedia. 4 pages.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________________
FORM 10-K
(Mark One)
Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the fiscal year ended December 31, 2016
or
Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the transition period from ____________________ to ____________________
Commission file number 1-6368
Ford Motor Credit Company LLC
(Exact name of registrant as specified in its charter)
Delaware 38-1612444
(State of organization) (I.R.S. employer identification no.)
One American Road, Dearborn, Michigan 48126
(Address of principal executive offices) (Zip code)
(313) 322-3000
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each Exchange on which registered
4.050% Notes due December 10, 2018 New York Stock Exchange
3.700% Notes due March 11, 2019 New York Stock Exchange
3.588% Notes due June 2, 2020 New York Stock Exchange
3.350% Notes Due Nine Months or More from the Date
of Issue due August 20, 2026 New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None.
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yes No
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
Yes No
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any,
every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this
chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post
such files). Yes No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§ 229. ...
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction allowing the issuer to avoid the risks of reverse merger transactions.
The EB-5 investor visa program is becoming more popular since Rule 506 (c) became law allowing issuers to advertise their offerings to foreign investors seeking U.S. residency. As with any investment proper due diligence is crucial. The Securities and Exchange Commission’s (“SEC”) Office of Investor Education and Advocacy and U.S. Citizenship and Immigration Services (“USCIS”) have issued recent warnings to foreign investors regarding the fraudulent use of the EB-5 program.
The Depository Trust and Clearing Corporation (“DTCC”), through its subsidiaries, provides clearing, settlement and information services for securities. DTCC’s subsidiary, the Depository Trust Company (“DTC”) was created to improve efficiencies and reduce risk in the clearance and settlement of securities transactions. Not all securities are eligible to be settled through DTC. DTC Eligibility has become an often unexpected burden for companies in going public transactions.
The OTC Markets OTCQX offers foreign issuers seeking to go public in the U.S. an appealing alternative to listing on a stock exchange. Foreign issuers whose securities are listed on a foreign stock exchange that qualify for the exemption from the reporting requirements of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), can go public in the U.S by quotation of their securities on the OTCQX without registration or reporting obligations to the Securities and Exchange Commission (the “SEC”).
More and more issuers going public opt for a direct public offering. In a direct public offering management sells shares of the company’s stock directly to investors, rather than through the efforts of an underwriter. Going public with a direct public offering eliminates costs and risks associated with a reverse merger transaction. Private companies conducting a direct public offering should consider the pointers below to ensure a successful and cost-effective going public transaction.
Investor relations or stock promotion involves the dissemination of information about a public company to increase its stock price and/or trading volume.
The person who publishes this information is sometimes referred to as a “Stock Promoter”, “Investor Relations Provider” or “Stock Tout”.
The EB-5 investor visa program is becoming more popular since Rule 506 (c) became law allowing issuers to advertise their offerings to foreign investors seeking U.S. residency. As with any investment proper due diligence is crucial. The Securities and Exchange Commission’s (“SEC”) Office of Investor Education and Advocacy and U.S. Citizenship and Immigration Services (“USCIS”) have issued recent warnings to foreign investors regarding the fraudulent use of the EB-5 program.
The Depository Trust and Clearing Corporation (“DTCC”), through its subsidiaries, provides clearing, settlement and information services for securities. DTCC’s subsidiary, the Depository Trust Company (“DTC”) was created to improve efficiencies and reduce risk in the clearance and settlement of securities transactions. Not all securities are eligible to be settled through DTC. DTC Eligibility has become an often unexpected burden for companies in going public transactions.
On March 25, 2015, the Securities and Exchange Commission (“SEC”) adopted amendments to Regulation A pursuant to the mandate of Section 401(a) of the JOBS Act which became effective last month. The Regulation A+ amendments include new forms and revamping Form 1-A. Regulation A+ expands existing Regulation A. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a going public transaction. The Regulation A+ exemption allows companies to more easily obtain initial shareholders required by the Financial Industry Regulatory Authority (“FINRA”). While Form 1-A requires less information than a Form S-1 registration statement, expansive disclosures are required.
SEC registration statements are the most efficient and reliable method for a private company to...obtain public company status. Using a registration statement, companies provide transparency to investors and avoid the risks of reverse merger transactions. This blog post addresses some of the most common questions we are asked about SEC registration statements and and the going pubic process.
VAT Registration Outlined In UAE: Benefits and Requirementsuae taxgpt
Vat Registration is a legal obligation for businesses meeting the threshold requirement, helping companies avoid fines and ramifications. Contact now!
https://viralsocialtrends.com/vat-registration-outlined-in-uae/
Memorandum Of Association Constitution of Company.pptseri bangash
www.seribangash.com
A Memorandum of Association (MOA) is a legal document that outlines the fundamental principles and objectives upon which a company operates. It serves as the company's charter or constitution and defines the scope of its activities. Here's a detailed note on the MOA:
Contents of Memorandum of Association:
Name Clause: This clause states the name of the company, which should end with words like "Limited" or "Ltd." for a public limited company and "Private Limited" or "Pvt. Ltd." for a private limited company.
https://seribangash.com/article-of-association-is-legal-doc-of-company/
Registered Office Clause: It specifies the location where the company's registered office is situated. This office is where all official communications and notices are sent.
Objective Clause: This clause delineates the main objectives for which the company is formed. It's important to define these objectives clearly, as the company cannot undertake activities beyond those mentioned in this clause.
www.seribangash.com
Liability Clause: It outlines the extent of liability of the company's members. In the case of companies limited by shares, the liability of members is limited to the amount unpaid on their shares. For companies limited by guarantee, members' liability is limited to the amount they undertake to contribute if the company is wound up.
https://seribangash.com/promotors-is-person-conceived-formation-company/
Capital Clause: This clause specifies the authorized capital of the company, i.e., the maximum amount of share capital the company is authorized to issue. It also mentions the division of this capital into shares and their respective nominal value.
Association Clause: It simply states that the subscribers wish to form a company and agree to become members of it, in accordance with the terms of the MOA.
Importance of Memorandum of Association:
Legal Requirement: The MOA is a legal requirement for the formation of a company. It must be filed with the Registrar of Companies during the incorporation process.
Constitutional Document: It serves as the company's constitutional document, defining its scope, powers, and limitations.
Protection of Members: It protects the interests of the company's members by clearly defining the objectives and limiting their liability.
External Communication: It provides clarity to external parties, such as investors, creditors, and regulatory authorities, regarding the company's objectives and powers.
https://seribangash.com/difference-public-and-private-company-law/
Binding Authority: The company and its members are bound by the provisions of the MOA. Any action taken beyond its scope may be considered ultra vires (beyond the powers) of the company and therefore void.
Amendment of MOA:
While the MOA lays down the company's fundamental principles, it is not entirely immutable. It can be amended, but only under specific circumstances and in compliance with legal procedures. Amendments typically require shareholder
Premium MEAN Stack Development Solutions for Modern BusinessesSynapseIndia
Stay ahead of the curve with our premium MEAN Stack Development Solutions. Our expert developers utilize MongoDB, Express.js, AngularJS, and Node.js to create modern and responsive web applications. Trust us for cutting-edge solutions that drive your business growth and success.
Know more: https://www.synapseindia.com/technology/mean-stack-development-company.html
3.0 Project 2_ Developing My Brand Identity Kit.pptxtanyjahb
A personal brand exploration presentation summarizes an individual's unique qualities and goals, covering strengths, values, passions, and target audience. It helps individuals understand what makes them stand out, their desired image, and how they aim to achieve it.
Enterprise Excellence is Inclusive Excellence.pdfKaiNexus
Enterprise excellence and inclusive excellence are closely linked, and real-world challenges have shown that both are essential to the success of any organization. To achieve enterprise excellence, organizations must focus on improving their operations and processes while creating an inclusive environment that engages everyone. In this interactive session, the facilitator will highlight commonly established business practices and how they limit our ability to engage everyone every day. More importantly, though, participants will likely gain increased awareness of what we can do differently to maximize enterprise excellence through deliberate inclusion.
What is Enterprise Excellence?
Enterprise Excellence is a holistic approach that's aimed at achieving world-class performance across all aspects of the organization.
What might I learn?
A way to engage all in creating Inclusive Excellence. Lessons from the US military and their parallels to the story of Harry Potter. How belt systems and CI teams can destroy inclusive practices. How leadership language invites people to the party. There are three things leaders can do to engage everyone every day: maximizing psychological safety to create environments where folks learn, contribute, and challenge the status quo.
Who might benefit? Anyone and everyone leading folks from the shop floor to top floor.
Dr. William Harvey is a seasoned Operations Leader with extensive experience in chemical processing, manufacturing, and operations management. At Michelman, he currently oversees multiple sites, leading teams in strategic planning and coaching/practicing continuous improvement. William is set to start his eighth year of teaching at the University of Cincinnati where he teaches marketing, finance, and management. William holds various certifications in change management, quality, leadership, operational excellence, team building, and DiSC, among others.
Putting the SPARK into Virtual Training.pptxCynthia Clay
This 60-minute webinar, sponsored by Adobe, was delivered for the Training Mag Network. It explored the five elements of SPARK: Storytelling, Purpose, Action, Relationships, and Kudos. Knowing how to tell a well-structured story is key to building long-term memory. Stating a clear purpose that doesn't take away from the discovery learning process is critical. Ensuring that people move from theory to practical application is imperative. Creating strong social learning is the key to commitment and engagement. Validating and affirming participants' comments is the way to create a positive learning environment.
RMD24 | Retail media: hoe zet je dit in als je geen AH of Unilever bent? Heid...BBPMedia1
Grote partijen zijn al een tijdje onderweg met retail media. Ondertussen worden in dit domein ook de kansen zichtbaar voor andere spelers in de markt. Maar met die kansen ontstaan ook vragen: Zelf retail media worden of erop adverteren? In welke fase van de funnel past het en hoe integreer je het in een mediaplan? Wat is nu precies het verschil met marketplaces en Programmatic ads? In dit half uur beslechten we de dilemma's en krijg je antwoorden op wanneer het voor jou tijd is om de volgende stap te zetten.
LA HUG - Video Testimonials with Chynna Morgan - June 2024Lital Barkan
Have you ever heard that user-generated content or video testimonials can take your brand to the next level? We will explore how you can effectively use video testimonials to leverage and boost your sales, content strategy, and increase your CRM data.🤯
We will dig deeper into:
1. How to capture video testimonials that convert from your audience 🎥
2. How to leverage your testimonials to boost your sales 💲
3. How you can capture more CRM data to understand your audience better through video testimonials. 📊
The world of search engine optimization (SEO) is buzzing with discussions after Google confirmed that around 2,500 leaked internal documents related to its Search feature are indeed authentic. The revelation has sparked significant concerns within the SEO community. The leaked documents were initially reported by SEO experts Rand Fishkin and Mike King, igniting widespread analysis and discourse. For More Info:- https://news.arihantwebtech.com/search-disrupted-googles-leaked-documents-rock-the-seo-world/
[Note: This is a partial preview. To download this presentation, visit:
https://www.oeconsulting.com.sg/training-presentations]
Sustainability has become an increasingly critical topic as the world recognizes the need to protect our planet and its resources for future generations. Sustainability means meeting our current needs without compromising the ability of future generations to meet theirs. It involves long-term planning and consideration of the consequences of our actions. The goal is to create strategies that ensure the long-term viability of People, Planet, and Profit.
Leading companies such as Nike, Toyota, and Siemens are prioritizing sustainable innovation in their business models, setting an example for others to follow. In this Sustainability training presentation, you will learn key concepts, principles, and practices of sustainability applicable across industries. This training aims to create awareness and educate employees, senior executives, consultants, and other key stakeholders, including investors, policymakers, and supply chain partners, on the importance and implementation of sustainability.
LEARNING OBJECTIVES
1. Develop a comprehensive understanding of the fundamental principles and concepts that form the foundation of sustainability within corporate environments.
2. Explore the sustainability implementation model, focusing on effective measures and reporting strategies to track and communicate sustainability efforts.
3. Identify and define best practices and critical success factors essential for achieving sustainability goals within organizations.
CONTENTS
1. Introduction and Key Concepts of Sustainability
2. Principles and Practices of Sustainability
3. Measures and Reporting in Sustainability
4. Sustainability Implementation & Best Practices
To download the complete presentation, visit: https://www.oeconsulting.com.sg/training-presentations
RMD24 | Debunking the non-endemic revenue myth Marvin Vacquier Droop | First ...BBPMedia1
Marvin neemt je in deze presentatie mee in de voordelen van non-endemic advertising op retail media netwerken. Hij brengt ook de uitdagingen in beeld die de markt op dit moment heeft op het gebied van retail media voor niet-leveranciers.
Retail media wordt gezien als het nieuwe advertising-medium en ook mediabureaus richten massaal retail media-afdelingen op. Merken die niet in de betreffende winkel liggen staan ook nog niet in de rij om op de retail media netwerken te adverteren. Marvin belicht de uitdagingen die er zijn om echt aansluiting te vinden op die markt van non-endemic advertising.
"𝑩𝑬𝑮𝑼𝑵 𝑾𝑰𝑻𝑯 𝑻𝑱 𝑰𝑺 𝑯𝑨𝑳𝑭 𝑫𝑶𝑵𝑬"
𝐓𝐉 𝐂𝐨𝐦𝐬 (𝐓𝐉 𝐂𝐨𝐦𝐦𝐮𝐧𝐢𝐜𝐚𝐭𝐢𝐨𝐧𝐬) is a professional event agency that includes experts in the event-organizing market in Vietnam, Korea, and ASEAN countries. We provide unlimited types of events from Music concerts, Fan meetings, and Culture festivals to Corporate events, Internal company events, Golf tournaments, MICE events, and Exhibitions.
𝐓𝐉 𝐂𝐨𝐦𝐬 provides unlimited package services including such as Event organizing, Event planning, Event production, Manpower, PR marketing, Design 2D/3D, VIP protocols, Interpreter agency, etc.
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⭐ 𝐅𝐞𝐚𝐭𝐮𝐫𝐞𝐝 𝐩𝐫𝐨𝐣𝐞𝐜𝐭𝐬:
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➢ Vietnam Food Expo with Lotte Wellfood
"𝐄𝐯𝐞𝐫𝐲 𝐞𝐯𝐞𝐧𝐭 𝐢𝐬 𝐚 𝐬𝐭𝐨𝐫𝐲, 𝐚 𝐬𝐩𝐞𝐜𝐢𝐚𝐥 𝐣𝐨𝐮𝐫𝐧𝐞𝐲. 𝐖𝐞 𝐚𝐥𝐰𝐚𝐲𝐬 𝐛𝐞𝐥𝐢𝐞𝐯𝐞 𝐭𝐡𝐚𝐭 𝐬𝐡𝐨𝐫𝐭𝐥𝐲 𝐲𝐨𝐮 𝐰𝐢𝐥𝐥 𝐛𝐞 𝐚 𝐩𝐚𝐫𝐭 𝐨𝐟 𝐨𝐮𝐫 𝐬𝐭𝐨𝐫𝐢𝐞𝐬."
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2. FIRSTUP
CONSULTANTS
• A publicly traded company with a class of securities registered under Section 12 of the Securities Exchange
Act of 1934, as amended (“Exchange Act”) or which is subject to Section 15(d) must file reports with the
Securities & Exchange Commission (“SEC”). This obligation is sometimes referred to as “SEC Reporting” or
SEC Reporting Requirements”. SEC Reporting Requirements are designed to provide transparency to
investors. SEC filings and Reports are filed through the SEC’s EDGAR system. These reports are viewable by
the public upon filing.
• Required periodic reports for domestic issuers include annual reports on Form 10-K, quarterly reports on Form
10-Q and current information reports on Form 8-K. Issuers with a class of securities registered under Section
12 of the Exchange Act are also subject to the proxy rules and shareholders of these companies are subject to
certain beneficial ownership reporting requirements.
• A company becomes subject to SEC Reporting Requirements by filing a registration statement on either Form
10 or Form 8-A pursuant to Section 12 of the Exchange Act. Section 12 registration statements may be filed
voluntarily or subject to a statutory requirement if the issuer’s securities are held by either (i) 2,000 persons or
(ii) 500 persons who are not accredited investors and where the issuer’s total assets exceed $10 million. In
addition, companies that file a registration statement under the Securities Act of 1933, as amended
(“Securities Act”) such as a Form S-1 registration statement become subject to SEC Reporting Requirements.
• SEC Reporting Requirements are voluntary in any fiscal year in which the company has fewer 300
shareholders at the beginning of the year.
WHAT IS SEC REPORTING?
3. FIRSTUP
CONSULTANTS
• An SEC Reporting Company must comply with certain record keeping requirements, must implement internal
accounting controls and is subject to the Sarbanes-Oxley Act of 2002, including the certification requirements
which require the issuer’s Chief Executive Officer and Chief Financial Officer to individually certify the issuer’s
SEC reports.
• The Sarbanes-Oxley Act requires the SEC review each SEC Reporting Company’s filings at least once every
three (3) years.
• SEC Reporting By Smaller Reporting companies. A “smaller reporting company” is an issuer that is not an
investment company or asset-backed issuer or majority-owned subsidiary and that (i) had a public float of less
than $75 million as of the last business day of its most recently completed second fiscal quarter; or (ii) in the
case of an initial registration statement, had a public float of less than $75 million as of a date within days of the
filing of the registration statement; or (iii) in the case of an issuer whose public float as calculated by (i) or (ii) is
0, had annual revenues of less than $75 million during the most recently completed fiscal year in which audited
financial statements are available.
• Smaller Reporting Companies benefit from scaled down SEC Reporting Requirements.
3
SEC REPORTINGAND SARBANES- OXLEY
4. FIRSTUP
CONSULTANTS 4
• Smaller reporting companies must file an annual report on Form 10-K with the SEC within 90 days of end of the
end of each fiscal year.
• The issuer can extend the due date of its form 10-K for up to 15 calendar days by filing a Form 12b-25 no later
than the next business day after the Form 10-K is due.
• Issuers must include financial statements audited by a firm registered with the Public Company Accounting
Oversight Board. (“PCAOB”).
• Form 10-K requires a discussion of the company’s business, a summary of operations, its physical property,
identification of any subsidiaries or affiliates, information about its shareholders, management biographies and
management compensation, and related party transactions.
FORM 10-KANNUAL REPORTS- SMALLER REPORTING
COMPANY- SEC REPORTING REQUIREMENTS
5. FIRSTUP
CONSULTANTS 5
FORM 10-Q QUARTERLY REPORTS – SMALLER REPORTING
COMPANY- SEC REPORTING REQUIREMENTS
• SEC Reporting Requirements obligate Smaller reporting companies must file quarterly reports on
Form 10-Q within forty-five (45) days after end of its first three fiscal quarters.
• The issuer can extend the due date of its Form 10-Q Quarterly Report for up to five (5) calendar days
by filing a Form 12b-25 no later than the next business day after the Form 10-Q is due. Form 10Q
Quarterly Reports include interim unaudited financial statements and information about the
company’s business, results of operations and issuances of securities.
• The Form 10Q Quarterly Report includes a comparison of the issuer’s performance during the quarter
and year to date with the same periods of the previous year.
6. FIRSTUP
CONSULTANTS
• Form 8-K is used to report material events. Form 8-K material events include but are not limited to material
agreements; mergers and acquisitions; change in control; changes in auditors; the issuance of unregistered
securities; amendments to company articles of incorporation or bylaws; stock splits and dividends, corporate
name changes; changes in officers or directors; bankruptcy proceedings; change in shell status and changes in
previously issued financial statements
• Generally, a current report on Form 8-K must be filed within four (4) business days after the occurrence of the
material event being disclosed.
• Form 8-K disclosing a change of shell status, requires that the issuer file the financial statements of the acquired
business no later than 71 calendar days after the date the initial Form 8-K was filed reporting the acquisition. The
Fair Disclosure Regulation, enacted in 2000 (“Regulation FD”) stipulates that publicly traded companies broadly
disseminate information to the public instead of distributing it selectively to certain analysts or investors.
• Form 8-K under Regulation FD must be filed (i) simultaneously with the release of the press release or other
information that is subject of the filing or (ii) the next trading day.
6
CURRENT REPORTS ON FORM 8-K. -SMALLER
REPORTING COMPANY- SEC REPORTING OBLIGATIONS
7. FIRSTUP
CONSULTANTS
A Company’s failure to comply with its periodic reporting obligations can have significant consequences for the
issuer and its shareholders.
• The SEC can bring enforcement proceedings against late filers, including actions to deregister the securities.
• Shareholders cannot rely on Rule 144 for the sale or transfer of securities unless the issuer has current public
information available.
• Rule 144(c) requires that adequate current public information with respect to the company must be available at
the time of each sale of securities.
• For issuers subject to the SEC’s Reporting Requirements, adequate current public information is deemed
available if the issuer is and has been for at least 90 days immediately before the sale, subject to the SEC’s
reporting requirements and has filed all required reports with the SEC and has submitted electronically and
posted on its website, if any, all XBRL data require to be submitted and posted.
• An issuer that is late or has failed to comply with the SEC’s Reporting Requirements is not eligible to register
shares on a Form S-3 registration statement. Additionally, the issuer is ineligible to register shares on Form S-8
while it is either late or delinquent in its Reporting Requirements.
7
FAILURE TO COMPLYWITH SEC REPORTING
REQUIREMENTS
8. FIRSTUP
CONSULTANTS
8
PROXYRULES- SMALLER REPORTING COMPANY-
SEC REPORTING REQUIREMENTS
• All companies with a class of securities registered under the Exchange Act (i.e., through the filing of a
Form 10 or Form 8-A) are subject to the Exchange Act’s proxy rules. The proxy rules are contained in
Section 14 of the Exchange Act.
• The SEC’s proxy rules require certain disclosures when the issuer solicits shareholders’ votes in annual
or special meetings. The disclosure information is set forth in SEC Schedule 14A.
• If a share holder vote is not being solicited, such as when a company has obtained shareholder approval
by written consent in lieu of a meeting, a company may satisfy its Section 14 requirements by filing an
information statement on Schedule 14C.
9. MOREINFORMATION
For more information about going public and Regulation A+, securities law or our other services please contact Hamilton
& Associates Law Group, P.A. 01 Plaza Real S, Suite 202 N, Boca Raton, Florida, (561) 416-8956 or by email
at info@securitieslawyer101.com. This securities law blog post is provided as a general informational service to clients
and friends of Hamilton & Associates Law Group and should not be construed as, and does not constitute, legal and
compliance advice on any specific matter, nor does this message create an attorney-client relationship. Please note that the
prior results discussed herein do not guarantee similar outcomes. Hamilton & Associates Law Group, P.A provides
ongoing corporate and securities counsel to private companies and public companies listed and publicly traded on
the NASDAQ Stock Market, the NYSE MKT or OTC Markets, such as the OTC Pink, OTCQB and OTCQX. For two
decades the Firm has served private and public companies and other market participants in corporate
law matters, securities law and going public matters. The firm’s practice areas include, but are not limited to, forensic
law and investigations, SEC investigations and SEC defense, corporate law matters, compliance with the Securities Act of
1933 securities offer and sale and registration statement requirements, including Dorm S-1, Form S-3, Form F-
1 Regulation A/ Regulation A+ , private placement offerings under Regulation D including Rule 504 and Rule
506 and Regulation S and PIPE Transactions as well as registration statements on Forms S-1, Form F-1, Form S-8 and
Form S-4; compliance with the reporting requirements of the Securities Exchange Act of 1934, including Form 8-
A and Form 10 registration statements, reporting on Forms 10-Q, Form 10-K and Form 8-K, Form 6-K and SEC Schedule
14CInformation and SEC Schedule 14A Proxy Statements; Regulation A / Regulation A+ offerings; all forms of going
public transactions; mergers and acquisitions; applications to and compliance with the corporate governance requirements
of national securities exchanges including NASDAQ and the New York Stock Exchange (NYSE) and foreign listings;
crowdfunding; corporate; and general contract and business transactions. The firm provides preparation of corporate
documents and other transaction documents such as share purchase and exchange agreements, stock purchase agreements,
asset purchase agreements and reorganization agreements. The firm prepares the necessary documentation and assists in
completing the requirements of federal and state securities laws such as SEC, FINRA and DTC for Rule 15c2-11.
10. CONTACTUS
For Further information about this securities law post, please contact Brenda Hamilton, Securities Attorney at 101 Plaza
Real S, Suite 202 N, Boca Raton, Florida (561)416-8956, in formational service to clients and friends of Hamilton &
Associates Law group and should not be constructed as, and does not constitute, legal and compliance advice on any
specific matter, nor does this message create an attorney/client relationship. For more information about going public and
6490, Rule 506, Private Placement offerings and memorandums, Regulation A+, Rule 504 offerings, SEC reporting
requirements, SEC registration statements on Form S-1, IOP’s, OTC Pink Sheet listings, Form 10 OTCBB and OTC
Markets disclosure requirements, DTC Chills, Global Locks, reverse mergers, public shells, direct public offerings and
direct public offerings please contact Hamilton and Associates at (561)416-8956 or info@secuirtieslawyer101.com.
Please note that the prior results discussed herein do not guarantee similar outcomes.
Hamilton & Associates | Securities Lawyers
Brenda Hamilton, Securities Attorney
101 Plaza Real South, Suite 202 North
Boca Raton, Florida 33432
Telephone: (561) 416-8956
Facsimile: (561) 416-2855
www.SecuritiesLawyer101.com
11. FORMOREINFORMATIONABOUTOURPUBLICATIONSPLEASEVISIT
THELINKSBELOW
A+ Offerings
A+ Reporting
About Brenda Hamilton
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Initial Public Offerings
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What is a Form 10 Registration
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What is DTC Eligibility?
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What is Form 12b-25?
What are the OTC Markets OTC Pinks?
What Is Regulation SHO?
What Is A Confidential Registration
Statement?
What Are The OTC Markets?
Secondary Registration Statement
Registration Statements & Social
Media
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Short Sales
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Forensic Attorneys
Form 1-A
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Wells Notices
What is Going Public?
What Is Accredited
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What Are Short Swing
Profits?
Stock Spin-Offs
Going Public Attorney
Roles
Going Public Attorneys
DD
Form 211 Lawyers
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OTC Markets Attorneys
DD