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In carrying out their engagements, which financial advisor would NOT be subject to the Preparer
penaity? a) George, who is preparing a tax return for Mario b) Sandra, who is providing tax
advice to Frank c) Allan, who is providing financial planning advice to Joan d) Margo, who is
preparing an appraisal report to be filed with the income tax returns of the partners in Sleepy
Hollow Golf Course

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