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RLG Programs


Records fit for discovery
A project briefing from OCLC
Research / RLG Partnership


                      Merrilee Proffitt
                      Senior Program Officer

                      PACSCL
                      Something New for
                      Something Old
                      4 December 2008
• High expectations
  • Council on Library and Information Resources (CLIR)
  • Mellon Foundation
  • National Historic Publications and Records Commission
    (NHPRC)
  • National Endowment for the Humanities (NEH)


• Timing
  • Library of Congress On the Record recommendations




  • ARL Special Collections Working Group
  • Continued importance of special collections to the RLG
    Partnership


                                                  PACSCL Something New for Something Old
   Programs & Research      2                                           4 December 2008
Working in two ways

• Looking to expand/enhance OCLC services to
  meet the needs of archives and special collections
  • WorldCat Local Special Collections Task Force
  • “Missing Materials” prototype
  • New hire in OCLC Research: Jackie Dooley


• Undertake a program of work focusing on “end to
  end” flow of archival lifecycle




                                             PACSCL Something New for Something Old
   Programs & Research   3                                         4 December 2008
Program of work: Mobilizing Unique Materials


 ACQUIRE
                   SURVEY     SELECT    DESCRIBE   DISCLOSE     DISCOVER        DELIVER
 APPRAISE




                            INFLUENCE                 ENHANCE




        End-to-End Archival
                   Processing Flow



                                                                     PACSCL Something New for Something Old
    Programs & Research                  4                                                 4 December 2008
Mobilizing Unique Materials
• Assess Archival Survey Tools
• Analyze Existing EAD Creation and Editing Tools
• Define the State of Holdings and Description for
  Archives
• Define the State of quot;Hidden Collectionsquot; for Archives
• Analyze Specialized Discovery Environments to
  Optimize Discovery of Archival Materials
• Synthesize the Current State of Delivery Practices for
  Archives and Special Collections
• Increase the Scale of Special Collections Digitization



                                            PACSCL Something New for Something Old
    Programs & Research   5                                       4 December 2008
Define the State of Holdings and Description
for Archives
• MARC records as represented in WorldCat
• 1.03 million records under archival control
  (unpublished materials, excluding theses and
  dissertations)
• Determine what’s there, document what we find
• Comparing records to DACS single level minimum
  and single level optimum requirements




                                    PACSCL Something New for Something Old
   Programs & Research   6                                4 December 2008
Geographic Distribution

                                              38627
                                              15944
                                                                                US
                                              8633
                                                                                Israel
                                              6533                              Australia
                                              5873                              Canada
                      963559
                                              246                               Chile
                                                                                Europe
                                                                                The rest




                                                         PACSCL Something New for Something Old
Programs & Research                  7                                         4 December 2008
0
                                                                 20,000
                                                                          40,000
                                                                                   60,000
                                                                                            80,000
                                                                                                     100,000
                                                                                                               120,000
                                                                                                                         140,000
                                                                                                                                   160,000
                                                                                                                                             180,000
                                                     1962
                                                     1963
                                                     1964
                                                     1965
                                                     1966




                                         1960s
                                                     1967




Programs & Research
                                                     1968
                                                     1969
                                                                                                                                                       Sum of ARC records




                                                     1970
                                                     1971
                                                     1972
                                                     1973
                                                     1974
                                                     1975




                                         1970s
                                                     1976
                                                     1977
                                                     1978
                                                     1979




8
                                                     1980
                                                     1981
                                                     1982
                                                     1983
                                                     1984
                                                     1985




                                         1980s
                                                     1986
                                                     1987
                                                     1988
                                                                                                                                                                            Total




                                                     1989
                                                     1990
                                                     1991
                                                     1992
                                                     1993
                                                     1994
                                                     1995
                                         1990s


                                                     1996
                                                     1997
                                                     1998
                                                     1999
                                                     2000
                                                     2002
                                                     2003
                                                     2004
                                                     2005
                                         2000s




                                                     2006
                                                     2007
                                                     2008
                                                   (blank)
                                         (blank)

PACSCL Something New for Something Old
                      4 December 2008
                                                                                                     Dr
040 $e




           440183                                                       APPM
                                       538554                           DACS
                                                                        blank


                      45180




                                                PACSCL Something New for Something Old
Programs & Research           9                                       4 December 2008
Encoding levels


                        150524

                  79398                                           High
                                           493254                 Low
                                                                  Medium
                                                                  Not Valid
                      316239




                                                    PACSCL Something New for Something Old
Programs & Research                 10                                    4 December 2008
DACS requirements, a first view

Title
245 $a (title)
21% of records lack
10% of records with a “high” encoding level lack

Extent
300 $a (magnitude) almost all have
300 $f 70% of records lack
300 $b 92% of records lack

Name of creator (can be found in 7xx also, but)
100$a 43% of records lack
110$a 77% of records lack


                                               PACSCL Something New for Something Old
    Programs & Research    11                                        4 December 2008
DACS requirements, a first view

Scope and content
520$a 30% of records lack

Conditions governing access and use
506 $a 89% of records lack
540 $a 93% of records lack




                                      PACSCL Something New for Something Old
    Programs & Research   12                                4 December 2008
Analyze Specialized Discovery Environments
to Optimize Discovery of Archival Materials
• Synthesis of user studies (in process)
• Patterns in findings about users’
  desires/behavior:
  • full-text or keyword searching
  • “aboutness” - subject searching
  • relevance ranking (keyword? title? creator? geographic
    location? date? extent?)
  • “existence” - expectations of comprehensive coverage
  • distinctions: what will be found where?
  • reliable information; trust; credibility
• Most studies done as part of a redesign



                                             PACSCL Something New for Something Old
   Programs & Research   13                                        4 December 2008
Some possible outcomes

• If names are important…looking for ways to leverage
  and control uncontrolled names
• If extent is important…looking for ways to normalize
  wild and woolly extent statements
• If titles are important…make titles more user friendly
• If subjects are important (and absent)…find ways to
  derive subject terms, look to end user tagging
• If rights and policy information is important…find easy
  ways to bring this to the surface




                                            PACSCL Something New for Something Old
    Programs & Research   14                                      4 December 2008
In an increasingly online discovery
environment…

Even humanities faculty depend less on direct
  assistance from the library
Increasingly autonomous in using online sources

(Housewright, Ross and Roger Schoenfeld, Ithaka’s 2006 Studies of
  Key Stakeholders in the Digital Transformation in Higher
  Education, August 2008.)


Important to ensure that descriptions of collections
  are fit for use – in and out of the reading room



                                                  PACSCL Something New for Something Old
    Programs & Research      15                                         4 December 2008

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Records fit for discovery

  • 1. RLG Programs Records fit for discovery A project briefing from OCLC Research / RLG Partnership Merrilee Proffitt Senior Program Officer PACSCL Something New for Something Old 4 December 2008
  • 2. • High expectations • Council on Library and Information Resources (CLIR) • Mellon Foundation • National Historic Publications and Records Commission (NHPRC) • National Endowment for the Humanities (NEH) • Timing • Library of Congress On the Record recommendations • ARL Special Collections Working Group • Continued importance of special collections to the RLG Partnership PACSCL Something New for Something Old Programs & Research 2 4 December 2008
  • 3. Working in two ways • Looking to expand/enhance OCLC services to meet the needs of archives and special collections • WorldCat Local Special Collections Task Force • “Missing Materials” prototype • New hire in OCLC Research: Jackie Dooley • Undertake a program of work focusing on “end to end” flow of archival lifecycle PACSCL Something New for Something Old Programs & Research 3 4 December 2008
  • 4. Program of work: Mobilizing Unique Materials ACQUIRE SURVEY SELECT DESCRIBE DISCLOSE DISCOVER DELIVER APPRAISE INFLUENCE ENHANCE End-to-End Archival Processing Flow PACSCL Something New for Something Old Programs & Research 4 4 December 2008
  • 5. Mobilizing Unique Materials • Assess Archival Survey Tools • Analyze Existing EAD Creation and Editing Tools • Define the State of Holdings and Description for Archives • Define the State of quot;Hidden Collectionsquot; for Archives • Analyze Specialized Discovery Environments to Optimize Discovery of Archival Materials • Synthesize the Current State of Delivery Practices for Archives and Special Collections • Increase the Scale of Special Collections Digitization PACSCL Something New for Something Old Programs & Research 5 4 December 2008
  • 6. Define the State of Holdings and Description for Archives • MARC records as represented in WorldCat • 1.03 million records under archival control (unpublished materials, excluding theses and dissertations) • Determine what’s there, document what we find • Comparing records to DACS single level minimum and single level optimum requirements PACSCL Something New for Something Old Programs & Research 6 4 December 2008
  • 7. Geographic Distribution 38627 15944 US 8633 Israel 6533 Australia 5873 Canada 963559 246 Chile Europe The rest PACSCL Something New for Something Old Programs & Research 7 4 December 2008
  • 8. 0 20,000 40,000 60,000 80,000 100,000 120,000 140,000 160,000 180,000 1962 1963 1964 1965 1966 1960s 1967 Programs & Research 1968 1969 Sum of ARC records 1970 1971 1972 1973 1974 1975 1970s 1976 1977 1978 1979 8 1980 1981 1982 1983 1984 1985 1980s 1986 1987 1988 Total 1989 1990 1991 1992 1993 1994 1995 1990s 1996 1997 1998 1999 2000 2002 2003 2004 2005 2000s 2006 2007 2008 (blank) (blank) PACSCL Something New for Something Old 4 December 2008 Dr
  • 9. 040 $e 440183 APPM 538554 DACS blank 45180 PACSCL Something New for Something Old Programs & Research 9 4 December 2008
  • 10. Encoding levels 150524 79398 High 493254 Low Medium Not Valid 316239 PACSCL Something New for Something Old Programs & Research 10 4 December 2008
  • 11. DACS requirements, a first view Title 245 $a (title) 21% of records lack 10% of records with a “high” encoding level lack Extent 300 $a (magnitude) almost all have 300 $f 70% of records lack 300 $b 92% of records lack Name of creator (can be found in 7xx also, but) 100$a 43% of records lack 110$a 77% of records lack PACSCL Something New for Something Old Programs & Research 11 4 December 2008
  • 12. DACS requirements, a first view Scope and content 520$a 30% of records lack Conditions governing access and use 506 $a 89% of records lack 540 $a 93% of records lack PACSCL Something New for Something Old Programs & Research 12 4 December 2008
  • 13. Analyze Specialized Discovery Environments to Optimize Discovery of Archival Materials • Synthesis of user studies (in process) • Patterns in findings about users’ desires/behavior: • full-text or keyword searching • “aboutness” - subject searching • relevance ranking (keyword? title? creator? geographic location? date? extent?) • “existence” - expectations of comprehensive coverage • distinctions: what will be found where? • reliable information; trust; credibility • Most studies done as part of a redesign PACSCL Something New for Something Old Programs & Research 13 4 December 2008
  • 14. Some possible outcomes • If names are important…looking for ways to leverage and control uncontrolled names • If extent is important…looking for ways to normalize wild and woolly extent statements • If titles are important…make titles more user friendly • If subjects are important (and absent)…find ways to derive subject terms, look to end user tagging • If rights and policy information is important…find easy ways to bring this to the surface PACSCL Something New for Something Old Programs & Research 14 4 December 2008
  • 15. In an increasingly online discovery environment… Even humanities faculty depend less on direct assistance from the library Increasingly autonomous in using online sources (Housewright, Ross and Roger Schoenfeld, Ithaka’s 2006 Studies of Key Stakeholders in the Digital Transformation in Higher Education, August 2008.) Important to ensure that descriptions of collections are fit for use – in and out of the reading room PACSCL Something New for Something Old Programs & Research 15 4 December 2008