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September/October 2010  Continuity  25
Societal security through partnership
Pierre Wettergren applies BCM principles on the public
sector and gives some insights to the methods and the
process that can be used to enhance community resilience
Community resilience
W
hen I was asked to provide some
insights into the ISO’s efforts in
relation to societal security and
in particular community resilience, my
thoughts instantly turned to the work which
we are currently carrying out on the new
Private - Public Partnership (PPP) standard.
The standard was originally proposed by the
Italian standardisation organisation UNI,
and a project team has now been set
up to develop the proposal further.
ISO Societal Security
However, before examining the PPP
standard, I will provide an overview of
the ISO Societal Security. Diagram 1
outlines the scope of the ISO Societal
Security, illustrating the three stakeholders
groups that must become more resilient;
the three phases to consider for actions/
capabilities/procedures; and the endless
resource dimensions, critical functions
and infrastructure that must be made more
robust. The ability of societies to survive
is dependent upon the security of the
critical functions which underpin it, and
not just on ensuring territorial security. It is
essential to enabling governments and civil
societies to function, critical infrastructures
to be maintained, democratic processes
to govern, and certain basic values to be
upheld. In principle, this is the aim of the
ISO Societal Security.
The ISO Technical Committee (TC) is
charged with managing this process and
is divided into a series of working groups
(WGs) each with a particular area of focus
(see diagram 2).
WG1 – Framework & Roadmap, but also
developing the PPP and Exercise standards
WG2 – Terminology
WG3 – Command, Control, Coordination,
and Cooperation
WG4 – Organisational Resilience
It is expected that next year this group
will publish the Preparedness & Continuity
Management standard, which will be
available for use in conjunction with other
national standards such as BS25999. ISO
Societal Security therefore frames a very
interesting and important set of standards
and will in the next few years bring these
standards to the market.
Private – Public Partnership
The standard I find most interesting is the Private – Public Partnership (PPP). It is expected
that the title of the standard will change as the meaning of PPP can vary from country to
country and it may become Private – Public Cooperation (PPC). For the purposes of this
article, however, we will refer to it as PPP.
In this article I will provide my views on what I hope the final standard will contain.
My comments are based on experiences of PPP projects, my time as head of BCM at
AstraZeneca, and my work with other inter-organisational networks. An example of one
such network, was a Swedish project which I facilitated involved six municipalities and 14
private companies that provided critical services. The aim of the project was to understand
and define criticalities and vulnerabilities in order to strengthen energy supply in the
region, and to form an inter-organisational team to manage disruptive events. This project
and other experiences from other TC members will shape the PPP standard.
The PPP standard will be applicable to all organisations seeking to enhance the
operability and resiliency of the core functions of society’s public and private sectors.
Important elements in the standard include: how to establish relationships, planning
activities, mitigation, emergency and recovery management, lessons learned, and plan and
pursue exercises.
Inter-organisational networks are a central component of this and can be implemented
at various levels, such as on a global, national, local or operational level. In the context of
the PPP standard we address operational PPPs, i.e. a cooperative network with a common
modus operandi. Let me explore further what I mean by an operational PPP with common
modus operandi.
Diagram 1
26  Continuity  September/October 2010
Operational PPPs
A PPP is an organised relationship between private and public organisations which establishes
common scope and objectives, defined roles and procedures, and tools to mitigate / manage
any incident impacting on societal security under applicable regulations and laws.
Relationships are generally long term and can develop before any interaction is initiated
through particular processes. These processes involve the influence of cooperative motives
to enter inter-organisational networks and the preferences upon which potential partners
are selected. This is a very basic summary of the mechanics of network theories.
The objectives upon which inter-organisational networks are based motivate the network
actors to develop relationships founded on cooperation so that shared goals and decisions
can be effectively pursued.
We must understand and master this engagement process in order to implement the
PPP standard. We need to use group engagement techniques and tools, as creating pull
is far more effective than leveraging from push. It is imperative we establish relationships
between actors, who all have their own agenda within their organisations, and engage
and jointly shape common objectives and common capabilities. This engagement process
has to be led and owned by the public sector and should be supported by domain and
facilitator experts.
Diagram 3
Interoperability Functions
Phases
Features
Enabling Technology
Relationship & Trust
Governance & Management
Monitoring & Assurance
Interoperability Functions
Enabling Technology
Relationship & Trust
Governance & Management
Monitoring & Assurance
Before During After
Starting the journey
The journey from idea to establishing
operational PPPs involves four key stages:
ideas and motives; engage and explore;
expand and commit; and stabilise and
mature.
Ideas & Motives: When a public actor
or organisation has an idea that could
enhance community resilience, they can
either develop it themselves or form a
PPP as a collective mechanism for sharing
risk, resources, and investments. It’s a
win-win, but there are obstacles that need
to be resolved in order to establish open
and constructive cooperation between
private and public actors. Firstly, getting
information can be an issue as private
companies are often not keen to air their
weaknesses. Secondly, composing the team
members can be a challenge. It is therefore
important to research which actors may be
interested in participating and then build
your case before contacting them preferably
using a SIPOC analysis and/or a BIA so that
you know which societal service/function
that needs to be secured/improved.
Engage & Explore: Invite individuals
or organisations to an open, facilitated
discussion where this idea is translated into a
defined common objective. Use experienced
group engagement facilitators to lead the
process. This starts to shape the relationship
model that eventually will define the roles,
procedures, the interoperability functions,
and enabling technology that constitutes
the modus operandi for the operational
PPP team. The output is a defined common
objective to move forward with.
Expand & Commit: After selecting who to
engage with, the PPP process moves into a
stage where the relationships are expanded
into friendships based on interpersonal
commitment, trust and reciprocity. It is
about getting to know each other and
understanding respective organisations’
capabilities and objectives. It is important to
ensure that participation in decision making
is democratic and inclusive, enabling people
to contribute as equal members of this PPP.
During this stage, a Societal Impact
Analysis (SIA) should be undertaken which
uses the same principles as a BIA and
applies them to the region and societal
services in question. This gives the group a
joint understanding of current capabilities
and what values are at stake.
This stage will also formalise the PPP,
committing the organisations through
written contracts to become active
members. Even if there are no jurisdictional
bindings and the relationship is on a
voluntary basis, the contract is important as
it is public commitment indicating that this
organisation is investing in the community
in which it operates and whose services it
depends on, thereby showing its corporate
social responsibility colours.
Scope
Diagram 2
Local Community
Coordination/Contribution
Interface with
Organizations
For Own
Organization
Single
Organization
Essential
Service Provider
Public Sector
WG1 PP Partnership
WG3
WG1 Exercise
WG4 Preparedness & Business Continuity
Emergency Response
Actors
September/October 2010  Continuity  27
“The objectives upon which inter-organisational
networks are based motivate the network actors to
develop relationships founded on cooperation so that
shared goals and decisions can be effectively pursued”
Once the commitments are made the hard work begins as you are now in a position
to shape the strategies which will be the basis for building your community resilience
capabilities. To establish an operational capability within this PPP you need to sort out
roles, responsibilities and procedures, as well as the activities required to ensure this
capability going forward. Therefore the PPP governance model is crucial, as it must allow
the group to overcome the hurdles of traditional management systems.
As diagram 3 indicates, interoperability, governance, management, monitoring, and
assurance features must all be considered. Since we are also dealing with many actors
and organisations at various locations we must consider using enabling technologies in all
three phases.
Group engagement techniques and tools are key during this process to maintaining
objectivity, increasing efficiency, and also keeping the need for members to travel to
a minimum. Such tools can ensure that all members participate actively in the PPP,
help reach consensus in far reaching debates, cut across traditional verticals and build
commitment to new actions and behaviour change, all of which are extremely important
components of the PPP.
Stabilise & Mature: Finally, in order to strengthen the relationships, validation and
verification exercises can prove extremely useful. These will engage the PPP actors and
over time the operational PPP capabilities
will become a natural component of
community resilience. But, remember
that relationships and trust are long term
investments. By becoming a member of
a PPP, you are making a commitment to
making your community more resilient.
Pierre Wettergren
Pierre Wettergren MSc, CEO, 5G Continuity AB
Pierre.Wettergren@5GContinuity.eu
www.5GContinuity.eu
Community resilience
Sources
1.	 Pesämaa Ossi, Hair Jr Joseph Franklin,
Motives, Partner Selection and Establishing
Trust Reciprocity and Interorganisational
Commitment, 2010
2.	 Håkansson, H., J. Johansson, The network as
a governance structure: Interfirm cooperation
beyond Markets and Hierarchies, In F
Grabher, The Embedded Firm, London)
3.	 Nooteboom, B, The Dynamic Efficiency of
Networks, In A. Grandori, Interfirm Networks:
Organisational and Industrial Networks,
London
4.	 Parkhe, A. “Messy” research, methodological
predispositions, and theory development in
international joint ventures. Academy of
Management Review, 1993.
5.	 Guidebook – Continuity Planning for Private &
Public Cooperation, Swedish Energy Agency,
2009 (Swedish language)
6.	 United Nations Economic Commission for
Europe, Guidebook on Promoting Good
Governance in Public-Private Partnerships,
New York and Geneva, 2008
7.	 European Commission Directorate-General
Regional Policy, Guidelines for Successful
Public-Private Partnerships, March 2003
8.	 Michigan State University, Critical Incident
Protocol – A Public and Private Partnership
9.	 Economic Commission For Europe -
Committee For Trade, Industry And Enterprise
Development, Governance in Public Private
Partnerships for Infrastructure Development,
October 2005
10.	One World Trust, Pathways to Accountability
– The Gap Framework, Monica Blagescu, Lucy
de Las Casas and Robert Lloyd, 2005

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B03 Case Studies
 

Continuity Magazine, Oct 2010, page25-27

  • 1. September/October 2010  Continuity  25 Societal security through partnership Pierre Wettergren applies BCM principles on the public sector and gives some insights to the methods and the process that can be used to enhance community resilience Community resilience W hen I was asked to provide some insights into the ISO’s efforts in relation to societal security and in particular community resilience, my thoughts instantly turned to the work which we are currently carrying out on the new Private - Public Partnership (PPP) standard. The standard was originally proposed by the Italian standardisation organisation UNI, and a project team has now been set up to develop the proposal further. ISO Societal Security However, before examining the PPP standard, I will provide an overview of the ISO Societal Security. Diagram 1 outlines the scope of the ISO Societal Security, illustrating the three stakeholders groups that must become more resilient; the three phases to consider for actions/ capabilities/procedures; and the endless resource dimensions, critical functions and infrastructure that must be made more robust. The ability of societies to survive is dependent upon the security of the critical functions which underpin it, and not just on ensuring territorial security. It is essential to enabling governments and civil societies to function, critical infrastructures to be maintained, democratic processes to govern, and certain basic values to be upheld. In principle, this is the aim of the ISO Societal Security. The ISO Technical Committee (TC) is charged with managing this process and is divided into a series of working groups (WGs) each with a particular area of focus (see diagram 2). WG1 – Framework & Roadmap, but also developing the PPP and Exercise standards WG2 – Terminology WG3 – Command, Control, Coordination, and Cooperation WG4 – Organisational Resilience It is expected that next year this group will publish the Preparedness & Continuity Management standard, which will be available for use in conjunction with other national standards such as BS25999. ISO Societal Security therefore frames a very interesting and important set of standards and will in the next few years bring these standards to the market. Private – Public Partnership The standard I find most interesting is the Private – Public Partnership (PPP). It is expected that the title of the standard will change as the meaning of PPP can vary from country to country and it may become Private – Public Cooperation (PPC). For the purposes of this article, however, we will refer to it as PPP. In this article I will provide my views on what I hope the final standard will contain. My comments are based on experiences of PPP projects, my time as head of BCM at AstraZeneca, and my work with other inter-organisational networks. An example of one such network, was a Swedish project which I facilitated involved six municipalities and 14 private companies that provided critical services. The aim of the project was to understand and define criticalities and vulnerabilities in order to strengthen energy supply in the region, and to form an inter-organisational team to manage disruptive events. This project and other experiences from other TC members will shape the PPP standard. The PPP standard will be applicable to all organisations seeking to enhance the operability and resiliency of the core functions of society’s public and private sectors. Important elements in the standard include: how to establish relationships, planning activities, mitigation, emergency and recovery management, lessons learned, and plan and pursue exercises. Inter-organisational networks are a central component of this and can be implemented at various levels, such as on a global, national, local or operational level. In the context of the PPP standard we address operational PPPs, i.e. a cooperative network with a common modus operandi. Let me explore further what I mean by an operational PPP with common modus operandi. Diagram 1
  • 2. 26  Continuity  September/October 2010 Operational PPPs A PPP is an organised relationship between private and public organisations which establishes common scope and objectives, defined roles and procedures, and tools to mitigate / manage any incident impacting on societal security under applicable regulations and laws. Relationships are generally long term and can develop before any interaction is initiated through particular processes. These processes involve the influence of cooperative motives to enter inter-organisational networks and the preferences upon which potential partners are selected. This is a very basic summary of the mechanics of network theories. The objectives upon which inter-organisational networks are based motivate the network actors to develop relationships founded on cooperation so that shared goals and decisions can be effectively pursued. We must understand and master this engagement process in order to implement the PPP standard. We need to use group engagement techniques and tools, as creating pull is far more effective than leveraging from push. It is imperative we establish relationships between actors, who all have their own agenda within their organisations, and engage and jointly shape common objectives and common capabilities. This engagement process has to be led and owned by the public sector and should be supported by domain and facilitator experts. Diagram 3 Interoperability Functions Phases Features Enabling Technology Relationship & Trust Governance & Management Monitoring & Assurance Interoperability Functions Enabling Technology Relationship & Trust Governance & Management Monitoring & Assurance Before During After Starting the journey The journey from idea to establishing operational PPPs involves four key stages: ideas and motives; engage and explore; expand and commit; and stabilise and mature. Ideas & Motives: When a public actor or organisation has an idea that could enhance community resilience, they can either develop it themselves or form a PPP as a collective mechanism for sharing risk, resources, and investments. It’s a win-win, but there are obstacles that need to be resolved in order to establish open and constructive cooperation between private and public actors. Firstly, getting information can be an issue as private companies are often not keen to air their weaknesses. Secondly, composing the team members can be a challenge. It is therefore important to research which actors may be interested in participating and then build your case before contacting them preferably using a SIPOC analysis and/or a BIA so that you know which societal service/function that needs to be secured/improved. Engage & Explore: Invite individuals or organisations to an open, facilitated discussion where this idea is translated into a defined common objective. Use experienced group engagement facilitators to lead the process. This starts to shape the relationship model that eventually will define the roles, procedures, the interoperability functions, and enabling technology that constitutes the modus operandi for the operational PPP team. The output is a defined common objective to move forward with. Expand & Commit: After selecting who to engage with, the PPP process moves into a stage where the relationships are expanded into friendships based on interpersonal commitment, trust and reciprocity. It is about getting to know each other and understanding respective organisations’ capabilities and objectives. It is important to ensure that participation in decision making is democratic and inclusive, enabling people to contribute as equal members of this PPP. During this stage, a Societal Impact Analysis (SIA) should be undertaken which uses the same principles as a BIA and applies them to the region and societal services in question. This gives the group a joint understanding of current capabilities and what values are at stake. This stage will also formalise the PPP, committing the organisations through written contracts to become active members. Even if there are no jurisdictional bindings and the relationship is on a voluntary basis, the contract is important as it is public commitment indicating that this organisation is investing in the community in which it operates and whose services it depends on, thereby showing its corporate social responsibility colours. Scope Diagram 2 Local Community Coordination/Contribution Interface with Organizations For Own Organization Single Organization Essential Service Provider Public Sector WG1 PP Partnership WG3 WG1 Exercise WG4 Preparedness & Business Continuity Emergency Response Actors
  • 3. September/October 2010  Continuity  27 “The objectives upon which inter-organisational networks are based motivate the network actors to develop relationships founded on cooperation so that shared goals and decisions can be effectively pursued” Once the commitments are made the hard work begins as you are now in a position to shape the strategies which will be the basis for building your community resilience capabilities. To establish an operational capability within this PPP you need to sort out roles, responsibilities and procedures, as well as the activities required to ensure this capability going forward. Therefore the PPP governance model is crucial, as it must allow the group to overcome the hurdles of traditional management systems. As diagram 3 indicates, interoperability, governance, management, monitoring, and assurance features must all be considered. Since we are also dealing with many actors and organisations at various locations we must consider using enabling technologies in all three phases. Group engagement techniques and tools are key during this process to maintaining objectivity, increasing efficiency, and also keeping the need for members to travel to a minimum. Such tools can ensure that all members participate actively in the PPP, help reach consensus in far reaching debates, cut across traditional verticals and build commitment to new actions and behaviour change, all of which are extremely important components of the PPP. Stabilise & Mature: Finally, in order to strengthen the relationships, validation and verification exercises can prove extremely useful. These will engage the PPP actors and over time the operational PPP capabilities will become a natural component of community resilience. But, remember that relationships and trust are long term investments. By becoming a member of a PPP, you are making a commitment to making your community more resilient. Pierre Wettergren Pierre Wettergren MSc, CEO, 5G Continuity AB Pierre.Wettergren@5GContinuity.eu www.5GContinuity.eu Community resilience Sources 1. Pesämaa Ossi, Hair Jr Joseph Franklin, Motives, Partner Selection and Establishing Trust Reciprocity and Interorganisational Commitment, 2010 2. Håkansson, H., J. Johansson, The network as a governance structure: Interfirm cooperation beyond Markets and Hierarchies, In F Grabher, The Embedded Firm, London) 3. Nooteboom, B, The Dynamic Efficiency of Networks, In A. Grandori, Interfirm Networks: Organisational and Industrial Networks, London 4. Parkhe, A. “Messy” research, methodological predispositions, and theory development in international joint ventures. Academy of Management Review, 1993. 5. Guidebook – Continuity Planning for Private & Public Cooperation, Swedish Energy Agency, 2009 (Swedish language) 6. United Nations Economic Commission for Europe, Guidebook on Promoting Good Governance in Public-Private Partnerships, New York and Geneva, 2008 7. European Commission Directorate-General Regional Policy, Guidelines for Successful Public-Private Partnerships, March 2003 8. Michigan State University, Critical Incident Protocol – A Public and Private Partnership 9. Economic Commission For Europe - Committee For Trade, Industry And Enterprise Development, Governance in Public Private Partnerships for Infrastructure Development, October 2005 10. One World Trust, Pathways to Accountability – The Gap Framework, Monica Blagescu, Lucy de Las Casas and Robert Lloyd, 2005