2. CONFIDENTIAL &
PROPRIETARY
InvestLab
Introduction
‣ InvestLab provides an on-demand financial
technology platform that enables brokerage firms to
reach global markets.
‣ The world’s largest banks, brokerage firms and asset
managers use our technology.
‣ Our software as a service fee schedule is unique in
the industry and allows you to “pay as you go”.
2
3. CONFIDENTIAL &
PROPRIETARY
InvestLab
InvestLab
CONFIDENTIAL &
PROPRIETARY
Product Features
‣ Broker in a box - complete private
label, global content, market
connectivity, and client
administration solution
‣ Pre-trade order vetting and
multiple permission checks for risk
and regulatory control
‣ Unique and industry compliant
Social investing features for
collaboration between users,
support team & wealth managers
‣ Complete “Broker in a Box” for
real-time client & order
management, reporting, and
options for post-trade processing
‣ Allows firms to quickly adopt new
regulatory and market mandates
‣ Multi-asset, multi-currency,
multi-lingual and broker neutral
for maximum customisation
‣ REST API to build new features on
top of existing services
‣ Rapidly develop new client
interfaces for web or mobile
‣ Integrate third party apps
directly into MIX or run as a stand
alone offering
MIX Administration InvestCloudMIX Client
3
4. CONFIDENTIAL &
PROPRIETARY
InvestLab
InvestLab
CONFIDENTIAL &
PROPRIETARY
Broker in a Box
MIX
Admin
InvestCloud
MIX
ClientInvestors
Execution
Brokers
Data Providers
& Other
Destinations
Exchanges
Clearing
Houses
Global
Custodian
Banks
InvestLab’s “Broker in a Box”
An end-to-end, white label
solution for our clients
‣ Comprehensive platform that includes OMS/EMS, pre-trade risk, reports, and 100+ other features.
‣ Linked to post trade processing facilities for corporate action and other general account updates.
‣ Dual risk controls and reporting for maximum efficiency and reconciliation.
‣ Available API and rule based system to allow Clients to build upon or customize the offering.
4
5. CONFIDENTIAL &
PROPRIETARY
InvestLab
InvestLab
CONFIDENTIAL &
PROPRIETARY
CONFIDENTIAL &
PROPRIETARY
InvestLab
Software Architecture
Technology Highlights
This end-to-end development stack
enables us to offer our clients a full
“broker in a box” service.
‣ Enterprise architecture for stability, security,
and scale that we back with a Service Level
Agreement.
‣ Ability to scale on-demand due to stateless
service architecture and hybrid cloud
infrastructure,
‣ REST API for maximum cross platform
deployment (web, mobile, apps).
‣ Flexible and adaptive components that allow
for easy upgrades and enhancements with
limited (if any) downtime.
‣ Proven technology stack used by leading
internet and financial companies like Google,
Oracle, IBM, Merrill Lynch and Goldman Sachs.
‣ Passed multiple external assessments and
audits with exams for technology and operational
procedures by major banks.
Web Browser
RESTful Web Services (XML or JSON)
iOS Android /Others
Javascript ActionScript Objective-C
CocoaExtJS Flex
Java
JAX-RS
OMS/EMS Report Eng. Rules Acct Mgt
Multi Service Containers & Messaging Database
Java Virtual Machine
Red Hat Enterprise LINUX
5
6. CONFIDENTIAL &
PROPRIETARY
InvestLab
Security Layers
Security
Our security practices are monitored and verified
and follow the same 256-bit encryption and
physical security that most banks use.
‣ All messaging is 256-bit encrypted. This
prevents hackers from “tapping” a data
conversation.
‣ Login credentials are encrypted and
additional tokens are an option.
‣ Fully hosted in a tier 4 data center with
facilities in Asia and the US. The same
data centre with leading financial
companies and Exchanges.
‣ Granular access controls and
networking segmentation between
transaction, history and user data.
‣ Passed multiple external assessments
and audits with exams for technology
and operational procedures.
MIX Client users MIX Admin users
SSL 256-bit encryption
Firewall
Authentication
Intrusion detection system
Firewall
Tier 4 Data Centers: USA Tier 4 Data Centers: Asia
Verisign technology
Application servers
Physical security + audited operations
6
7. CONFIDENTIAL &
PROPRIETARY
InvestLab
MIX Client: Online Investing
Multi-market, multi-lingual, multi-currency
Private label and
fully customized
(component
based) online
trading platform
Pre-trade order validation and vetting for
all markets and order types
7
8. CONFIDENTIAL &
PROPRIETARY
InvestLab
MIX Client: Research & Dashboards
Global market data
with real-time or
delayed streams
Drag and drop any
widget to create
custom dashboards.
Name and save up
to 10 dashboards.
Global reference
data including
corporate actions
and security master
20+ data widgets including global heat map, top
gainers/losers, indices, sentiment and watch lists
8
9. CONFIDENTIAL &
PROPRIETARY
InvestLab
MIX Client: MarketFloor
Users connect with other
like minded investors to
discover new opportunities
Wealth managers and
account representatives
connect with users to form
plans on investments and
answer questions
Leader board, follow the trade and ratings
for users to gauge performance against
peers and to trade more often
9
10. CONFIDENTIAL &
PROPRIETARY
InvestLab
MIX Administration
Custom reporting on firm,
user and account activity
Role based authorization for
internal access and control
Real-time buying power,
balances, positions and
trade management
Connectivity to your internal systems
10
11. CONFIDENTIAL &
PROPRIETARY
InvestLab
Summary
‣ Comprehensive broker in a box solution for retail
brokerage firms, wealth managers or banks.
‣ Enterprise architecture and bank level security.
‣ API for custom app development and deployment.
‣ Software as a Service fee schedule so you “pay as
you go” without costly implementation and
maintenance fees.
11
