Here is my attached resume. Please let me know if there is any job related to AML,KYC or Compliance

1. PUNEET TIWARI
Flat: N-602 Savanaah Appartments
Wagholi, Pune
Mobile: 9561504484/8956713298
Email: puneettiwari1508@gmail.com
CAREER OVERVIEW
A Banking professional with:
Total Experience : 4 years
Industries Worked for : Banking Services
Qualification : MBA - Banking and Finance & B.E. – Electronics & Communication
Area of Expertise :
Banking Operation management KYC,Reconciliation,Risk management
People management Process re-engineering
Finacle Applications Relationship management
Compliance & Controls Fraud Risk Management
Anti-Money Laundering Interbank Communications/Negotiations
Business Process & Strategy development
WORK EXPERIENCE
Aug 2012 to Present – Level 2 Deputy Manager – Compliance and Controls / Interbank
Clearing / Privilege Banking Team Leader
ICICI Bank Pvt Ltd: An Indian multinational banking and financial services company,
offering a wide range of banking products and financial services to corporate and retail
customers.
Responsibilities:
 NRI Audit and Compliance.
 Expertise in the KYC process of NRI and Currents Account segment.
 Several quality processes implemented related to KYC processes.
 Performing AML controls on transaction flagged by monitoring system (Statistical
Analysis Software).
 Expertise in finacle end user application – provides universal banking functionality to
banks.
 Involved in finacle version migration activity.
 Expertise in trouble shooting finacle end user application.
 Reconciliation and Balancing of Bank’s account with RBI.

2.  Service the banking operational requirements of the segmented customers (HNI, WM
etc).
 Ensuring timely processing of transactions and tracking suspicious transactions.
 Analyze the operations that create GL entries and uploading the same to accounts.
 Responsible for collecting accounting and payment accounting.
 Performing due diligence for prevention of any kind of frauds/risk involves in various
transactions.
 Communicate with other banks to facilitate resolution of outstanding items.
 Acquiring high value relationships into the private banking groups.
 Ensure adherence to Corporate Transactions like AIRINDIA, BSNL, AIRTEL,
MEGAMART.
 Managing vendor’s and Ensuring Compliance is followed at vendor’s end and timely
audit at vendor’s end.
Achievements:
 Implemented several projects and processes in Account opening And Clearing
activitites.
 Part of Finacle 10x implementation team.
 Processing of 65000 cheque volumes in a single day, with a team of 28 members in
Business Continuity Plan scenario, when Mumbai office was unoperational due to
catastrophic conditions.
 As a part of AML scenario, caught a fraudulent transaction of Rs 5,00,000 which
ended up leading to a smuggling racquet chain. This aided the police to track the
fraudulent group.
Major Clients:
 INFOSYS
 AIRINDIA
 BSNL
 AIRTEL
KEY PROJECTS
1) Setting-up of Cheque Truncation System (CTS) application for automated clearing.
Description This project aims at migration of manual cheque clearing process into
automated process
Role Analysis, Implementation, Verification – Pune, India

3. Tools &
Technologies
Finacle-version 7X,CTS application, Dat File, image files
Contribution
 Implementation of image base processing of cheque.
 Fetching of file generated from EPCIX (RBI interface) and uploading
the same CTS system.
 Reconciliation of number of cheques and amount presented by NPCI.
 Generation of return file from Finacle and uploading into CTS
application to test the submission of returns to NPCI.
 Training and mentoring the subordinate associates and spoke locations
for the same process.
Duration Sep ’13 – Feb ‘14
2) Finacle Application Migration
Description This project aims at migration of manual Finacle Version 7X to Finacle Version
10X
Role Trouble shooting and End user testing – Pune, India
Tools &
Technologies
Finacle 10x, Finacle 7x DB.
Contribution
 Generating the reports for the defects encountered during transaction
testing.
 Collaborating the defects reported from various spoke locations in
Maharashtra, and submitting them to development team and vendor
team (Infosys).
 Coordination with the development and vendor team.
 Trouble shooting of transaction steps in migration process flow.
 Training and mentoring the junior associates and spoke locations for the
same process.
Duration May ’14 – Feb ‘15

4. TRAININGS UNDERTAKEN
 Leadership program from TAPMI Udupi.Karnatka.
 SAP (FICO) – Financial Accounting and Controlling.
 Core Java and Advance Java.
 C/C++.
CERTIFICATIONS
 NISM – National Institute of Securities Market
 NSDL – National Securities Depository Ltd
ACADEMIC QUALIFICATIONS
 MBA( Banking and Finance): Manipal University, Udupi– 2014 with 7.4 grade
 PGDM (Banking) - Manipal University, Bangalore– 2012 with 7.4 grade
 B.E (Electronics & Communication) – RGPV Bhopal – 2010 with 70.918% Marks.
PERSONALDETAILS
Date of Birth: 15 March 1988
Father’s Name: Mr. Vinod Tiwari
Nationality: Indian.
Languages Known: English, Hindi
Permanent Address: Flat No-N 602 Savanaah Appartments wagholi Pune,
REFERENCES
References will be provided on request.
(Puneet Tiwari)