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Case 1:11-cv-00307-AWT Document 57         Filed 12/12/11 Page 1 of 5   PageID #: 1389



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   8                          UNITED STATES DISTRICT COURT
   9                                  DISTRICT OF HAWAII
  10
  11   HONOLULUTRAFFIC.COM; CLIFF )                 Civ. No. 11-00307 AWT
       SLATER; BENJAMIN CAYETANO; )
  12   WALTER HEEN; HAWAII’S                    )   ORDER ON MOTION FOR PARTIAL
       THOUSAND FRIENDS; THE SMALL )                JUDGMENT ON THE PLEADINGS
  13   BUSINESS HAWAII                          )
       ENTREPRENEURIAL EDUCATION )
  14   FOUNDATION; RANDALL W. ROTH; )
       and DR. MICHAEL UECHI,                   )
  15                                            )
                    Plaintiffs,                 )
  16                                            )
       vs.                                      )
  17                                            )
       FEDERAL TRANSIT                          )
  18   ADMINISTRATION; LESLIE                   )
       ROGERS, in his official capacity as      )
  19   Federal Transit Administration Regional )
       Administrator; PETER M. ROGOFF, in )
  20   his official capacity as Federal Transit )
       Administration Administrator; UNITED )
  21   STATES DEPARTMENT OF                     )
       TRANSPORTATION; RAY LAHOOD, )
  22   in his official capacity as Secretary of )
       Transportation; THE CITY AND             )
  23   COUNTY OF HONOLULU; and                  )
       WAYNE YOSHIOKA, in his official          )
  24   capacity as Director of the City and     )
       County of Honolulu Department of         )
  25   Transportation,                          )
                                                )
  26                Defendants.                 )
                                                )
  27                                            )
                                                )
  28
Case 1:11-cv-00307-AWT Document 57           Filed 12/12/11 Page 2 of 5       PageID #: 1390



   1          Pending before the Court is Defendants’ Motion for Partial Judgment on the

   2   Pleadings (Doc. 37). For the reasons stated below, Defendants’ Motion is denied.

   3   I.     Background

   4          Plaintiffs filed this action on May 12, 2011, alleging that federal Defendants’ Final

   5   Environmental Impact Statement/Section 4(f) Evaluation (“FEIS”) and Record of

   6   Decision (“ROD”), both of which concern the Honolulu High-Capacity Transit Corridor

   7   Project, do not comply with the requirements of the National Environmental Policy Act

   8   (“NEPA”), Section 4(f) of the Department of Transportation Act (“Section 4(f)”), the

   9   National Historic Preservation Act (“NHPA”), and the regulations implementing those

  10   statutes. (Compl., Doc. 1). In response, Defendants filed a Motion for Partial Judgment

  11   on the Pleadings. (Doc. 37). In that Motion, Defendants sought to dismiss claims

  12   concerning particular Section 4(f) sites as waived because Plaintiffs allegedly failed to

  13   raise those claims during the administrative process leading up to the issuance of the

  14   ROD. Defendants also moved for dismissal of the claims of Plaintiffs Cayetano, Heen,

  15   Roth, and the Small Business Hawaii Entrepreneurial Education Foundation (collectively

  16   referred to in the Motion as “Certain Plaintiffs”), because those certain Plaintiffs

  17   allegedly failed to participate in the notice-and-comment administrative proceeding.

  18          In addition, Defendants submitted a Request for Judicial Notice of twenty-three

  19   exhibits and various other “public record facts.” (Docs. 37-2).1 On October 31, 2011, the

  20   Court issued an order granting in part and denying in part Defendants’ Request for

  21   Judicial Notice. (Doc. 50). On November 30, 2011, a hearing was held on Defendants’

  22   Motion, at which the Motion was fully argued.

  23   II.    Defendants’ Motion for Partial Judgment on the Pleadings

  24          A.     Legal Standard

  25          “Judgment on the pleadings is proper when the moving party clearly establishes on

  26   the face of the pleadings that no material issue of fact remains to be resolved and that it is

  27
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  28                 The to-be-noticed facts were integral to the Motion

                                                    -2-
Case 1:11-cv-00307-AWT Document 57             Filed 12/12/11 Page 3 of 5        PageID #: 1391



   1   entitled to judgment as a matter of law.” Hal Roach Studios, Inc. v. Richard Feiner &

   2   Co., 896 F.2d 1542, 1550 (9th Cir. 1990). For purposes of ruling on such a motion,

   3   allegations made by the non-moving party must be accepted as true and the allegations of

   4   the moving party which have been denied are assumed to be false. Id. The complaint

   5   must be construed, and all doubts resolved, in the light most favorable to the plaintiff.

   6   McGlinchy v. Shell Chem. Co., 845 F.2d 802, 810 (9th Cir. 1988).

   7          As a general rule, the court may not consider materials outside of the pleadings

   8   when ruling on a motion for judgment on the pleadings. Fed. R. Civ. P. 12(d). It may,

   9   however, consider facts that are contained in materials of which the court may take

  10   judicial notice. Heliotrope Gen., Inc. v. Ford Motor Co., 189 F.3d 971, 981 n.18 (9th Cir.

  11   1999). Accordingly, the court may consider materials incorporated by reference into the

  12   complaint or matters of public record appropriate for judicial notice. Coto Settlement v.

  13   Eisenberg, 593 F.3d 1031, 1038 (9th Cir. 2010).

  14          B.      Need for The Administrative Record

  15          “Persons challenging an agency’s compliance with NEPA must ‘structure their

  16   participation so that it . . . alerts the agency to the [parties’] position and contentions,’ in

  17   order to allow the agency to give the issue meaningful consideration.” Dep’t of Transp. v.

  18   Public Citizen, 541 U.S. 752, 764 (2004) (quoting Vermont Yankee Nuclear Power Corp.

  19   v. Natural Res. Def. Council, Inc., 435 U.S. 519, 553 (1978)). Accordingly, “belatedly

  20   raised issues may not form a basis for reversal of an agency decision” in a NEPA

  21   challenge. Havasupai Tribe v. Robertson, 943 F.2d 32, 34 (9th Cir. 1991). Although the

  22   exhaustion rule laid out in Public Citizen has not previously been applied in the Ninth

  23   Circuit to a challenge made pursuant to Section 4(f), it has been used to review other,

  24   non-NEPA agency decision-making. See Lands Council v. McNair, 629 F.3d 1070, 1076

  25   (9th Cir. 2010) (applying Public Citizen to review of an administrative decision made

  26   under the National Forest Management Act).

  27          Defendants argue that Certain Plaintiffs made no comment on the Draft

  28   Environmental Impact Statement/Section 4(f) Evaluation (“DEIS”), the FEIS, or the

                                                     -3-
Case 1:11-cv-00307-AWT Document 57           Filed 12/12/11 Page 4 of 5       PageID #: 1392



   1   ROD, and that no comments were made regarding certain Section 4(f) sites specified in

   2   Plaintiffs’ Complaint. As evidence, Defendants rely on exhibits the DEIS and FEIS,

   3   which list the witnesses and summarize the public comments made at various stages of

   4   the notice-and-comment process, and the ROD, which includes a summary, by subject

   5   matter, of comments submitted on the FEIS. (See Ex. A, App. E; Ex. B, App. A; Ex. C,

   6   Attach. C).

   7          Resolving all doubts in favor of Plaintiffs, the Court is unable to conclude, on this

   8   record at this stage that Certain Plaintiffs did not comment on the FEIS or that specific

   9   comments were not made regarding the Section 4(f) sites at issue. This is because the

  10   ROD includes only a summary of the comments made in response to the FEIS; it does not

  11   detail the contents of those comments or list the names of the individuals who submitted

  12   those comments. (See Ex. C., Attach. C.). It would be impossible to conclude from such

  13   evidence that Certain Plaintiffs never commented on the FEIS or that particular sites were

  14   never mentioned during the FEIS comment period.

  15          Moreover, even if Defendants had demonstrated an absence of comments by

  16   Certain Plaintiffs or regarding specified sites in the DEIS, FEIS, and ROD, the Supreme

  17   Court has recognized an exception to the exhaustion requirement where an environmental

  18   impact statement’s flaws are “so obvious that there is no need for a commentator to point

  19   them out specifically in order to preserve its ability to challenge a proposed action.”

  20   Public Citizen, 541 U.S. at 765. The Ninth Circuit has applied this exception where the

  21   agency “has independent knowledge of the issues that concerned Plaintiffs.”

  22   ‘Ilio’ulaokalani Coalition v. Rumsfeld, 464 F.3d 1083, 1092 (9th Cir. 2006).

  23          Under the circumstances, the Court cannot assess whether the “so obvious”

  24   exception applies in this case, since the full administrative record is not yet available. See

  25   id. (“The record in this case is replete with evidence that the Army recognizes the specific

  26   shortfall of the PEIS raised by Plaintiffs here.”) (emphasis added); Barnes v. U.S. Dep’t of

  27   Transp., 655 F.3d 1124, 1133 (9th Cir. 2011) (looking to documents in the administrative

  28   record, such as an internal Federal Aviation Administration official’s review of a draft

                                                    -4-
Case 1:11-cv-00307-AWT Document 57           Filed 12/12/11 Page 5 of 5        PageID #: 1393



   1   document and an attachment to an email, in finding independent agency knowledge of

   2   plaintiffs’ claims). Until the full administrative record is available, then, the Court lacks

   3   the context and information necessary to conclude whether the Public Citizen exhaustion

   4   requirement bars any claims or Plaintiffs in this case. Defendants’ Motion is therefore

   5   premature.

   6
   7   III.   Conclusion

   8          For the reasons set forth above, IT IS ORDERED that Defendants’ Motion for

   9   Partial Judgment on the Pleadings (Doc. 37) is DENIED.

  10          DATED this 12th day of December, 2011.

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Order Denying Motion for Partial Judgment

  • 1. Case 1:11-cv-00307-AWT Document 57 Filed 12/12/11 Page 1 of 5 PageID #: 1389 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 DISTRICT OF HAWAII 10 11 HONOLULUTRAFFIC.COM; CLIFF ) Civ. No. 11-00307 AWT SLATER; BENJAMIN CAYETANO; ) 12 WALTER HEEN; HAWAII’S ) ORDER ON MOTION FOR PARTIAL THOUSAND FRIENDS; THE SMALL ) JUDGMENT ON THE PLEADINGS 13 BUSINESS HAWAII ) ENTREPRENEURIAL EDUCATION ) 14 FOUNDATION; RANDALL W. ROTH; ) and DR. MICHAEL UECHI, ) 15 ) Plaintiffs, ) 16 ) vs. ) 17 ) FEDERAL TRANSIT ) 18 ADMINISTRATION; LESLIE ) ROGERS, in his official capacity as ) 19 Federal Transit Administration Regional ) Administrator; PETER M. ROGOFF, in ) 20 his official capacity as Federal Transit ) Administration Administrator; UNITED ) 21 STATES DEPARTMENT OF ) TRANSPORTATION; RAY LAHOOD, ) 22 in his official capacity as Secretary of ) Transportation; THE CITY AND ) 23 COUNTY OF HONOLULU; and ) WAYNE YOSHIOKA, in his official ) 24 capacity as Director of the City and ) County of Honolulu Department of ) 25 Transportation, ) ) 26 Defendants. ) ) 27 ) ) 28
  • 2. Case 1:11-cv-00307-AWT Document 57 Filed 12/12/11 Page 2 of 5 PageID #: 1390 1 Pending before the Court is Defendants’ Motion for Partial Judgment on the 2 Pleadings (Doc. 37). For the reasons stated below, Defendants’ Motion is denied. 3 I. Background 4 Plaintiffs filed this action on May 12, 2011, alleging that federal Defendants’ Final 5 Environmental Impact Statement/Section 4(f) Evaluation (“FEIS”) and Record of 6 Decision (“ROD”), both of which concern the Honolulu High-Capacity Transit Corridor 7 Project, do not comply with the requirements of the National Environmental Policy Act 8 (“NEPA”), Section 4(f) of the Department of Transportation Act (“Section 4(f)”), the 9 National Historic Preservation Act (“NHPA”), and the regulations implementing those 10 statutes. (Compl., Doc. 1). In response, Defendants filed a Motion for Partial Judgment 11 on the Pleadings. (Doc. 37). In that Motion, Defendants sought to dismiss claims 12 concerning particular Section 4(f) sites as waived because Plaintiffs allegedly failed to 13 raise those claims during the administrative process leading up to the issuance of the 14 ROD. Defendants also moved for dismissal of the claims of Plaintiffs Cayetano, Heen, 15 Roth, and the Small Business Hawaii Entrepreneurial Education Foundation (collectively 16 referred to in the Motion as “Certain Plaintiffs”), because those certain Plaintiffs 17 allegedly failed to participate in the notice-and-comment administrative proceeding. 18 In addition, Defendants submitted a Request for Judicial Notice of twenty-three 19 exhibits and various other “public record facts.” (Docs. 37-2).1 On October 31, 2011, the 20 Court issued an order granting in part and denying in part Defendants’ Request for 21 Judicial Notice. (Doc. 50). On November 30, 2011, a hearing was held on Defendants’ 22 Motion, at which the Motion was fully argued. 23 II. Defendants’ Motion for Partial Judgment on the Pleadings 24 A. Legal Standard 25 “Judgment on the pleadings is proper when the moving party clearly establishes on 26 the face of the pleadings that no material issue of fact remains to be resolved and that it is 27 1 28 The to-be-noticed facts were integral to the Motion -2-
  • 3. Case 1:11-cv-00307-AWT Document 57 Filed 12/12/11 Page 3 of 5 PageID #: 1391 1 entitled to judgment as a matter of law.” Hal Roach Studios, Inc. v. Richard Feiner & 2 Co., 896 F.2d 1542, 1550 (9th Cir. 1990). For purposes of ruling on such a motion, 3 allegations made by the non-moving party must be accepted as true and the allegations of 4 the moving party which have been denied are assumed to be false. Id. The complaint 5 must be construed, and all doubts resolved, in the light most favorable to the plaintiff. 6 McGlinchy v. Shell Chem. Co., 845 F.2d 802, 810 (9th Cir. 1988). 7 As a general rule, the court may not consider materials outside of the pleadings 8 when ruling on a motion for judgment on the pleadings. Fed. R. Civ. P. 12(d). It may, 9 however, consider facts that are contained in materials of which the court may take 10 judicial notice. Heliotrope Gen., Inc. v. Ford Motor Co., 189 F.3d 971, 981 n.18 (9th Cir. 11 1999). Accordingly, the court may consider materials incorporated by reference into the 12 complaint or matters of public record appropriate for judicial notice. Coto Settlement v. 13 Eisenberg, 593 F.3d 1031, 1038 (9th Cir. 2010). 14 B. Need for The Administrative Record 15 “Persons challenging an agency’s compliance with NEPA must ‘structure their 16 participation so that it . . . alerts the agency to the [parties’] position and contentions,’ in 17 order to allow the agency to give the issue meaningful consideration.” Dep’t of Transp. v. 18 Public Citizen, 541 U.S. 752, 764 (2004) (quoting Vermont Yankee Nuclear Power Corp. 19 v. Natural Res. Def. Council, Inc., 435 U.S. 519, 553 (1978)). Accordingly, “belatedly 20 raised issues may not form a basis for reversal of an agency decision” in a NEPA 21 challenge. Havasupai Tribe v. Robertson, 943 F.2d 32, 34 (9th Cir. 1991). Although the 22 exhaustion rule laid out in Public Citizen has not previously been applied in the Ninth 23 Circuit to a challenge made pursuant to Section 4(f), it has been used to review other, 24 non-NEPA agency decision-making. See Lands Council v. McNair, 629 F.3d 1070, 1076 25 (9th Cir. 2010) (applying Public Citizen to review of an administrative decision made 26 under the National Forest Management Act). 27 Defendants argue that Certain Plaintiffs made no comment on the Draft 28 Environmental Impact Statement/Section 4(f) Evaluation (“DEIS”), the FEIS, or the -3-
  • 4. Case 1:11-cv-00307-AWT Document 57 Filed 12/12/11 Page 4 of 5 PageID #: 1392 1 ROD, and that no comments were made regarding certain Section 4(f) sites specified in 2 Plaintiffs’ Complaint. As evidence, Defendants rely on exhibits the DEIS and FEIS, 3 which list the witnesses and summarize the public comments made at various stages of 4 the notice-and-comment process, and the ROD, which includes a summary, by subject 5 matter, of comments submitted on the FEIS. (See Ex. A, App. E; Ex. B, App. A; Ex. C, 6 Attach. C). 7 Resolving all doubts in favor of Plaintiffs, the Court is unable to conclude, on this 8 record at this stage that Certain Plaintiffs did not comment on the FEIS or that specific 9 comments were not made regarding the Section 4(f) sites at issue. This is because the 10 ROD includes only a summary of the comments made in response to the FEIS; it does not 11 detail the contents of those comments or list the names of the individuals who submitted 12 those comments. (See Ex. C., Attach. C.). It would be impossible to conclude from such 13 evidence that Certain Plaintiffs never commented on the FEIS or that particular sites were 14 never mentioned during the FEIS comment period. 15 Moreover, even if Defendants had demonstrated an absence of comments by 16 Certain Plaintiffs or regarding specified sites in the DEIS, FEIS, and ROD, the Supreme 17 Court has recognized an exception to the exhaustion requirement where an environmental 18 impact statement’s flaws are “so obvious that there is no need for a commentator to point 19 them out specifically in order to preserve its ability to challenge a proposed action.” 20 Public Citizen, 541 U.S. at 765. The Ninth Circuit has applied this exception where the 21 agency “has independent knowledge of the issues that concerned Plaintiffs.” 22 ‘Ilio’ulaokalani Coalition v. Rumsfeld, 464 F.3d 1083, 1092 (9th Cir. 2006). 23 Under the circumstances, the Court cannot assess whether the “so obvious” 24 exception applies in this case, since the full administrative record is not yet available. See 25 id. (“The record in this case is replete with evidence that the Army recognizes the specific 26 shortfall of the PEIS raised by Plaintiffs here.”) (emphasis added); Barnes v. U.S. Dep’t of 27 Transp., 655 F.3d 1124, 1133 (9th Cir. 2011) (looking to documents in the administrative 28 record, such as an internal Federal Aviation Administration official’s review of a draft -4-
  • 5. Case 1:11-cv-00307-AWT Document 57 Filed 12/12/11 Page 5 of 5 PageID #: 1393 1 document and an attachment to an email, in finding independent agency knowledge of 2 plaintiffs’ claims). Until the full administrative record is available, then, the Court lacks 3 the context and information necessary to conclude whether the Public Citizen exhaustion 4 requirement bars any claims or Plaintiffs in this case. Defendants’ Motion is therefore 5 premature. 6 7 III. Conclusion 8 For the reasons set forth above, IT IS ORDERED that Defendants’ Motion for 9 Partial Judgment on the Pleadings (Doc. 37) is DENIED. 10 DATED this 12th day of December, 2011. 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -5-