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COSMETIC REGULATION -
INDIA
- Dr. Ashwini Kumar
CEO
CliniExperts Services (P) Ltd.
akumar@cliniexperts.com
Cosmetic- Definition
 Drugs & Cosmetic Act, 1940 defines “cosmetic” as-
“any article intended to be rubbed, poured, sprinkled or sprayed on, or introduced into,
or otherwise applied to, the human body or any part thereof for cleansing, beautifying,
promoting attractiveness, or altering the appearance, and includes any article
intended for use as a component of cosmetic”
History of Indian Drug & Cosmetic
Legislation
 The Drug and Cosmetic Act 1940 and Rules 1945 were passed by the India’s
parliament to regulate the import, manufacture, distribution and sale of drugs and
cosmetics.
 In India the cosmetics are regulated by the Central Drugs Standard Control
Organization (CDSCO)
 The Drug Controller General (India) (DCGI) was established
 DCGI is the head of Central Drug Standard Control Organization, who regulates
Cosmetics, Devices & Drugs in India
Evolution of Indian Drug & Cosmetic
Legislation
Evolution of Indian Drug & Cosmetic
Legislation
May 19, 2010
First Notification for IMPORT
AND REGISTRATION OF
COSMETICS
March 30, 2011
Extension for
implementation till Oct. 1,
2011
April 1, 2013
Implementation of IMPORT
AND REGISTRATION OF
COSMETICS
Evolution of Indian Drug & Cosmetic
Legislation
 Notification, dated May 19, 2010 by Department of Health under Ministry of Health
and Family Welfare, in exercise of the powers conferred by sections 12 and 33 of
the said Act, the Central Government made the following rules further to amend
the Drugs and Cosmetics Rules, 1945
1 (a) Rules may be called the Drugs and Cosmetics (Amendment) Rules, 2010
1 (b) They shall come into force with effect from 1st day of April 2011
2. In the Drugs and Cosmetics Rules, 1945, (hereinafter referred to as the said rules),
in Part XIII, for the heading "IMPORT OF COSMETICS", the heading "IMPORT AND
REGISTRATION OF COSMETICS" shall be substituted
Evolution of Indian Drug & Cosmetic
Legislation
3. In the said rules, for rule 129, the following rules shall be substituted, namely:-
 129- Registration of cosmetic products imported into the country
 129A- Form and manner of application for Registration Certificate
 129 B- Registration Certificate for the import of cosmetics manufactured by
one manufacturer
 129 C- Grant of Registration Certificate
 129D- Duration of Registration Certificate- shall be valid for a period of three
years from the date of its issue
Evolution of Indian Drug & Cosmetic
Legislation
 129E- Suspension and cancellation of Registration Certificate
 129F- Prohibition of import of certain cosmetic
 129G- Standard for imported cosmetics
 129H- Labeling and Packing of Cosmetics
Implementation of Registration
 Prior to March 31, 2013- No registration of the cosmetic product was required to
import them in India
 Registration became mandatory from April 1, 2013 for all the cosmetics imported in
the country
 As defined under Rule 21 of Drugs & Cosmetics Rules, 1945, after amendment, all
cosmetic products that are imported for sale in India need to be registered with the
licensing authority
Organogram- Cosmetic Division
Ministry of Health and Family Welfare
CDSCO
Drug Controller General India [DCGI]
Joint Drugs Controller (India)
Deputy Drugs Controller (India)
Cosmetic Division
Drugs Inspectors/ Technical Inspectors
Technical Data
Associates
Assistant Drugs
InspectorsAssistant Drugs Controller (India)
Who can apply for Registration of Import of
Cosmetics?
1. The Manufacturer himself having registered office in India
2. The Authorized Agent of the Manufacturer
3. The Subsidiary of the Manufacturer
4. Any other importer
Guidelines on Registration of Import of
Cosmetics
Definitions
 “a Manufacturer is the ‘Brand/trade name owner’’ and not the ‘actual manufacturer
 A ‘Brand’ is a category/class of products as opposed to being just the trade name /brand. For
example, the ‘Brand’ will include all brands of lipsticks imported by the applicant and not just a
particular ‘brand name’ of Lipstick. For example, shampoo and conditioner belong to different
classes even though these may have a common ‘brand name’. A single application may be made
for registration of more than one brand of cosmetics (including its different variants and pack sizes)
by the same manufacturer
 An "Authorized Agent” means a person or entity in India authorized by the manufacturer. The
authorized agent will be responsible for the business activities of the manufacturer in India
including compliance to the provisions of the Act in all respects
 “Subsidiary" means an entity in India owned by the manufacturer
 "Any other importer" means any person or entity purporting to import cosmetic products other
than the manufacturer, its authorized agent and its subsidiary
Registration Guidelines
 As defined under Rule 21 of Drugs & Cosmetics Rules, 1945, all cosmetic products
imported for sale in India need to be registered with licensing authority
 Application for registration (Form-42) with required documents, are submitted to Drugs
Controller General (I), CDSCO, FDA Bhavan, Kotla Road, New Delhi
 This application will be accompanied by the fee specified along with information and
undertaking in Schedule D-III
 Single application in Form 42 for any number of brands manufactured at one or more
locations by a single manufacturer (legal)
 Single registration certificate in Form 43 issued to a particular applicant in respect of
import of any number of brands manufactured at one or more locations by a single
manufacturer
Application Fundamentals
• Nth products (or brand) per cosmetic category as per column 3 of
Annexure in guidelines
• Same legal manufacturer, same or different manufacturing facilities
• USD 250 fees
One
Application
• Two different categories of two products (or brands) as per column 3 of
Annexure in guidelines
• Two legal manufacturers, different manufacturing facilities
• USD 250 + USD 250 fees
Two
Applications
• Addition of product (or brand) in same category as per column 3 of
Annexure in guidelines
• Called Additional Product Permission
• No fees
Different
Application
Brand owner to file applications
Registration Guidelines: Power of Attorney
 Authorization by a manufacturer to his authorized agent in India will be
documented by a Power of Attorney
 The power of attorney shall be-
(a) executed and authenticated either in India before First Class Magistrate, or in the
country of origin of the manufacturer before such an equivalent authority OR
(b) attested by the Indian Embassy of the said Country OR
(c) Apostille from Hague convention member countries is also acceptable
 Original of the same to be furnished with application (Form 42)
Registration Guidelines: Power of Attorney
 Points to keep in mind while submitting the Power of Attorney:
- It should be co-jointly signed and stamped by the manufacturer as well as the
Authorized agent indicating the name & designation of the authorized signatories
- It should clearly list the names of all cosmetic products along with their trade names,
Brand as per Column 2 of the Annexure and variants (e.g. colour, shades, pack sizes,
etc). Further, the name of the cosmetics should correlate with those mentioned in the
Form 42
- The names and addresses of the manufacturer as well as the Authorized agent
stated in the Power of Attorney should correlate with the Form 42
- It should be valid for the period of said Registration Certificate (3 years)
Registration Guidelines: Case of Variation
After grant of Registration Certificate
Any change in product specification, ingredients, variant, etc.
Applicant to inform about these changes to the Licensing Authority
Submit revised Schedule D III
At least 30 days before the date of import
Registration Guidelines: Label
Imported Cosmetics Label- to bear RC number of brand and name and address of
the RC holder
Sticker of label with RC No. of brand and name and address of the RC holder, can be removed
after import, at a suitable declared place on an application made to the Licensing Authority and
that is approved by them
Label should also bear name and address of the manufacturer, name of the country
where product was manufactured
If product was not manufactured in a factory owned by the manufacturer, name and address of
actual manufacturer or name of country where it has actually been manufactured as “Made in
(country name)" should be there on label
Registration Guidelines: General
Applicant to provide
the English version
of any document
which is in any other
foreign language
from qualified
translator In case where there is
no provision for license
to manufacture
cosmetics in the country
of origin, the importer to
provide a declaration on
affidavit to that effect
Registration Guidelines: Registration Not
Required
Cosmetic products
imported to India as
bulk for repackaging
for 100% export to
other countries will not
require registration
certificate
For Import of cosmetics for
R&D purposes like packaging
trials, consumer studies, shelf
life studies and transport
studies, registration
certificate is not required
In such cases, importer has to obtain permission from Port in the form of
written undertaking that these products are not released for domestic sale
Registration: Time Line & Validity
•Approx. 3
Months
Time
Line
•3 yearsValidity
Prescreening Checklist
Contents
1. Covering Letter
2. Application ( Form-42)
3. Fee: TR-6 Challan (in Original)
4. Power Of Attorney (in Original)
5. Schedule D III
6. Labels
7. List of Ingredients/ Composition
8. Regulatory Certificates
9. Chemical Information of cosmetics
10.Pack insert
11.Soft Copies
12.Sample pack of product
13.List of countries granted market
authorization/ import permission
14.Undertaking
Prescreening Checklist: Cover Letter
 For Pre Screening of Applications for Grant of Registration Certificate in Form 43
under the provisions of Drugs and Cosmetics Rules
 Contains 14 headers
1. Covering Letter
Purpose should be clearly mentioned with page number and Index
Prescreening Checklist: Form 42
2.Application
(Form-42)
2.1 Duly filled, signed & stamped original application by the
Indian Agent/ importer
2.2 Name of the Cosmetic product, variants (if any) along with
actual manufacturer of the product to be registered. The
categorization of the product should be as per Column 3 in
Annexure of Guidelines on Registration
2.3 Name & full address of Authorized Agent/ importer in India
2.4 Name & full address of Manufacturer & its Factory Premises
Prescreening Checklist: TR-6 Challan
3. Fee: TR-6
Challan (in
Original)
3.1 Fees paid (250 USD equivalent Indian rupees for each Brand
proposed viz. each category of cosmetics as mentioned in Column 3 of
the guidelines of cosmetics
3.2 Head of Account “0210-Medical and Public Health, 04-Public Health,
104-Fees and Fines) adjustable to PAO, DGHS, New Delhi
3.3 Total categories of cosmetics … TR6 No ... USD … INR …
3.4 TR6 Challan Number, date of challan and Realization Stamp
Note:- The categories of applied products and
manufacturer’s name shall be mentioned in TR-6 Challan
Prescreening Checklist: Power of Attorney
4. Power Of Attorney (in Original)
• 4.1 Executed & authenticated either in India before a First class Magistrate, or in the country of origin
before such an equivalent Authority or attested by the Indian Embassy of the said country or Apostilled
from Hague convention member countries as per proforma attached
• 4.2 Name and full address of the manufacturer & its manufacturing site as per Form-42
• 4.3 Name and full address of the Indian Agent
• 4.4 Name of the Cosmetic product, variants (if any) along with actual manufacturer of the product to be
registered. The categorization of the product should be as per Column 3 of guidelines of cosmetics
• 4.5 Duly conjointly signed, stamped, and dated with name & designation of the signatory by both Indian
agent & the manufacturer
• Note:-All the pages of power of attorney including product list duly apostilled/notarized and
authenticated from the country of origin or It should be tamper proof seal
• 4.6 Time period for which POA is valid must be mentioned in power of attorney
Prescreening Checklist: Schedule D III &
Label
5. Duly filled, signed and sealed Schedule D III by manufacturer or Indian agent along with undertaking
6. Labels of proposed products:
6.1 Legible label of the products circulated in the country of origin
6.2 Legible Original label for proposed products along with their variants (if any) as per Drugs and Cosmetics Rules, 1945 which includes
following:-
 Name of Cosmetics
 Name of Manufacturer and Complete address of premises where the cosmetic is manufactured.
 Use Before
 Direction for safe use/Caution
 Batch number
 Manufacturing License number
 Registration Number and Importer name and address
 Other Information (if any)
 List of ingredients
Prescreening Checklist: Ingredient List &
Regulatory Certificates
• With details of concentration of each ingredient used in the product
composition duly signed by competent QC person from the
manufacturer
7. List of Ingredients
• 8.1 Authenticated copy of manufacturing
licenses/registration/marketing authorization in respect of applied
products issued by regulatory Authority from country of origin
• 8.2 Original Free Sale Certificate issued by National Regulatory
Authority of Country of origin for the applied products
• 8.3 In case if it is not issued by National Regulatory Authority from
the country of origin then from other competent Associations/
organizations duly authenticated from the Indian embassy of
country of origin need to be submitted
8. Regulatory
Certificates
Prescreening Checklist: Chemical Info,
Pack Insert, Soft Copies
9. Chemical Information of cosmetics
• 9.1 Test protocol for testing of cosmetics
• 9.2 Specification (BIS 14648:2011)
• 9.3 Test report including result of Pb, As, Hg and microbiological test. (Wherever applicable)
• Note:-Testing protocol, Specification and Test Report duly signed by competent QC
person from the manufacturer
10. Pack insert, (if any)
11. Soft copies of the information (MS Word & MS Excel) about product
name along with category, pack size and actual manufacturing site
Prescreening Checklist: Sample Pack, List
of countries, Undertaking
12. One sample pack of product shall be
submitted after its first import
• 13. List of countries where market authorization or
import permission or registration was granted
14. Other documents (if any) – Undertaking
that the product is not tested on animals
Queries ?

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Cosmetic Regulations , Registration and Import Registration in India

  • 1. COSMETIC REGULATION - INDIA - Dr. Ashwini Kumar CEO CliniExperts Services (P) Ltd. akumar@cliniexperts.com
  • 2. Cosmetic- Definition  Drugs & Cosmetic Act, 1940 defines “cosmetic” as- “any article intended to be rubbed, poured, sprinkled or sprayed on, or introduced into, or otherwise applied to, the human body or any part thereof for cleansing, beautifying, promoting attractiveness, or altering the appearance, and includes any article intended for use as a component of cosmetic”
  • 3. History of Indian Drug & Cosmetic Legislation  The Drug and Cosmetic Act 1940 and Rules 1945 were passed by the India’s parliament to regulate the import, manufacture, distribution and sale of drugs and cosmetics.  In India the cosmetics are regulated by the Central Drugs Standard Control Organization (CDSCO)  The Drug Controller General (India) (DCGI) was established  DCGI is the head of Central Drug Standard Control Organization, who regulates Cosmetics, Devices & Drugs in India
  • 4. Evolution of Indian Drug & Cosmetic Legislation
  • 5. Evolution of Indian Drug & Cosmetic Legislation May 19, 2010 First Notification for IMPORT AND REGISTRATION OF COSMETICS March 30, 2011 Extension for implementation till Oct. 1, 2011 April 1, 2013 Implementation of IMPORT AND REGISTRATION OF COSMETICS
  • 6. Evolution of Indian Drug & Cosmetic Legislation  Notification, dated May 19, 2010 by Department of Health under Ministry of Health and Family Welfare, in exercise of the powers conferred by sections 12 and 33 of the said Act, the Central Government made the following rules further to amend the Drugs and Cosmetics Rules, 1945 1 (a) Rules may be called the Drugs and Cosmetics (Amendment) Rules, 2010 1 (b) They shall come into force with effect from 1st day of April 2011 2. In the Drugs and Cosmetics Rules, 1945, (hereinafter referred to as the said rules), in Part XIII, for the heading "IMPORT OF COSMETICS", the heading "IMPORT AND REGISTRATION OF COSMETICS" shall be substituted
  • 7. Evolution of Indian Drug & Cosmetic Legislation 3. In the said rules, for rule 129, the following rules shall be substituted, namely:-  129- Registration of cosmetic products imported into the country  129A- Form and manner of application for Registration Certificate  129 B- Registration Certificate for the import of cosmetics manufactured by one manufacturer  129 C- Grant of Registration Certificate  129D- Duration of Registration Certificate- shall be valid for a period of three years from the date of its issue
  • 8. Evolution of Indian Drug & Cosmetic Legislation  129E- Suspension and cancellation of Registration Certificate  129F- Prohibition of import of certain cosmetic  129G- Standard for imported cosmetics  129H- Labeling and Packing of Cosmetics
  • 9. Implementation of Registration  Prior to March 31, 2013- No registration of the cosmetic product was required to import them in India  Registration became mandatory from April 1, 2013 for all the cosmetics imported in the country  As defined under Rule 21 of Drugs & Cosmetics Rules, 1945, after amendment, all cosmetic products that are imported for sale in India need to be registered with the licensing authority
  • 10. Organogram- Cosmetic Division Ministry of Health and Family Welfare CDSCO Drug Controller General India [DCGI] Joint Drugs Controller (India) Deputy Drugs Controller (India) Cosmetic Division Drugs Inspectors/ Technical Inspectors Technical Data Associates Assistant Drugs InspectorsAssistant Drugs Controller (India)
  • 11. Who can apply for Registration of Import of Cosmetics? 1. The Manufacturer himself having registered office in India 2. The Authorized Agent of the Manufacturer 3. The Subsidiary of the Manufacturer 4. Any other importer
  • 12. Guidelines on Registration of Import of Cosmetics
  • 13. Definitions  “a Manufacturer is the ‘Brand/trade name owner’’ and not the ‘actual manufacturer  A ‘Brand’ is a category/class of products as opposed to being just the trade name /brand. For example, the ‘Brand’ will include all brands of lipsticks imported by the applicant and not just a particular ‘brand name’ of Lipstick. For example, shampoo and conditioner belong to different classes even though these may have a common ‘brand name’. A single application may be made for registration of more than one brand of cosmetics (including its different variants and pack sizes) by the same manufacturer  An "Authorized Agent” means a person or entity in India authorized by the manufacturer. The authorized agent will be responsible for the business activities of the manufacturer in India including compliance to the provisions of the Act in all respects  “Subsidiary" means an entity in India owned by the manufacturer  "Any other importer" means any person or entity purporting to import cosmetic products other than the manufacturer, its authorized agent and its subsidiary
  • 14. Registration Guidelines  As defined under Rule 21 of Drugs & Cosmetics Rules, 1945, all cosmetic products imported for sale in India need to be registered with licensing authority  Application for registration (Form-42) with required documents, are submitted to Drugs Controller General (I), CDSCO, FDA Bhavan, Kotla Road, New Delhi  This application will be accompanied by the fee specified along with information and undertaking in Schedule D-III  Single application in Form 42 for any number of brands manufactured at one or more locations by a single manufacturer (legal)  Single registration certificate in Form 43 issued to a particular applicant in respect of import of any number of brands manufactured at one or more locations by a single manufacturer
  • 15. Application Fundamentals • Nth products (or brand) per cosmetic category as per column 3 of Annexure in guidelines • Same legal manufacturer, same or different manufacturing facilities • USD 250 fees One Application • Two different categories of two products (or brands) as per column 3 of Annexure in guidelines • Two legal manufacturers, different manufacturing facilities • USD 250 + USD 250 fees Two Applications • Addition of product (or brand) in same category as per column 3 of Annexure in guidelines • Called Additional Product Permission • No fees Different Application Brand owner to file applications
  • 16. Registration Guidelines: Power of Attorney  Authorization by a manufacturer to his authorized agent in India will be documented by a Power of Attorney  The power of attorney shall be- (a) executed and authenticated either in India before First Class Magistrate, or in the country of origin of the manufacturer before such an equivalent authority OR (b) attested by the Indian Embassy of the said Country OR (c) Apostille from Hague convention member countries is also acceptable  Original of the same to be furnished with application (Form 42)
  • 17. Registration Guidelines: Power of Attorney  Points to keep in mind while submitting the Power of Attorney: - It should be co-jointly signed and stamped by the manufacturer as well as the Authorized agent indicating the name & designation of the authorized signatories - It should clearly list the names of all cosmetic products along with their trade names, Brand as per Column 2 of the Annexure and variants (e.g. colour, shades, pack sizes, etc). Further, the name of the cosmetics should correlate with those mentioned in the Form 42 - The names and addresses of the manufacturer as well as the Authorized agent stated in the Power of Attorney should correlate with the Form 42 - It should be valid for the period of said Registration Certificate (3 years)
  • 18. Registration Guidelines: Case of Variation After grant of Registration Certificate Any change in product specification, ingredients, variant, etc. Applicant to inform about these changes to the Licensing Authority Submit revised Schedule D III At least 30 days before the date of import
  • 19. Registration Guidelines: Label Imported Cosmetics Label- to bear RC number of brand and name and address of the RC holder Sticker of label with RC No. of brand and name and address of the RC holder, can be removed after import, at a suitable declared place on an application made to the Licensing Authority and that is approved by them Label should also bear name and address of the manufacturer, name of the country where product was manufactured If product was not manufactured in a factory owned by the manufacturer, name and address of actual manufacturer or name of country where it has actually been manufactured as “Made in (country name)" should be there on label
  • 20. Registration Guidelines: General Applicant to provide the English version of any document which is in any other foreign language from qualified translator In case where there is no provision for license to manufacture cosmetics in the country of origin, the importer to provide a declaration on affidavit to that effect
  • 21. Registration Guidelines: Registration Not Required Cosmetic products imported to India as bulk for repackaging for 100% export to other countries will not require registration certificate For Import of cosmetics for R&D purposes like packaging trials, consumer studies, shelf life studies and transport studies, registration certificate is not required In such cases, importer has to obtain permission from Port in the form of written undertaking that these products are not released for domestic sale
  • 22. Registration: Time Line & Validity •Approx. 3 Months Time Line •3 yearsValidity
  • 24. Contents 1. Covering Letter 2. Application ( Form-42) 3. Fee: TR-6 Challan (in Original) 4. Power Of Attorney (in Original) 5. Schedule D III 6. Labels 7. List of Ingredients/ Composition 8. Regulatory Certificates 9. Chemical Information of cosmetics 10.Pack insert 11.Soft Copies 12.Sample pack of product 13.List of countries granted market authorization/ import permission 14.Undertaking
  • 25. Prescreening Checklist: Cover Letter  For Pre Screening of Applications for Grant of Registration Certificate in Form 43 under the provisions of Drugs and Cosmetics Rules  Contains 14 headers 1. Covering Letter Purpose should be clearly mentioned with page number and Index
  • 26. Prescreening Checklist: Form 42 2.Application (Form-42) 2.1 Duly filled, signed & stamped original application by the Indian Agent/ importer 2.2 Name of the Cosmetic product, variants (if any) along with actual manufacturer of the product to be registered. The categorization of the product should be as per Column 3 in Annexure of Guidelines on Registration 2.3 Name & full address of Authorized Agent/ importer in India 2.4 Name & full address of Manufacturer & its Factory Premises
  • 27. Prescreening Checklist: TR-6 Challan 3. Fee: TR-6 Challan (in Original) 3.1 Fees paid (250 USD equivalent Indian rupees for each Brand proposed viz. each category of cosmetics as mentioned in Column 3 of the guidelines of cosmetics 3.2 Head of Account “0210-Medical and Public Health, 04-Public Health, 104-Fees and Fines) adjustable to PAO, DGHS, New Delhi 3.3 Total categories of cosmetics … TR6 No ... USD … INR … 3.4 TR6 Challan Number, date of challan and Realization Stamp Note:- The categories of applied products and manufacturer’s name shall be mentioned in TR-6 Challan
  • 28. Prescreening Checklist: Power of Attorney 4. Power Of Attorney (in Original) • 4.1 Executed & authenticated either in India before a First class Magistrate, or in the country of origin before such an equivalent Authority or attested by the Indian Embassy of the said country or Apostilled from Hague convention member countries as per proforma attached • 4.2 Name and full address of the manufacturer & its manufacturing site as per Form-42 • 4.3 Name and full address of the Indian Agent • 4.4 Name of the Cosmetic product, variants (if any) along with actual manufacturer of the product to be registered. The categorization of the product should be as per Column 3 of guidelines of cosmetics • 4.5 Duly conjointly signed, stamped, and dated with name & designation of the signatory by both Indian agent & the manufacturer • Note:-All the pages of power of attorney including product list duly apostilled/notarized and authenticated from the country of origin or It should be tamper proof seal • 4.6 Time period for which POA is valid must be mentioned in power of attorney
  • 29. Prescreening Checklist: Schedule D III & Label 5. Duly filled, signed and sealed Schedule D III by manufacturer or Indian agent along with undertaking 6. Labels of proposed products: 6.1 Legible label of the products circulated in the country of origin 6.2 Legible Original label for proposed products along with their variants (if any) as per Drugs and Cosmetics Rules, 1945 which includes following:-  Name of Cosmetics  Name of Manufacturer and Complete address of premises where the cosmetic is manufactured.  Use Before  Direction for safe use/Caution  Batch number  Manufacturing License number  Registration Number and Importer name and address  Other Information (if any)  List of ingredients
  • 30. Prescreening Checklist: Ingredient List & Regulatory Certificates • With details of concentration of each ingredient used in the product composition duly signed by competent QC person from the manufacturer 7. List of Ingredients • 8.1 Authenticated copy of manufacturing licenses/registration/marketing authorization in respect of applied products issued by regulatory Authority from country of origin • 8.2 Original Free Sale Certificate issued by National Regulatory Authority of Country of origin for the applied products • 8.3 In case if it is not issued by National Regulatory Authority from the country of origin then from other competent Associations/ organizations duly authenticated from the Indian embassy of country of origin need to be submitted 8. Regulatory Certificates
  • 31. Prescreening Checklist: Chemical Info, Pack Insert, Soft Copies 9. Chemical Information of cosmetics • 9.1 Test protocol for testing of cosmetics • 9.2 Specification (BIS 14648:2011) • 9.3 Test report including result of Pb, As, Hg and microbiological test. (Wherever applicable) • Note:-Testing protocol, Specification and Test Report duly signed by competent QC person from the manufacturer 10. Pack insert, (if any) 11. Soft copies of the information (MS Word & MS Excel) about product name along with category, pack size and actual manufacturing site
  • 32. Prescreening Checklist: Sample Pack, List of countries, Undertaking 12. One sample pack of product shall be submitted after its first import • 13. List of countries where market authorization or import permission or registration was granted 14. Other documents (if any) – Undertaking that the product is not tested on animals

Editor's Notes

  1. I am Dr. Ashwini Kumar, CEO, CliniExperts Services (P) Ltd. We are a leading regulatory service provider in India. We are providing consultation services in Cosmetic registration since the import registration of cosmetics came into existence and became mandatory. We have obtained 120 cosmetic registrations successfully so far. It is a pleasure to interact with you all. In this session we are going to learn Cosmetic Registration process as per Regulation in India.
  2. As per the Drugs & Cosmetic Act, 1940 “cosmetic” is defined as- “any article intended to be rubbed, poured, sprinkled or sprayed on, or introduced into, or otherwise applied to, the human body or any part thereof for cleansing, beautifying, promoting attractiveness, or altering the appearance, and includes any article intended for use as a component of cosmetic”.
  3. The Drug and Cosmetic Act 1940 is an act of the parliament of India which regulates the import, manufacture and distribution of drugs and cosmetics in India. The Rules of this act were passed by the India’s parliament in 1945 and has undergone several amendments since then. The primary objective of this act is to ensure that the drugs and cosmetics sold in India are safe, effective and conform to the quality standards. In India the cosmetics are regulated by the Central Drugs Standard Control Organization (CDSCO) The DCGI, is the head of CDSCO, who regulates all the activities in India.
  4. Prior to 2010, the importers were freely importing the cosmetics in India. Then in 2010, there was need felt to regulate cosmetic importation in India. On May 19, 2010 the Government of India issued a Gazette Notification dated 19th May 2010 for amending the Drugs & Cosmetics Rules, 1945 providing a provision for registration of cosmetics into the Country before import. When gazette came it remained in suspended state till March 2013 when the govt. finally decided on 1st April 2013 to implement the Cosmetic registration with immediate effect.
  5. In the notification issued on May 19, 2010 by the Department of Health under Ministry of Health and Family Welfare, the Drugs and Cosmetics Rules, 1945 were amended as- Rules were now called as Drugs and Cosmetics (Amendment) Rules, 2010 which came into force from 1st April 2011 and finally were effective from April 1, 2013. The heading “IMPORT OF COSMETICS” in Part XIII were now called as “IMPORT AND REGISTRATION OF COSMETICS”
  6. In the rules, for Rule 129, following rules were substituted: The Rule 129 now stated - Registration of cosmetic products imported into the country The Rule 129A states the Form and manner of application for Registration Certificate The Rule129B states Registration Certificate for the import of cosmetics manufactured by one manufacturer The Rule 129C states Grant of Registration Certificate Whereas Rule129D states Duration of Registration Certificate validity which is a period of three years from the date of its issue, provided that if application for a fresh Registration Certificate is made within six months before the expiry of the said certificate, the existing Registration Certificate shall be deemed to continue to remain in force until orders are passed on the application
  7. Rule 129E states Suspension and cancellation of Registration Certificate Rule 129F states Prohibition of import of certain cosmetic Rule129G is for Standard for imported cosmetics Rule 129H is for Labeling and Packing of Cosmetics
  8. skip
  9. This is the hierarchy and designations at the Cosmetic division in India starting from Technical Data Associates, Assistant Drugs Inspectors, to the Drug Controller General India [DCGI] in chronological order.
  10. Now we say who can apply for Registration of Import of Cosmetics? The answer is- 1. The Manufacturer himself having registered office in India 2. The Authorized Agent of the Manufacturer 3. The Subsidiary of the Manufacturer 4. Any other importer These people can apply under the Drugs and Cosmetic rules, 1945
  11. Coming upto the Guidelines on Registration of Import of Cosmetics
  12. These are the definitions involved while considering the registration process. Who is a Manufacturer? - He/she is the ‘Brand/trade name owner’’ and not might be the ‘actual manufacturer of the cosmetic product. What is a ‘Brand’? It is a category/class of products as opposed to being just the trade name /brand. For example, the ‘Brand’ will include all brands of lipsticks imported by the applicant and not just a particular ‘brand name’ of Lipstick. For example, shampoo and conditioner belong to different classes even though these may have a common ‘brand name’. A single application may be made for registration of more than one brand of cosmetics (including its different variants and pack sizes) by the same manufacturer An "Authorized Agent” here means a person or entity in India authorized by the manufacturer. The authorized agent will be responsible for the business activities of the manufacturer in India including compliance to the provisions of the Act in all respects “Subsidiary" means an entity in India owned by the manufacturer AND "Any other importer" means any person or entity purporting to import cosmetic products other than the manufacturer, its authorized agent and its subsidiary
  13. Application for registration is drafted in Form-42 with required documents which are submitted to DCGI, CDSCO, in FDA Bhavan, New Delhi. The application is to be submitted with a fee of USD 250 alongwith undertaking in Schedule D-III Single registration certificate in Form 43 issued to a particular applicant in respect of import of any number of brands manufactured at one or more locations by a single manufacturer Over here comes a question that a single application can accommodate how many brands?? The answer is single application in Form 42 can accommodate any number of brands manufactured at one or more locations by a single manufacturer (legal) which is further explained in the next slide.
  14. For each application, a fee of USD 250 or its equivalent INR for each Brand will be charged as fee i.e. each category of cosmetics, mentioned in Column 3 in Annexure of these guidelines can be categorized in one application. If the applicant seeks to import the same brand belonging to different legal manufacturers, he needs to submit separate application for each manufacturer and has to pay separate fees therefor. Now in any existing valid Registration Certificate, if the applicant wants to add any further brand or product of already registered category as mentioned in Column 3 of the Annexure for the same manufacturer, separate application will need to be submitted by the importer. But no fee will be charged. In such cases additional product permission will be endorsed to the already approved category in a given Registration Certificate
  15. Coming to Power of Attorney – The authorization by a manufacturer to his authorized agent in India will be documented by a Power of Attorney. The power of attorney shall be- (a) executed and authenticated either in India before First Class Magistrate, or in the country of origin of the manufacturer before such an equivalent authority OR (b) attested by the Indian Embassy of the said Country OR (c) Apostille from Hague convention member countries is also acceptable The original of the same will be furnished along with the application for Registration Certificate
  16. Here comes the Points to keep in mind while submitting the Power of Attorney: - It should be co-jointly signed and stamped by the manufacturer as well as the Authorized agent indicating the name & designation of the authorized signatories - It should clearly list the names of all cosmetic products along with their trade names, Brand as per Column 2 of the Annexure and variants (e.g. colour, shades, pack sizes, etc). Further, the name of the cosmetics should correlate with those mentioned in the Form 42 - The names and addresses of the manufacturer as well as the Authorized agent stated in the Power of Attorney should correlate with the Form 42 - It should be valid for the period of said Registration Certificate (3 years)
  17. This is a case off variation: After grant of Registration Certificate, in case of any change in product specification, ingredients, variant, etc., the applicant will inform about those changes to the Licensing Authority by submitting revised Schedule D III at least 30 days before the date of import
  18. The label of imported cosmetics will bear the registration certificate number of the brand and name and address of the registration certificate holder Stickering of labels containing the registration certificate number of the brand and the name and address of the registration certificate holder may be allowed to be carried out after import at a suitable declared place approved by the Licensing Authority on an application made to the Licensing Authority The Label should also bear the name and address of the manufacturer and name of the country where the product has been manufactured. If the product has not been manufactured in a factory owned by the manufacturer, the name and address of the actual manufacturer or the name of the country where it has actually been manufactured should be there on the label as given here.
  19. Applicant has to provide the English version of any document which is in any other foreign language from qualified translator In case where there is no provision for license to manufacture cosmetics in the country of origin, the importer has to provide a declaration on affidavit to that effect
  20. Registration is Not Required in these cases: 1. For Import of cosmetics for R&D purposes like packaging trials, consumer studies, shelf life studies and transport studies 2. Cosmetic products imported to India as bulk for repackaging for 100% export to other countries These will not require registration certificate
  21. The Time Line to take a Registration is approx 3 months and Validity of Registration is 3 years from the date of issue of Registration certificate.
  22. Coming to the Prescreening Checklist which is used to analyze the points done and missed.
  23. This is a glimpse of it. It contains 14 points. We will go one by one to these points in detail.
  24. First point is Covering Letter in which Purpose should be clearly mentioned with page number and Index.
  25. Second point is Application in Form-42. It should contain- 1. Form 42 filled, signed & stamped original application by the Indian Agent or importer 2. Name of the Cosmetic product, variants (if any) along with actual manufacturer of the product to be registered. The categorization of the product should be as per Column 3 in Annexure of Guidelines on Registration 3. Name & full address of Authorized Agent/ importer in India 4. Name & full address of Manufacturer & its Factory Premises
  26. Fees is to be submitted in TR-6 Challan 250 USD equivalent Indian rupees for each Brand proposed is to be paid i.e. for each category of cosmetics as mentioned in Column 3 of the guidelines of cosmetics TR6 Challan Number, date of challan and Realization Stamp is required for filing application. Please note that The categories of applied products and manufacturer’s name shall be mentioned in TR-6 Challan
  27. We have already discussed Power Of Attorney. Please note that all the pages of power of attorney including product list duly apostilled/notarized and authenticated from the country of origin or It should be tamper proof seal Also the Time period for which POA is valid must be mentioned in power of attorney
  28. Schedule D III is a common format given by Indian govt. has to be filled by manufacturer. Signed on letter head of manufacturer by manufacturer or importer, or authorized agent. Coming to Label, it should contain- Name of Cosmetics, Name of Manufacturer and Complete address of premises where the cosmetic is manufactured, Use Before date, Direction for safe use/Caution, Batch number, Manufacturing License number, Registration Number, Importer name and address and Other Information (if any).
  29. List of Ingredients should include details of concentration of each ingredient used in the product composition duly signed by competent QC person from the manufacturer Regulatory Certificates should include: 1. Authenticated copy of manufacturing licenses/registration/marketing authorization in respect of applied products issued by regulatory Authority from country of origin 2. Original Free Sale Certificate issued by National Regulatory Authority of Country of origin for the applied products In case if it is not issued by National Regulatory Authority from the country of origin then from other competent Associations/ organizations duly authenticated from the Indian embassy of country of origin need to be submitted
  30. Chemical Information of cosmetics should include- Test protocol for testing of cosmetics BIS Specification (i.e. BIS 14648:2011) Test report including result of Pb, As, Hg and microbiological test. (Wherever applicable) All these documents are to be signed by competent QC person from the manufacturer Next point is it should include Pack insert, (if any) Soft copies of the information (MS Word & MS Excel) about product name along with category, pack size and actual manufacturing site are to be provided.
  31. List of countries where market authorization or import permission or registration was granted should be submitted. In the other documents, Undertaking that the product is not tested on animals should be provided as per PETA, in India. And after import, One sample pack of product shall be submitted to the DCGI.
  32. This was the regulation for cosmetic and its registration process with prescreening checklist. If you have any queries kindly let us know. You may contact me on my mail ID which is- akumar@cliniexperts.com