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PRESENTED BY
PAUL R. HALES, J.D.
1
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
Register Now
PAUL R. HALES
ATTORNEY AT LAW
Health Information โ€“ HIPAA
Protecting Patient Privacy is Our Jobยฎ
Legal Education โ€“ Not Legal Advice
AttorneyHales.com @hipaaetool 314-534-3534
PaulHales@AttorneyHales.com
HIPAA Risk Analysis & Risk Management
2
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
HIPAA Risk Analysis & Risk Management
What Are We Going to Cover?
How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance
Itโ€™s just a 3 Act Play!
National Crisis โ€“ Failure to do HIPAA RA-RM โ€“ OCR Audit
NIST/OCR HIPAA Risk Analysis & Risk Management
Risk Analysis โ€“ Identify Risk and Level of Risk
Affecting All PHI โ€“ All Locations โ€“ Every Year
Risk Management โ€“ Reduce Risks to Reasonable & Appropriate Level
How to do NIST/OCR RA-RM in 3 Acts โ€“ Step-by-Step
3
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
HIPAA Risk Analysis & Risk Management
How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance
HIPAA Rules โ€“ Easy to Follow
Step-by-Step
When You Know the Steps
No RA-RM Steps in the HIPAA Rules!
NIST/ OCR Guidance
4
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
Itโ€™s just โ€“
A 3 Act Play
Act 1 โ€“ Setup
Risk Analysis
1. Assemble Information
โ€ข PHI Locations in your Information System
โ€ข Workforce โ€“ Business Associates
โ€ข Identify Threats, Vulnerabilities and Risks
2. Assess Level of Risks
HIPAA Risk Analysis & Risk Management
How to do NIST/OCR RA-RM Step-by-Step
5
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
Determining Level of Risk โ€“ NIST Risk Management Procedures
3 Things determine Level of Risk
1.Impact โ€“ First consider the degree of Impact (very high, high, medium,
low, very low) caused by a Risk if a Threat triggered a Vulnerability
2.Likelihood โ€“ Next, consider the Likelihood that a Threat might occur
(very low, low, medium, high, very high) to trigger a Vulnerability and
cause a Risk
3.Controls โ€“ Finally consider effectiveness of Controls in place to reduce
the Vulnerability in an Information System
6
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
HIPAA Risk Analysis & Risk Management
How to do NIST/OCR RA-RM Step-by-Step
Itโ€™s just โ€“
A 3 Act Play
Act 1 โ€“ Setup
Risk Analysis
1. Assemble Information
โ€ข PHI Locations in your Information System
โ€ข Workforce โ€“ Business Associates
โ€ข Identify Threats, Vulnerabilities and Risks
2. Assess Level of Risks
HIPAA Risk Analysis & Risk Management
How to do NIST/OCR RA-RM Step-by-Step
7
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
Itโ€™s just โ€“
A 3 Act Play
Act 2 โ€“ Confrontation
Risk Management Actions
Reduce Risks to Reasonable and Appropriate Level
Act 3 โ€“ Resolution
Risk Management Program
Active โ€“ Documented โ€“ In Place
HIPAA Risk Analysis & Risk Management
How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance
8
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
HIPAA Risk Analysis & Risk Management
How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance
HIPAA Rules โ€“ Easy to Follow
Step-by-Step
When You Know the Steps
No RA-RM Steps in the HIPAA Rules!
NIST/ OCR Guidance
9
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
HIPAA Risk Analysis & Risk Management
10
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
Concluding Discussion, Questions, Comments
Itโ€™s Your Turn
Questions, Comments, Suggestions
HIPAA Risk Analysis & Risk Management
In Conclusion, we have Reviewed
How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance
Itโ€™s just a 3 Act Play!
National Crisis โ€“ Failure to do HIPAA RA-RM โ€“ OCR Audit
NIST/OCR HIPAA Risk Analysis & Risk Management
Risk Analysis โ€“ Identify Risk and Level of Risk
Affecting All PHI โ€“ All Locations โ€“ Every Year
Risk Management โ€“ Reduce Risks to Reasonable & Appropriate Level
How to do NIST/OCR RA-RM in 3 Acts โ€“ Step-by-Step
11
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
HIPAA Risk Analysis & Risk Management
Thank You
Paul Hales, J. D.
PaulHales@AttorneyHales.com
314-534-3534
12
www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
Register Now

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HIPAA Compliance: Understanding Risk Analysis and Management

  • 1. PRESENTED BY PAUL R. HALES, J.D. 1 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC Register Now
  • 2. PAUL R. HALES ATTORNEY AT LAW Health Information โ€“ HIPAA Protecting Patient Privacy is Our Jobยฎ Legal Education โ€“ Not Legal Advice AttorneyHales.com @hipaaetool 314-534-3534 PaulHales@AttorneyHales.com HIPAA Risk Analysis & Risk Management 2 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
  • 3. HIPAA Risk Analysis & Risk Management What Are We Going to Cover? How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance Itโ€™s just a 3 Act Play! National Crisis โ€“ Failure to do HIPAA RA-RM โ€“ OCR Audit NIST/OCR HIPAA Risk Analysis & Risk Management Risk Analysis โ€“ Identify Risk and Level of Risk Affecting All PHI โ€“ All Locations โ€“ Every Year Risk Management โ€“ Reduce Risks to Reasonable & Appropriate Level How to do NIST/OCR RA-RM in 3 Acts โ€“ Step-by-Step 3 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
  • 4. HIPAA Risk Analysis & Risk Management How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance HIPAA Rules โ€“ Easy to Follow Step-by-Step When You Know the Steps No RA-RM Steps in the HIPAA Rules! NIST/ OCR Guidance 4 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
  • 5. Itโ€™s just โ€“ A 3 Act Play Act 1 โ€“ Setup Risk Analysis 1. Assemble Information โ€ข PHI Locations in your Information System โ€ข Workforce โ€“ Business Associates โ€ข Identify Threats, Vulnerabilities and Risks 2. Assess Level of Risks HIPAA Risk Analysis & Risk Management How to do NIST/OCR RA-RM Step-by-Step 5 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
  • 6. Determining Level of Risk โ€“ NIST Risk Management Procedures 3 Things determine Level of Risk 1.Impact โ€“ First consider the degree of Impact (very high, high, medium, low, very low) caused by a Risk if a Threat triggered a Vulnerability 2.Likelihood โ€“ Next, consider the Likelihood that a Threat might occur (very low, low, medium, high, very high) to trigger a Vulnerability and cause a Risk 3.Controls โ€“ Finally consider effectiveness of Controls in place to reduce the Vulnerability in an Information System 6 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC HIPAA Risk Analysis & Risk Management How to do NIST/OCR RA-RM Step-by-Step
  • 7. Itโ€™s just โ€“ A 3 Act Play Act 1 โ€“ Setup Risk Analysis 1. Assemble Information โ€ข PHI Locations in your Information System โ€ข Workforce โ€“ Business Associates โ€ข Identify Threats, Vulnerabilities and Risks 2. Assess Level of Risks HIPAA Risk Analysis & Risk Management How to do NIST/OCR RA-RM Step-by-Step 7 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
  • 8. Itโ€™s just โ€“ A 3 Act Play Act 2 โ€“ Confrontation Risk Management Actions Reduce Risks to Reasonable and Appropriate Level Act 3 โ€“ Resolution Risk Management Program Active โ€“ Documented โ€“ In Place HIPAA Risk Analysis & Risk Management How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance 8 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
  • 9. HIPAA Risk Analysis & Risk Management How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance HIPAA Rules โ€“ Easy to Follow Step-by-Step When You Know the Steps No RA-RM Steps in the HIPAA Rules! NIST/ OCR Guidance 9 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
  • 10. HIPAA Risk Analysis & Risk Management 10 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC Concluding Discussion, Questions, Comments Itโ€™s Your Turn Questions, Comments, Suggestions
  • 11. HIPAA Risk Analysis & Risk Management In Conclusion, we have Reviewed How to do HIPAA RA-RM โ€“ Preview โ€“ NIST/OCR Guidance Itโ€™s just a 3 Act Play! National Crisis โ€“ Failure to do HIPAA RA-RM โ€“ OCR Audit NIST/OCR HIPAA Risk Analysis & Risk Management Risk Analysis โ€“ Identify Risk and Level of Risk Affecting All PHI โ€“ All Locations โ€“ Every Year Risk Management โ€“ Reduce Risks to Reasonable & Appropriate Level How to do NIST/OCR RA-RM in 3 Acts โ€“ Step-by-Step 11 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC
  • 12. HIPAA Risk Analysis & Risk Management Thank You Paul Hales, J. D. PaulHales@AttorneyHales.com 314-534-3534 12 www.thehipaaetool.com Protecting Patient Privacy is our Jobยฎ ยฉ 2022 ET&C Group LLC Register Now