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The Future of Outer Space Regulation
DePaul Law Review Symposium
Practicing Law in the Space Regulatory Regime
Charles Lee Mudd Jr.
April 10, 2021
© 2021 Charles Lee Mudd Jr.
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What is Space Law?
Domestic law specifically focused
on non-terrestrial matters or
space
Domestic Space Law
The regulatory agencies and regulations
emanating therefrom that have
applications to space.
Regulatory Regime
international law specifically focused on
non-terrestrial matters or space
International
Space Law
Subset of the Regulatory Regine,
laws that may not appear related to
space industry but happen to be.
Nuanced Law
Space Law necessarily begins
with the foundation of
existing laws in diverse
substantive areas.
Traditional Law
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What is Space Law?
The regulatory agencies and regulations
emanating therefrom that have
applications to space.
Regulatory Regime
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FAA NOAA
DOS
DOC
NTIA
Congress
Congressional Committees
FCC ECFS
ITAR
EAR
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FAA NOAA
DOS
DOC
NTIA
Congress
Congressional Committees
FCC
ITAR
EAR
ECFS
Regulations.gov
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Space Related Laws and Regulations
ITAR – EAR
FAA
FCC
NOAA
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To Whom Does ITAR Apply?
Ultimately, ITAR is meant to regulate the export, import, sharing, etc.
of items and information found on the United States Munitions List.
22 CFR §§ 120-130
ITAR
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Why Be Concerned?
Violation of ITAR
“shall upon conviction be fined for each violation not more than
$1,000,000 or imprisoned not more than 20 years, or both…”
22 U.S.C. § 2778 (c) (referred to by 22 C.F.R. § 127.3)
ITAR
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What is Violation of ITAR?
To engage in activities without
(1) first registering or obtaining the required license or written
approval
(2) complying with the registration requirements
ITAR
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What is Violation of ITAR?
ITAR
Without obtaining a license…..
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What is Violation of ITAR?
ITAR
(1) To export or attempt to export from the United States any
defense article or technical data or to furnish or attempt to furnish
any defense service for which a license or written approval is required
by this subchapter;
(2) To reexport or retransfer or attempt to . . . any defense article,
technical data, or defense service from one foreign end-user, end-use, or
destination to another . . . for which a license or written approval is
required by this subchapter, including . . . any defense article, technical
data, or defense service that was exported from the [US] without a
license pursuant to any exemption under this subchapter;
(3) To import or attempt to import any defense article whenever a
license is required by this subchapter;
(4) To conspire to export, import, reexport, retransfer, furnish or cause to
be exported, imported, reexported, retransferred or furnished, any
defense article, technical data, or defense service for which a license or
written approval is required by this subchapter; or
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What is Violation of ITAR?
ITAR
Now, the foregoing were violations if no license obtained,
the following will be ipso facto violations….
Someone ineligible or knows someone to be ineligible and helps
(1)Apply for, obtain, or use any export control document
Someone ineligible or knows someone to be ineligible and helps
(1) Order, buy, receive, use, sell, deliver, store, dispose of, forward,
transport, finance, or otherwise service or participate in any
manner in any transaction subject to this subchapter that may
involve any defense article, where such ineligible person may
obtain any benefit therefrom
To make it a little bit more daunting
Any person who is granted a license or other approval or acts pursuant to an
exemption under this subchapter is responsible for the acts of employees,
agents, brokers, and all authorized persons to whom possession of the defense
article, which includes technical data, has been entrusted regarding the
operation, use, possession, transportation, and handling of such defense article
abroad.
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What is Violation of ITAR?
ITAR
US Munitions List
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What is Violation of ITAR?
ITAR
US Munitions List
CATEGORY XV
SPACECRAFT AND RELATED ARTICLES
(a)Spacecraft, including satellites and space vehicles, whether designated developmental,
experimental, research, or scientific, or having a commercial, civil, or military end-use, that:
(9) Provide Positioning, Navigation, and Timing (PNT) signals;
(10) Autonomously perform collision avoidance;
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DOES EAR APPLY TO ME?
PRELIMINARY CONSIDERATIONS
15 CFR § 732, SUPPLEMENT NUMBER 2
Flowchart
EAR
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DOES EAR APPLY TO ME?
PRELIMINARY CONSIDERATIONS
15 CFR § 732,
SUPPLEMENT NUMBER 2
Flowchart
EAR
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EAR APPLIES TO ME
FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL)
0B521
0 - CATEGORIES
EAR
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Presentation name goes here
Replace this overlay with your picture and set transparency to 80%
Or simply delete it if you want plain background.
00
Nuclear Materials,
Facilities and Equipment,
and Miscellaneous 03
Electronics
01
Materials, Chemicals,
Microorganisms, and Toxins 04
Computers
02 Materials Processing
05
Telecom and Information
Security
Categories
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Presentation name goes here
Replace this overlay with your picture and set transparency to 80%
Or simply delete it if you want plain background.
06 Lasers and Sensors
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Aerospace and Propulsion
07 Navigation and Avionics
08 Marine
Categories
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EAR APPLIES TO ME
FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL)
0B521
0 – CATEGORIES
B - GROUPS
EAR
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Presentation name goes here
Replace this overlay with your picture and set transparency to 80%
Or simply delete it if you want plain background.
A
Equipment, Assemblies
and Components D
Software
B
Test, Inspection and
Production Equipment E
Technology
C Materials
Groups
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EAR APPLIES TO ME
FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL)
0B521
OBXYZ
0 – CATEGORIES
B - GROUPS
X – Type of Controls Associated with the Items
EAR
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Presentation name goes here
Replace this overlay with your picture and set transparency to 80%
Or simply delete it if you want plain background.
00 National Security
03
Chemical & Biological
Weapons
01 Missile Technology
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DOC determined National
Security or Foreign Policy
Controls
02 Nuclear Nonproliferation
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“600 Series” formerly on
USML or on Wassenaar
Arrangement Munitions
List (WAML)
Controls (Reasons)
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Presentation name goes here
Replace this overlay with your picture and set transparency to 80%
Or simply delete it if you want plain background.
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Anti-terrorism, Crime
Control, Regional Stability,
Short Supply, UN
Sanctions
Controls (Reasons)
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EAR APPLIES TO ME
FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL)
0B521
OBXYZ
0 – CATEGORIES
B - GROUPS
X – Type of Controls Associated with the Items
X – Type of Controls Associated with the Items
Y – Type of Controls (secondary)
X-Y – multilateral or unilateral
Z – Sequential numbering of ECCNs to differentiate on the CCL
EAR
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EAR APPLIES TO ME
FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL)
IF ECCN, DO CERTAIN PROHIBITIONS APPLY (FOCUS 4-10)
4. DENIAL ORDER
5. PROHIBITED END USER OR END PURPOSE
6. EMBARGOED DESTINATION
7. SECURITY PROHIBITED ACTIVITY
8. SHIPMENT IN TRANSIT TO CERTAIN COUNTRIES
9. VIOLATE LICENSE
10. KNOWLEDGE OF VIOLATION
IF YES, MUST APPLY FOR LICENSE
EAR
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EAR APPLIES TO ME
FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL)
IF ECCN, DO CERTAIN PROHIBITIONS APPLY (FOCUS 4-10)
IF ECCN,AND NO PROHIBITIONS APPLY:
IS X IN COMMERCE COUNTRY CHART?
EAR
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EAR APPLIES TO ME
FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL)
IF ECCN, DO CERTAIN PROHIBITIONS APPLY (FOCUS 4-10)
IF ECCN,AND NO PROHIBITIONS APPLY:
IS X IN COMMERCE COUNTRY CHART?
EAR
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EAR APPLIES TO ME
FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL)
IF ECCN, DO CERTAIN PROHIBITIONS APPLY (FOCUS 4-10)
IF CN,AND NO PROHIBITIONS APPLY:
IS X IN COMMERCE COUNTRY CHART?
IF NO, NO LICENSE REQUIRED BUT STILL NEED TO COMPLETE ELECTRONIC EXPORT INFORMATION FORM (EEIF)
IF YES, DOES LICENSE EXEMPTION APPLY?
IF NO, LICENSE REQUIRED
IF YES, USE LICENSE EXEMPTION
EAR
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KNOW YOUR PARTNERS
EAR
YOU HAVE AN OBLIGATION TO KNOW YOUR PARTNERS
This essentially means that you should understand the nuances of any
company with whom you work such that you can determine whether it
would be subject to EAR and/or constitute a violation of EAR for you.
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KNOW YOUR CUSTOMERS
EAR
YOU HAVE AN OBLIGATION TO KNOW YOUR CUSTOMERS
This essentially means that you should understand the nuances of any
company with whom you work such that you can determine whether it
would be subject to EAR and/or constitute a violation of EAR for you.
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DOT - FAA
Within the FAA
there exists the Office of Commercial Space Transportation.
Enabling statute Commercial Space Launch Act of 1984
(51 U.S.C. § 50901-50923)
Commercial Space Launch Amendments Act of 2004
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DOT – FAA - OCST
Enabling Regulations
14 CFR Ch. III, Parts 400-460
Launch or ReentryVehicles
Launch Sites Safety Approvals
Experimental Permits
Reusable Suborbital Rockets
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DOT – FAA - OCST
Launch or ReentryVehicles
Pre-Application Consultation
Policy Review and Approval
Safety Review and Approval
Payload Review and Determination
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DOT – FAA - OCST
Financial Responsibility
Environmental Review
Compliance Monitoring
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DOT – FAA - OCST
Launch Sites Similar
391 Total Launches since 1989,
34 FY 2021, 18 CY 2021
12 Active Spaceport Operator Licenses
23 Active Launch / ReentryVehicle Specific Licenses
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DOT – FAA - OCST
Launch Sites Similar
391 Total Launches since 1989,
34 FY 2021, 18 CY 2021
12 Active Spaceport Operator Licenses
23 Active Launch / ReentryVehicle Specific Licenses
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Space Law and Startups
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DOT – FAA - OCST
But, you may not need to have your own launch site or launch permit
if you can proceed with an entity that may already have such items.
This is where consulting and logistics comes into play,
such as Orbital Transports.
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DOC – NOAA - CRSRA
Commercial Remote Sensing Regulatory Affairs
(https://www.nesdis.noaa.gov/CRSRA/)
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DOC – NOAA - CRSRA
“no person who is subject to the jurisdiction or control of the U.S.
may operate any private remote sensing space system without a
license, and authorized the Secretary of Commerce to license private
sector parties to operate private remote sensing space systems”
Based on
National and Commercial Space Programs Act, 51 U.S.C. § 60101, et seq.
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FCC
Regulates any radio communication
47 CFR §§ 5, 25, 97
§ 5 - Experimental Radio Service
§ 25 – Satellite Communications
§ 97 – Amateur Radio Service.
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FCC
Lesson to be learned from SWARM
FCC denies application for unusually small satellites
Swarm went around FCC using Indian rocket
Then FCC put other authorized launches on hold
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Image Credit: ESA
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Image Credit: ESA
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Image Credit: ESA
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1988 National Space Policy
Classified
Fact Sheet Released
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1988 National Space Policy
Classified
Fact Sheet Released
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1988 National Space Policy
Classified
Fact Sheet Released
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1989 NSP
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Origin of FCC Rules
1995 - White House Office of Science and Technology Policy issues
Interagency Report on Orbital Debris
Recommended a study on debris, emerging LEO, possible mitigation measures, and
NASA and DOD develop draft design guidelines for government and industry
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Origin of FCC Rules
1997 - NASA and DOD develop draft design guidelines
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Origin of FCC Rules
1997 - NASA and DOD guidelines focus on
Control of Debris Released During Normal Operations
Minimizing Debris Generated by Accidental Explosion
Selection of Safe Flight Profile and Operational Configuration
Post-mission Disposal od Space Structures
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Origin of FCC Rules
1997 - NASA and DOD guidelines
For government space missions, guidelines apply
DOD and DOT adopted / proposed to adopt some elements for commercial
1999 – FCC sought comment (part of broader proceeding on 2 GHz Band)
(FCC 99-50/Docket 99-81)
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Origin of FCC Rules
2000 - FCC decided to continue on a case-by-case basis based primarily on
comments from the DOD having concerns about adopting
wholesale guidelines
But, did require 2GHz MSS parties to submit a narrative statement describing
any debris mitigation design and operational strategies
15 FCC Rcd 16127 (25) § 7 ¶¶ 135-138 ; 65 FR 59140 (10/04/2000)
(FCC-302, Docket 99-81)
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Origin of FCC Rules
2001 - FCC proposed to apply the GHz disclosure requirement to NGSO FSS
applicants, with any authorizations for Fu-Band FSS systems conditioned
on compliance with orbital debris disclosures and authority granted to
launch similarly conditioned on disclosure and approval.
Also, indicated intent to propose “filing requirements for all FCC-licensed
satellite services, including orbital debris mitigation issues, including safe flight
profiles and operational configurations, as well as post-mission disposal
practices.
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Origin of FCC Rules
2002 - FCC reported that the few comments responding to proposed
application of disclosure requirements supported them being
applicable to all satellite services
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Origin of FCC Rules
So, required “NGSO FSS applicants to disclose [] orbital debris mitigation plans
before licensing” and, for any re-entry of spacecraft on post-mission disposal,
casualty risk assessment as well.
Directed to US Government Orbital Debris Mitigation Standard Practices
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Origin of FCC Rules
So, required “NGSO FSS applicants to disclose [] orbital debris mitigation plans
before licensing” and, for any re-entry of spacecraft on post-mission disposal,
casualty risk assessment as well.
Directed to US Government Orbital Debris Mitigation Standard Practices
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Origin of FCC Rules
So, required “NGSO FSS applicants to disclose [] orbital debris mitigation plans
before licensing” and, for any re-entry of spacecraft on post-mission disposal,
casualty risk assessment as well.
Directed to US Government Orbital Debris Mitigation Standard Practices
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Origin of FCC Rules
2002 - FCC also issued “In the Matter of Mitigation of Orbital Debris”
IB Docket No. 02-54
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Origin of FCC Rules
2003 - FCC combined IB Docket No. 02-54 with IB Docket No. 02-34
(FCC 03-102)
But, adopted as part of the default service rules requirement to submit (a) a
narrative on design and operational strategies used to mitigate orbital debris
and (b) casualty risk assessment for any re-entry of spacecraft
For classes in which no service specific rules adopted
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Origin of FCC Rules
2003 - FCC combined IB Docket No. 02-54 with IB Docket No. 02-34
Referred to USG Orbital Debris Mitigation Standard Practices and
IADC debris mitigation guidelines
Other issues from Orbital Debris Notice and extending disclosure
requirements future Commission activity
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Origin of FCC Rules
2004 - Docket No. 02-54 Second Report and Order
2018 NPRM and Order on Reconsideration
IB Docket No. 02-54 (Terminated)
IB Docket No. 18-313
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Origin of FCC Rules
2020 - April 24 Issued Updated Satellite Orbital Debris Mitigation Rules
ECFS IB 18-313 / FCC 20-54
Indicated Further Notice of Proposed Rulemaking
would be forthcoming
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Origin of FCC Rules
2020 – July 13, 2020 Comments sought on information collection
Fed Reg with September 11, 2020 deadline
2020 – Aug. 25, 2020 Further Notice of Proposed Rulemaking
Comments were due October 9, 2020
Reply comments were due November 8, 2020
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FCC Sought Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
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FCC Sought Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
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FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
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FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
93
FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
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FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
95
FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
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FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
97
FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
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FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
99
FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
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51
FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
101
FCC Seeks Comments on Information Collection Burden
FCC Comments Sought
So, where do you find the regulations and where do you submit
comments?
https://www.fcc.gov/ecfs/
(as opposed to https://beta.regulations.gov)
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FCC Comments Sought
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FCC Comments Sought
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FCC Comments Sought
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FCC Comments Sought
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FCC Comments Sought
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Federal Communications Commission FCC 18-38
Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of
Space Exploration Holdings, LLC
Application For Approval for Orbital Deployment
and Operating Authority for the
SpaceX NGSO Satellite System
Application For Approval For Orbital Deployment
And Operating Authority for the
SpaceX NGSO Satellite System Supplement
)
)
)
)
)
)
)
)
)
)
)
IBFS File No. SAT-LOA-20161115-00118
Call Sign S2983
SAT-LOA-20170726-00110
Call Sign S3018
MEMORANDUM OPINION, ORDER AND AUTHORIZATION
Adopted: March 28, 2018 Released: March 29, 2018
By the Commission: Commissioner Rosenworcel issuing a statement.
I. INTRODUCTION
1. In this Memorandum Opinion, Order and Authorization, we authorize Space Exploration
Holdings, LLC (SpaceX) to construct, deploy, and operate a proposed non-geostationary orbit (NGSO)
satellite system comprising 4,425 satellites for the provision of fixed-satellite service (FSS) around the
world.1 In granting those parts of SpaceX’s Application and Supplemental Application that were
accepted for filing, we address concerns expressed by commenters seeking various conditions on the
grant and partially deny two Petitions to Deny. Grant of this application will enable SpaceX to bring
1 Space Exploration Holdings, LLC, Application for Approval for Orbital Deployment and Operating Authority for
the SpaceX NGSO Satellite System, IBFS File No. SAT-LOA-20161115-00118 (filed Nov. 15, 2016) (SpaceX
Application). On November 22, 2016, SpaceX submitted an erratum to its application that contains a corrected
version of the Technical Attachment, in which the scale of the axes in the antenna beam contour diagrams (Figures
A.3.1-3 through A.3.1-8 and A.3.2-1 through A.3.2-5) reflects the written description, and a corrected version of the
associated GXT files to update those in the original Schedule S. See Letter from William M. Wiltshire, Counsel to
SpaceX, to Marlene H. Dortch, Secretary, FCC, (Nov. 22, 2016) (SpaceX Erratum). As described below, SpaceX
subsequently filed a second application seeking to add certain frequency bands to its system. Space Exploration
Holdings, LLC, Application for Approval for Orbital Deployment and Operating Authority for the SpaceX NGSO
Satellite System Supplement, IBFS File No. SAT−LOA−20170726−00110 (filed Jul.. 26, 2017) (SpaceX
Supplemental Application). SpaceX’s request in the Supplemental Application for operations in the 29.3-29.5 GHz
frequency bands is not before us, because the International Bureau has not accepted that part of the application for
filing. See Satellite Policy Branch Information: Space Station Applications Accepted for Filing, Public Notice,
Report No. SAT-01277 (IB Oct. 20, 2017). The International Bureau deferred a determination concerning the
acceptability for filing for the 29.3-29.5 GHz band because the International Telecommunication Union (ITU) Radio
Regulations limit the use of the band 29.1-29.5 GHz by the FSS to geostationary-satellite systems and feeder links to
NGSO systems in the mobile-satellite service. See 5.535A of the ITU Radio Regulations.
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Federal Communications Commission FCC 18-38
Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of
Space Exploration Holdings, LLC
Application For Approval for Orbital Deployment
and Operating Authority for the
SpaceX NGSO Satellite System
Application For Approval For Orbital Deployment
And Operating Authority for the
SpaceX NGSO Satellite System Supplement
)
)
)
)
)
)
)
)
)
)
)
IBFS File No. SAT-LOA-20161115-00118
Call Sign S2983
SAT-LOA-20170726-00110
Call Sign S3018
MEMORANDUM OPINION, ORDER AND AUTHORIZATION
Adopted: March 28, 2018 Released: March 29, 2018
By the Commission: Commissioner Rosenworcel issuing a statement.
I. INTRODUCTION
1. In this Memorandum Opinion, Order and Authorization, we authorize Space Exploration
Holdings, LLC (SpaceX) to construct, deploy, and operate a proposed non-geostationary orbit (NGSO)
satellite system comprising 4,425 satellites for the provision of fixed-satellite service (FSS) around the
world.1 In granting those parts of SpaceX’s Application and Supplemental Application that were
accepted for filing, we address concerns expressed by commenters seeking various conditions on the
grant and partially deny two Petitions to Deny. Grant of this application will enable SpaceX to bring
1 Space Exploration Holdings, LLC, Application for Approval for Orbital Deployment and Operating Authority for
the SpaceX NGSO Satellite System, IBFS File No. SAT-LOA-20161115-00118 (filed Nov. 15, 2016) (SpaceX
Application). On November 22, 2016, SpaceX submitted an erratum to its application that contains a corrected
version of the Technical Attachment, in which the scale of the axes in the antenna beam contour diagrams (Figures
A.3.1-3 through A.3.1-8 and A.3.2-1 through A.3.2-5) reflects the written description, and a corrected version of the
associated GXT files to update those in the original Schedule S. See Letter from William M. Wiltshire, Counsel to
SpaceX, to Marlene H. Dortch, Secretary, FCC, (Nov. 22, 2016) (SpaceX Erratum). As described below, SpaceX
subsequently filed a second application seeking to add certain frequency bands to its system. Space Exploration
Holdings, LLC, Application for Approval for Orbital Deployment and Operating Authority for the SpaceX NGSO
Satellite System Supplement, IBFS File No. SAT−LOA−20170726−00110 (filed Jul.. 26, 2017) (SpaceX
Supplemental Application). SpaceX’s request in the Supplemental Application for operations in the 29.3-29.5 GHz
frequency bands is not before us, because the International Bureau has not accepted that part of the application for
filing. See Satellite Policy Branch Information: Space Station Applications Accepted for Filing, Public Notice,
Report No. SAT-01277 (IB Oct. 20, 2017). The International Bureau deferred a determination concerning the
acceptability for filing for the 29.3-29.5 GHz band because the International Telecommunication Union (ITU) Radio
Regulations limit the use of the band 29.1-29.5 GHz by the FSS to geostationary-satellite systems and feeder links to
NGSO systems in the mobile-satellite service. See 5.535A of the ITU Radio Regulations.
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Starlink
Credit: SpaceX
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Credit: SpaceX
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SpaceX Response
Credit: SpaceX
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Credit: SpaceX
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Credit: SpaceX
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Again, Engagement
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Questions and Comments
Charles Lee Mudd Jr.
411 S. Sangamon Street
Suite 1B
Chicago, Illinois 606
312.964.5051
312.803.1667
@clmuddjr
charles@muddlaw.com
muddlaw.com
mlo.bz/
© 2021 Charles Lee Mudd Jr.
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Practicing Law in the Space Regulatory Regime

  • 1. 4/10/21 1 1 The Future of Outer Space Regulation DePaul Law Review Symposium Practicing Law in the Space Regulatory Regime Charles Lee Mudd Jr. April 10, 2021 © 2021 Charles Lee Mudd Jr. 2
  • 6. 4/10/21 6 What is Space Law? Domestic law specifically focused on non-terrestrial matters or space Domestic Space Law The regulatory agencies and regulations emanating therefrom that have applications to space. Regulatory Regime international law specifically focused on non-terrestrial matters or space International Space Law Subset of the Regulatory Regine, laws that may not appear related to space industry but happen to be. Nuanced Law Space Law necessarily begins with the foundation of existing laws in diverse substantive areas. Traditional Law 11 What is Space Law? The regulatory agencies and regulations emanating therefrom that have applications to space. Regulatory Regime 12
  • 7. 4/10/21 7 FAA NOAA DOS DOC NTIA Congress Congressional Committees FCC ECFS ITAR EAR 13 FAA NOAA DOS DOC NTIA Congress Congressional Committees FCC ITAR EAR ECFS Regulations.gov 14
  • 13. 4/10/21 13 Space Related Laws and Regulations ITAR – EAR FAA FCC NOAA 25 To Whom Does ITAR Apply? Ultimately, ITAR is meant to regulate the export, import, sharing, etc. of items and information found on the United States Munitions List. 22 CFR §§ 120-130 ITAR 26
  • 14. 4/10/21 14 Why Be Concerned? Violation of ITAR “shall upon conviction be fined for each violation not more than $1,000,000 or imprisoned not more than 20 years, or both…” 22 U.S.C. § 2778 (c) (referred to by 22 C.F.R. § 127.3) ITAR 27 What is Violation of ITAR? To engage in activities without (1) first registering or obtaining the required license or written approval (2) complying with the registration requirements ITAR 28
  • 15. 4/10/21 15 What is Violation of ITAR? ITAR Without obtaining a license….. 29 What is Violation of ITAR? ITAR (1) To export or attempt to export from the United States any defense article or technical data or to furnish or attempt to furnish any defense service for which a license or written approval is required by this subchapter; (2) To reexport or retransfer or attempt to . . . any defense article, technical data, or defense service from one foreign end-user, end-use, or destination to another . . . for which a license or written approval is required by this subchapter, including . . . any defense article, technical data, or defense service that was exported from the [US] without a license pursuant to any exemption under this subchapter; (3) To import or attempt to import any defense article whenever a license is required by this subchapter; (4) To conspire to export, import, reexport, retransfer, furnish or cause to be exported, imported, reexported, retransferred or furnished, any defense article, technical data, or defense service for which a license or written approval is required by this subchapter; or 30
  • 16. 4/10/21 16 What is Violation of ITAR? ITAR Now, the foregoing were violations if no license obtained, the following will be ipso facto violations…. Someone ineligible or knows someone to be ineligible and helps (1)Apply for, obtain, or use any export control document Someone ineligible or knows someone to be ineligible and helps (1) Order, buy, receive, use, sell, deliver, store, dispose of, forward, transport, finance, or otherwise service or participate in any manner in any transaction subject to this subchapter that may involve any defense article, where such ineligible person may obtain any benefit therefrom To make it a little bit more daunting Any person who is granted a license or other approval or acts pursuant to an exemption under this subchapter is responsible for the acts of employees, agents, brokers, and all authorized persons to whom possession of the defense article, which includes technical data, has been entrusted regarding the operation, use, possession, transportation, and handling of such defense article abroad. 31 What is Violation of ITAR? ITAR US Munitions List 32
  • 17. 4/10/21 17 What is Violation of ITAR? ITAR US Munitions List CATEGORY XV SPACECRAFT AND RELATED ARTICLES (a)Spacecraft, including satellites and space vehicles, whether designated developmental, experimental, research, or scientific, or having a commercial, civil, or military end-use, that: (9) Provide Positioning, Navigation, and Timing (PNT) signals; (10) Autonomously perform collision avoidance; 33 DOES EAR APPLY TO ME? PRELIMINARY CONSIDERATIONS 15 CFR § 732, SUPPLEMENT NUMBER 2 Flowchart EAR 34
  • 18. 4/10/21 18 DOES EAR APPLY TO ME? PRELIMINARY CONSIDERATIONS 15 CFR § 732, SUPPLEMENT NUMBER 2 Flowchart EAR 35 EAR APPLIES TO ME FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL) 0B521 0 - CATEGORIES EAR 36
  • 19. 4/10/21 19 Presentation name goes here Replace this overlay with your picture and set transparency to 80% Or simply delete it if you want plain background. 00 Nuclear Materials, Facilities and Equipment, and Miscellaneous 03 Electronics 01 Materials, Chemicals, Microorganisms, and Toxins 04 Computers 02 Materials Processing 05 Telecom and Information Security Categories 37 Presentation name goes here Replace this overlay with your picture and set transparency to 80% Or simply delete it if you want plain background. 06 Lasers and Sensors 09 Aerospace and Propulsion 07 Navigation and Avionics 08 Marine Categories 38
  • 20. 4/10/21 20 EAR APPLIES TO ME FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL) 0B521 0 – CATEGORIES B - GROUPS EAR 39 Presentation name goes here Replace this overlay with your picture and set transparency to 80% Or simply delete it if you want plain background. A Equipment, Assemblies and Components D Software B Test, Inspection and Production Equipment E Technology C Materials Groups 40
  • 21. 4/10/21 21 EAR APPLIES TO ME FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL) 0B521 OBXYZ 0 – CATEGORIES B - GROUPS X – Type of Controls Associated with the Items EAR 41 Presentation name goes here Replace this overlay with your picture and set transparency to 80% Or simply delete it if you want plain background. 00 National Security 03 Chemical & Biological Weapons 01 Missile Technology 05 DOC determined National Security or Foreign Policy Controls 02 Nuclear Nonproliferation 06 “600 Series” formerly on USML or on Wassenaar Arrangement Munitions List (WAML) Controls (Reasons) 42
  • 22. 4/10/21 22 Presentation name goes here Replace this overlay with your picture and set transparency to 80% Or simply delete it if you want plain background. 09 Anti-terrorism, Crime Control, Regional Stability, Short Supply, UN Sanctions Controls (Reasons) 43 EAR APPLIES TO ME FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL) 0B521 OBXYZ 0 – CATEGORIES B - GROUPS X – Type of Controls Associated with the Items X – Type of Controls Associated with the Items Y – Type of Controls (secondary) X-Y – multilateral or unilateral Z – Sequential numbering of ECCNs to differentiate on the CCL EAR 44
  • 23. 4/10/21 23 EAR APPLIES TO ME FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL) IF ECCN, DO CERTAIN PROHIBITIONS APPLY (FOCUS 4-10) 4. DENIAL ORDER 5. PROHIBITED END USER OR END PURPOSE 6. EMBARGOED DESTINATION 7. SECURITY PROHIBITED ACTIVITY 8. SHIPMENT IN TRANSIT TO CERTAIN COUNTRIES 9. VIOLATE LICENSE 10. KNOWLEDGE OF VIOLATION IF YES, MUST APPLY FOR LICENSE EAR 45 EAR APPLIES TO ME FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL) IF ECCN, DO CERTAIN PROHIBITIONS APPLY (FOCUS 4-10) IF ECCN,AND NO PROHIBITIONS APPLY: IS X IN COMMERCE COUNTRY CHART? EAR 46
  • 24. 4/10/21 24 EAR APPLIES TO ME FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL) IF ECCN, DO CERTAIN PROHIBITIONS APPLY (FOCUS 4-10) IF ECCN,AND NO PROHIBITIONS APPLY: IS X IN COMMERCE COUNTRY CHART? EAR 47 EAR APPLIES TO ME FIND EXPORT CONTROL CLASSIFICATION NUMBER (ECCN) ON COMMERCE CONTROL LIST (CCL) IF ECCN, DO CERTAIN PROHIBITIONS APPLY (FOCUS 4-10) IF CN,AND NO PROHIBITIONS APPLY: IS X IN COMMERCE COUNTRY CHART? IF NO, NO LICENSE REQUIRED BUT STILL NEED TO COMPLETE ELECTRONIC EXPORT INFORMATION FORM (EEIF) IF YES, DOES LICENSE EXEMPTION APPLY? IF NO, LICENSE REQUIRED IF YES, USE LICENSE EXEMPTION EAR 48
  • 25. 4/10/21 25 KNOW YOUR PARTNERS EAR YOU HAVE AN OBLIGATION TO KNOW YOUR PARTNERS This essentially means that you should understand the nuances of any company with whom you work such that you can determine whether it would be subject to EAR and/or constitute a violation of EAR for you. 49 KNOW YOUR CUSTOMERS EAR YOU HAVE AN OBLIGATION TO KNOW YOUR CUSTOMERS This essentially means that you should understand the nuances of any company with whom you work such that you can determine whether it would be subject to EAR and/or constitute a violation of EAR for you. 50
  • 26. 4/10/21 26 DOT - FAA Within the FAA there exists the Office of Commercial Space Transportation. Enabling statute Commercial Space Launch Act of 1984 (51 U.S.C. § 50901-50923) Commercial Space Launch Amendments Act of 2004 51 DOT – FAA - OCST Enabling Regulations 14 CFR Ch. III, Parts 400-460 Launch or ReentryVehicles Launch Sites Safety Approvals Experimental Permits Reusable Suborbital Rockets 52
  • 27. 4/10/21 27 DOT – FAA - OCST Launch or ReentryVehicles Pre-Application Consultation Policy Review and Approval Safety Review and Approval Payload Review and Determination 53 DOT – FAA - OCST Financial Responsibility Environmental Review Compliance Monitoring 54
  • 28. 4/10/21 28 DOT – FAA - OCST Launch Sites Similar 391 Total Launches since 1989, 34 FY 2021, 18 CY 2021 12 Active Spaceport Operator Licenses 23 Active Launch / ReentryVehicle Specific Licenses 55 DOT – FAA - OCST Launch Sites Similar 391 Total Launches since 1989, 34 FY 2021, 18 CY 2021 12 Active Spaceport Operator Licenses 23 Active Launch / ReentryVehicle Specific Licenses 56
  • 29. 4/10/21 29 Space Law and Startups 57 DOT – FAA - OCST But, you may not need to have your own launch site or launch permit if you can proceed with an entity that may already have such items. This is where consulting and logistics comes into play, such as Orbital Transports. 58
  • 30. 4/10/21 30 DOC – NOAA - CRSRA Commercial Remote Sensing Regulatory Affairs (https://www.nesdis.noaa.gov/CRSRA/) 59 DOC – NOAA - CRSRA “no person who is subject to the jurisdiction or control of the U.S. may operate any private remote sensing space system without a license, and authorized the Secretary of Commerce to license private sector parties to operate private remote sensing space systems” Based on National and Commercial Space Programs Act, 51 U.S.C. § 60101, et seq. 60
  • 31. 4/10/21 31 FCC Regulates any radio communication 47 CFR §§ 5, 25, 97 § 5 - Experimental Radio Service § 25 – Satellite Communications § 97 – Amateur Radio Service. 61 FCC Lesson to be learned from SWARM FCC denies application for unusually small satellites Swarm went around FCC using Indian rocket Then FCC put other authorized launches on hold 62
  • 35. 4/10/21 35 Image Credit: ESA 69 1988 National Space Policy Classified Fact Sheet Released 70
  • 36. 4/10/21 36 1988 National Space Policy Classified Fact Sheet Released 71 1988 National Space Policy Classified Fact Sheet Released 72
  • 37. 4/10/21 37 1989 NSP 73 Origin of FCC Rules 1995 - White House Office of Science and Technology Policy issues Interagency Report on Orbital Debris Recommended a study on debris, emerging LEO, possible mitigation measures, and NASA and DOD develop draft design guidelines for government and industry 74
  • 38. 4/10/21 38 Origin of FCC Rules 1997 - NASA and DOD develop draft design guidelines 75 Origin of FCC Rules 1997 - NASA and DOD guidelines focus on Control of Debris Released During Normal Operations Minimizing Debris Generated by Accidental Explosion Selection of Safe Flight Profile and Operational Configuration Post-mission Disposal od Space Structures 76
  • 39. 4/10/21 39 Origin of FCC Rules 1997 - NASA and DOD guidelines For government space missions, guidelines apply DOD and DOT adopted / proposed to adopt some elements for commercial 1999 – FCC sought comment (part of broader proceeding on 2 GHz Band) (FCC 99-50/Docket 99-81) 77 Origin of FCC Rules 2000 - FCC decided to continue on a case-by-case basis based primarily on comments from the DOD having concerns about adopting wholesale guidelines But, did require 2GHz MSS parties to submit a narrative statement describing any debris mitigation design and operational strategies 15 FCC Rcd 16127 (25) § 7 ¶¶ 135-138 ; 65 FR 59140 (10/04/2000) (FCC-302, Docket 99-81) 78
  • 40. 4/10/21 40 Origin of FCC Rules 2001 - FCC proposed to apply the GHz disclosure requirement to NGSO FSS applicants, with any authorizations for Fu-Band FSS systems conditioned on compliance with orbital debris disclosures and authority granted to launch similarly conditioned on disclosure and approval. Also, indicated intent to propose “filing requirements for all FCC-licensed satellite services, including orbital debris mitigation issues, including safe flight profiles and operational configurations, as well as post-mission disposal practices. 79 Origin of FCC Rules 2002 - FCC reported that the few comments responding to proposed application of disclosure requirements supported them being applicable to all satellite services 80
  • 41. 4/10/21 41 Origin of FCC Rules So, required “NGSO FSS applicants to disclose [] orbital debris mitigation plans before licensing” and, for any re-entry of spacecraft on post-mission disposal, casualty risk assessment as well. Directed to US Government Orbital Debris Mitigation Standard Practices 81 Origin of FCC Rules So, required “NGSO FSS applicants to disclose [] orbital debris mitigation plans before licensing” and, for any re-entry of spacecraft on post-mission disposal, casualty risk assessment as well. Directed to US Government Orbital Debris Mitigation Standard Practices 82
  • 42. 4/10/21 42 Origin of FCC Rules So, required “NGSO FSS applicants to disclose [] orbital debris mitigation plans before licensing” and, for any re-entry of spacecraft on post-mission disposal, casualty risk assessment as well. Directed to US Government Orbital Debris Mitigation Standard Practices 83 Origin of FCC Rules 2002 - FCC also issued “In the Matter of Mitigation of Orbital Debris” IB Docket No. 02-54 84
  • 43. 4/10/21 43 Origin of FCC Rules 2003 - FCC combined IB Docket No. 02-54 with IB Docket No. 02-34 (FCC 03-102) But, adopted as part of the default service rules requirement to submit (a) a narrative on design and operational strategies used to mitigate orbital debris and (b) casualty risk assessment for any re-entry of spacecraft For classes in which no service specific rules adopted 85 Origin of FCC Rules 2003 - FCC combined IB Docket No. 02-54 with IB Docket No. 02-34 Referred to USG Orbital Debris Mitigation Standard Practices and IADC debris mitigation guidelines Other issues from Orbital Debris Notice and extending disclosure requirements future Commission activity 86
  • 44. 4/10/21 44 Origin of FCC Rules 2004 - Docket No. 02-54 Second Report and Order 2018 NPRM and Order on Reconsideration IB Docket No. 02-54 (Terminated) IB Docket No. 18-313 87 Origin of FCC Rules 2020 - April 24 Issued Updated Satellite Orbital Debris Mitigation Rules ECFS IB 18-313 / FCC 20-54 Indicated Further Notice of Proposed Rulemaking would be forthcoming 88
  • 45. 4/10/21 45 Origin of FCC Rules 2020 – July 13, 2020 Comments sought on information collection Fed Reg with September 11, 2020 deadline 2020 – Aug. 25, 2020 Further Notice of Proposed Rulemaking Comments were due October 9, 2020 Reply comments were due November 8, 2020 89 FCC Sought Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 90
  • 46. 4/10/21 46 FCC Sought Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 91 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 92
  • 47. 4/10/21 47 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 93 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 94
  • 48. 4/10/21 48 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 95 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 96
  • 49. 4/10/21 49 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 97 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 98
  • 50. 4/10/21 50 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 99 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 100
  • 51. 4/10/21 51 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 101 FCC Seeks Comments on Information Collection Burden FCC Comments Sought So, where do you find the regulations and where do you submit comments? https://www.fcc.gov/ecfs/ (as opposed to https://beta.regulations.gov) 102
  • 58. 4/10/21 58 115 Federal Communications Commission FCC 18-38 Before the Federal Communications Commission Washington, D.C. 20554 In the Matter of Space Exploration Holdings, LLC Application For Approval for Orbital Deployment and Operating Authority for the SpaceX NGSO Satellite System Application For Approval For Orbital Deployment And Operating Authority for the SpaceX NGSO Satellite System Supplement ) ) ) ) ) ) ) ) ) ) ) IBFS File No. SAT-LOA-20161115-00118 Call Sign S2983 SAT-LOA-20170726-00110 Call Sign S3018 MEMORANDUM OPINION, ORDER AND AUTHORIZATION Adopted: March 28, 2018 Released: March 29, 2018 By the Commission: Commissioner Rosenworcel issuing a statement. I. INTRODUCTION 1. In this Memorandum Opinion, Order and Authorization, we authorize Space Exploration Holdings, LLC (SpaceX) to construct, deploy, and operate a proposed non-geostationary orbit (NGSO) satellite system comprising 4,425 satellites for the provision of fixed-satellite service (FSS) around the world.1 In granting those parts of SpaceX’s Application and Supplemental Application that were accepted for filing, we address concerns expressed by commenters seeking various conditions on the grant and partially deny two Petitions to Deny. Grant of this application will enable SpaceX to bring 1 Space Exploration Holdings, LLC, Application for Approval for Orbital Deployment and Operating Authority for the SpaceX NGSO Satellite System, IBFS File No. SAT-LOA-20161115-00118 (filed Nov. 15, 2016) (SpaceX Application). On November 22, 2016, SpaceX submitted an erratum to its application that contains a corrected version of the Technical Attachment, in which the scale of the axes in the antenna beam contour diagrams (Figures A.3.1-3 through A.3.1-8 and A.3.2-1 through A.3.2-5) reflects the written description, and a corrected version of the associated GXT files to update those in the original Schedule S. See Letter from William M. Wiltshire, Counsel to SpaceX, to Marlene H. Dortch, Secretary, FCC, (Nov. 22, 2016) (SpaceX Erratum). As described below, SpaceX subsequently filed a second application seeking to add certain frequency bands to its system. Space Exploration Holdings, LLC, Application for Approval for Orbital Deployment and Operating Authority for the SpaceX NGSO Satellite System Supplement, IBFS File No. SAT−LOA−20170726−00110 (filed Jul.. 26, 2017) (SpaceX Supplemental Application). SpaceX’s request in the Supplemental Application for operations in the 29.3-29.5 GHz frequency bands is not before us, because the International Bureau has not accepted that part of the application for filing. See Satellite Policy Branch Information: Space Station Applications Accepted for Filing, Public Notice, Report No. SAT-01277 (IB Oct. 20, 2017). The International Bureau deferred a determination concerning the acceptability for filing for the 29.3-29.5 GHz band because the International Telecommunication Union (ITU) Radio Regulations limit the use of the band 29.1-29.5 GHz by the FSS to geostationary-satellite systems and feeder links to NGSO systems in the mobile-satellite service. See 5.535A of the ITU Radio Regulations. 116
  • 59. 4/10/21 59 Federal Communications Commission FCC 18-38 Before the Federal Communications Commission Washington, D.C. 20554 In the Matter of Space Exploration Holdings, LLC Application For Approval for Orbital Deployment and Operating Authority for the SpaceX NGSO Satellite System Application For Approval For Orbital Deployment And Operating Authority for the SpaceX NGSO Satellite System Supplement ) ) ) ) ) ) ) ) ) ) ) IBFS File No. SAT-LOA-20161115-00118 Call Sign S2983 SAT-LOA-20170726-00110 Call Sign S3018 MEMORANDUM OPINION, ORDER AND AUTHORIZATION Adopted: March 28, 2018 Released: March 29, 2018 By the Commission: Commissioner Rosenworcel issuing a statement. I. INTRODUCTION 1. In this Memorandum Opinion, Order and Authorization, we authorize Space Exploration Holdings, LLC (SpaceX) to construct, deploy, and operate a proposed non-geostationary orbit (NGSO) satellite system comprising 4,425 satellites for the provision of fixed-satellite service (FSS) around the world.1 In granting those parts of SpaceX’s Application and Supplemental Application that were accepted for filing, we address concerns expressed by commenters seeking various conditions on the grant and partially deny two Petitions to Deny. Grant of this application will enable SpaceX to bring 1 Space Exploration Holdings, LLC, Application for Approval for Orbital Deployment and Operating Authority for the SpaceX NGSO Satellite System, IBFS File No. SAT-LOA-20161115-00118 (filed Nov. 15, 2016) (SpaceX Application). On November 22, 2016, SpaceX submitted an erratum to its application that contains a corrected version of the Technical Attachment, in which the scale of the axes in the antenna beam contour diagrams (Figures A.3.1-3 through A.3.1-8 and A.3.2-1 through A.3.2-5) reflects the written description, and a corrected version of the associated GXT files to update those in the original Schedule S. See Letter from William M. Wiltshire, Counsel to SpaceX, to Marlene H. Dortch, Secretary, FCC, (Nov. 22, 2016) (SpaceX Erratum). As described below, SpaceX subsequently filed a second application seeking to add certain frequency bands to its system. Space Exploration Holdings, LLC, Application for Approval for Orbital Deployment and Operating Authority for the SpaceX NGSO Satellite System Supplement, IBFS File No. SAT−LOA−20170726−00110 (filed Jul.. 26, 2017) (SpaceX Supplemental Application). SpaceX’s request in the Supplemental Application for operations in the 29.3-29.5 GHz frequency bands is not before us, because the International Bureau has not accepted that part of the application for filing. See Satellite Policy Branch Information: Space Station Applications Accepted for Filing, Public Notice, Report No. SAT-01277 (IB Oct. 20, 2017). The International Bureau deferred a determination concerning the acceptability for filing for the 29.3-29.5 GHz band because the International Telecommunication Union (ITU) Radio Regulations limit the use of the band 29.1-29.5 GHz by the FSS to geostationary-satellite systems and feeder links to NGSO systems in the mobile-satellite service. See 5.535A of the ITU Radio Regulations. 117 118
  • 74. 4/10/21 74 Questions and Comments Charles Lee Mudd Jr. 411 S. Sangamon Street Suite 1B Chicago, Illinois 606 312.964.5051 312.803.1667 @clmuddjr charles@muddlaw.com muddlaw.com mlo.bz/ © 2021 Charles Lee Mudd Jr. 147