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1
FDA’s Clinical Investigator Course
Ryan P. Owen, Ph.D.
Office of Clinical Pharmacology
Office of Translational Sciences
Center for Drug Evaluation & Research
Clinical Discussion of Specific
Populations
One Size Does Not Fit All
2
Common Inclusion/Exclusion Criteria
• Age
– Lower bound typically 18 years
– Upper bound often 55-65 years
• Pregnancy
– Also women who could possibly
become pregnant
• BMI
– Typically capped at 25-30 kg/m2
3
Phase 1 versus Phase 3
demographics
Demographic
Factor
Phase 1 subjects Phase 3 patients
Age Usually 18-40 Higher % of older
patients
Pregnancy Excluded Excluded
Race Predominantly
Caucasian
All Races
Renal/Hepatic
Function
Normal Often have at least
minor degrees of
impairment
Weight BMI usually lower
than 25 kg/m2
Greater % of obese
5
Factors Contributing to Different
Clinical Responses
• Age
• Pregnancy
• Body Composition
• Renal Function
• Diet
• Metabolic Differences
• Genetic Differences
• Concomitant Drugs
• Hepatic Function
• Co-morbidities
5
Factors Contributing to Different
Clinical Responses
• Age
• Pregnancy
• Body Composition
• Renal Function
• Diet
• Metabolic Differences
• Genetic Differences
• Concomitant Drugs
• Hepatic Function
• Co-morbidities
6
What % of US Population is Typically
Excluded?
• Figures from 2010 US Census and
CIA World Factbook
– Total US Population: 308,745,538
– Under age 18: 74,181,467
– Over age 65: 40,267,984
– Estimated population of pregnant
women at any given time: 3,302,684
– Total of 117,752,135
7
What % of US Population is Typically
Excluded?
• Figures from 2010 US Census and
CIA World Factbook
– Total US Population: 308,745,538
– Under age 18: 74,181,467
– Over age 65: 40,267,984
– Estimated population of pregnant
women at any given time: 3,302,684
– Total of 117,752,135
38% of the US Population: more than the
combined populations of CA, TX, NY, FL, and IL
8
Renal Function Changes with Age
Data taken from National Kidney Foundation KDOQI Clinical Practice Guidelines for
Chronic Kidney Disease: Evaluation, Classification, and Stratification
9
Hepatic Metabolism is also Variable
• CYP 450 expression generally low in
fetal tissue, but expression increases
with age
• Expression also influenced by diet
and exposure to environmental
toxins
• Several common CYP 450 enzymes
are polymorphic (2D6, 2C9, 2C19)
10
Pediatrics
• A lot of information and guidance from FDA
• Vulnerable Population – can’t consent
• Laws address public health importance for
pediatric therapies
– Established regulations (BPCA and PREA)
– Entire programs in FDA and other HHS
“Is there a need for this
product to be developed for
use in children?”
11
Are Kids Just Small Adults? Not Exactly.
• Absorption
– Gastric acidity, gastric emptying, surface area of
absorption
• Distribution
– Changes in body composition, total body water, adipose
tissue, protein binding
• Metabolism
– Differential expression of metabolic enzymes
• Excretion
– GFR, tubular secretion and tubular reabsorption can
mature at different rates
• Other Factors
– Differences in immune response, CNS development,
vital signs, lab values
12
Example - Argatroban
• Anticoagulant for heparin induced
thrombocytopenia
• Predominantly excreted in feces, but also a
urinary component
• Metabolized by CYP3A4/5 (metabolites not as
potent)
• Dose initially studied in neonates led to
increase in serious bleeding
• PK analysis showed need for decreased dose
in neonates due to lower hepatic metabolism 1
1: See Madabushi et al J Clin Pharmacol 2011 51(1) pp 19-28
13
Example - Linezolid
Age Group Cmax
(μg/mL)
AUC
(μg*h/mL)
CL
(mL/min/kg)
Pre term
neonate
12.7 108 2.0
Full term
neonate
11.5 55 3.8
Infant
(1-3 month)
11.0 33 5.4
3 months – 11
years
15.1 58 3.8
12-17 16.7 95 2.1
Adult 12.5 91 1.7
Administered dose: 10 mg/kg or 600 mg (adults and adolescents)
14
Approach to Pediatric Studies
• Children cannot consent
to participate in clinical
trials.
• No such thing as a
“healthy volunteer”
• Children enrolled in trial
must have the potential
for direct benefit.
FDA Regulations
Protection of Human Subjects
21 CFR 50
Subpart A: General Provisions
Subpart B: Informed Consent
Subpart D: Safeguards for
Children in Clinical Investigations
15
Approach to Pediatric Studies
• What is the safety knowledge from adult
use?
– Phase 1,2,3 studies in adults may provide
evidence of potential safety concerns
– Adult post-market information may provide
insight to rare adverse events of particular
interest in peds (Stevens-Johnson)
• Adult studies and approval are not required
before studying the drug for pediatric use
16
Reasonable to assume (pediatrics vs adults)
-- similar disease progression?
-- similar response to intervention?
Pediatric Study Decision Tree
NO
Is there a PD measurement
that can be used to predict
efficacy?
NO
-- Conduct PK studies
-- Conduct safety/efficacy trials
NO
-- Conduct PK studies to
achieve levels similar to adults
-- Conduct safety trials
YES
Reasonable to assume similar
concentration-response (C-R)
in pediatrics and adults?
YES TO BOTH
-- Conduct PK/PD studies to get C-R for PD measurement
-- Conduct PK studies to achieve target conc. based on C-R
-- Conduct safety trials
YES
17
FDAAA: Pediatric Research Equity Act
(PREA) and Best Pharmaceuticals for
Children Act (BPCA)
• Extended FDA’s authority to require and
request pediatric studies
• Pediatric drug development should begin early
in the process (discussed at least by Phase 2)
• Special considerations for pediatric studies
• Under PREA they must address pediatrics
• BUT, if a company wants the financial benefit
of increased exclusivity (BPCA) they MUST
have a formal Written Request from FDA – and
fulfill it.
18
Remaining Challenges
• PREA
– Has helped tremendously in getting
medications approved in children
• BPCA
– Not required by law
– Expanded indications possible
– Increased exclusivity offered
– Studies can be more challenging than
PREA
20
Geriatric Populations
• Many ways to cut age groups, but most
in need of special considerations are >
70 years
• Most likely of the three populations to be
enrolled in Phase 3
20
Major Organ Functions:
None is Isolated
• Renal function
– Decline with age
– Higher systemic levels
of drugs
• ADME
– Altered absorption due
to gut motility
– Liver function
– Higher systemic levels
• CNS function
– Declines with age
– Very low reserve
– Highly sensitive to insult
– Physical effects (balance,
hearing)
– Psychological effects
21
Ambien in Geriatrics
• Non-benzodiazepine hypnotic
• Adult dose: 10 mg once daily
• Elderly/debilitated
patients/hepatically impaired: 5 mg
once daily
• ADME
– Cmax, half-life, and exposure increased
– Converted to inactive metabolites which
are then renally eliminated
22
Geriatric Research Challenges
• Growing population and getting older
– Increasing need to know
– The more we look the more we see need
• Unlikely to participate in early trials
– Dedicated study or Pop PK approach?
• Complications of informed consent, impact of co-
morbidities and medications (polypharmacy)
• What is responsible for any observed differences?
23
Pregnant Women
• Ideally, no drugs would be needed in pregnancy
– Not realistic
• % of pregnant women on a prescription medication
– Estimates vary, but probably between 60-90%
• Average age of first time mothers in the US1
– 1970: 21.4 years
– 2006: 25.0 years
– Proportion of first time births to women over 35 is 8x
what it was in 1970
• Just like everyone else
– Expect top notch therapy
– Want information relevant to care
– “Just tough it out” probably not enough
1: Figures from CBS news; online story dated 8/14/09
24
Science Based Research
Pregnancy = profound
physiologic change
Vulnerable Complex
25
Physiological Changes During
Pregnancy
• Increased GFR
• Altered hepatic metabolism
– P450 changes
– Biliary
• GI motility slows
• Volume changes begin very early
• All of these affect drug metabolism and PK
• Lab measure and vital sign changes as well
Respiratory rate
Heart rate, BP
pCO2
AST/ALT
Hgb and HCT
Creatinine
26
Science and the Placenta
• Treating mother’s condition often
indirectly benefits fetal/infant
outcome
• The human placenta is not a semi-
permeable membrane – it is a
metabolic organ that makes
enzymes and hormones and
changes throughout gestation
• The human placenta is structurally
and functionally different from
those in rodents and rabbits
• The placenta may metabolize
drugs & contains drug
transporters and efflux pumps
27
Amoxicillin Dose in Pregnancy
• Average amoxicillin concentration-
time profiles for 16 subjects during
pregnancy and postpartum
Taken from Andrew et al Clinical Pharmacology and Therapeutics 2007 81(4) pp 547-556 28
Could This Really Matter?
• Data examples speak for themselves
• Tetracycline
– Antibiotic
– Causes permanent discoloration of teeth in infants
and children when used during pregnancy
• Thalidomide
– Sedative used for morning sickness in late ’50s
– Withdrawn from market due to teratogenicity and
neuropathy
– Was not approved in the US for morning sickness,
but there were thousands of victims worldwide
29
What About Lactating Mothers? A
Case Study.
• Case Study1: A newborn infant born after an
unremarkable pregnancy and delivery (birth weight
3.88 kg) developed difficulty breastfeeding and
increased lethargy at 7 days of age. At 11 days of
age, he was taken to a pediatrician owing to concerns
about his skin color and decreased milk intake. The
pediatrician noted that the infant had gained his birth
weight. Subsequently on day 13, an ambulance team
found the baby cyanotic and without vital signs.
Resuscitation was unsuccessful.
• Review of the medical records revealed that the
mother was prescribed Tylenol 3 (codeine 30 mg and
acetaminophen 500 mg). Initially she took 2 tablets
twice daily, but she halved the dose on postpartum
day 2 owing to somnolence and constipation
1: As reported in Madadi et al Canadian Family Physician 2007 Vol 53 pp 33-35
30
Case Study Continued
• Analysis of frozen breast milk from
the mother revealed an unexpectedly
high morphine concentration
• The mother was later determined to
be a CYP2D6 ultrarapid metabolizer,
which led to excessive conversion of
codeine to morphine by the mother
• The morphine was then excreted into
the breast milk and consumed by the
child
31
“Should We Study X in Pregnancy?”
• Per the 2004 Draft FDA Guidance on
pharmacokinetics in pregnancy:
– Known to be prescribed or used by pregnant
women, especially in 2nd or 3rd trimesters
– For a new drug or indication, if there is
anticipated or actual use in pregnancy
– Usage is expected to be rare, but the
consequences of uniformed doses are great
– Pregnancy is likely to alter significantly the
pharmacokinetics of a drug and any of the
above apply
32
Study Considerations
• Large RCT not practical or usually needed
– Many other models are useful!
– Guidance suggests longitudinal or population PK study design
• Knowing the right dose matters
– Want the highest likelihood of benefit and lowest risk
– Unique study considerations, but high potential for positive
impact
• Double data and monitoring
– Maternal effects – e.g., hepatic, BP
– Fetal effects – e.g., growth
• Animal reproductive studies inform study design
– Some studies seek to determine whether the animal studies
are predictive
33
Where Are We Going?
• Specific populations increasing in number
• As science grows so will their importance
• Application to biologic and sociologic aspects of
unique groups – young, old and in-between
• Investigators must think forward and anticipate
34
Tools: References
• GrowthCharts
http://www.cdc.gov/growthcharts/
• Vital Signs
http://clinicalcenter.nih.gov/ccc/pedweb/pedsstaff/age.html
• Laboratory Values
http://clinicalcenter.nih.gov/ccc/pedweb/pedsstaff/pedlab.html#blo
• Guidance documents
http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm121568.
m
35

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FDA 2013 Clinical Investigator Training Course: Clinical Discussion of Special Populations

  • 1. 1 FDA’s Clinical Investigator Course Ryan P. Owen, Ph.D. Office of Clinical Pharmacology Office of Translational Sciences Center for Drug Evaluation & Research Clinical Discussion of Specific Populations
  • 2. One Size Does Not Fit All 2
  • 3. Common Inclusion/Exclusion Criteria • Age – Lower bound typically 18 years – Upper bound often 55-65 years • Pregnancy – Also women who could possibly become pregnant • BMI – Typically capped at 25-30 kg/m2 3
  • 4. Phase 1 versus Phase 3 demographics Demographic Factor Phase 1 subjects Phase 3 patients Age Usually 18-40 Higher % of older patients Pregnancy Excluded Excluded Race Predominantly Caucasian All Races Renal/Hepatic Function Normal Often have at least minor degrees of impairment Weight BMI usually lower than 25 kg/m2 Greater % of obese 5
  • 5. Factors Contributing to Different Clinical Responses • Age • Pregnancy • Body Composition • Renal Function • Diet • Metabolic Differences • Genetic Differences • Concomitant Drugs • Hepatic Function • Co-morbidities 5
  • 6. Factors Contributing to Different Clinical Responses • Age • Pregnancy • Body Composition • Renal Function • Diet • Metabolic Differences • Genetic Differences • Concomitant Drugs • Hepatic Function • Co-morbidities 6
  • 7. What % of US Population is Typically Excluded? • Figures from 2010 US Census and CIA World Factbook – Total US Population: 308,745,538 – Under age 18: 74,181,467 – Over age 65: 40,267,984 – Estimated population of pregnant women at any given time: 3,302,684 – Total of 117,752,135 7
  • 8. What % of US Population is Typically Excluded? • Figures from 2010 US Census and CIA World Factbook – Total US Population: 308,745,538 – Under age 18: 74,181,467 – Over age 65: 40,267,984 – Estimated population of pregnant women at any given time: 3,302,684 – Total of 117,752,135 38% of the US Population: more than the combined populations of CA, TX, NY, FL, and IL 8
  • 9. Renal Function Changes with Age Data taken from National Kidney Foundation KDOQI Clinical Practice Guidelines for Chronic Kidney Disease: Evaluation, Classification, and Stratification 9
  • 10. Hepatic Metabolism is also Variable • CYP 450 expression generally low in fetal tissue, but expression increases with age • Expression also influenced by diet and exposure to environmental toxins • Several common CYP 450 enzymes are polymorphic (2D6, 2C9, 2C19) 10
  • 11. Pediatrics • A lot of information and guidance from FDA • Vulnerable Population – can’t consent • Laws address public health importance for pediatric therapies – Established regulations (BPCA and PREA) – Entire programs in FDA and other HHS “Is there a need for this product to be developed for use in children?” 11
  • 12. Are Kids Just Small Adults? Not Exactly. • Absorption – Gastric acidity, gastric emptying, surface area of absorption • Distribution – Changes in body composition, total body water, adipose tissue, protein binding • Metabolism – Differential expression of metabolic enzymes • Excretion – GFR, tubular secretion and tubular reabsorption can mature at different rates • Other Factors – Differences in immune response, CNS development, vital signs, lab values 12
  • 13. Example - Argatroban • Anticoagulant for heparin induced thrombocytopenia • Predominantly excreted in feces, but also a urinary component • Metabolized by CYP3A4/5 (metabolites not as potent) • Dose initially studied in neonates led to increase in serious bleeding • PK analysis showed need for decreased dose in neonates due to lower hepatic metabolism 1 1: See Madabushi et al J Clin Pharmacol 2011 51(1) pp 19-28 13
  • 14. Example - Linezolid Age Group Cmax (μg/mL) AUC (μg*h/mL) CL (mL/min/kg) Pre term neonate 12.7 108 2.0 Full term neonate 11.5 55 3.8 Infant (1-3 month) 11.0 33 5.4 3 months – 11 years 15.1 58 3.8 12-17 16.7 95 2.1 Adult 12.5 91 1.7 Administered dose: 10 mg/kg or 600 mg (adults and adolescents) 14
  • 15. Approach to Pediatric Studies • Children cannot consent to participate in clinical trials. • No such thing as a “healthy volunteer” • Children enrolled in trial must have the potential for direct benefit. FDA Regulations Protection of Human Subjects 21 CFR 50 Subpart A: General Provisions Subpart B: Informed Consent Subpart D: Safeguards for Children in Clinical Investigations 15
  • 16. Approach to Pediatric Studies • What is the safety knowledge from adult use? – Phase 1,2,3 studies in adults may provide evidence of potential safety concerns – Adult post-market information may provide insight to rare adverse events of particular interest in peds (Stevens-Johnson) • Adult studies and approval are not required before studying the drug for pediatric use 16
  • 17. Reasonable to assume (pediatrics vs adults) -- similar disease progression? -- similar response to intervention? Pediatric Study Decision Tree NO Is there a PD measurement that can be used to predict efficacy? NO -- Conduct PK studies -- Conduct safety/efficacy trials NO -- Conduct PK studies to achieve levels similar to adults -- Conduct safety trials YES Reasonable to assume similar concentration-response (C-R) in pediatrics and adults? YES TO BOTH -- Conduct PK/PD studies to get C-R for PD measurement -- Conduct PK studies to achieve target conc. based on C-R -- Conduct safety trials YES 17
  • 18. FDAAA: Pediatric Research Equity Act (PREA) and Best Pharmaceuticals for Children Act (BPCA) • Extended FDA’s authority to require and request pediatric studies • Pediatric drug development should begin early in the process (discussed at least by Phase 2) • Special considerations for pediatric studies • Under PREA they must address pediatrics • BUT, if a company wants the financial benefit of increased exclusivity (BPCA) they MUST have a formal Written Request from FDA – and fulfill it. 18
  • 19. Remaining Challenges • PREA – Has helped tremendously in getting medications approved in children • BPCA – Not required by law – Expanded indications possible – Increased exclusivity offered – Studies can be more challenging than PREA 20
  • 20. Geriatric Populations • Many ways to cut age groups, but most in need of special considerations are > 70 years • Most likely of the three populations to be enrolled in Phase 3 20
  • 21. Major Organ Functions: None is Isolated • Renal function – Decline with age – Higher systemic levels of drugs • ADME – Altered absorption due to gut motility – Liver function – Higher systemic levels • CNS function – Declines with age – Very low reserve – Highly sensitive to insult – Physical effects (balance, hearing) – Psychological effects 21
  • 22. Ambien in Geriatrics • Non-benzodiazepine hypnotic • Adult dose: 10 mg once daily • Elderly/debilitated patients/hepatically impaired: 5 mg once daily • ADME – Cmax, half-life, and exposure increased – Converted to inactive metabolites which are then renally eliminated 22
  • 23. Geriatric Research Challenges • Growing population and getting older – Increasing need to know – The more we look the more we see need • Unlikely to participate in early trials – Dedicated study or Pop PK approach? • Complications of informed consent, impact of co- morbidities and medications (polypharmacy) • What is responsible for any observed differences? 23
  • 24. Pregnant Women • Ideally, no drugs would be needed in pregnancy – Not realistic • % of pregnant women on a prescription medication – Estimates vary, but probably between 60-90% • Average age of first time mothers in the US1 – 1970: 21.4 years – 2006: 25.0 years – Proportion of first time births to women over 35 is 8x what it was in 1970 • Just like everyone else – Expect top notch therapy – Want information relevant to care – “Just tough it out” probably not enough 1: Figures from CBS news; online story dated 8/14/09 24
  • 25. Science Based Research Pregnancy = profound physiologic change Vulnerable Complex 25
  • 26. Physiological Changes During Pregnancy • Increased GFR • Altered hepatic metabolism – P450 changes – Biliary • GI motility slows • Volume changes begin very early • All of these affect drug metabolism and PK • Lab measure and vital sign changes as well Respiratory rate Heart rate, BP pCO2 AST/ALT Hgb and HCT Creatinine 26
  • 27. Science and the Placenta • Treating mother’s condition often indirectly benefits fetal/infant outcome • The human placenta is not a semi- permeable membrane – it is a metabolic organ that makes enzymes and hormones and changes throughout gestation • The human placenta is structurally and functionally different from those in rodents and rabbits • The placenta may metabolize drugs & contains drug transporters and efflux pumps 27
  • 28. Amoxicillin Dose in Pregnancy • Average amoxicillin concentration- time profiles for 16 subjects during pregnancy and postpartum Taken from Andrew et al Clinical Pharmacology and Therapeutics 2007 81(4) pp 547-556 28
  • 29. Could This Really Matter? • Data examples speak for themselves • Tetracycline – Antibiotic – Causes permanent discoloration of teeth in infants and children when used during pregnancy • Thalidomide – Sedative used for morning sickness in late ’50s – Withdrawn from market due to teratogenicity and neuropathy – Was not approved in the US for morning sickness, but there were thousands of victims worldwide 29
  • 30. What About Lactating Mothers? A Case Study. • Case Study1: A newborn infant born after an unremarkable pregnancy and delivery (birth weight 3.88 kg) developed difficulty breastfeeding and increased lethargy at 7 days of age. At 11 days of age, he was taken to a pediatrician owing to concerns about his skin color and decreased milk intake. The pediatrician noted that the infant had gained his birth weight. Subsequently on day 13, an ambulance team found the baby cyanotic and without vital signs. Resuscitation was unsuccessful. • Review of the medical records revealed that the mother was prescribed Tylenol 3 (codeine 30 mg and acetaminophen 500 mg). Initially she took 2 tablets twice daily, but she halved the dose on postpartum day 2 owing to somnolence and constipation 1: As reported in Madadi et al Canadian Family Physician 2007 Vol 53 pp 33-35 30
  • 31. Case Study Continued • Analysis of frozen breast milk from the mother revealed an unexpectedly high morphine concentration • The mother was later determined to be a CYP2D6 ultrarapid metabolizer, which led to excessive conversion of codeine to morphine by the mother • The morphine was then excreted into the breast milk and consumed by the child 31
  • 32. “Should We Study X in Pregnancy?” • Per the 2004 Draft FDA Guidance on pharmacokinetics in pregnancy: – Known to be prescribed or used by pregnant women, especially in 2nd or 3rd trimesters – For a new drug or indication, if there is anticipated or actual use in pregnancy – Usage is expected to be rare, but the consequences of uniformed doses are great – Pregnancy is likely to alter significantly the pharmacokinetics of a drug and any of the above apply 32
  • 33. Study Considerations • Large RCT not practical or usually needed – Many other models are useful! – Guidance suggests longitudinal or population PK study design • Knowing the right dose matters – Want the highest likelihood of benefit and lowest risk – Unique study considerations, but high potential for positive impact • Double data and monitoring – Maternal effects – e.g., hepatic, BP – Fetal effects – e.g., growth • Animal reproductive studies inform study design – Some studies seek to determine whether the animal studies are predictive 33
  • 34. Where Are We Going? • Specific populations increasing in number • As science grows so will their importance • Application to biologic and sociologic aspects of unique groups – young, old and in-between • Investigators must think forward and anticipate 34
  • 35. Tools: References • GrowthCharts http://www.cdc.gov/growthcharts/ • Vital Signs http://clinicalcenter.nih.gov/ccc/pedweb/pedsstaff/age.html • Laboratory Values http://clinicalcenter.nih.gov/ccc/pedweb/pedsstaff/pedlab.html#blo • Guidance documents http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm121568. m 35