The BrokerCheck report provides information on Kevin Michael Wagner, including two customer disputes, one financial disclosure event, and one judgment/lien. Wagner was previously registered with BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc. and is currently not registered. The customer disputes involved allegations of unsuitable variable annuity purchases and failure to provide appropriate attention regarding a qualified account transfer.
William Walter Gammon - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for William Walter Gannon. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Wilson Dennis Colberg Trigo - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Wilson Dennis Colberg Trigo. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Jeffrey Guy Labelle - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Jeffrey Guy Labelle. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
William Walter Gammon - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for William Walter Gannon. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Wilson Dennis Colberg Trigo - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Wilson Dennis Colberg Trigo. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Jeffrey Guy Labelle - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Jeffrey Guy Labelle. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
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Check your employee background on Nearlyjobs.com. Background checks provide an opportunity for someone to check a person's criminal record, education, employment history
Boris Desancic is on the team of advisors at Clear Creek Financial Management in Silverdale, WA. Boris Desancic has been working for 22 years. Their current role is with Clear Creek Financial Management and they have previously worked for PCG Wealth Advisors, Rental Property, Various Insurance Carriers FOR W R Insurance Agencies and Waddell Reed . Boris Desancic has previously passed the Series 63 and Series 65 examinations, and is registered to provide investment advice in Washington. Boris Desancic may also provide advisory services in other states under an applicable state exemption from registration or notice filing.
Paul Cragg Larsen - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Paul Cragg Larsen. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Richard Whitfield Brown - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Richard Whitfield Brown. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Jerry DeWayne McCutchen Sr. - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Jerry DeWayne McCutchen Sr. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Brian Presley - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Brian Presley. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
BrokerCheck report for Hoke Sloan Shuler. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Dustin Allen Smith - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Dustin Allen Smith. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Boris Desancic is a wealth advisor who specialises in working with owners of successful small and medium-sized businesses. Boris Desancic earned a Bachelor of Arts (BA) from Central Washington University. Boris Desancic is helping seven-figure business owners save an additional six to seven figures in taxes while building more wealth.
Robert Owen Klein - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Robert Owen Klein. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Employee background verification company in bangalore at NearlyjobsJobsrodTeam
Check your employee background on Nearlyjobs.com. Background checks provide an opportunity for someone to check a person's criminal record, education, employment history
Boris Desancic is on the team of advisors at Clear Creek Financial Management in Silverdale, WA. Boris Desancic has been working for 22 years. Their current role is with Clear Creek Financial Management and they have previously worked for PCG Wealth Advisors, Rental Property, Various Insurance Carriers FOR W R Insurance Agencies and Waddell Reed . Boris Desancic has previously passed the Series 63 and Series 65 examinations, and is registered to provide investment advice in Washington. Boris Desancic may also provide advisory services in other states under an applicable state exemption from registration or notice filing.
Paul Cragg Larsen - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Paul Cragg Larsen. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Richard Whitfield Brown - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Richard Whitfield Brown. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Jerry DeWayne McCutchen Sr. - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Jerry DeWayne McCutchen Sr. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Brian Presley - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Brian Presley. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
BrokerCheck report for Hoke Sloan Shuler. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Dustin Allen Smith - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Dustin Allen Smith. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
Boris Desancic is a wealth advisor who specialises in working with owners of successful small and medium-sized businesses. Boris Desancic earned a Bachelor of Arts (BA) from Central Washington University. Boris Desancic is helping seven-figure business owners save an additional six to seven figures in taxes while building more wealth.
Robert Owen Klein - FINRA BrokerCheck Reportvernonhealy
BrokerCheck report for Robert Owen Klein. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
BrokerCheck report for Randall Shane Bouley. It is uploaded here by Vernon Healy law firm. To learn more about your broker, please visit investigate your broker, or call us at 877-649-5394.
This is the latest version (as of February 2023) of the Candidate Handbook provided to all real estate license candidates upon successfully completing a 40-hour Massachusetts real estate license exam prep course. To learn more about obtaining a Massachusetts real estate license, visit keepmecertified.com
Based in Miami, Florida, StateTrust Investments Inc., together with StateTrust Capital, LLC (its affiliated investment advisor), provides financial planning services for high-net-worth clients and families. StateTrust Investments is a registered broker-dealer.
Equity Crowdfunding Comes of Age: Learn the New Rules for Success. A webinar ...EarlyShares
With the ban lifted on general solicitation, the SEC's new rules advance 80-year-old securities laws to take advantage of technology and modern capabilities, setting the stage for Accredited Equity Crowdfunding.
Now, the game-changing possibilities unlocked by the JOBS Act enable start-ups, small businesses and entrepreneurs to raise capital in an entirely new way from Accredited Investors.
Learn what the new rules mean for businesses and investors, along with the important regulation updates you need to know about Accredited Equity Crowdfunding. Discover what steps to take next, the available investment vehicles, how the accreditation process works -- and the benefits of an online platform that puts it all together. Hear from industry and legal experts who have been at the forefront of the discussion and progress in Equity Crowdfunding.
Speakers:
Joanna Schwartz, CEO of EarlyShares.com
Douglas S. Ellenoff, Partner at Ellenoff Grossman & Schole LLP
This webinar was hosted on September 24th, 2013.
Franchise Opportunity
MKG Enterprises Corp is offering franchises in selected states.
Be your own boss by becoming a franchisee (“Associate")
•Initial application fee $500
•Own equity in Franchisor
(Franchise Benefits)
•ExOLI (Executive-Owned Life Insurance)
Executive-owned cash values can be withdrawn and/or borrowed to produce tax free retirement cash flow;
Death benefits paid to the executive’s family are free of income tax.
Kut Financial purchases delinquent subprime auto debt and refinances to fit the budget of our clients. But we don't stop there...We provide education, progress dashboard, and proactive engagement to ensure clients improve their financial wellness
1. BrokerCheck Report
KEVIN MICHAEL WAGNER
Section Title
Report Summary
Broker Qualifications
Registration and Employment History
Disclosure Events
CRD# 4734473
1
2 - 3
4 - 5
6
Page(s)
2. About BrokerCheck®
BrokerCheck offers information on all current, and many former, registered securities brokers, and all current and former
registered securities firms. FINRA strongly encourages investors to use BrokerCheck to check the background of
securities brokers and brokerage firms before deciding to conduct, or continue to conduct, business with them.
· What is included in a BrokerCheck report?
· BrokerCheck reports for individual brokers include information such as employment history, professional
qualifications, disciplinary actions, criminal convictions, civil judgments and arbitration awards. BrokerCheck
reports for brokerage firms include information on a firm’s profile, history, and operations, as well as many of the
same disclosure events mentioned above.
· Please note that the information contained in a BrokerCheck report may include pending actions or
allegations that may be contested, unresolved or unproven. In the end, these actions or allegations may be
resolved in favor of the broker or brokerage firm, or concluded through a negotiated settlement with no admission
or finding of wrongdoing.
· Where did this information come from?
· The information contained in BrokerCheck comes from FINRA’s Central Registration Depository, or
CRD® and is a combination of:
o information FINRA and/or the Securities and Exchange Commission (SEC) require brokers and
brokerage firms to submit as part of the registration and licensing process, and
o information that regulators report regarding disciplinary actions or allegations against firms or brokers.
· How current is this information?
· Generally, active brokerage firms and brokers are required to update their professional and disciplinary
information in CRD within 30 days. Under most circumstances, information reported by brokerage firms, brokers
and regulators is available in BrokerCheck the next business day.
· What if I want to check the background of an investment adviser firm or investment adviser
representative?
· To check the background of an investment adviser firm or representative, you can search for the firm or
individual in BrokerCheck. If your search is successful, click on the link provided to view the available licensing
and registration information in the SEC's Investment Adviser Public Disclosure (IAPD) website at
http://www.adviserinfo.sec.gov. In the alternative, you may search the IAPD website directly or contact your state
securities regulator at http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/P455414.
· Are there other resources I can use to check the background of investment professionals?
· FINRA recommends that you learn as much as possible about an investment professional before deciding
to work with them. Your state securities regulator can help you research brokers and investment adviser
representatives doing business in your state.
·
Thank you for using FINRA BrokerCheck.
For more information about
FINRA, visit www.finra.org.
Using this site/information means
that you accept the FINRA
BrokerCheck Terms and
Conditions. A complete list of
Terms and Conditions can be
found at
For additional information about
the contents of this report, please
refer to the User Guidance or
www.finra.org/brokercheck. It
provides a glossary of terms and a
list of frequently asked questions,
as well as additional resources.
brokercheck.finra.org