BrokerCheck report for Jerry DeWayne McCutchen Sr. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Brian Presley - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Brian Presley. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
BrokerCheck report for Hoke Sloan Shuler. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Richard Whitfield Brown - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Richard Whitfield Brown. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Dustin Allen Smith - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Dustin Allen Smith. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Wilson Dennis Colberg Trigo - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Wilson Dennis Colberg Trigo. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Raymond Joseph Lucia - FINRA BrokerCheck Reportvernonhealy
Raymond Lucia is involved in a pending regulatory action brought by the SEC regarding allegations related to his investment advisory firm. The SEC alleges that Lucia's firm was registered as an investment adviser and that Lucia made misleading statements about the basis for the financial planning advice provided to clients. The SEC is seeking a cease and desist order against Lucia. There are also multiple customer disputes and one termination reported on Lucia's record.
William Walter Gammon - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for William Walter Gannon. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Jeffrey Guy Labelle - FINRA BrokerCheck Reportvernonhealy
Jeffrey Guy Labelle has been a registered broker since 1987. According to his BrokerCheck report, he has disclosed 2 customer disputes and 1 termination. The report provides details on his employment and registration history, passing of securities exams, and other disclosures. Labelle is currently registered through First Allied Securities, Inc and also operates 2 insurance businesses.
Brian Presley - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Brian Presley. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
BrokerCheck report for Hoke Sloan Shuler. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Richard Whitfield Brown - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Richard Whitfield Brown. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Dustin Allen Smith - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Dustin Allen Smith. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Wilson Dennis Colberg Trigo - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Wilson Dennis Colberg Trigo. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Raymond Joseph Lucia - FINRA BrokerCheck Reportvernonhealy
Raymond Lucia is involved in a pending regulatory action brought by the SEC regarding allegations related to his investment advisory firm. The SEC alleges that Lucia's firm was registered as an investment adviser and that Lucia made misleading statements about the basis for the financial planning advice provided to clients. The SEC is seeking a cease and desist order against Lucia. There are also multiple customer disputes and one termination reported on Lucia's record.
William Walter Gammon - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for William Walter Gannon. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Jeffrey Guy Labelle - FINRA BrokerCheck Reportvernonhealy
Jeffrey Guy Labelle has been a registered broker since 1987. According to his BrokerCheck report, he has disclosed 2 customer disputes and 1 termination. The report provides details on his employment and registration history, passing of securities exams, and other disclosures. Labelle is currently registered through First Allied Securities, Inc and also operates 2 insurance businesses.
BrokerCheck report for Randall Shane Bouley. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Robert Owen Klein - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Robert Owen Klein. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Charles Graham is not currently registered with FINRA. He previously held registrations with Spartan Capital Securities, Fordham Financial Management, and John Thomas Financial between 2010-2011. No disclosure events were reported. He passed the Series 7, Series 63, and state securities law exams.
Paul Cragg Larsen - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Paul Cragg Larsen. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
This document discusses the growing problem of identity theft in the United States. Some key points made are:
- Over 245 million Americans have reported lost or stolen identities since 2005.
- On average, there are 27,000 new victims of identity theft every day.
- Restoring a stolen identity takes victims an average of over 600 hours.
The document then provides tips on how to prevent identity theft and discusses services available to help deal with identity theft issues.
This document provides information about legal services and benefits offered by Preventive Law, including toll-free phone consultations, letter and document review, online legal forms, traffic violation assistance, driver's license assistance, estate planning services, credit monitoring, identity restoration, and legal plan supplements for trial defense and home businesses. The family plan covers members, spouses, and dependents.
John Cutchin is an attorney who practices family law, criminal law, and traffic law out of his own office. He belongs to the North Carolina Association of Professional Family Mediators (NCAPFM), which was founded in 1992 to support family mediation practice and promote excellence among family mediators in North Carolina. NCAPFM hosts quarterly meetings for continuing education and networking, and membership provides access to these meetings and helps practitioners stay up to date on legal issues. Practitioner membership requires at least 40 hours of approved family mediation training or certification.
Thomas Raymond Lewis is a licensed CPA in Washington State. His license was issued in 2015 and is active and valid until 2018. Mr. Lewis passed the Uniform CPA Exam and obtained his initial license in Washington. The licensing report found no enforcement actions or disciplinary issues reported against Mr. Lewis by the Washington State Board of Accountancy.
This document provides information about a private investigator license that has been issued to D.R. Scott Investigations. It includes the license number, issue and expiration dates, and instructions for registering for an INSPECT account if a controlled substance registration was also issued. It describes how to verify the license online, order replacement license cards, and find further information about licensing requirements on the licensing agency website.
The form collects personal information such as name, identity number, contact details, and consents to perform background checks including credit, qualifications, references, criminal history, and driver's license verification. It specifies that consumer credit information will only be accessed for employment requiring trust or handling of finances or for fraud prevention. The candidate agrees to the collection and sharing of their personal information for verification purposes.
Rippling Insurance Services, Inc is a brokerage agency located in Tallahassee, Florida. It holds active broker licenses in California for life, accident/health, property, and casualty lines of insurance. The agency is appointed with 49 insurance carriers to sell their policies. The license information is from the California Department of Insurance database and may not be fully up to date.
The document announces the annual meeting of WPS Resources Corporation shareholders to be held on May 13, 2004. Shareholders will vote on electing three directors to three-year terms, ratifying the selection of Deloitte & Touche LLP as independent auditors for 2004, and any other business properly brought before the meeting. It provides details on the voting process, the nominees up for election including their backgrounds, and recommendations of the board of directors.
Vets First Verification Program Initial Application GuideUSPatentsNMore
Vets First Verification Program Initial Application Guide via US Department of Veterans Affairs | 38 CFR Part 74
VA Veteran-Owned Small Business Verification Guidelines
Fort Riley will be holding its annual Army Family Action Plan (AFAP) conferences in October. The teen conference will be on October 13th for middle and high school students to discuss issues and proposed changes. The adult conference will be October 16-18th for soldiers, family members, and civilians. The conferences provide a forum for identifying issues affecting army families and making recommendations to leadership. Participants are encouraged to submit issues in advance and volunteers are needed to help facilitate the conferences.
October 2012 1ID and Fort Riley Monthly Newsletter Noel Waterman
Please find attached this month’s 1ID and Fort Riley monthly news update*. For your convenience it will be posted to the following link in the next few days: http://www.1id.army.mil/DocumentList.aspx?lib=1ID_FRG_Updates
Looking to purchase or refinance a home, or just boost your credit score for the future? Give this eGuide a once-over so you can maximize your potential.
This eGuide is a step-by-step guide on how to boost your score quickly.
This document provides instructions for non-lawyers assisting individuals with Florida family law forms. It states that any non-lawyer, including those licensed in other states or disbarred in Florida, must have the person they are assisting sign the Disclosure From Nonlawyer form before helping with any family law forms. The non-lawyer can only type factual information provided in writing by the person and cannot provide legal advice. A copy must be given to both the person and non-lawyer, and the non-lawyer must keep copies for six years.
Barroso Offshore MIAMI - Estados Unidos - TELUBE FLORIDA, LLC .pdfVetor Mil
Telube Florida, LLC filed a statement to change its registered office and registered agent in Florida. The new registered agent is Barbosa Legal located at 407 Lincoln Road PH-NE, Miami Beach, FL 33139. The annual report was filed on April 08, 2015 and lists Tereza C. Van Brussel as the manager and her address as the principal place of business.
This document contains letters and forms from an applicant seeking to participate in a private financial opportunity. It includes: a cover letter listing the enclosed documents; an understanding of the program rules; an affidavit requesting information and confirming the applicant's identity and source of funds; a client information sheet providing details about the applicant's corporation and officers; a corporate resolution authorizing an officer to represent the corporation; a letter of exclusivity granting the program manager exclusive rights to invest the funds for 3 months; and a letter of intent expressing the applicant's desire to participate.
Charles Graham has worked at several broker-dealer firms between 2010 and 2013. He has passed the Series 7 and Series 63 exams. No disciplinary events or disclosures are reported. His employment history includes positions at Spartan Capital Securities, Fordham Financial Management, and John Thomas Financial.
Boris Desancic is on the team of advisors at Clear Creek Financial Management in Silverdale, WA. Boris Desancic has been working for 22 years. Their current role is with Clear Creek Financial Management and they have previously worked for PCG Wealth Advisors, Rental Property, Various Insurance Carriers FOR W R Insurance Agencies and Waddell Reed . Boris Desancic has previously passed the Series 63 and Series 65 examinations, and is registered to provide investment advice in Washington. Boris Desancic may also provide advisory services in other states under an applicable state exemption from registration or notice filing.
Boris Desancic is a wealth advisor who specialises in working with owners of successful small and medium-sized businesses. Boris Desancic earned a Bachelor of Arts (BA) from Central Washington University. Boris Desancic is helping seven-figure business owners save an additional six to seven figures in taxes while building more wealth.
BrokerCheck report for Randall Shane Bouley. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Robert Owen Klein - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Robert Owen Klein. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Charles Graham is not currently registered with FINRA. He previously held registrations with Spartan Capital Securities, Fordham Financial Management, and John Thomas Financial between 2010-2011. No disclosure events were reported. He passed the Series 7, Series 63, and state securities law exams.
Paul Cragg Larsen - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Paul Cragg Larsen. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
This document discusses the growing problem of identity theft in the United States. Some key points made are:
- Over 245 million Americans have reported lost or stolen identities since 2005.
- On average, there are 27,000 new victims of identity theft every day.
- Restoring a stolen identity takes victims an average of over 600 hours.
The document then provides tips on how to prevent identity theft and discusses services available to help deal with identity theft issues.
This document provides information about legal services and benefits offered by Preventive Law, including toll-free phone consultations, letter and document review, online legal forms, traffic violation assistance, driver's license assistance, estate planning services, credit monitoring, identity restoration, and legal plan supplements for trial defense and home businesses. The family plan covers members, spouses, and dependents.
John Cutchin is an attorney who practices family law, criminal law, and traffic law out of his own office. He belongs to the North Carolina Association of Professional Family Mediators (NCAPFM), which was founded in 1992 to support family mediation practice and promote excellence among family mediators in North Carolina. NCAPFM hosts quarterly meetings for continuing education and networking, and membership provides access to these meetings and helps practitioners stay up to date on legal issues. Practitioner membership requires at least 40 hours of approved family mediation training or certification.
Thomas Raymond Lewis is a licensed CPA in Washington State. His license was issued in 2015 and is active and valid until 2018. Mr. Lewis passed the Uniform CPA Exam and obtained his initial license in Washington. The licensing report found no enforcement actions or disciplinary issues reported against Mr. Lewis by the Washington State Board of Accountancy.
This document provides information about a private investigator license that has been issued to D.R. Scott Investigations. It includes the license number, issue and expiration dates, and instructions for registering for an INSPECT account if a controlled substance registration was also issued. It describes how to verify the license online, order replacement license cards, and find further information about licensing requirements on the licensing agency website.
The form collects personal information such as name, identity number, contact details, and consents to perform background checks including credit, qualifications, references, criminal history, and driver's license verification. It specifies that consumer credit information will only be accessed for employment requiring trust or handling of finances or for fraud prevention. The candidate agrees to the collection and sharing of their personal information for verification purposes.
Rippling Insurance Services, Inc is a brokerage agency located in Tallahassee, Florida. It holds active broker licenses in California for life, accident/health, property, and casualty lines of insurance. The agency is appointed with 49 insurance carriers to sell their policies. The license information is from the California Department of Insurance database and may not be fully up to date.
The document announces the annual meeting of WPS Resources Corporation shareholders to be held on May 13, 2004. Shareholders will vote on electing three directors to three-year terms, ratifying the selection of Deloitte & Touche LLP as independent auditors for 2004, and any other business properly brought before the meeting. It provides details on the voting process, the nominees up for election including their backgrounds, and recommendations of the board of directors.
Vets First Verification Program Initial Application GuideUSPatentsNMore
Vets First Verification Program Initial Application Guide via US Department of Veterans Affairs | 38 CFR Part 74
VA Veteran-Owned Small Business Verification Guidelines
Fort Riley will be holding its annual Army Family Action Plan (AFAP) conferences in October. The teen conference will be on October 13th for middle and high school students to discuss issues and proposed changes. The adult conference will be October 16-18th for soldiers, family members, and civilians. The conferences provide a forum for identifying issues affecting army families and making recommendations to leadership. Participants are encouraged to submit issues in advance and volunteers are needed to help facilitate the conferences.
October 2012 1ID and Fort Riley Monthly Newsletter Noel Waterman
Please find attached this month’s 1ID and Fort Riley monthly news update*. For your convenience it will be posted to the following link in the next few days: http://www.1id.army.mil/DocumentList.aspx?lib=1ID_FRG_Updates
Looking to purchase or refinance a home, or just boost your credit score for the future? Give this eGuide a once-over so you can maximize your potential.
This eGuide is a step-by-step guide on how to boost your score quickly.
This document provides instructions for non-lawyers assisting individuals with Florida family law forms. It states that any non-lawyer, including those licensed in other states or disbarred in Florida, must have the person they are assisting sign the Disclosure From Nonlawyer form before helping with any family law forms. The non-lawyer can only type factual information provided in writing by the person and cannot provide legal advice. A copy must be given to both the person and non-lawyer, and the non-lawyer must keep copies for six years.
Barroso Offshore MIAMI - Estados Unidos - TELUBE FLORIDA, LLC .pdfVetor Mil
Telube Florida, LLC filed a statement to change its registered office and registered agent in Florida. The new registered agent is Barbosa Legal located at 407 Lincoln Road PH-NE, Miami Beach, FL 33139. The annual report was filed on April 08, 2015 and lists Tereza C. Van Brussel as the manager and her address as the principal place of business.
This document contains letters and forms from an applicant seeking to participate in a private financial opportunity. It includes: a cover letter listing the enclosed documents; an understanding of the program rules; an affidavit requesting information and confirming the applicant's identity and source of funds; a client information sheet providing details about the applicant's corporation and officers; a corporate resolution authorizing an officer to represent the corporation; a letter of exclusivity granting the program manager exclusive rights to invest the funds for 3 months; and a letter of intent expressing the applicant's desire to participate.
Charles Graham has worked at several broker-dealer firms between 2010 and 2013. He has passed the Series 7 and Series 63 exams. No disciplinary events or disclosures are reported. His employment history includes positions at Spartan Capital Securities, Fordham Financial Management, and John Thomas Financial.
Boris Desancic is on the team of advisors at Clear Creek Financial Management in Silverdale, WA. Boris Desancic has been working for 22 years. Their current role is with Clear Creek Financial Management and they have previously worked for PCG Wealth Advisors, Rental Property, Various Insurance Carriers FOR W R Insurance Agencies and Waddell Reed . Boris Desancic has previously passed the Series 63 and Series 65 examinations, and is registered to provide investment advice in Washington. Boris Desancic may also provide advisory services in other states under an applicable state exemption from registration or notice filing.
Boris Desancic is a wealth advisor who specialises in working with owners of successful small and medium-sized businesses. Boris Desancic earned a Bachelor of Arts (BA) from Central Washington University. Boris Desancic is helping seven-figure business owners save an additional six to seven figures in taxes while building more wealth.
The BrokerCheck report provides information on Kevin Michael Wagner, including two customer disputes, one financial disclosure event, and one judgment/lien. Wagner was previously registered with BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc. and is currently not registered. The customer disputes involved allegations of unsuitable variable annuity purchases and failure to provide appropriate attention regarding a qualified account transfer.
Piedad Caro Alvarez has been a registered broker since 2003. She has passed the Series 6, Series 63, and Series 66 exams. Her employment history includes working at Citicorp Investment Services from 2003 to 2007 and at Citigroup Global Markets Inc. since 2007. There are no disclosed regulatory events or customer complaints in her record.
This document discusses distributions from retirement plans. It provides contact information for Dr. Allen Rumble and his firm Providence Wealth Partners. It notes that securities and advisory services are offered through Transamerica Financial Advisors and lists the states where securities can be sold. The document encourages the reader to contact Dr. Rumble or visit the firm's website with any questions.
Franchise Opportunity
MKG Enterprises Corp is offering franchises in selected states.
Be your own boss by becoming a franchisee (“Associate")
•Initial application fee $500
•Own equity in Franchisor
(Franchise Benefits)
•ExOLI (Executive-Owned Life Insurance)
Executive-owned cash values can be withdrawn and/or borrowed to produce tax free retirement cash flow;
Death benefits paid to the executive’s family are free of income tax.
What is FINRA Arbitration? How do I file a case? If you are an investor and are thinking about filing a FINRA arbitration case, here are the useful information you need. Keep following for more info on investor rights matters every week!
Cornerstone Financial Group provides financial strategies and solutions to individuals, families, and businesses. This includes risk management, investments, distribution planning, estate planning, employee benefits, business valuations, and insurance products. Cornerstone can help clients meet financial and insurance goals such as protecting income, saving for retirement, providing a legacy, or planning a business succession. The document also provides licensing information for representatives of Cornerstone Financial Group.
MBA Compliance Essentials Successor-In-Interest State Report - CaliforniaMBAMortgage
This document provides information about successor-in-interest requirements in California. It discusses that under the CFPB rules, a successor-in-interest is a person to whom ownership of a property securing a mortgage loan is transferred from the original borrower. The document outlines 5 categories of transfers that would make someone a successor-in-interest. It provides a matrix to guide servicers on what documents to request to confirm someone's status as a successor-in-interest in California in a reasonable manner consistent with state law. The matrix is intended to help servicers comply with both the CFPB rules and relevant California law on successors-in-interest.
Equity Crowdfunding Comes of Age: Learn the New Rules for Success. A webinar ...EarlyShares
With the ban lifted on general solicitation, the SEC's new rules advance 80-year-old securities laws to take advantage of technology and modern capabilities, setting the stage for Accredited Equity Crowdfunding.
Now, the game-changing possibilities unlocked by the JOBS Act enable start-ups, small businesses and entrepreneurs to raise capital in an entirely new way from Accredited Investors.
Learn what the new rules mean for businesses and investors, along with the important regulation updates you need to know about Accredited Equity Crowdfunding. Discover what steps to take next, the available investment vehicles, how the accreditation process works -- and the benefits of an online platform that puts it all together. Hear from industry and legal experts who have been at the forefront of the discussion and progress in Equity Crowdfunding.
Speakers:
Joanna Schwartz, CEO of EarlyShares.com
Douglas S. Ellenoff, Partner at Ellenoff Grossman & Schole LLP
This webinar was hosted on September 24th, 2013.
This document provides an overview of the services provided by the Business, Financial Services & Real Estate Division of the law firm Quintairos, Prieto, Wood & Boyer, P.A. It discusses the division's minority certification, association memberships, and practice areas including default legal services, foreclosures, bankruptcy, real estate owned disposition, evictions, and appellate practice. The document also lists recent attorney publications and office locations serviced by the division.
This document summarizes Nevada's gaming licensing process for public companies. It discusses the state's two-tiered regulatory structure, mandatory licensing requirements for public company shareholders, officers, and directors. It also provides an overview of the licensing process, including investigations, interviews, hearings before the Nevada Gaming Control Board and Gaming Commission, and that license approvals can take 8-12 months with no option for appeal.
Based in Miami, Florida, StateTrust Investments Inc., together with StateTrust Capital, LLC (its affiliated investment advisor), provides financial planning services for high-net-worth clients and families. StateTrust Investments is a registered broker-dealer.
USTW, Inc. is seeking a $4 million investment to expand its crowdfunding platform and services. It offers investors exposure to private markets through its network of over 227,000 users and 337 companies funded. The funds will be used for customer acquisition, development, sales, marketing, and operations. USTW has acquired other platforms like Rocket Hub and offers a variety of financial products and services to connect investors with funding opportunities in high-growth sectors.
JSVP AND CO is a chartered accountancy firm that provides various services including company incorporation, auditing, taxation advisory, and compliance services. They have experience working with global clients and non-governmental organizations. Their portfolio includes services related to mergers and acquisitions, tax scrutiny and raids, NRI taxation, and representing clients in legal cases. The firm has several chartered accountants as partners with experience in fields like taxation, auditing, corporate planning, and liaising with government departments. Contact details for the firm are provided on the last page.
This report provides K&L Gates' initial executive summary of Section 3801 of the Tax Cuts and Jobs Act, which would virtually eliminate the NQDC market and have broad impacts on a number of common compensation arrangements across our economy.
This document provides information and advice about investing for retirement. It discusses determining how much savings is needed for retirement based on desired monthly income. It also covers common retirement income sources like employer plans, IRAs, and personal savings. The document advises developing a long-term growth plan for investments and choosing an appropriate asset allocation based on risk tolerance. It emphasizes the importance of starting to save and invest for retirement early.
Providence Wealth Partners Keys to investing for retirementBrandonSinger
No matter what our occupations, most of us share a common goal of a comfortable retirement. Almost everyone looks forward to the day when they can retire and enjoy more free time. And so, the investment decisions we make in preparation for that retirement are crucial.
Similar to Jerry DeWayne McCutchen Sr. - FINRA BrokerCheck Report (20)
Acolyte Episodes review (TV series) The Acolyte. Learn about the influence of the program on the Star Wars world, as well as new characters and story twists.
El Puerto de Algeciras continúa un año más como el más eficiente del continente europeo y vuelve a situarse en el “top ten” mundial, según el informe The Container Port Performance Index 2023 (CPPI), elaborado por el Banco Mundial y la consultora S&P Global.
El informe CPPI utiliza dos enfoques metodológicos diferentes para calcular la clasificación del índice: uno administrativo o técnico y otro estadístico, basado en análisis factorial (FA). Según los autores, esta dualidad pretende asegurar una clasificación que refleje con precisión el rendimiento real del puerto, a la vez que sea estadísticamente sólida. En esta edición del informe CPPI 2023, se han empleado los mismos enfoques metodológicos y se ha aplicado un método de agregación de clasificaciones para combinar los resultados de ambos enfoques y obtener una clasificación agregada.
Here is Gabe Whitley's response to my defamation lawsuit for him calling me a rapist and perjurer in court documents.
You have to read it to believe it, but after you read it, you won't believe it. And I included eight examples of defamatory statements/
Essential Tools for Modern PR Business .pptxPragencyuk
Discover the essential tools and strategies for modern PR business success. Learn how to craft compelling news releases, leverage press release sites and news wires, stay updated with PR news, and integrate effective PR practices to enhance your brand's visibility and credibility. Elevate your PR efforts with our comprehensive guide.
An astonishing, first-of-its-kind, report by the NYT assessing damage in Ukraine. Even if the war ends tomorrow, in many places there will be nothing to go back to.
Jerry DeWayne McCutchen Sr. - FINRA BrokerCheck Report
1. BrokerCheck Report
JERRY DEWAYNE MCCUTCHEN SR
Report #33966-90421, data current as of Monday, March 10, 2014.
Section Title
Report Summary
Broker Qualifications
Registration and Employment History
Disclosure Events
CRD# 1076678
1
2 - 4
5 - 6
7
Page(s)
2. About BrokerCheck®
BrokerCheck offers information on all current-and many former-FINRA-registered securities brokers, and all current and
former FINRA-registered securities firms. FINRA strongly encourages investors to use BrokerCheck to check the
background of securities brokers and brokerage firms before deciding to conduct, or continue to conduct, business with
them.
·
· What is included in a BrokerCheck report?
BrokerCheck reports for individual brokers include information such as employment history, professional
qualifications, disciplinary actions, criminal convictions, civil judgments and arbitration awards. BrokerCheck
reports for brokerage firms include information on a firm’s profile, history, and operations, as well as many of the
same disclosure events mentioned above.
Please note that the information contained in a BrokerCheck report may include pending actions or allegations
that may be contested, unresolved or unproven. In the end, these actions or allegations may be resolved in favor
of the broker or brokerage firm, or concluded through a negotiated settlement with no admission or finding of
wrongdoing.
·
· Where did this information come from?
The information contained in BrokerCheck comes from FINRA’s Central Registration Depository, or CRD® and is
a combination of:
o information FINRA and/or the Securities and Exchange Commission (SEC) require brokers and
brokerage firms to submit as part of the registration and licensing process, and
o information that regulators report regarding disciplinary actions or allegations against firms or brokers.
·
· How current is this information?
Generally, active brokerage firms and brokers are required to update their professional and disciplinary
information in CRD within 30 days. Under most circumstances, information reported by brokerage firms, brokers
and regulators is available in BrokerCheck the next business day.
·
· What if I want to check the background of an investment adviser firm or investment adviser
representative?
To check the background of an investment adviser firm or representative, you can search for the firm or individual
in BrokerCheck. If your search is successful, click on the link provided to view the available licensing and
registration information in the SEC's Investment Adviser Public Disclosure (IAPD) website at
http://www.adviserinfo.sec.gov. In the alternative, you may search the IAPD website directly or contact your state
securities regulator at http://www.nasaa.org.
·
· Are there other resources I can use to check the background of investment professionals?
FINRA recommends that you learn as much as possible about an investment professional before deciding to work
with them. Your state securities regulator can help you research brokers and investment adviser representatives
doing business in your state.
Thank you for using FINRA BrokerCheck.
For more information about
FINRA, visit www.finra.org.
Using this site/information means
that you accept the FINRA
BrokerCheck Terms and
Conditions. A complete list of
Terms and Conditions can be
found at
For additional information about
the contents of this report, please
refer to the User Guidance or
www.finra.org/brokercheck. It
provides a glossary of terms and a
list of frequently asked questions,
as well as additional resources.
brokercheck.finra.org