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The use of CART algorithms to combine serum acute phase protein levels as a
                    diagnostic aid in canine lymphoma.
Background. Identification of some of the biomarkers used in the original Lymphoma Blood test confirmed a
role for acute phase proteins (APPs) in the detection of lymphoma in dogs. However, it has long been
recognised that measurement of signal alone does not give sufficient test performance due to poor specificity.
However, measuring multiple APPs and combining the results in an analytical algorithm could dramatically
improve performance.

Objectives. To determine the efficacy of algorithms using Classification and Regression Tree (CART) analysis
which combine the measurement of two APPs, Haptoglobin (HAPT) and C-Reactive Protein (CRP), for the
detection of lymphoma in dogs.

Dogs. A sample test set of 194 dogs comprising 64 diagnosed with lymphoma, 51 healthy and 79 other
conditions which commonly present with symptoms similar to lymphoma.

Methods. Serum samples were collected from dogs undergoing differential diagnosis for lymphoma.
Lymphoma positive samples were confirmed by either FNA or excisional biopsy. Non-lymphoma dogs were
confirmed to be free of the disease at a minimum of six months after providing the serum sample.

Results. By combining serum HAPT and CRP levels using a specifically designed algorithm, it was possible to
differentiate between dogs with lymphoma and other diseases with great precision giving specificity of 93%
and sensitivity of 85%. By comparing lymphoma and healthy dogs only, the test showed 100% specificity.

Conclusions. Combining canine serum APP levels using CART analysis enables differentiation between dogs
diagnosed with lymphoma and other commonly encountered conditions in differential diagnosis with high
levels of diagnostic significance.

Introduction.

During previous mass spectrometry studies on               spectrometry (LC MS) to determine the amino
canine lymphoma, a number of protein peaks                 acid sequence of each protein. The sequences
were shown to be constantly different                      were then compared to protein sequences in
between serum from dogs with lymphoma                      the National Centre For Biotechnology
and control samples from dogs with other                   Information database using the MASCOT
diseases. In all, 13 peaks were shown to be                search engine to determine the protein
significantly differentially expressed between             identity.
the populations at the p<0.05 level. These
peaks ranged from 5.3 to 74.4 kDa in size.                 This approach definitively identified the 35.9
                                                           kDa peak to be HAPT. Further work is still on
On further analysis, it was observed that two              going to complete the analysis of the 74 kDa
peaks showed particularly pronounced                       peak.
significant differences between the groups of
dogs. These showed molecular weights of                    HAPT has been known as an acute phase
35.9 and 74.4 kDa. It was therefore decided                protein for some time, but has yet to find a
to investigate these proteins further in order             strong application in veterinary medicine.
to characterise and identify them.                         Mischle et al1 have shown significantly
                                                           elevated serum levels of HAPT in dogs with
The two protein peaks were purified using a                lymphoma and other lymphatic neoplasia.
combination of chromatographic and                         However, it was concluded that the HAPT by
electrophoretic      processes   and    the                itself was not specific to lymphoma and
subsequently purified bands were then                      therefore not a good diagnostic marker for
analysed by liquid chromatography mass                     this disease.

                                                                                                           1
PetScreen Technical Brief Number 1
From the start, the PetScreen approach has        relevant procedures.
been to work with multiple markers in order
to improve test performance. Classification       A sample training set 139 samples comprising
and Regression Tree (CART) analysis was used      dogs diagnosed with lymphoma, healthy dogs
to develop algorithms which combine values        and those diagnosed with other diseases was
from different markers to dramatically            initially used to develop the algorithms using
improve performance above that available          CART analysis. The resultant algorithm was
from single biomarkers alone. A number of         then tested using a further 194 samples also
factors pointed us to investigate the potential   comprising lymphoma, healthy and other
of developing novel algorithms using acute        disease dogs as illustrated in tables 1 and 2.
phase proteins in combination:
                                                  Methods.
        C-Reactive Protein (CRP) is now
         routinely used during the diagnostic     Assay of Acute Phase Proteins.
         work up of Non-Hodgkin’s Lymphoma
         in humans.                               1 ml serum samples were collected in serum
        Several reports have shown the CRP       gel tubes and shipped to the PetScreen
         levels are elevated in dogs with         laboratory on ice. On arrival, the samples
         lymphoma, but like HAPT, its stand-      were aliquoted and stored at -20oC until
         alone performance was not adequate       tested.
         for diagnostic purposes.
        The FDA has recently approved a          The samples were tested in batches using
         multi-marker test which uses an          commercially available assay kits for HAPT
         algorithm     to   combine     known     and CRP (Tridelta Development Ltd). All tests
         unspecific biomarkers to dramatically    were performed in 96 well microplates and
         improve specificity for human ovarian    read in a standard 96 well microplate
         cancer detection (the Ova-1 test)2.      photometer.
        Very sensitive assays for both HAPT
         and CRP in dogs already exist.           Generation of Diagnostic Algorithms.

Consequently, we began testing both HAPT          Ciphergen Biomarker Pattern Software (BPS)
and CRP levels in canine serum taken from         was used to generate a series of algorithms.
large numbers of dogs diagnosed with              BPS is a statistics package which automates
lymphoma and other conditions.                    the Classification and Regression Tree (CART)
                                                  procedure for handling complex, multi-
Canine Samples.                                   parameter data contained in a database. CART
                                                  was first introduced by Leo Breiman3 et al
All samples were obtained from first opinion      from Berkeley and Stanford in 1984. CART
practices in the UK and were subjected to         presents results in the form of a “decision
rigorous follow up. For a dog to be classified    tree” which allows highly complex data to be
as healthy it must be free of lymphoma for a      expressed using easy to read diagrams based
minimum of six months following collection of     on “yes/no” questions. CART analysis is now
the blood sample. Healthy samples were also       widely used to represent complex data in
obtained from the Pet Blood Bank where            diverse areas such as medical, marketing,
samples were taken from rigorously health         environmental, banking and commercial
screened dogs (generally large breeds), who       applications.    By providing a convenient
were donating blood for transfusion.              means of adding extra parameters to an
Lymphoma samples were all positive on either      analysis, CART has the potential to increase
FNA or excisional biopsy and only pre-            the accuracy of the predictions.
treatment samples were accepted into the
study. Other diseases were diagnosed by           BPS looks at the values at each node (i.e. is

                                                                                             2
PetScreen Technical Brief Number 1
the threshold for biomarker 1 greater than or      which gave the best overall performance was
less than X) and automatically varies them in      then tested for performance using a second
order to produce a decision tree with the          sample series (the Test Set) which were
greatest analytical power. In the case of          presented blind to the algorithm.
biomarker discovery, this is based on
providing the software with a training data set    Sample Test Set.
which contains spectra from known healthy
and diseased individuals.        The resultant     A total of 194 samples were collected for the
decision trees are then tested using a second      test set. The composition of samples is shown
data series to objectively validate each tree’s    in table 1:
performance. In some cases, it is possible to
“prune” the trees to remove nodes which are           Condition of Dog Number in Group
actually inducing errors. In all cases of CART        Lymphoma              64
analysis, the larger the data sets employed,          Healthy               51
the more accurate the resultant predictions           Other diseases        79
will be.
                                                   The mean age of all dogs in the test set was
The algorithm takes the value of one               7.9 years. 47.2% were female and 52.8%
parameter and determines if it is about or         were male. 60.8% of all the dogs were
below a defined threshold. If it is above the      neutered.
Root Node threshold, the algorithm will show
the sample to be positive. If below the            Since these were real world samples obtained
threshold, the algorithm will assign data to       from vets who suspected the dog had
Node 1, were it determines the value of the        lymphoma, the other diseases represented
second parameter (marker) against a specified      those commonly encountered during the
threshold. The results are then split again,       differential diagnosis of canine lymphoma.
either giving a negative answer or moving the      From our experience with the original
data onto a third node, where further splitting    Lymphoma blood test, the relative proportion
of the sample is achieved. Through a process       of lymphoma (33%), healthy (26%) and other
of iteration, the software uses the training set   diseases (41%) is typical of the samples
data to build decision trees in this manner, up    received by our laboratory.
to a point when optimal differentiation
between the populations is achieved. At this       The composition of the other diseases group
point the resultant algorithm can then be          is shown in table 2:
tested against blinded samples contained in
the sample test set.                                      Condition of Dog           Number in
                                                                                      Group
Sample Training Set.                               Lymphadenopathy including            34
                                                   benign lymphatic hyperplasia
Initially, the HAPT and CRP results from 139       Other malignancies                    11
separate known serum samples comprising            Benign masses                         5
healthy, lymphoma and other conditions were        Infection                             3
fed into Biomarker Pattern Software along          General Malaise/weight loss           6
with the diagnosis for each sample. This           Hypercalceamia                        4
sample cohort represented the “training” set       Hyperthyroidism                       3
from which the software (through a process         Inflammatory condition                4
of iteration) produces a range of algorithms       Various other diseases                9
with different performance characteristics.
Eight individual algorithms were developed in      The HAPT and CRP levels were measured in all
this way, each with varying degrees of             194 test set samples. Both values for each
performance and complexity. The algorithm          sample were then fed into the diagnostic

                                                                                              3
PetScreen Technical Brief Number 1
algorithm which produced a positive or            sensitivity and specificity of the test.
negative result for lymphoma.                     However, these parameters can be very easily
                                                  and dramatically affected by the composition
Results.                                          of the test population. Unfortunately, levels
                                                  of sensitivity and specificity are frequently
After analysis, the results were compared to      quoted based upon comparisons between the
the known diagnosis of each sample and each       specific disease population and a completely
result expressed as TN, TP, FN or FP. From        healthy cohort. This approach has the effect
these data, the sensitivity and specificity was   of over stating specificity when the test is
determined.                                       subject to real world samples which come
                                                  from a wide range of different diseases.
The results for the total 194 samples in the      Samples encountered during differential
test set are shown in table 3:                    diagnosis can give false positive due results
                                                  due to cross reactivity and can therefore have
        Outcome        Number in Group            a negative effect on the quoted specificity. In
        TP                  54                    veterinary medicine, where good research
        FN                  10                    sample acquisition is widely recognised
        TN                  121                   problem, the low sample numbers often
        FP                   9                    reported can further bias accurate
        Total               194                   measurement of sensitivity and specificity.

        Specificity            93%                In this study, we have based our results on
        Sensitivity            85%                real world samples, collected under
        NPV                    93%                conditions encountered during every day
        PPV                    86%                veterinary practice. We have achieved this by
                                                  conducting extensive follow up on samples to
These results were then further broken down       determine the final diagnosis. From this work,
by disease in table 4:                            we can see that the sample composition used
                                                  in this study very closely reflects the type of
Condition of Dog                     TN   FP      samples routinely submitted during the
Healthy                              51    0      process of canine lymphoma diagnosis.
Lymphadenopathy
including benign                                  With reference to table 4, it can be seen that
lymphatic hyperplasia                29   5       if only healthy and lymphoma dogs are used
Other malignancies                   11   0       in the analysis, this would give 100%
Benign masses                         3   2       specificity from 115 dogs. However, when we
Infection                             3   0       introduce the 79 other diseases commonly
General Malaise/weight                            encountered during lymphoma diagnosis, we
loss                                 6    0       get a specificity of 93% from a total
Hypercalcaemia                       4    0       population of 194 dogs, with a sensitivity of
Hyperthyroidism                      3    0       85%.
Inflammatory condition               3    1
Various other diseases               8    1       Of particular note with these data, is the very
                                                  high number of lymphadenopathy samples
Total                            121      9       that were tested. Retaining such a high
                                                  specificity when 43% of the other diseases
Discussion.                                       came from dogs with non-malignant
                                                  lymphadenopathies points the way to using
Finding reliable and accurate means of            the test early in the diagnostic process when a
describing test performance is highly complex.    dog presents with swollen lymph nodes. The
Most performance is described in terms of the     very high specificity, and same day test

                                                                                              4
PetScreen Technical Brief Number 1
turnaround time, will enable vets to make
urgent diagnostic decisions rapidly and
confidently when facing a disease which
develops so rapidly in dogs.

References.

    1. Mischle, R et al, 2007. Changes in C-
       reactive protein and HAPT in dogs
       with lymphatic neoplasia, The
       Veterinary Journal, 174, 188-192

    2. Miller, R. W. et al, 2011. Performance
       of the American College of
       Obstetricians and Gynecologists'
       Ovarian Tumor Referral Guidelines
       with a Multivariate Index Assay.
       Obstetrics & Gynecology:
       117, Issue 6, 1298-1306

    3.    Breiman L, Friedman JH, Olshen RA,
         Stone CJ. Classification and Regression
         Trees. Chapman & Hall (Wadsworth,
         Inc.): New York, 1984.




                                                   5
PetScreen Technical Brief Number 1

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Hapt Crp Study Data 2 Column (3)

  • 1. The use of CART algorithms to combine serum acute phase protein levels as a diagnostic aid in canine lymphoma. Background. Identification of some of the biomarkers used in the original Lymphoma Blood test confirmed a role for acute phase proteins (APPs) in the detection of lymphoma in dogs. However, it has long been recognised that measurement of signal alone does not give sufficient test performance due to poor specificity. However, measuring multiple APPs and combining the results in an analytical algorithm could dramatically improve performance. Objectives. To determine the efficacy of algorithms using Classification and Regression Tree (CART) analysis which combine the measurement of two APPs, Haptoglobin (HAPT) and C-Reactive Protein (CRP), for the detection of lymphoma in dogs. Dogs. A sample test set of 194 dogs comprising 64 diagnosed with lymphoma, 51 healthy and 79 other conditions which commonly present with symptoms similar to lymphoma. Methods. Serum samples were collected from dogs undergoing differential diagnosis for lymphoma. Lymphoma positive samples were confirmed by either FNA or excisional biopsy. Non-lymphoma dogs were confirmed to be free of the disease at a minimum of six months after providing the serum sample. Results. By combining serum HAPT and CRP levels using a specifically designed algorithm, it was possible to differentiate between dogs with lymphoma and other diseases with great precision giving specificity of 93% and sensitivity of 85%. By comparing lymphoma and healthy dogs only, the test showed 100% specificity. Conclusions. Combining canine serum APP levels using CART analysis enables differentiation between dogs diagnosed with lymphoma and other commonly encountered conditions in differential diagnosis with high levels of diagnostic significance. Introduction. During previous mass spectrometry studies on spectrometry (LC MS) to determine the amino canine lymphoma, a number of protein peaks acid sequence of each protein. The sequences were shown to be constantly different were then compared to protein sequences in between serum from dogs with lymphoma the National Centre For Biotechnology and control samples from dogs with other Information database using the MASCOT diseases. In all, 13 peaks were shown to be search engine to determine the protein significantly differentially expressed between identity. the populations at the p<0.05 level. These peaks ranged from 5.3 to 74.4 kDa in size. This approach definitively identified the 35.9 kDa peak to be HAPT. Further work is still on On further analysis, it was observed that two going to complete the analysis of the 74 kDa peaks showed particularly pronounced peak. significant differences between the groups of dogs. These showed molecular weights of HAPT has been known as an acute phase 35.9 and 74.4 kDa. It was therefore decided protein for some time, but has yet to find a to investigate these proteins further in order strong application in veterinary medicine. to characterise and identify them. Mischle et al1 have shown significantly elevated serum levels of HAPT in dogs with The two protein peaks were purified using a lymphoma and other lymphatic neoplasia. combination of chromatographic and However, it was concluded that the HAPT by electrophoretic processes and the itself was not specific to lymphoma and subsequently purified bands were then therefore not a good diagnostic marker for analysed by liquid chromatography mass this disease. 1 PetScreen Technical Brief Number 1
  • 2. From the start, the PetScreen approach has relevant procedures. been to work with multiple markers in order to improve test performance. Classification A sample training set 139 samples comprising and Regression Tree (CART) analysis was used dogs diagnosed with lymphoma, healthy dogs to develop algorithms which combine values and those diagnosed with other diseases was from different markers to dramatically initially used to develop the algorithms using improve performance above that available CART analysis. The resultant algorithm was from single biomarkers alone. A number of then tested using a further 194 samples also factors pointed us to investigate the potential comprising lymphoma, healthy and other of developing novel algorithms using acute disease dogs as illustrated in tables 1 and 2. phase proteins in combination: Methods.  C-Reactive Protein (CRP) is now routinely used during the diagnostic Assay of Acute Phase Proteins. work up of Non-Hodgkin’s Lymphoma in humans. 1 ml serum samples were collected in serum  Several reports have shown the CRP gel tubes and shipped to the PetScreen levels are elevated in dogs with laboratory on ice. On arrival, the samples lymphoma, but like HAPT, its stand- were aliquoted and stored at -20oC until alone performance was not adequate tested. for diagnostic purposes.  The FDA has recently approved a The samples were tested in batches using multi-marker test which uses an commercially available assay kits for HAPT algorithm to combine known and CRP (Tridelta Development Ltd). All tests unspecific biomarkers to dramatically were performed in 96 well microplates and improve specificity for human ovarian read in a standard 96 well microplate cancer detection (the Ova-1 test)2. photometer.  Very sensitive assays for both HAPT and CRP in dogs already exist. Generation of Diagnostic Algorithms. Consequently, we began testing both HAPT Ciphergen Biomarker Pattern Software (BPS) and CRP levels in canine serum taken from was used to generate a series of algorithms. large numbers of dogs diagnosed with BPS is a statistics package which automates lymphoma and other conditions. the Classification and Regression Tree (CART) procedure for handling complex, multi- Canine Samples. parameter data contained in a database. CART was first introduced by Leo Breiman3 et al All samples were obtained from first opinion from Berkeley and Stanford in 1984. CART practices in the UK and were subjected to presents results in the form of a “decision rigorous follow up. For a dog to be classified tree” which allows highly complex data to be as healthy it must be free of lymphoma for a expressed using easy to read diagrams based minimum of six months following collection of on “yes/no” questions. CART analysis is now the blood sample. Healthy samples were also widely used to represent complex data in obtained from the Pet Blood Bank where diverse areas such as medical, marketing, samples were taken from rigorously health environmental, banking and commercial screened dogs (generally large breeds), who applications. By providing a convenient were donating blood for transfusion. means of adding extra parameters to an Lymphoma samples were all positive on either analysis, CART has the potential to increase FNA or excisional biopsy and only pre- the accuracy of the predictions. treatment samples were accepted into the study. Other diseases were diagnosed by BPS looks at the values at each node (i.e. is 2 PetScreen Technical Brief Number 1
  • 3. the threshold for biomarker 1 greater than or which gave the best overall performance was less than X) and automatically varies them in then tested for performance using a second order to produce a decision tree with the sample series (the Test Set) which were greatest analytical power. In the case of presented blind to the algorithm. biomarker discovery, this is based on providing the software with a training data set Sample Test Set. which contains spectra from known healthy and diseased individuals. The resultant A total of 194 samples were collected for the decision trees are then tested using a second test set. The composition of samples is shown data series to objectively validate each tree’s in table 1: performance. In some cases, it is possible to “prune” the trees to remove nodes which are Condition of Dog Number in Group actually inducing errors. In all cases of CART Lymphoma 64 analysis, the larger the data sets employed, Healthy 51 the more accurate the resultant predictions Other diseases 79 will be. The mean age of all dogs in the test set was The algorithm takes the value of one 7.9 years. 47.2% were female and 52.8% parameter and determines if it is about or were male. 60.8% of all the dogs were below a defined threshold. If it is above the neutered. Root Node threshold, the algorithm will show the sample to be positive. If below the Since these were real world samples obtained threshold, the algorithm will assign data to from vets who suspected the dog had Node 1, were it determines the value of the lymphoma, the other diseases represented second parameter (marker) against a specified those commonly encountered during the threshold. The results are then split again, differential diagnosis of canine lymphoma. either giving a negative answer or moving the From our experience with the original data onto a third node, where further splitting Lymphoma blood test, the relative proportion of the sample is achieved. Through a process of lymphoma (33%), healthy (26%) and other of iteration, the software uses the training set diseases (41%) is typical of the samples data to build decision trees in this manner, up received by our laboratory. to a point when optimal differentiation between the populations is achieved. At this The composition of the other diseases group point the resultant algorithm can then be is shown in table 2: tested against blinded samples contained in the sample test set. Condition of Dog Number in Group Sample Training Set. Lymphadenopathy including 34 benign lymphatic hyperplasia Initially, the HAPT and CRP results from 139 Other malignancies 11 separate known serum samples comprising Benign masses 5 healthy, lymphoma and other conditions were Infection 3 fed into Biomarker Pattern Software along General Malaise/weight loss 6 with the diagnosis for each sample. This Hypercalceamia 4 sample cohort represented the “training” set Hyperthyroidism 3 from which the software (through a process Inflammatory condition 4 of iteration) produces a range of algorithms Various other diseases 9 with different performance characteristics. Eight individual algorithms were developed in The HAPT and CRP levels were measured in all this way, each with varying degrees of 194 test set samples. Both values for each performance and complexity. The algorithm sample were then fed into the diagnostic 3 PetScreen Technical Brief Number 1
  • 4. algorithm which produced a positive or sensitivity and specificity of the test. negative result for lymphoma. However, these parameters can be very easily and dramatically affected by the composition Results. of the test population. Unfortunately, levels of sensitivity and specificity are frequently After analysis, the results were compared to quoted based upon comparisons between the the known diagnosis of each sample and each specific disease population and a completely result expressed as TN, TP, FN or FP. From healthy cohort. This approach has the effect these data, the sensitivity and specificity was of over stating specificity when the test is determined. subject to real world samples which come from a wide range of different diseases. The results for the total 194 samples in the Samples encountered during differential test set are shown in table 3: diagnosis can give false positive due results due to cross reactivity and can therefore have Outcome Number in Group a negative effect on the quoted specificity. In TP 54 veterinary medicine, where good research FN 10 sample acquisition is widely recognised TN 121 problem, the low sample numbers often FP 9 reported can further bias accurate Total 194 measurement of sensitivity and specificity. Specificity 93% In this study, we have based our results on Sensitivity 85% real world samples, collected under NPV 93% conditions encountered during every day PPV 86% veterinary practice. We have achieved this by conducting extensive follow up on samples to These results were then further broken down determine the final diagnosis. From this work, by disease in table 4: we can see that the sample composition used in this study very closely reflects the type of Condition of Dog TN FP samples routinely submitted during the Healthy 51 0 process of canine lymphoma diagnosis. Lymphadenopathy including benign With reference to table 4, it can be seen that lymphatic hyperplasia 29 5 if only healthy and lymphoma dogs are used Other malignancies 11 0 in the analysis, this would give 100% Benign masses 3 2 specificity from 115 dogs. However, when we Infection 3 0 introduce the 79 other diseases commonly General Malaise/weight encountered during lymphoma diagnosis, we loss 6 0 get a specificity of 93% from a total Hypercalcaemia 4 0 population of 194 dogs, with a sensitivity of Hyperthyroidism 3 0 85%. Inflammatory condition 3 1 Various other diseases 8 1 Of particular note with these data, is the very high number of lymphadenopathy samples Total 121 9 that were tested. Retaining such a high specificity when 43% of the other diseases Discussion. came from dogs with non-malignant lymphadenopathies points the way to using Finding reliable and accurate means of the test early in the diagnostic process when a describing test performance is highly complex. dog presents with swollen lymph nodes. The Most performance is described in terms of the very high specificity, and same day test 4 PetScreen Technical Brief Number 1
  • 5. turnaround time, will enable vets to make urgent diagnostic decisions rapidly and confidently when facing a disease which develops so rapidly in dogs. References. 1. Mischle, R et al, 2007. Changes in C- reactive protein and HAPT in dogs with lymphatic neoplasia, The Veterinary Journal, 174, 188-192 2. Miller, R. W. et al, 2011. Performance of the American College of Obstetricians and Gynecologists' Ovarian Tumor Referral Guidelines with a Multivariate Index Assay. Obstetrics & Gynecology: 117, Issue 6, 1298-1306 3. Breiman L, Friedman JH, Olshen RA, Stone CJ. Classification and Regression Trees. Chapman & Hall (Wadsworth, Inc.): New York, 1984. 5 PetScreen Technical Brief Number 1