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Depositing and evaluating
datasets: een sketch of four
disciplines in four countries
Frank van der Most
eHumanities and DANS
!

DANS lunch-presentation, 4 March 2014

1
ACUMEN
Academic Careers Understood through

Measurement and Norms
www.research-acumen.eu
!

“Currently, there is a discrepancy between the criteria
used in performance assessment and the broader
social and economic function of scientific and
scholarly research.” (proposal, p. 3)
!2
ACUMEN
Additional problems
✦ “lack of resources for qualitative evaluation
due to increased scale of research”
✦ “quantitative measures are often not
applicable at the individual level”
✦ “lack of recognition for new types of work”

(ACUMEN description of work, p. 3)
!3
ACUMEN
!

✦ so, ACUMEN will develop

•a portfolio for researchers, and
•criteria and guidelines for Good
Evaluation Practices

✦ Done … see the website
!4
My part in ACUMEN

!5
Research Question
✦ How do evaluations influence the development of
individuals’ careers in academia?

(What is the impact of evaluations?)


•Wide notion of evaluations
•Careers + ‘work’
!6
Method
✦ Quite structured, in depth interviews
✦ 4 Countries : UK, Germany, the Netherlands, Poland
✦ 4 Disciplines : Astronomy/astrophysics, Environmental
engineering, Philosophy (+), Public Health
✦ Individual academics

•3 levels of seniority: PhD + 5 to 10 years, + 11 to 25
years, + 26 years or more (or equivalents)

✦ Deans, HoDs, or HR manager
!7
Method
Number of
interviews done

AA

EE

P+

PH

Total

UK

4 (3+1)

4 (3+1)

3 (2+1)

4 (3+1)

15 (11+4)

Germany

2 (2+0)

3 (3+0)

3 (2+1)

3 (3+0)

11 (10+1)

The Netherlands

3 (3+0)

4 (3+1)

3 (2+1)

4 (3+1)

14 (11+3)

Poland

2 (1+1)

1 (1+0)

4 (3+1)

1 (1+0)

8 (6+2)

Total

48
11 (9+2) 12 (10+2) 13 (9+4) 12 (10+2)
(38+10)

Numbers in brackets: individuals + deans/HR managers
!8
Questions relevant for DANS"
Academic individuals
✦ Have you ever deposited your research data, or
have you ever reviewed a data set?

•Could you describe the occasions in a few
words?

✦ In which evaluations is data deposition, creation,
maintenance, or review addressed?

!9
AI: Have you ever deposited your
research data?
Answer (coded)  Discipline

AA

EE

P+

PH

Total

No

1

2

1

4

8

No, because we do not produce data

1

1

5

1

8

Yes, it is done automatically by the facilities

5

!10

5
European Space Agency
Example of European Southern Observatory archives

ESO / B. Tafreshi (twanight.org)

http://www.eso.org/public/archives/images/screen/potw1239a.jpg

Accessed 4 March 2014
!11
http://archive.eso.org/eso/eso_archive_main.html
Accessed 4 March 2014
!12
http://archive.eso.org/eso/eso_archive_main.html
Accessed 4 March 2014
!13
http://archive.eso.org/eso/eso_archive_main.html
Accessed 4 March 2014
!14
AI: Have you ever deposited your
research data?
Answer (coded)  Discipline

AA

EE

P+

PH

Total

No

1

2

1

4

8

No, because we do not produce data

1

1

5

1

8

Yes, it is done automatically by the facilities

5

5

Question not asked

1

No, but I store privately

1

No, but I know that we should

2

No in general, but Yes, one time

1

2

2

3
3

1

3

Yes, we produce catalogues

3

2

No, but financing parties claim the data

2

2

1

1

Yes, some data is deposited at a central
place in the group

1

1

Yes, in the library of the university

1

1

10

38

Total

9
!15

10

9
AI: have you ever reviewed a
dataset?
✦ No, except …
✦ In AA: implicit reviewing when re-using a
dataset

•‘Reduction’ of data / processing of data
•Need to know about the instrument and
trust the data

✦ Exception of one specific project (EE)
!16
AI: In which evaluations is data
deposition, creation, maintenance, or
review addressed?
Answer (coded)  Discipline
Do not know of any

AA
3

EE

P+

PH

Total

8

8

24

2

Question not asked

5

1

2

5

The process is evaluated

2

2

Incidentally, when data is re-processed

2

2

Through peer review of publications

1

1

2

No, it should be done but probably is not

1

1

Through peer review of claims to discoveries

1

1

Yes, through pipeline processing

1

Total

9

1
10

9

10

38
AI: In which evaluations is data
deposition, creation, maintenance, or
review addressed?
Answer (coded)  Discipline
Do not know of any

AA
3

EE

P+

PH

Total

8

8

24

2

Question not asked

5

1

2

5

The process is evaluated

2

2

Incidentally, when data is re-processed

2

2

Through peer review of publications

1

1

2

No, it should be done but probably is not

1

1

Through peer review of claims to discoveries

1

1

Yes, through pipeline processing

1

Total

9

1
10

9

10

38
AI: In which evaluations is data
deposition, creation, maintenance, or
review addressed?
Answer (coded)  Discipline
Do not know of any

AA
3

EE

P+

PH

Total

8

8

24

2

Question not asked

5

1

2

5

The process is evaluated

2

2

Incidentally, when data is re-processed

2

2

Through peer review of publications

1

1

2

No, it should be done but probably is not

1

1

Through peer review of claims to discoveries

1

1

Yes, through pipeline processing

1

Total

9

1
10

9

10

38
AI: In which evaluations is data
deposition, creation, maintenance, or
review addressed?
Answer (coded)  Discipline
Do not know of any

AA
3

EE

P+

PH

Total

8

8

24

2

Question not asked

5

1

2

5

The process is evaluated

2

2

Incidentally, when data is re-processed

2

2

Through peer review of publications

1

1

2

No, it should be done but probably is not

1

1

Through peer review of claims to discoveries

1

1

Yes, through pipeline processing

1

Total

9

1
10

9

10

38
Questions relevant for DANS"
Deans, HR managers and Heads of
Departments
✦ Is your institution promoting data deposition
and data review?

Since when?

How?
✦ In which evaluations is data deposition,
creation, maintenance, or review addressed?

!21
DH: Is your institution promoting
data deposition and data review?
Answer (coded)  Discipline

AA

EE

P+

PH

Total

Question not asked

1

2

1

4

Yes, university promotes

1

1

1

3

No promotion, but it may happen

1

No promotion

1

Total

2

!22

2

1

2
1

4

2

10
Dean in EE
✦ Motivation for researchers?

•Feels like extra bureaucracy
•Sit on their data
•What’s the point once you finish the project
•Checking for fraud
✦ Problems of depositing and re-use

•Meta-data > experimental setting
!23
Dean in PH
✦ Yes, the university is promoting
✦ Many questions to answer

•Should we store everything? Capacity
•Consent from patients, anonymity
✦ External institute or at the university?

•Trust in institution
•Technical reliability (15 years), back-ups etc.
!24
DH: In which evaluations is data
deposition, creation, maintenance, or
review addressed?
Answer (coded)  Discipline

AA

EE

P+

PH

Do not know of any

1

2

1

2

Question not asked

1

Total
6

2
1

No evaluations, but interesting question
2

Total

!25

2

3
1

4

2

10
Conclusions
✦ Differences between disciplines, but also within
them
✦ DANS may get more busy than expected

•Outside pressure, from research councils and
through incidents such as Stapel case

•Or less busy … ?
✦ How to ‘sell’ the effort needed?

•How to turn data deposition into academic credit?
!26
!27
Thank you
for your attention

Questions, comments?
!28

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Depositing and evaluating datasets: een sketch of four disciplines in four countries

  • 1. Depositing and evaluating datasets: een sketch of four disciplines in four countries Frank van der Most eHumanities and DANS ! DANS lunch-presentation, 4 March 2014 1
  • 2. ACUMEN Academic Careers Understood through
 Measurement and Norms www.research-acumen.eu ! “Currently, there is a discrepancy between the criteria used in performance assessment and the broader social and economic function of scientific and scholarly research.” (proposal, p. 3) !2
  • 3. ACUMEN Additional problems ✦ “lack of resources for qualitative evaluation due to increased scale of research” ✦ “quantitative measures are often not applicable at the individual level” ✦ “lack of recognition for new types of work”
 (ACUMEN description of work, p. 3) !3
  • 4. ACUMEN ! ✦ so, ACUMEN will develop •a portfolio for researchers, and •criteria and guidelines for Good Evaluation Practices ✦ Done … see the website !4
  • 5. My part in ACUMEN !5
  • 6. Research Question ✦ How do evaluations influence the development of individuals’ careers in academia?
 (What is the impact of evaluations?)
 •Wide notion of evaluations •Careers + ‘work’ !6
  • 7. Method ✦ Quite structured, in depth interviews ✦ 4 Countries : UK, Germany, the Netherlands, Poland ✦ 4 Disciplines : Astronomy/astrophysics, Environmental engineering, Philosophy (+), Public Health ✦ Individual academics •3 levels of seniority: PhD + 5 to 10 years, + 11 to 25 years, + 26 years or more (or equivalents) ✦ Deans, HoDs, or HR manager !7
  • 8. Method Number of interviews done AA EE P+ PH Total UK 4 (3+1) 4 (3+1) 3 (2+1) 4 (3+1) 15 (11+4) Germany 2 (2+0) 3 (3+0) 3 (2+1) 3 (3+0) 11 (10+1) The Netherlands 3 (3+0) 4 (3+1) 3 (2+1) 4 (3+1) 14 (11+3) Poland 2 (1+1) 1 (1+0) 4 (3+1) 1 (1+0) 8 (6+2) Total 48 11 (9+2) 12 (10+2) 13 (9+4) 12 (10+2) (38+10) Numbers in brackets: individuals + deans/HR managers !8
  • 9. Questions relevant for DANS" Academic individuals ✦ Have you ever deposited your research data, or have you ever reviewed a data set? •Could you describe the occasions in a few words? ✦ In which evaluations is data deposition, creation, maintenance, or review addressed? !9
  • 10. AI: Have you ever deposited your research data? Answer (coded) Discipline AA EE P+ PH Total No 1 2 1 4 8 No, because we do not produce data 1 1 5 1 8 Yes, it is done automatically by the facilities 5 !10 5
  • 11. European Space Agency Example of European Southern Observatory archives ESO / B. Tafreshi (twanight.org) http://www.eso.org/public/archives/images/screen/potw1239a.jpg
 Accessed 4 March 2014 !11
  • 15. AI: Have you ever deposited your research data? Answer (coded) Discipline AA EE P+ PH Total No 1 2 1 4 8 No, because we do not produce data 1 1 5 1 8 Yes, it is done automatically by the facilities 5 5 Question not asked 1 No, but I store privately 1 No, but I know that we should 2 No in general, but Yes, one time 1 2 2 3 3 1 3 Yes, we produce catalogues 3 2 No, but financing parties claim the data 2 2 1 1 Yes, some data is deposited at a central place in the group 1 1 Yes, in the library of the university 1 1 10 38 Total 9 !15 10 9
  • 16. AI: have you ever reviewed a dataset? ✦ No, except … ✦ In AA: implicit reviewing when re-using a dataset •‘Reduction’ of data / processing of data •Need to know about the instrument and trust the data ✦ Exception of one specific project (EE) !16
  • 17. AI: In which evaluations is data deposition, creation, maintenance, or review addressed? Answer (coded) Discipline Do not know of any AA 3 EE P+ PH Total 8 8 24 2 Question not asked 5 1 2 5 The process is evaluated 2 2 Incidentally, when data is re-processed 2 2 Through peer review of publications 1 1 2 No, it should be done but probably is not 1 1 Through peer review of claims to discoveries 1 1 Yes, through pipeline processing 1 Total 9 1 10 9 10 38
  • 18. AI: In which evaluations is data deposition, creation, maintenance, or review addressed? Answer (coded) Discipline Do not know of any AA 3 EE P+ PH Total 8 8 24 2 Question not asked 5 1 2 5 The process is evaluated 2 2 Incidentally, when data is re-processed 2 2 Through peer review of publications 1 1 2 No, it should be done but probably is not 1 1 Through peer review of claims to discoveries 1 1 Yes, through pipeline processing 1 Total 9 1 10 9 10 38
  • 19. AI: In which evaluations is data deposition, creation, maintenance, or review addressed? Answer (coded) Discipline Do not know of any AA 3 EE P+ PH Total 8 8 24 2 Question not asked 5 1 2 5 The process is evaluated 2 2 Incidentally, when data is re-processed 2 2 Through peer review of publications 1 1 2 No, it should be done but probably is not 1 1 Through peer review of claims to discoveries 1 1 Yes, through pipeline processing 1 Total 9 1 10 9 10 38
  • 20. AI: In which evaluations is data deposition, creation, maintenance, or review addressed? Answer (coded) Discipline Do not know of any AA 3 EE P+ PH Total 8 8 24 2 Question not asked 5 1 2 5 The process is evaluated 2 2 Incidentally, when data is re-processed 2 2 Through peer review of publications 1 1 2 No, it should be done but probably is not 1 1 Through peer review of claims to discoveries 1 1 Yes, through pipeline processing 1 Total 9 1 10 9 10 38
  • 21. Questions relevant for DANS" Deans, HR managers and Heads of Departments ✦ Is your institution promoting data deposition and data review?
 Since when?
 How? ✦ In which evaluations is data deposition, creation, maintenance, or review addressed? !21
  • 22. DH: Is your institution promoting data deposition and data review? Answer (coded) Discipline AA EE P+ PH Total Question not asked 1 2 1 4 Yes, university promotes 1 1 1 3 No promotion, but it may happen 1 No promotion 1 Total 2 !22 2 1 2 1 4 2 10
  • 23. Dean in EE ✦ Motivation for researchers? •Feels like extra bureaucracy •Sit on their data •What’s the point once you finish the project •Checking for fraud ✦ Problems of depositing and re-use •Meta-data > experimental setting !23
  • 24. Dean in PH ✦ Yes, the university is promoting ✦ Many questions to answer •Should we store everything? Capacity •Consent from patients, anonymity ✦ External institute or at the university? •Trust in institution •Technical reliability (15 years), back-ups etc. !24
  • 25. DH: In which evaluations is data deposition, creation, maintenance, or review addressed? Answer (coded) Discipline AA EE P+ PH Do not know of any 1 2 1 2 Question not asked 1 Total 6 2 1 No evaluations, but interesting question 2 Total !25 2 3 1 4 2 10
  • 26. Conclusions ✦ Differences between disciplines, but also within them ✦ DANS may get more busy than expected •Outside pressure, from research councils and through incidents such as Stapel case •Or less busy … ? ✦ How to ‘sell’ the effort needed? •How to turn data deposition into academic credit? !26
  • 27. !27
  • 28. Thank you for your attention Questions, comments? !28