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Lumbar Spine Functional Instability
         Rehabilitation
   Convention or Evidence?
              Paul Schoonman, DC
       Schoonman Chiropractic and Rehab
Health Science Advisory Board, Merrimack College

       Andrew Cannon, MHS, PT, SCS
         Dir., Sports Medicine, NRHN
     Team PT, Lecturer, Merrimack College
CONVICTION!!
Critical consumers of dogmatic
approach to lumbar spine care
          and exercise




           Disc location
Trunk Performance
 No such thing as truly
  functional exercise
 Function is context and
  individual specific
 GPP, SPP
 Input versus outcome?
 Motor skill in, stability
  out!
 Ankle sprain, MDI
 Like the trunk, ROM is
  poor indicator of overall
  ability
Shoulder any different?
Phases of Rehabilitation for Shoulder Instability
Phase I
 Rest and immobilization
 Pain control with nonsteroidal anti-inflammatory drugs and ice applied to the shoulder
Phase II
 Isometric strengthening
 Isotonic strengthening
 Begin exercises with shoulder in adducted, forward- flexed position, progressing to
    abducted position
Phase III
 Endurance building along with strengthening exercises
 Goal: the patient reaches 90% strength in the injured shoulder compared with the uninjured
    shoulder
Phase IV
 Increase activity to sport- or job-specific activities
What is best for people with acute
 low back pain with or without
  radicular symptoms to do?
Bed rest for acute low-back pain and sciatica
    People with acute low-back pain who are advised to rest in bed have
      more pain and are less able to perform every day activities, on
            average, than those who are advised to stay active.

    As many people get some relief from low back pain and sciatica (pain
   down the back and leg) by lying down, bed rest is often recommended.
    However, this review found that, for people with acute low-back pain,
   advice to rest in bed is less effective in reducing pain and improving an
     individual's ability to perform every day activities than advice to stay
   active. For people with sciatica, there were no important differences in
       the effects of advice to stay in bed compared with advice to stay
                                      active.
                                     Page 106
Hagen KB, Hilde G, Jamtvedt G, Winnem M. Bed rest for acute low-back pain and
  sciatica. Cochrane Database of Systematic Reviews 2004, Issue 4. Art. No.:
                                 CD001254
Williams flexion exercises

I have not been able to find one shred
of evidence that they are better than
any other form of exercise or that
specifically they are indicated over other
therapeutic exercise interventions
Does Stretching Decrease
         Injury?
 Evidence says pre-exercise does not
 Not pre-exercise 3x day does
  – 20 seconds, 5-7 reps, comfortable
  – Frequency is key
  – Limited value in spine care relative to spine
    stretching
Finally, separate out
   what is indicated to do
   what seems good to do, “clinical wisdom”
   what other people do
   what the patient wants to do
   what you have time to do
   what their parents/employer want them to do
   What the insurer will pay you to do
New Path
Simple --- Complex
Isolated --- Integrated
   Slow --- Fast
SAID
 SPECIFIC
 ADAPTATIONS
 IMPOSED
 DEMANDS
What patient is this new path for?

  Acute? No. Sub acute and beyond, Episodic
  Can they be radicular? Yes!, non progressive,
   stable, neurologically improving, weakness
   decreasing, reflexes increasing
  Change from victim to patient
  Pain versus function
Neuromuscular Function in Athletes Following Recovery
           From a Recent Acute Low Back Injury,
                      Cholewicki et al, jospt vol. 32 #11, 11:2002




 Chronic LBP, delay in shut off of agonist , switch on antagonist with
  fewer # of trunk muscles responding
 Varsity athletes with hx 1 episode of LBP, >6 months prior
 @injury pain 4.4/10, FVAS 30/100, min. 3 days OOP
 @testing, avg. 56 days post, pain 0/10, full participation
 A shutting off of a fewer number of agonists with an increased latency
  as well compared to matched controls
Stability

 Synergistic coordination
  of neuromuscular
  system to provide a
  stable base for
  superimposed
  functional movement or
  activity
 Shoulder MDI and hand
  placement
 But, the trunk??
What Do We Know About Lumbar Spine
                  Segmental Instability?
   Clinical instability is a sagittal plane translation of >
    3mm or 9% of vertebral body width on either an
    flexion or extension radiograph, and/or sagittal plane
    rotation >9 degrees for lumbar motion segments
   Clinical instability is a deficit in the end of range
    passive restraints
   Functional instability is a decrease in the capacity of
    the stabilizing system of the spine to maintain the
    spinal neutral zones within physiological limits so
    that there is no neurological deficit, no major
    deformity and no incapacitating pain
   Functional instability is a failure of the neural and
    contractile units to guide normal segmental motion
    within the neutral zone.
Cause or Effect??
 Functional instability
  can be both the cause
  of and the result of
  injury
 Not just tissue based
 Motor control aspects
  – Coordinated contraction
    stiffens the joints and
    ultimately determines
    functional (in)-stability
How much load/shear is too much?
 Shear tolerance of vertebral motion segment of
  2000-2800N one time loading
 Repetitive shear loads may be more likely 500N
 The osteoligamnetous spine buckles at 20N!
 How do muscles that compress make the spine
  more functionally stable?
  Luca d e al. Stability of the ligamentous spine. Technical Report #40, Biomechanics Laboratory, San Francisco, University of California
So what is stability from a spine
                 perspective?
 Potential energy = PE= mass x gravity x height
 Stable equilibrium prevails when the PE of the system is
  minimum
 A ball in a bowl is stable. At the bottom of the bowl it is at
  minimum potential energy
 The deeper the bowl, the steeper the sides the more stable
  the system

   Bergmark A (1989) Stability of the lumbar spine: A study in mechanical engineering. Acta Orthop. Scand 1989; 60:3-53.2
The Continuum of Stability

              Slope of sides = stiffness
               of passive tissues =
               mechanical stop/end
               point
              Width of the bottom of
               the bowl = joint laxity


               Bergmark A (1987) Mechanical stability of
               the human lumbar spine. Doctoral
               dissertation, Department of Solid
               Mechanics, Lund University, Sweden
how many sides does the bowl
              need?
 Spinal joints can rotate in 3 planes, along 3 axes
 Requires a 6 dimensional bowl for each 6 lumbar
  spinal joints = 36-dimensional bowl
 If the height of the bowl is decreased in any one
  of these 36 dimensions, the ball rolls out!
 A single muscle having inappropriate force or a
  damaged passive tissue can cause instability
Potential energy as stiffness and
   storage of elastic energy.
 stiffness = (k)
 deformation = (x)
 so stretching a band with stiffness x a
  distance x will store energy (PE)
Elastic PE = .5 * k * x
 Stretching a band with
  stiffness (k) a distance (x)
  with store energy (PE)
 Increase in k = increase in
  side of the bowl
 Stiffness creates stability to
  support larger loads (P)
 Most important is stiffness
  is balanced
 Increased stiffness of just 1
  spring will lower PE in one
  direction and decrease
  ability to bear load
Symmetrical Stiffness

 Active muscles act like a
  stiff spring
 Modest levels of muscle
  activation create
  sufficient stiff and stable
  joints
 Motor control system
  modulates stiffness
  therefore stability
  through coordinated
  muscle co- activation
How Much Stability is Enough ?
         What is Sufficient?
 Too much stiffness and muscle
  coactivation imposes a load
  penalty/prevents motion
 Muscular stiffness necessary for
  stability with a modest extra for
  margin of safety
 How hard do the muscles need to
  work to provide adequate stability in
  the neutral zone?
 5%-20% MVC with ADL to athletic
  activities
 Strength or endurance?
 Remember the bowl needs all its
  sides!!
Is a single muscle most important
 Inappropriate application of “Queensland”
  research, did not say tva and mf “more”
  important
 Was any single string more important?
 All muscles play a role in stability, roles vary
  based on task at hand and resources
  available
Myths, Legends,
Misconceptionsn
You need a strong
trunk to protect your
        back

     10% of MVC abdominal
      wall cocontraction
     Endurance over strength
     Proper daily motion is
      “endurance training”
What are stabilization exercises
 An exercise repeated in a
  way that grooves motor
  patterns and ensures a
  stable spine
 Consider loading as to
  how good an exercise is
 An athlete requires a
  stable spine during c-v
  demanding, complex
  motor skill.
 It is not whole body
  stability, balance
What is the most important muscle

 Which wire is most
  important to the tower
  standing
 How can
  wires/muscles that add
  compression,
  decrease
  compression?
Upper and lower rectus
 There is no functional
  separation of the rectus
  abdominis
 Is a separation of neural
  drive, rarely!
 Once activated, function
  as a cable throughout its
  length
 If you mean, lower abs,
  could be TVA, that would
  be the lateral ‘V’
We give patients lumbar stability
           exercises
 Input or output?
 We train motor skill
 They get stability
WELL??
Convention versus Evidence

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Convention versus Evidence

  • 1.
  • 2. Lumbar Spine Functional Instability Rehabilitation Convention or Evidence? Paul Schoonman, DC Schoonman Chiropractic and Rehab Health Science Advisory Board, Merrimack College Andrew Cannon, MHS, PT, SCS Dir., Sports Medicine, NRHN Team PT, Lecturer, Merrimack College
  • 4. Critical consumers of dogmatic approach to lumbar spine care and exercise Disc location
  • 5. Trunk Performance  No such thing as truly functional exercise  Function is context and individual specific  GPP, SPP  Input versus outcome?  Motor skill in, stability out!  Ankle sprain, MDI  Like the trunk, ROM is poor indicator of overall ability
  • 6. Shoulder any different? Phases of Rehabilitation for Shoulder Instability Phase I  Rest and immobilization  Pain control with nonsteroidal anti-inflammatory drugs and ice applied to the shoulder Phase II  Isometric strengthening  Isotonic strengthening  Begin exercises with shoulder in adducted, forward- flexed position, progressing to abducted position Phase III  Endurance building along with strengthening exercises  Goal: the patient reaches 90% strength in the injured shoulder compared with the uninjured shoulder Phase IV  Increase activity to sport- or job-specific activities
  • 7. What is best for people with acute low back pain with or without radicular symptoms to do?
  • 8. Bed rest for acute low-back pain and sciatica People with acute low-back pain who are advised to rest in bed have more pain and are less able to perform every day activities, on average, than those who are advised to stay active. As many people get some relief from low back pain and sciatica (pain down the back and leg) by lying down, bed rest is often recommended. However, this review found that, for people with acute low-back pain, advice to rest in bed is less effective in reducing pain and improving an individual's ability to perform every day activities than advice to stay active. For people with sciatica, there were no important differences in the effects of advice to stay in bed compared with advice to stay active. Page 106 Hagen KB, Hilde G, Jamtvedt G, Winnem M. Bed rest for acute low-back pain and sciatica. Cochrane Database of Systematic Reviews 2004, Issue 4. Art. No.: CD001254
  • 9. Williams flexion exercises I have not been able to find one shred of evidence that they are better than any other form of exercise or that specifically they are indicated over other therapeutic exercise interventions
  • 11.  Evidence says pre-exercise does not  Not pre-exercise 3x day does – 20 seconds, 5-7 reps, comfortable – Frequency is key – Limited value in spine care relative to spine stretching
  • 12. Finally, separate out  what is indicated to do  what seems good to do, “clinical wisdom”  what other people do  what the patient wants to do  what you have time to do  what their parents/employer want them to do  What the insurer will pay you to do
  • 14. Simple --- Complex Isolated --- Integrated Slow --- Fast
  • 16. What patient is this new path for?  Acute? No. Sub acute and beyond, Episodic  Can they be radicular? Yes!, non progressive, stable, neurologically improving, weakness decreasing, reflexes increasing  Change from victim to patient  Pain versus function
  • 17. Neuromuscular Function in Athletes Following Recovery From a Recent Acute Low Back Injury, Cholewicki et al, jospt vol. 32 #11, 11:2002  Chronic LBP, delay in shut off of agonist , switch on antagonist with fewer # of trunk muscles responding  Varsity athletes with hx 1 episode of LBP, >6 months prior  @injury pain 4.4/10, FVAS 30/100, min. 3 days OOP  @testing, avg. 56 days post, pain 0/10, full participation  A shutting off of a fewer number of agonists with an increased latency as well compared to matched controls
  • 18. Stability  Synergistic coordination of neuromuscular system to provide a stable base for superimposed functional movement or activity  Shoulder MDI and hand placement  But, the trunk??
  • 19. What Do We Know About Lumbar Spine Segmental Instability?  Clinical instability is a sagittal plane translation of > 3mm or 9% of vertebral body width on either an flexion or extension radiograph, and/or sagittal plane rotation >9 degrees for lumbar motion segments  Clinical instability is a deficit in the end of range passive restraints  Functional instability is a decrease in the capacity of the stabilizing system of the spine to maintain the spinal neutral zones within physiological limits so that there is no neurological deficit, no major deformity and no incapacitating pain  Functional instability is a failure of the neural and contractile units to guide normal segmental motion within the neutral zone.
  • 20.
  • 21. Cause or Effect??  Functional instability can be both the cause of and the result of injury  Not just tissue based  Motor control aspects – Coordinated contraction stiffens the joints and ultimately determines functional (in)-stability
  • 22. How much load/shear is too much?  Shear tolerance of vertebral motion segment of 2000-2800N one time loading  Repetitive shear loads may be more likely 500N  The osteoligamnetous spine buckles at 20N!  How do muscles that compress make the spine more functionally stable? Luca d e al. Stability of the ligamentous spine. Technical Report #40, Biomechanics Laboratory, San Francisco, University of California
  • 23. So what is stability from a spine perspective?  Potential energy = PE= mass x gravity x height  Stable equilibrium prevails when the PE of the system is minimum  A ball in a bowl is stable. At the bottom of the bowl it is at minimum potential energy  The deeper the bowl, the steeper the sides the more stable the system  Bergmark A (1989) Stability of the lumbar spine: A study in mechanical engineering. Acta Orthop. Scand 1989; 60:3-53.2
  • 24. The Continuum of Stability  Slope of sides = stiffness of passive tissues = mechanical stop/end point  Width of the bottom of the bowl = joint laxity Bergmark A (1987) Mechanical stability of the human lumbar spine. Doctoral dissertation, Department of Solid Mechanics, Lund University, Sweden
  • 25. how many sides does the bowl need?  Spinal joints can rotate in 3 planes, along 3 axes  Requires a 6 dimensional bowl for each 6 lumbar spinal joints = 36-dimensional bowl  If the height of the bowl is decreased in any one of these 36 dimensions, the ball rolls out!  A single muscle having inappropriate force or a damaged passive tissue can cause instability
  • 26. Potential energy as stiffness and storage of elastic energy.  stiffness = (k)  deformation = (x)  so stretching a band with stiffness x a distance x will store energy (PE)
  • 27. Elastic PE = .5 * k * x  Stretching a band with stiffness (k) a distance (x) with store energy (PE)  Increase in k = increase in side of the bowl  Stiffness creates stability to support larger loads (P)  Most important is stiffness is balanced  Increased stiffness of just 1 spring will lower PE in one direction and decrease ability to bear load
  • 28.
  • 29. Symmetrical Stiffness  Active muscles act like a stiff spring  Modest levels of muscle activation create sufficient stiff and stable joints  Motor control system modulates stiffness therefore stability through coordinated muscle co- activation
  • 30. How Much Stability is Enough ? What is Sufficient?  Too much stiffness and muscle coactivation imposes a load penalty/prevents motion  Muscular stiffness necessary for stability with a modest extra for margin of safety  How hard do the muscles need to work to provide adequate stability in the neutral zone?  5%-20% MVC with ADL to athletic activities  Strength or endurance?  Remember the bowl needs all its sides!!
  • 31. Is a single muscle most important  Inappropriate application of “Queensland” research, did not say tva and mf “more” important  Was any single string more important?  All muscles play a role in stability, roles vary based on task at hand and resources available
  • 33. You need a strong trunk to protect your back  10% of MVC abdominal wall cocontraction  Endurance over strength  Proper daily motion is “endurance training”
  • 34. What are stabilization exercises  An exercise repeated in a way that grooves motor patterns and ensures a stable spine  Consider loading as to how good an exercise is  An athlete requires a stable spine during c-v demanding, complex motor skill.  It is not whole body stability, balance
  • 35. What is the most important muscle  Which wire is most important to the tower standing  How can wires/muscles that add compression, decrease compression?
  • 36. Upper and lower rectus  There is no functional separation of the rectus abdominis  Is a separation of neural drive, rarely!  Once activated, function as a cable throughout its length  If you mean, lower abs, could be TVA, that would be the lateral ‘V’
  • 37. We give patients lumbar stability exercises  Input or output?  We train motor skill  They get stability