#EMIR #MiFIR #SFTR #MIFID2 #Transaction #Reporting #Solution for #FUNDS #Assetmanagers #BANKS #Corporates #UCITS #Derivatives #FIRDS

1. Point Nine Limited
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Strictly private and confidential
Transaction Reporting Solution

2. Point Nine
Transaction Reporting Solution
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With the introduction of thousands of pages of various regulatory reporting regimes world-wide,
regulators demand timely and accurate date to be submitted by the affected legal entities. Legal entities
are in return compelled to develop robust internal processes and systems in order to comply with the
various reporting regimes such as EMIR, ASIC, Dodd-Frank, MiFID2, MiFIR, FinfraG, CRS and SFTR
amongst many others. Our in-house Circle technology is the regulatory solution utilized by many firms in
order to successfully meet their regulatory reporting burdens.
The Point Nine Approach
P9’s Circle Platform empowers firms to meet their
transaction reporting requirements in an efficient and
effective way. Circle is a single platform which
processes data from various sources, covers all asset
classes, translates and submits the reports to
regulatory bodies into the format required and also
handles acknowledgment messages from them.
• Client On-boarding to the TR.
• Pre-matching
• Automating the daily processing, enrichment,
validations and submission to the TRs.
• Exception management.
• Updates according to regulation updates.
• UTI/UPI management.
• Cross asset class coverage.
• Static data enrichment.
• Security Via Amazon Web Services Infrastructure.
• Daily reports at end of day.
• Full audit trail.

3. Point Nine
Transaction Reporting Solution
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4. Point Nine
Reporting Scenario EMIR A
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Cross Jurisdictional Regulatory Bodies (Trade Repositories, Swap Data Repositories)
Client
Bank Data Block
Common Data Block
Client Data Block
Common Data Block
Feature Bank Client P9
Pre-matching Y
UTI Generation Y
UTI Matching Y
TR Validations
Data Enrichment Y
Multi TR
Connectivity
Y
Collateral Data Y Y
Valuation Data Y Y
Bank

5. Point Nine
Reporting Scenario EMIR B
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Cross Jurisdictional Regulatory Bodies (Trade Repositories, Swap Data Repositories)
Client Bank
Bank + Client Data Block
Common Data Block
Feature Bank Client P9
Pre-matching Y
UTI Generation Y
UTI Matching
TR Validations Y
Data Enrichment Y
Multi TR Connectivity Y
Collateral Data Y
Valuation Data Y
Client Accepts Report and
Submits

6. Point Nine
Get In Touch
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E
info@p9ft.com
+44 20 7193 5298
We are here to help you
Working days 9am to 7pm
BSG Valentine, Lynton House
7-12 Tavistock Square, WC1H 9BQ
UK, London
Chrysorrogiatissis 11,
3032
Cyprus, Limassol
Sedyh 38-14,
220103
Belarus, Minsk
Sales Office
Head Office
R&D Office
P