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APPLICATION NOTE

Thermal Analysis
Author:
Bruce Cassel
Kevin Menard
PerkinElmer, Inc.
Shelton, CT

TMA of
Packaging Materials

Background

The packaging of food and other consumer
products is a competitive and rapidly evolving
business. The use of plastic containers, plastic wrappers, bubble wrap,
etc. allows products to be displayed to best advantage along with printed
messaging, consumer information and logos. Besides the display requirements,
plastic packaging must seal in the product using a rapid, automated process; it
must be cost effective, and increasingly there are requirements for recyclability.
Thermal analysis, including dynamic mechanical analysis, has played a role
in developing new packaging materials and adapting existing materials to
new packaging products and processes. One piece of the materials puzzle is
a dimensional piece, namely, determining the dimensional changes that take
place in the material as a function of temperature as a result of stresses built
up during the production and sealing processes. PerkinElmer has recently
developed a moderate cost thermomechanical analyzer (TMA), the TMA 4000,
described elsewhere, which is well adapted to testing coefficients of expansion
and stress relief dimensional changes which are often of critical interest in the
varied fields of plastics processing.
This note presents examples of analysis of plastic film
products using the PerkinElmer TMA 4000. In each case a
sample of a roughly 10 mm finished piece of packaging
material is analyzed in extension in the X and Y plane, and
in compression in the Z direction perpendicular to the plane.
The force applied to the TMA probe is minimal to allow the
accumulated stress in the material to be relieved by way of
expansion or contraction. Because the authors have little
technical information on the material being tested the
emphasis here is on the analytical method and instrumental
performance. As used in an industrial setting, the TMA
focus would likely be on problem solving and specific
packaging product improvements.

Figure 1. DSC heat flow analysis
(endothermic up) of pictured snack
food wrapper

Food wrapper
Typical requirements of a food wrap are, first, barrier properties
to ensure taste quality and safety from contamination, and then
also printability, transparency, ease of opening, and critically,
processing throughput. To achieve these disparate goals a
multilayer film is often employed. Because the film layers will
have different coefficients of thermal expansion (CTE) the
sealing process might be expected to produce stress that will
result in deformation on softening.
To interpret behavior at an inter-molecular level may require
analysis by both differential scanning calorimetry (DSC), to
interpret heat flow, and by TMA to record dimensional change.
The DSC 8000 was used to observe the heat flow behavior,
including interpret the glass transition (Tg) region and crystalline
melting. The Pyris software facilitates comparing data from
multiple thermal analysis techniques, such as DSC, TMA, TGA
and STA.
Figure 1 shows the DSC heat flow scan of an aluminized,
multilayer polyethylene terephthalate (PET) wrapper used for an
individually wrapped health food bar. From the DSC data can be
seen two distinct melting endotherms, the high temperature
one of which is likely polyethylene terephthalate (PET). The
absence of an exotherm indicates the PET is in a crystallized
form such as that of biaxially-oriented polyester familiar to many
under the trade name MylarTM.

Figure 2. Z-axis expansion and shrinkage of 26 micron film used as snack
food wrapper

Figure 2 shows the TMA analysis of this snack food wrapper
analyzed in compression, observing the softening and
contraction of the film in the z-direction, perpendicular to the
plane of the film. Six layers of film were sandwiched in a DSC
pan to amplify the displacement while avoiding any cleanup
after the melt.
Figure 3 shows the TMA machine and transverse-direction of
the same wrapper. For the first 60 °C the wrapper shows
expansion in both machine and transverse directions. At 150 °C
there is differential contraction accompanying the first melt.

2

Figure 3. TMA extension of snack food wrapper in machine and transverse direction.
Downward slope indicates contraction; upward slope indicates softening or elongation
Further heating results in contraction up to the extension at
the final melt. Because of the wide dynamic range of the
TMA 4000 the displacement can be followed for several
millimeters either expansion or shrinkage. Because of the
damped suspension, low force (~1g) can be employed without
inducing undue noise. There is very little stress relief at Tg
since the stress has been relieved in the rolled and drawn
film production.

Clam shell packaging

Figure 4. TMA data of PET clamshell showing displacement in Z-direction
under compression

Figure 5. TMA data of PET clamshell showing displacement in the XY plane
in extension

Clam shell packaging—typically of amorphous PET—displays a
different story to that described for the PET food wrapper. Here
there is substantial stress release at the glass transition from the
molding process followed by a reciprocal dimensional recovery
during cold crystallization. See Figures 4 and 5.
A newcomer to the clamshell scene is the amorphous PolyLactic
Acid (PLA) clamshell which is used in carry-out applications
where recycling is problematic. The PLA clamshell material is
biodegradable in a weathering environment. While
manufacturing problems for PET have been largely worked
out over the past decades, thermal information on PLA is
less extensive. Figure 6 shows the DSC heat flow scan at
10 °C/min showing some of the same characteristics of
amorphous PET, namely, a predominate glass transition followed
by crystallization, followed by melt. These events can also be seen
in the TMA expansion in the Z-direction shown in Figure 7.
Figure 8 shows the expansion of PLA in the XY plan, showing
two samples taken at 90 degrees to one another, one radial
with respect to the center of the clamshell, the other tangential.

Tips for running films in extension

Figure 6. DSC of PLA showing heat flow (positive
deflection is heat absorbed)

When running fibers or fragile film samples the key to
obtaining good dimensional change data under low load is
attention to careful sample preparation and mounting. The
sample should be cut to dimension without creating stress,
and it should be mounted linearly in the clamps with the
analyzer force evenly distributed. The clamps should be
absolutely parallel and in line to one another. The loading
fixture shown in Figure 9 is invaluable to perform this task.
This fixture which was designed for performing dynamic
mechanical analysis in extension forces the clamps to be
perfectly parallel and rigidly held as the sample is clamped
in place and its length measured.

Figure 7. PLA clamshell in Z-direction – zero force in compression
3
Summary

Figure 8. PLA clamshell measured in the XY (radial & tangential) plane of the film
in extension

While dynamic mechanical analysis can determine the modulus
of a plastic product, such as a film used in packaging, often the
TMA, a much simpler technique, can more easily reveal the
source of production problems related to the mechanical
aspects of processing, especially those related to stress relief. It
is clear from the above examples that finished plastic films
exhibit measurable dimensional changes due to stress relief
upon heating. The TMA 4000 thermomechanical analyzer was
designed for the demanding sensitivity of measuring the small
coefficients of expansion of materials used in the electronics
industry, but it also has the wide dynamic range and low force
capability to analyze production problems in the packaging
industry, or in other plastics industries.

Figure 9. Aligning clamp fixture for extension

PerkinElmer, Inc.
940 Winter Street
Waltham, MA 02451 USA	
P: (800) 762-4000 or
(+1) 203-925-4602
www.perkinelmer.com

For a complete listing of our global offices, visit www.perkinelmer.com/ContactUs
Copyright ©2013, PerkinElmer, Inc. All rights reserved. PerkinElmer® is a registered trademark of PerkinElmer, Inc. All other trademarks are the property of their respective owners.
011202_01

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Thermomechanical Analysis (TMA) of Packaging Materials

  • 1. APPLICATION NOTE Thermal Analysis Author: Bruce Cassel Kevin Menard PerkinElmer, Inc. Shelton, CT TMA of Packaging Materials Background The packaging of food and other consumer products is a competitive and rapidly evolving business. The use of plastic containers, plastic wrappers, bubble wrap, etc. allows products to be displayed to best advantage along with printed messaging, consumer information and logos. Besides the display requirements, plastic packaging must seal in the product using a rapid, automated process; it must be cost effective, and increasingly there are requirements for recyclability. Thermal analysis, including dynamic mechanical analysis, has played a role in developing new packaging materials and adapting existing materials to new packaging products and processes. One piece of the materials puzzle is a dimensional piece, namely, determining the dimensional changes that take place in the material as a function of temperature as a result of stresses built up during the production and sealing processes. PerkinElmer has recently developed a moderate cost thermomechanical analyzer (TMA), the TMA 4000, described elsewhere, which is well adapted to testing coefficients of expansion and stress relief dimensional changes which are often of critical interest in the varied fields of plastics processing.
  • 2. This note presents examples of analysis of plastic film products using the PerkinElmer TMA 4000. In each case a sample of a roughly 10 mm finished piece of packaging material is analyzed in extension in the X and Y plane, and in compression in the Z direction perpendicular to the plane. The force applied to the TMA probe is minimal to allow the accumulated stress in the material to be relieved by way of expansion or contraction. Because the authors have little technical information on the material being tested the emphasis here is on the analytical method and instrumental performance. As used in an industrial setting, the TMA focus would likely be on problem solving and specific packaging product improvements. Figure 1. DSC heat flow analysis (endothermic up) of pictured snack food wrapper Food wrapper Typical requirements of a food wrap are, first, barrier properties to ensure taste quality and safety from contamination, and then also printability, transparency, ease of opening, and critically, processing throughput. To achieve these disparate goals a multilayer film is often employed. Because the film layers will have different coefficients of thermal expansion (CTE) the sealing process might be expected to produce stress that will result in deformation on softening. To interpret behavior at an inter-molecular level may require analysis by both differential scanning calorimetry (DSC), to interpret heat flow, and by TMA to record dimensional change. The DSC 8000 was used to observe the heat flow behavior, including interpret the glass transition (Tg) region and crystalline melting. The Pyris software facilitates comparing data from multiple thermal analysis techniques, such as DSC, TMA, TGA and STA. Figure 1 shows the DSC heat flow scan of an aluminized, multilayer polyethylene terephthalate (PET) wrapper used for an individually wrapped health food bar. From the DSC data can be seen two distinct melting endotherms, the high temperature one of which is likely polyethylene terephthalate (PET). The absence of an exotherm indicates the PET is in a crystallized form such as that of biaxially-oriented polyester familiar to many under the trade name MylarTM. Figure 2. Z-axis expansion and shrinkage of 26 micron film used as snack food wrapper Figure 2 shows the TMA analysis of this snack food wrapper analyzed in compression, observing the softening and contraction of the film in the z-direction, perpendicular to the plane of the film. Six layers of film were sandwiched in a DSC pan to amplify the displacement while avoiding any cleanup after the melt. Figure 3 shows the TMA machine and transverse-direction of the same wrapper. For the first 60 °C the wrapper shows expansion in both machine and transverse directions. At 150 °C there is differential contraction accompanying the first melt. 2 Figure 3. TMA extension of snack food wrapper in machine and transverse direction. Downward slope indicates contraction; upward slope indicates softening or elongation
  • 3. Further heating results in contraction up to the extension at the final melt. Because of the wide dynamic range of the TMA 4000 the displacement can be followed for several millimeters either expansion or shrinkage. Because of the damped suspension, low force (~1g) can be employed without inducing undue noise. There is very little stress relief at Tg since the stress has been relieved in the rolled and drawn film production. Clam shell packaging Figure 4. TMA data of PET clamshell showing displacement in Z-direction under compression Figure 5. TMA data of PET clamshell showing displacement in the XY plane in extension Clam shell packaging—typically of amorphous PET—displays a different story to that described for the PET food wrapper. Here there is substantial stress release at the glass transition from the molding process followed by a reciprocal dimensional recovery during cold crystallization. See Figures 4 and 5. A newcomer to the clamshell scene is the amorphous PolyLactic Acid (PLA) clamshell which is used in carry-out applications where recycling is problematic. The PLA clamshell material is biodegradable in a weathering environment. While manufacturing problems for PET have been largely worked out over the past decades, thermal information on PLA is less extensive. Figure 6 shows the DSC heat flow scan at 10 °C/min showing some of the same characteristics of amorphous PET, namely, a predominate glass transition followed by crystallization, followed by melt. These events can also be seen in the TMA expansion in the Z-direction shown in Figure 7. Figure 8 shows the expansion of PLA in the XY plan, showing two samples taken at 90 degrees to one another, one radial with respect to the center of the clamshell, the other tangential. Tips for running films in extension Figure 6. DSC of PLA showing heat flow (positive deflection is heat absorbed) When running fibers or fragile film samples the key to obtaining good dimensional change data under low load is attention to careful sample preparation and mounting. The sample should be cut to dimension without creating stress, and it should be mounted linearly in the clamps with the analyzer force evenly distributed. The clamps should be absolutely parallel and in line to one another. The loading fixture shown in Figure 9 is invaluable to perform this task. This fixture which was designed for performing dynamic mechanical analysis in extension forces the clamps to be perfectly parallel and rigidly held as the sample is clamped in place and its length measured. Figure 7. PLA clamshell in Z-direction – zero force in compression 3
  • 4. Summary Figure 8. PLA clamshell measured in the XY (radial & tangential) plane of the film in extension While dynamic mechanical analysis can determine the modulus of a plastic product, such as a film used in packaging, often the TMA, a much simpler technique, can more easily reveal the source of production problems related to the mechanical aspects of processing, especially those related to stress relief. It is clear from the above examples that finished plastic films exhibit measurable dimensional changes due to stress relief upon heating. The TMA 4000 thermomechanical analyzer was designed for the demanding sensitivity of measuring the small coefficients of expansion of materials used in the electronics industry, but it also has the wide dynamic range and low force capability to analyze production problems in the packaging industry, or in other plastics industries. Figure 9. Aligning clamp fixture for extension PerkinElmer, Inc. 940 Winter Street Waltham, MA 02451 USA P: (800) 762-4000 or (+1) 203-925-4602 www.perkinelmer.com For a complete listing of our global offices, visit www.perkinelmer.com/ContactUs Copyright ©2013, PerkinElmer, Inc. All rights reserved. PerkinElmer® is a registered trademark of PerkinElmer, Inc. All other trademarks are the property of their respective owners. 011202_01