4 common headaches with sales compensation managementIBM Analytics
Gain insights and solutions to four highly common headaches that companies face in their sales performance management processes. Learn more: http://ibm.com/spm
Advantages of an integrated governance, risk and compliance environmentIBM Analytics
Risk management is increasingly becoming a strategic, executive-sponsored solution that many organizations view as providing a competitive advantage. When companies have an aggregated view of all the different kinds of risk and compliance data, they can start to generate insights about how to run the business better. In this presentation, learn why and how to empower business leaders to make more risk-aware decisions with visibility across controls and associated issues and actions throughout the organization.
How It All Ties Together Sun Idm Roadshow For Sunvijaychn
Laurus Technologies is an IT consulting firm that focuses on solving business challenges for its clients. It has a team of consultants and engineers to implement technical solutions across systems integration, security, business applications, and business strategy. Laurus conducted an assessment for a large staffing company to develop an identity and access management roadmap. The roadmap aims to enable efficient user provisioning and access approval, reduce help desk calls, and achieve compliance with regulations like SOX and HIPAA. Laurus is currently engaged in the first phase of implementing the identity management solution.
Oracle systems & control for financial org.Harish Sharma
This document discusses risk management in role-based applications and segregation of duties issues in Oracle systems. It begins with an introduction to common procurement-to-pay (P2P) issues like duplicate vendors that can impact an organization's bottom line. The document then describes Oracle Advanced Controls as a solution that provides continuous monitoring of key controls to detect and prevent issues in real-time through exception-based dashboards. Finally, it provides a use case example of how Advanced Controls were implemented in a financial organization to address duplicate vendor issues and other P2P risks.
Government agencies are facing a difficult transition into the digital world. What if government employees could spend less time on tedious operations and more time on important, high-thinking tasks? Learn how an application development platform can connect people and processes through data to drive true agility in this infographic: http://ap.pn/2eUVJej
The Leaky Pipe for Insurance - what's preventing you from increasing revenues...John Smith
Insurance companies face potential margin erosion and revenue leakage through a "leaky pipe" caused by inefficient and unautomated processes. According to a 2015 Gartner study, digital sales for insurance companies are expected to grow significantly over the next few years. However, current issues such as slow underwriting times, limited visibility for brokers, non-compliant sales processes, and inefficient legacy systems limit insurance companies' ability to capitalize on emerging opportunities.
4 common headaches with sales compensation managementIBM Analytics
Gain insights and solutions to four highly common headaches that companies face in their sales performance management processes. Learn more: http://ibm.com/spm
Advantages of an integrated governance, risk and compliance environmentIBM Analytics
Risk management is increasingly becoming a strategic, executive-sponsored solution that many organizations view as providing a competitive advantage. When companies have an aggregated view of all the different kinds of risk and compliance data, they can start to generate insights about how to run the business better. In this presentation, learn why and how to empower business leaders to make more risk-aware decisions with visibility across controls and associated issues and actions throughout the organization.
How It All Ties Together Sun Idm Roadshow For Sunvijaychn
Laurus Technologies is an IT consulting firm that focuses on solving business challenges for its clients. It has a team of consultants and engineers to implement technical solutions across systems integration, security, business applications, and business strategy. Laurus conducted an assessment for a large staffing company to develop an identity and access management roadmap. The roadmap aims to enable efficient user provisioning and access approval, reduce help desk calls, and achieve compliance with regulations like SOX and HIPAA. Laurus is currently engaged in the first phase of implementing the identity management solution.
Oracle systems & control for financial org.Harish Sharma
This document discusses risk management in role-based applications and segregation of duties issues in Oracle systems. It begins with an introduction to common procurement-to-pay (P2P) issues like duplicate vendors that can impact an organization's bottom line. The document then describes Oracle Advanced Controls as a solution that provides continuous monitoring of key controls to detect and prevent issues in real-time through exception-based dashboards. Finally, it provides a use case example of how Advanced Controls were implemented in a financial organization to address duplicate vendor issues and other P2P risks.
Government agencies are facing a difficult transition into the digital world. What if government employees could spend less time on tedious operations and more time on important, high-thinking tasks? Learn how an application development platform can connect people and processes through data to drive true agility in this infographic: http://ap.pn/2eUVJej
The Leaky Pipe for Insurance - what's preventing you from increasing revenues...John Smith
Insurance companies face potential margin erosion and revenue leakage through a "leaky pipe" caused by inefficient and unautomated processes. According to a 2015 Gartner study, digital sales for insurance companies are expected to grow significantly over the next few years. However, current issues such as slow underwriting times, limited visibility for brokers, non-compliant sales processes, and inefficient legacy systems limit insurance companies' ability to capitalize on emerging opportunities.
Here is a brief description of third-party risk management (TPRM), how to onboard third-party vendors, and what the role of a CISO is in this process. To know more about TPRM and information security management, click here: https://www.eccouncil.org/information-security-management/
As a business owner, how are you tackling HCM-related compliance? Are you confident your organization has the right systems in place to keep up with an increasingly complex regulatory environment?
According to the results of a new study conducted by ADP and CFO Research of 161 senior finance and HR executives at mid- to-large sized employers, managing human capital management (HCM)-related compliance processes continues to be a significant challenge. Many respondents cite new regulatory requirements (53 percent) and increased regulatory oversight and enforcement (45 percent) as two of the main factors that make HCM-related compliance management so difficult.
#AskMeHow #ComplianceShouldBeEasy #TaxCredits #Unemployment #Garnishments #PayCards #Payroll
Managing cloud IAM in a hybrid environment means using a complex set of one-off procedures. As companies add more cloud services to their IT environments, the process of managing identities is getting more complex.
Transaction Watchdog is the pioneer in Operational Intelligence for Transaction Data. This data is generated by business or industrial processes. Transaction Watchdog™ incorporates ‘process awareness’ in Big Data analysis to protect Procure-to-Pay, Order-to-Cash and alike enterprise transactions, from human and system errors and frauds.
We monitor transaction data across multiple business processes, various IT systems and data centers in order to detect and alert on data inconsistency in real time, before any business loss occurs.
Our SaaS solutions are custom fit, provided from a secured server or a private cloud.
Do you really know your third party providers?Jay Crossland
The document discusses the importance for organizations to understand their third-party providers. It recommends organizations identify all third-party providers, the services they provide, and key details. Organizations should also assess the risks associated with each provider, such as operational, financial, regulatory, and security risks, and monitor providers based on their risk level. Frequent evaluation and monitoring of third-party providers is crucial as their actions can expose organizations to risk.
This report examines the benefits and challenges experienced by current legal management software users and can help guide future buyers in their search for the right software to grow their practice.
Applying Automation to What Ails HealthcareCognizant
Process automation could enable healthcare organizations to deliver streamlined but richer member and patient experiences while reducing costs. Yet our research shows payers may be approaching automation too conservatively and missing opportunities for substantial cost savings and more efficient operations.
iBMACS is a web-based compliance solution created by Marsh Corporate Consulting Limited that covers over 20 areas of regulation for insurance brokers. It contains hundreds of pages explaining the rules in clear English and templates to help users understand and implement compliance. The system allows users to record compliance information, see which areas are compliant or non-compliant, and view an audit trail of changes. Using iBMACS can help brokers achieve and maintain compliance, flag any issues, and ease the pressure of responsibility through embedded compliance across a firm.
An integrated platform to manage and handle a range of matters in a secure environment. Litigation is recognized as cost of doing business. The threat of litigations can give rise to significant and substantial indirect cost to company which are time bound and imminent. Managing litigation on an integrated platform increases productivity boosts legal efficiency and cost-effective.
XsXprt is a user access management solution that helps in efficient management of users and roles within SAP. It help reduce User license cost and meet various internal and external compliances. XsXprt acts as a decision support system that allows timely identification and resolution of user access related issues and conflicts.
IT Asset Management System for UL-Software EngineeringShiv Koppad
This document provides an overview of an IT asset management system project for the University of Limerick. The system will track hardware, software, and other assets from acquisition to disposal. It will manage vendors, asset categories and locations, users, and software licenses. The project aims to reduce costs, control risks, and improve productivity by electronically managing assets. Stakeholders include customers, vendors, project managers, and asset managers. The system will be constrained by data storage and access requirements, as well as performance and uptime standards. An analysis of the project's economic, operational, and technical feasibility is provided.
The document discusses automating manual tasks like claims processing, medical record updates, and user data entry through a solution called OpenSpan to reduce costs, improve efficiency, and address issues with the current healthcare provider's high operational expenses, risk of human error, and time-consuming repetitive tasks. OpenSpan would fetch data from disparate applications, automate validations and calculations, eliminate manual data re-entry and switching between applications, and ensure 24/7 availability to improve customer experience and compliance.
An integrated, flexible and agile platform to manage STATUTORY & INTERNAL COMPLIANCES and eliminate business losses and increase the efficiency of businesses.
How secure do corporate treasurers view the cloud? What are their adoption rates for cloud technology? FIS asked these and other questions of treasury professionals around the world for our latest market report, Corporate Treasury – Rising to the Cloud. To find out key results from the study, view the slideshow.
Audit software like ACL can help audit departments enhance value to the business by achieving greater audit coverage, automating analysis for greater efficiency, and managing exceptions for effective review and reporting. ACL accesses data from any source, automates recurring analytics to free up auditors, and passes exceptions to stakeholders to identify and resolve issues faster through a central exception management component. The software can help implement a comprehensive audit solution covering areas like purchases, inventories, employees, cash, assets, revenues, and risks.
The IT Auditing Series is a series of 10 2-hour webinars.
The study program consists of 5 modules Basic and 5 modules Advanced spanning a broad range of topics and issues in the IT Auditing field. The emphasis in all webinars is therefore on practical aspects, of Internal Auditing.
The course content is based upon ISACA Framework which has been accepted world-wide as the basis of skills and competencies required for all IT Auditors.
This session covers IT Fraud and Countermeasures
AutoRek - Automated Reconciliation and Exception ManagementJim Muir
AutoRek – our automated reconciliations software - is our core flagship product. It is a powerful automated reconciliations solution, implemented globally across many of the world's largest institutions.
Computer aided audit techniques and fraud detectionAlexander Decker
This research study examined the use of computer aided audit techniques (CAATs) to detect fraud. The study found that 72.8% of respondents agreed that CAATs play a major role in fraud detection. It was also found that CAATs help improve auditor performance and provide transparency in financial reporting. However, costs associated with implementation and skills required present challenges to adoption of CAATs. The study concluded that CAATs can effectively detect fraudulent and misappropriated practices in organizations.
Thompson Ahern-CSCB Trade Compliance Integrity July 2008aMatrixDesign
The document discusses Canada's trade compliance priorities and strategies. It notes that import and export volumes and values are increasing, while non-compliance levels have also increased. The CBSA developed a new, risk-based compliance program to improve compliance through partnerships and a continuum of responses depending on the compliance level, ranging from trade facilitation to penalties. The priorities focus on tariff classification, origin verification, and valuation verification for specific goods based on compliance risks.
Private Equity at the Eye of a Perfect Storm: Why Cyber Risk and Regulation M...Iryna Chekanava
An overview of a changing landscape of cyber security and compliance and key challenges it presents for Private Equity and Venture Capital Organisations. It also provides handy advice on what cyber risks should be considered on each stage of an investment life cycle and how to prevent them.
Equity Exercise Management & Taxing Compliance Project Process FlowsMike Britt
This document contains classified information for an Equity Exercise Management & Tax Compliance Project. It includes fields related to tax equalization, tax protected status, social security obligations, and dates for an individual or project. The document provides internal details for managing equity awards and ensuring tax compliance.
The document discusses the need for automation in trade compliance processes due to increasing regulatory demands and resource constraints for compliance teams. It notes that compliance professionals expect to handle more regulatory information in 2012 but have difficulty finding time to coordinate with other teams and report to executive management due to high workloads. The document also presents an overview of ACS, a company that provides automation and control solutions, and its offerings to help build a global compliance infrastructure and enable more efficient trade operations through automation and standardized processes while ensuring obedience to international trade rules.
Here is a brief description of third-party risk management (TPRM), how to onboard third-party vendors, and what the role of a CISO is in this process. To know more about TPRM and information security management, click here: https://www.eccouncil.org/information-security-management/
As a business owner, how are you tackling HCM-related compliance? Are you confident your organization has the right systems in place to keep up with an increasingly complex regulatory environment?
According to the results of a new study conducted by ADP and CFO Research of 161 senior finance and HR executives at mid- to-large sized employers, managing human capital management (HCM)-related compliance processes continues to be a significant challenge. Many respondents cite new regulatory requirements (53 percent) and increased regulatory oversight and enforcement (45 percent) as two of the main factors that make HCM-related compliance management so difficult.
#AskMeHow #ComplianceShouldBeEasy #TaxCredits #Unemployment #Garnishments #PayCards #Payroll
Managing cloud IAM in a hybrid environment means using a complex set of one-off procedures. As companies add more cloud services to their IT environments, the process of managing identities is getting more complex.
Transaction Watchdog is the pioneer in Operational Intelligence for Transaction Data. This data is generated by business or industrial processes. Transaction Watchdog™ incorporates ‘process awareness’ in Big Data analysis to protect Procure-to-Pay, Order-to-Cash and alike enterprise transactions, from human and system errors and frauds.
We monitor transaction data across multiple business processes, various IT systems and data centers in order to detect and alert on data inconsistency in real time, before any business loss occurs.
Our SaaS solutions are custom fit, provided from a secured server or a private cloud.
Do you really know your third party providers?Jay Crossland
The document discusses the importance for organizations to understand their third-party providers. It recommends organizations identify all third-party providers, the services they provide, and key details. Organizations should also assess the risks associated with each provider, such as operational, financial, regulatory, and security risks, and monitor providers based on their risk level. Frequent evaluation and monitoring of third-party providers is crucial as their actions can expose organizations to risk.
This report examines the benefits and challenges experienced by current legal management software users and can help guide future buyers in their search for the right software to grow their practice.
Applying Automation to What Ails HealthcareCognizant
Process automation could enable healthcare organizations to deliver streamlined but richer member and patient experiences while reducing costs. Yet our research shows payers may be approaching automation too conservatively and missing opportunities for substantial cost savings and more efficient operations.
iBMACS is a web-based compliance solution created by Marsh Corporate Consulting Limited that covers over 20 areas of regulation for insurance brokers. It contains hundreds of pages explaining the rules in clear English and templates to help users understand and implement compliance. The system allows users to record compliance information, see which areas are compliant or non-compliant, and view an audit trail of changes. Using iBMACS can help brokers achieve and maintain compliance, flag any issues, and ease the pressure of responsibility through embedded compliance across a firm.
An integrated platform to manage and handle a range of matters in a secure environment. Litigation is recognized as cost of doing business. The threat of litigations can give rise to significant and substantial indirect cost to company which are time bound and imminent. Managing litigation on an integrated platform increases productivity boosts legal efficiency and cost-effective.
XsXprt is a user access management solution that helps in efficient management of users and roles within SAP. It help reduce User license cost and meet various internal and external compliances. XsXprt acts as a decision support system that allows timely identification and resolution of user access related issues and conflicts.
IT Asset Management System for UL-Software EngineeringShiv Koppad
This document provides an overview of an IT asset management system project for the University of Limerick. The system will track hardware, software, and other assets from acquisition to disposal. It will manage vendors, asset categories and locations, users, and software licenses. The project aims to reduce costs, control risks, and improve productivity by electronically managing assets. Stakeholders include customers, vendors, project managers, and asset managers. The system will be constrained by data storage and access requirements, as well as performance and uptime standards. An analysis of the project's economic, operational, and technical feasibility is provided.
The document discusses automating manual tasks like claims processing, medical record updates, and user data entry through a solution called OpenSpan to reduce costs, improve efficiency, and address issues with the current healthcare provider's high operational expenses, risk of human error, and time-consuming repetitive tasks. OpenSpan would fetch data from disparate applications, automate validations and calculations, eliminate manual data re-entry and switching between applications, and ensure 24/7 availability to improve customer experience and compliance.
An integrated, flexible and agile platform to manage STATUTORY & INTERNAL COMPLIANCES and eliminate business losses and increase the efficiency of businesses.
How secure do corporate treasurers view the cloud? What are their adoption rates for cloud technology? FIS asked these and other questions of treasury professionals around the world for our latest market report, Corporate Treasury – Rising to the Cloud. To find out key results from the study, view the slideshow.
Audit software like ACL can help audit departments enhance value to the business by achieving greater audit coverage, automating analysis for greater efficiency, and managing exceptions for effective review and reporting. ACL accesses data from any source, automates recurring analytics to free up auditors, and passes exceptions to stakeholders to identify and resolve issues faster through a central exception management component. The software can help implement a comprehensive audit solution covering areas like purchases, inventories, employees, cash, assets, revenues, and risks.
The IT Auditing Series is a series of 10 2-hour webinars.
The study program consists of 5 modules Basic and 5 modules Advanced spanning a broad range of topics and issues in the IT Auditing field. The emphasis in all webinars is therefore on practical aspects, of Internal Auditing.
The course content is based upon ISACA Framework which has been accepted world-wide as the basis of skills and competencies required for all IT Auditors.
This session covers IT Fraud and Countermeasures
AutoRek - Automated Reconciliation and Exception ManagementJim Muir
AutoRek – our automated reconciliations software - is our core flagship product. It is a powerful automated reconciliations solution, implemented globally across many of the world's largest institutions.
Computer aided audit techniques and fraud detectionAlexander Decker
This research study examined the use of computer aided audit techniques (CAATs) to detect fraud. The study found that 72.8% of respondents agreed that CAATs play a major role in fraud detection. It was also found that CAATs help improve auditor performance and provide transparency in financial reporting. However, costs associated with implementation and skills required present challenges to adoption of CAATs. The study concluded that CAATs can effectively detect fraudulent and misappropriated practices in organizations.
Thompson Ahern-CSCB Trade Compliance Integrity July 2008aMatrixDesign
The document discusses Canada's trade compliance priorities and strategies. It notes that import and export volumes and values are increasing, while non-compliance levels have also increased. The CBSA developed a new, risk-based compliance program to improve compliance through partnerships and a continuum of responses depending on the compliance level, ranging from trade facilitation to penalties. The priorities focus on tariff classification, origin verification, and valuation verification for specific goods based on compliance risks.
Private Equity at the Eye of a Perfect Storm: Why Cyber Risk and Regulation M...Iryna Chekanava
An overview of a changing landscape of cyber security and compliance and key challenges it presents for Private Equity and Venture Capital Organisations. It also provides handy advice on what cyber risks should be considered on each stage of an investment life cycle and how to prevent them.
Equity Exercise Management & Taxing Compliance Project Process FlowsMike Britt
This document contains classified information for an Equity Exercise Management & Tax Compliance Project. It includes fields related to tax equalization, tax protected status, social security obligations, and dates for an individual or project. The document provides internal details for managing equity awards and ensuring tax compliance.
The document discusses the need for automation in trade compliance processes due to increasing regulatory demands and resource constraints for compliance teams. It notes that compliance professionals expect to handle more regulatory information in 2012 but have difficulty finding time to coordinate with other teams and report to executive management due to high workloads. The document also presents an overview of ACS, a company that provides automation and control solutions, and its offerings to help build a global compliance infrastructure and enable more efficient trade operations through automation and standardized processes while ensuring obedience to international trade rules.
NICE Systems provides software solutions that help enterprises, financial institutions, and government agencies improve customer experiences, ensure compliance, and increase security and safety. It was founded in 1986 and has over 5,000 customers worldwide. NICE's solutions address customer interactions, security, and financial compliance through products that capture insights from multiple data sources to help customers make impacts in these areas. Some of NICE's largest customers include 10 of the top 10 US banks and government agencies. It has achieved strong growth and market leadership through acquisitions that have expanded its capabilities in areas like anti-money laundering and fraud prevention.
NICE Actimize launched its anti-money laundering cloud solution on AWS in response to the unique needs of Financial Services institutions. In this presentation, Marketing VP Joram Borenstein describes complex regulatory requirements and increasingly sophisticated means through which AML perpetrators are committing financial-based crimes. The AWS cloud has provided NICE Actimize’s solution with the agility to adapt to this ever evolving environment and protect organizations from suspicious activity.
This document provides an introduction to the services offered by CohnReznick LLP for private equity groups and single family offices. It outlines CohnReznick's size and geographic coverage, as well as its broad portfolio of accounting, tax, advisory and transactional services. These services are tailored for private equity clients and cover areas such as transaction advisory, portfolio compliance, fund compliance, valuation advisory and performance improvement. Representative private equity clients of CohnReznick are also listed.
The document provides an implementation methodology for SAP's GRC Access Control solution based on best practices. It involves six phases: preparation, deploying and installing the access control tool suite, risk analysis and remediation using Compliance Calibrator, super user privilege management with Firefighter, compliant user provisioning with Access Enforcer, and enterprise role management with Role Expert. The methodology aims to make access and authorization risk management an integral part of organizational activities from identifying issues to preventing future risks.
This document discusses segregation of duties (SOD) and provides an example approach to establishing an SOD program. It explains that SOD is a key internal control that prevents any single person from having too much influence over business transactions. An effective SOD program requires establishing rules and policies, aligning organizational structure and processes, enforcing SOD through appropriate tools, implementing mitigating controls, and ongoing monitoring. The example approach outlines the components needed to define, implement, and manage SOD successfully. It also notes that technology solutions now exist to help companies automate SOD enforcement and monitoring.
SAP GRC online Training on Access Control , which includes all the four components Access Risk Analysis( ARA), Emergency Access Management ( EAM), Access Request Management(ARM), Business Role Management( BRM).
GRC 12 online training
SAP GRC 10 Online Training
The document discusses the six key steps of access management according to ITIL v3: 1) requesting access, 2) verification, 3) providing rights, 4) monitoring identity status, 5) logging and tracking access, and 6) removing or restricting rights. It emphasizes that access management executes security policies defined elsewhere and is responsible for granting and managing user access based on those policies. Done properly, following these six steps can help organizations better manage passwords, accounts for new and transferred employees, and unauthorized changes.
The document discusses the benefits of implementing an Identity and Access Management (IAM) system from the perspectives of various CXOs. It outlines common issues they face such as high costs of manual user provisioning and access management, ghost accounts, and inability to easily comply with regulations. The document then provides examples of how an IAM system can help address these issues through features such as automated user provisioning, access certification, and single sign-on. It estimates potential cost savings from reduced IT costs, increased productivity, and avoided risks.
6 Ways to Ensure the Success of your Next Contractor Self AssessmentStacey Kramer
A contractor self-assessment (CSA) is a way for contractors to examine the effectiveness of their government property management system and ensure compliance with regulations. It involves creating a review plan, conducting an objective assessment using statistical sampling, identifying areas for improvement, putting systems in place to manage property, and sharing results and taking corrective action. Regular CSAs can help contractors strengthen their processes, save time and money, and avoid penalties from government audits.
Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015 CA CISA Jayjit Biswas
This document discusses segregation of duties (SOD) in ERP systems like SAP. It defines SOD as separating authorization, custody, and record keeping among different users to prevent fraud. The document outlines the need to manage SOD through role-based authorization and tools like GRC 10 to detect and resolve conflicts. It provides examples of SOD conflicts and describes managing the SOD lifecycle through rule building, analysis, remediation, and continuous compliance monitoring.
Identity access management (IAM) is crucial for minimizing insider threats and cyber risk. IAM determines how users gain, change, and remove access to a company's systems. Boards should ask five key questions about their company's IAM program: 1) Is it centralized or decentralized? Centralized is better for consistency. 2) How much automation is used? More automation means a stronger program. 3) Have there been any regulatory observations of weaknesses? 4) How often is the program monitored and reviewed? 5) Is external access to systems properly reviewed and monitored? Asking the right IAM questions will allow boards to effectively oversee cybersecurity risks.
Webinar: Trust Exchange for Lenders-PPP Loan Forgiveness PlatformTrust Exchange
Trust Exchange is part of a new breed of software companies that are designed as platforms vs. applications. One of the most powerful advances over the past few years is the enablement of collaborations (think Uber, AirBnB, Waze) where they enable customers to more readily interact and purchase by harnessing the power of collaboration. Trust is doing this for businesses and here we are presenting a solution, built on our platform for lenders to manage the PPP Loan forgiveness process.
The document outlines 6 steps to effective access management according to ITIL v3: 1) Requesting access through defined procedures like HR systems or change/service requests. 2) Verifying requests by confirming identity and legitimacy. 3) Providing appropriate rights once verified. 4) Monitoring identity status for changes triggering access updates. 5) Logging and tracking access for auditing and incidents. 6) Removing or restricting rights when users change roles or statuses. The 6 steps provide a framework for access management that solely executes security policies defined elsewhere, with the goal of streamlining access requests and maintenance.
SOC 2, commonly known as (Service Organization Control 2) is an auditing framework and a voluntary compliance standard relevant to SaaS and other technology service firms that stock users' data in the cloud.
The framework, forged by the American Institute of CPAs (AICPA), portrays a set of criteria for safely and effectively managing this data. The benchmark is abode globally.
A Little Background About SOC 2 Compliance
SOC 2, commonly known as (Service Organization Control 2) is an auditing framework and a voluntary compliance standard relevant to SaaS and other technology service firms that stock users' data in the cloud.
The framework, forged by the American Institute of CPAs (AICPA), portrays a set of criteria for safely and effectively managing this data. The benchmark is abode globally.
A Little Background About SOC 2 Compliance
SOC 2, commonly known as (Service Organization Control 2) is an auditing framework and a voluntary compliance standard relevant to SaaS and other technology service firms that stock users' data in the cloud.
The framework, forged by the American Institute of CPAs (AICPA), portrays a set of criteria for safely and effectively managing this data. The benchmark is abode globally.
Effective General Ledger and Journal Entry Fraud Detection Using Data AnalyticsFraudBusters
FRN combines the high quality, authoritative anti-fraud and audit content from the leading providers, AuditNet ® LLC and White-Collar Crime 101 LLC/FraudAware.
The two entities designed FRN as the “go-to”, easy-to-use source of “how-to” fraud prevention, detection, audit and investigation templates, guidelines, policies, training programs (recorded no CPE and live with CPE) and articles from leading subject matter experts.
FRN is a continuously expanding and improving resource, offering auditors, fraud examiners, controllers, investigators and accountants a content-rich source of cutting-edge anti-fraud tools and techniques they will want to refer to again and again.
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When it comes to fraud, knowledge of the countless schemes, how they work and red flags to look for will help keep you, your organization and your clients safe.
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Audit and Compliance BDR Knowledge TrainingTory Quinton
The document discusses challenges related to access governance, segregation of duties, change tracking, and litigation mitigation in organizations. It provides details on common access governance challenges, the importance of segregation of duties and change tracking, and the consequences of security events and importance of compliance policies.
Capgemini's Identity and Access Management solution places identity management at the core of an integrated security infrastructure. It comprises processes and technologies that help strengthen compliance, secure operations, and improve agility. Capgemini takes a three-stage approach to implementation: planning to understand needs, preparation to design technical and process solutions, and implementation to realize the solution. Capgemini's advantage is experience in diverse sectors, alliances with leading vendors, and expertise in both commercial and public security solutions.
The document discusses software license audits from the perspective of an audit firm. It provides insights into how software vendors select audit targets and conduct audits. Key points include:
- Vendors prioritize audits of customers with indicators of high "reward", such as inconsistent purchasing patterns or organizational changes.
- Customers receive a notification letter requesting a kick-off meeting to discuss the audit strategy and timeframe.
- It is important for customers to understand their license agreements, assemble an audit team, and conduct an internal mini-audit to understand compliance status before the vendor audit.
Information systems and its components iiiAshish Desai
This document discusses information systems auditing. It begins by defining IS auditing and outlining its objectives of asset safeguarding, data integrity, effectiveness and efficiency. It then discusses the need for auditing IS, including organizational costs of data loss, costs of incorrect decisions, computer abuse costs, and maintenance of privacy. The document also covers IS audit evidence, inherent limitations of audits, concurrent/continuous auditing techniques, and auditing of environmental, physical, logical and managerial controls as well as application controls and roles/responsibilities.
Article written by Adil Khan, CEO at SafePaaS on how to use SOD to safeguard your business. Learn all about access controls to mitigate risk, cyberthreats and fraud within Oracle Applications.
Article "Safeguard Your Business - with access controls that mitigate the risk of cyber threats, financial misstatements and fraud in Oracle Applications." by SafePaaS CEO Adil Khan
Salesforce Integration for Bonterra Impact Management (fka Social Solutions A...Jeffrey Haguewood
Sidekick Solutions uses Bonterra Impact Management (fka Social Solutions Apricot) and automation solutions to integrate data for business workflows.
We believe integration and automation are essential to user experience and the promise of efficient work through technology. Automation is the critical ingredient to realizing that full vision. We develop integration products and services for Bonterra Case Management software to support the deployment of automations for a variety of use cases.
This video focuses on integration of Salesforce with Bonterra Impact Management.
Interested in deploying an integration with Salesforce for Bonterra Impact Management? Contact us at sales@sidekicksolutionsllc.com to discuss next steps.
Skybuffer AI: Advanced Conversational and Generative AI Solution on SAP Busin...Tatiana Kojar
Skybuffer AI, built on the robust SAP Business Technology Platform (SAP BTP), is the latest and most advanced version of our AI development, reaffirming our commitment to delivering top-tier AI solutions. Skybuffer AI harnesses all the innovative capabilities of the SAP BTP in the AI domain, from Conversational AI to cutting-edge Generative AI and Retrieval-Augmented Generation (RAG). It also helps SAP customers safeguard their investments into SAP Conversational AI and ensure a seamless, one-click transition to SAP Business AI.
With Skybuffer AI, various AI models can be integrated into a single communication channel such as Microsoft Teams. This integration empowers business users with insights drawn from SAP backend systems, enterprise documents, and the expansive knowledge of Generative AI. And the best part of it is that it is all managed through our intuitive no-code Action Server interface, requiring no extensive coding knowledge and making the advanced AI accessible to more users.
Driving Business Innovation: Latest Generative AI Advancements & Success StorySafe Software
Are you ready to revolutionize how you handle data? Join us for a webinar where we’ll bring you up to speed with the latest advancements in Generative AI technology and discover how leveraging FME with tools from giants like Google Gemini, Amazon, and Microsoft OpenAI can supercharge your workflow efficiency.
During the hour, we’ll take you through:
Guest Speaker Segment with Hannah Barrington: Dive into the world of dynamic real estate marketing with Hannah, the Marketing Manager at Workspace Group. Hear firsthand how their team generates engaging descriptions for thousands of office units by integrating diverse data sources—from PDF floorplans to web pages—using FME transformers, like OpenAIVisionConnector and AnthropicVisionConnector. This use case will show you how GenAI can streamline content creation for marketing across the board.
Ollama Use Case: Learn how Scenario Specialist Dmitri Bagh has utilized Ollama within FME to input data, create custom models, and enhance security protocols. This segment will include demos to illustrate the full capabilities of FME in AI-driven processes.
Custom AI Models: Discover how to leverage FME to build personalized AI models using your data. Whether it’s populating a model with local data for added security or integrating public AI tools, find out how FME facilitates a versatile and secure approach to AI.
We’ll wrap up with a live Q&A session where you can engage with our experts on your specific use cases, and learn more about optimizing your data workflows with AI.
This webinar is ideal for professionals seeking to harness the power of AI within their data management systems while ensuring high levels of customization and security. Whether you're a novice or an expert, gain actionable insights and strategies to elevate your data processes. Join us to see how FME and AI can revolutionize how you work with data!
Building Production Ready Search Pipelines with Spark and MilvusZilliz
Spark is the widely used ETL tool for processing, indexing and ingesting data to serving stack for search. Milvus is the production-ready open-source vector database. In this talk we will show how to use Spark to process unstructured data to extract vector representations, and push the vectors to Milvus vector database for search serving.
FREE A4 Cyber Security Awareness Posters-Social Engineering part 3Data Hops
Free A4 downloadable and printable Cyber Security, Social Engineering Safety and security Training Posters . Promote security awareness in the home or workplace. Lock them Out From training providers datahops.com
Fueling AI with Great Data with Airbyte WebinarZilliz
This talk will focus on how to collect data from a variety of sources, leveraging this data for RAG and other GenAI use cases, and finally charting your course to productionalization.
Programming Foundation Models with DSPy - Meetup SlidesZilliz
Prompting language models is hard, while programming language models is easy. In this talk, I will discuss the state-of-the-art framework DSPy for programming foundation models with its powerful optimizers and runtime constraint system.
GraphRAG for Life Science to increase LLM accuracyTomaz Bratanic
GraphRAG for life science domain, where you retriever information from biomedical knowledge graphs using LLMs to increase the accuracy and performance of generated answers
Taking AI to the Next Level in Manufacturing.pdfssuserfac0301
Read Taking AI to the Next Level in Manufacturing to gain insights on AI adoption in the manufacturing industry, such as:
1. How quickly AI is being implemented in manufacturing.
2. Which barriers stand in the way of AI adoption.
3. How data quality and governance form the backbone of AI.
4. Organizational processes and structures that may inhibit effective AI adoption.
6. Ideas and approaches to help build your organization's AI strategy.
For the full video of this presentation, please visit: https://www.edge-ai-vision.com/2024/06/temporal-event-neural-networks-a-more-efficient-alternative-to-the-transformer-a-presentation-from-brainchip/
Chris Jones, Director of Product Management at BrainChip , presents the “Temporal Event Neural Networks: A More Efficient Alternative to the Transformer” tutorial at the May 2024 Embedded Vision Summit.
The expansion of AI services necessitates enhanced computational capabilities on edge devices. Temporal Event Neural Networks (TENNs), developed by BrainChip, represent a novel and highly efficient state-space network. TENNs demonstrate exceptional proficiency in handling multi-dimensional streaming data, facilitating advancements in object detection, action recognition, speech enhancement and language model/sequence generation. Through the utilization of polynomial-based continuous convolutions, TENNs streamline models, expedite training processes and significantly diminish memory requirements, achieving notable reductions of up to 50x in parameters and 5,000x in energy consumption compared to prevailing methodologies like transformers.
Integration with BrainChip’s Akida neuromorphic hardware IP further enhances TENNs’ capabilities, enabling the realization of highly capable, portable and passively cooled edge devices. This presentation delves into the technical innovations underlying TENNs, presents real-world benchmarks, and elucidates how this cutting-edge approach is positioned to revolutionize edge AI across diverse applications.
Monitoring and Managing Anomaly Detection on OpenShift.pdfTosin Akinosho
Monitoring and Managing Anomaly Detection on OpenShift
Overview
Dive into the world of anomaly detection on edge devices with our comprehensive hands-on tutorial. This SlideShare presentation will guide you through the entire process, from data collection and model training to edge deployment and real-time monitoring. Perfect for those looking to implement robust anomaly detection systems on resource-constrained IoT/edge devices.
Key Topics Covered
1. Introduction to Anomaly Detection
- Understand the fundamentals of anomaly detection and its importance in identifying unusual behavior or failures in systems.
2. Understanding Edge (IoT)
- Learn about edge computing and IoT, and how they enable real-time data processing and decision-making at the source.
3. What is ArgoCD?
- Discover ArgoCD, a declarative, GitOps continuous delivery tool for Kubernetes, and its role in deploying applications on edge devices.
4. Deployment Using ArgoCD for Edge Devices
- Step-by-step guide on deploying anomaly detection models on edge devices using ArgoCD.
5. Introduction to Apache Kafka and S3
- Explore Apache Kafka for real-time data streaming and Amazon S3 for scalable storage solutions.
6. Viewing Kafka Messages in the Data Lake
- Learn how to view and analyze Kafka messages stored in a data lake for better insights.
7. What is Prometheus?
- Get to know Prometheus, an open-source monitoring and alerting toolkit, and its application in monitoring edge devices.
8. Monitoring Application Metrics with Prometheus
- Detailed instructions on setting up Prometheus to monitor the performance and health of your anomaly detection system.
9. What is Camel K?
- Introduction to Camel K, a lightweight integration framework built on Apache Camel, designed for Kubernetes.
10. Configuring Camel K Integrations for Data Pipelines
- Learn how to configure Camel K for seamless data pipeline integrations in your anomaly detection workflow.
11. What is a Jupyter Notebook?
- Overview of Jupyter Notebooks, an open-source web application for creating and sharing documents with live code, equations, visualizations, and narrative text.
12. Jupyter Notebooks with Code Examples
- Hands-on examples and code snippets in Jupyter Notebooks to help you implement and test anomaly detection models.
4. The Excess Rights Dashboard The Excess Rights Dashboard presents a multidimensional view of least privilege compliance by showing the recent trend as well as a breakdown by application, by group or department, and by user.
5. The Excess Rights Dashboard This view presents FFIEC audited applications for a financial services firm. Resource views can be defined for specific audits – FFIEC, SOX, PCI, internal, etc.
6. The Excess Rights Dashboard Access control assessment results are indicated for each dimension: time; resource; group or department; and users. Trends and problem areas are easily identified.
7. The Excess Rights Dashboard Scale-independent metrics measure performance along each dimension, and are the basis for objective-setting. Here, we look at dormant rights percentage to measure least privilege compliance performance.
8. The Excess Rights Dashboard Overall performance is tracked by the upper-left status indicator. In this case, 7% of accounts are dormant – higher than the 6% objective and therefore colored red.
9. The Excess Rights Dashboard This trend tells us that prior to Cloud Compliance being deployed, access controls were not performing well. Then, using our solution, dormant rights were significantly reduced. But dormant rights have jumped up this month…
10. The Excess Rights Dashboard In the Resource view, we see that Equity Trade is the likely source of this month’s increase in dormant rights. We can click on that application to see what’s going on.
11. Equity Trade We have now isolated Equity Trade from all other applications. Note that the Trend, By User Group and By User displays have all been updated to reflect the new view.
12. Equity Trade We see that the problem lies with the Bond Traders group. They have been provisioned with rights to Equity Trading that are now dormant. Let’s drill into the Bond Traders group to investigate.
13. Bond Traders Now we have isolated the view to Bond Traders with provisioned rights to the Equity Trade application.
14. Bond Traders We see that Bond Traders are broken into Executives and three Trader sub-groups. It looks like Executives have a business need, but the Bond Traders sub-groups don’t need access to the Equity Trade application.
15. Bond Traders In the User view, we see that these Traders all went dormant on the same day. If the dormant policy is 60 days, then they were all granted rights 67 days ago.
16. Bond Traders In this case, an HR admin granted these rights based on generic job descriptions. Mergers, layoffs, and ad-hoc rights requests often lead to the same result.
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Editor's Notes
So let’s look at an example of how it works ….. This is the Excess Rights Dashboard. It presents a multidimensional view of how effectively users are provisioned and de-provisioned across applications, groups, and over time. Overall performance is tracked by the status indicator in the upper left It also identifies problems emerging along the various dimensions of access and identity. Problems with a specific application, group, or even an outlying user are extracted from the noise. Scale-independent metrics measure overall performance along each dimension. In this case we are looking at dormant rights as an indicator of how well rights are provisioned. Configurable management objectives allow you to set goals and compare results to your objectives. In this case, we are looking at a view that focuses on a group of applications that are in scope for an FFIEC audit in the financial services industry. You can set up audit views that are specific to specific audits – FFIEC, SOX, internal, PCI, etc. The trend view tells us that when we first deployed Cloud Compliance, the firm learned that they were not performing well, but using our analysis, they were able to manage it down to reasonable levels. We also see that recently excess rights are creeping back up. By looking at the Resource view, we see that the Equity Trade is the likely source of the problem. We can click on that application to isolate that application to see what’s going on.
So let’s look at an example of how it works ….. This is the Excess Rights Dashboard. It presents a multidimensional view of how effectively users are provisioned and de-provisioned across applications, groups, and over time. Overall performance is tracked by the status indicator in the upper left It also identifies problems emerging along the various dimensions of access and identity. Problems with a specific application, group, or even an outlying user are extracted from the noise. Scale-independent metrics measure overall performance along each dimension. In this case we are looking at dormant rights as an indicator of how well rights are provisioned. Configurable management objectives allow you to set goals and compare results to your objectives. In this case, we are looking at a view that focuses on a group of applications that are in scope for an FFIEC audit in the financial services industry. You can set up audit views that are specific to specific audits – FFIEC, SOX, internal, PCI, etc. The trend view tells us that when we first deployed Cloud Compliance, the firm learned that they were not performing well, but using our analysis, they were able to manage it down to reasonable levels. We also see that recently excess rights are creeping back up. By looking at the Resource view, we see that the Equity Trade is the likely source of the problem. We can click on that application to isolate that application to see what’s going on.
So let’s look at an example of how it works ….. This is the Excess Rights Dashboard. It presents a multidimensional view of how effectively users are provisioned and de-provisioned across applications, groups, and over time. Overall performance is tracked by the status indicator in the upper left It also identifies problems emerging along the various dimensions of access and identity. Problems with a specific application, group, or even an outlying user are extracted from the noise. Scale-independent metrics measure overall performance along each dimension. In this case we are looking at dormant rights as an indicator of how well rights are provisioned. Configurable management objectives allow you to set goals and compare results to your objectives. In this case, we are looking at a view that focuses on a group of applications that are in scope for an FFIEC audit in the financial services industry. You can set up audit views that are specific to specific audits – FFIEC, SOX, internal, PCI, etc. The trend view tells us that when we first deployed Cloud Compliance, the firm learned that they were not performing well, but using our analysis, they were able to manage it down to reasonable levels. We also see that recently excess rights are creeping back up. By looking at the Resource view, we see that the Equity Trade is the likely source of the problem. We can click on that application to isolate that application to see what’s going on.
So let’s look at an example of how it works ….. This is the Excess Rights Dashboard. It presents a multidimensional view of how effectively users are provisioned and de-provisioned across applications, groups, and over time. Overall performance is tracked by the status indicator in the upper left It also identifies problems emerging along the various dimensions of access and identity. Problems with a specific application, group, or even an outlying user are extracted from the noise. Scale-independent metrics measure overall performance along each dimension. In this case we are looking at dormant rights as an indicator of how well rights are provisioned. Configurable management objectives allow you to set goals and compare results to your objectives. In this case, we are looking at a view that focuses on a group of applications that are in scope for an FFIEC audit in the financial services industry. You can set up audit views that are specific to specific audits – FFIEC, SOX, internal, PCI, etc. The trend view tells us that when we first deployed Cloud Compliance, the firm learned that they were not performing well, but using our analysis, they were able to manage it down to reasonable levels. We also see that recently excess rights are creeping back up. By looking at the Resource view, we see that the Equity Trade is the likely source of the problem. We can click on that application to isolate that application to see what’s going on.
So let’s look at an example of how it works ….. This is the Excess Rights Dashboard. It presents a multidimensional view of how effectively users are provisioned and de-provisioned across applications, groups, and over time. Overall performance is tracked by the status indicator in the upper left It also identifies problems emerging along the various dimensions of access and identity. Problems with a specific application, group, or even an outlying user are extracted from the noise. Scale-independent metrics measure overall performance along each dimension. In this case we are looking at dormant rights as an indicator of how well rights are provisioned. Configurable management objectives allow you to set goals and compare results to your objectives. In this case, we are looking at a view that focuses on a group of applications that are in scope for an FFIEC audit in the financial services industry. You can set up audit views that are specific to specific audits – FFIEC, SOX, internal, PCI, etc. The trend view tells us that when we first deployed Cloud Compliance, the firm learned that they were not performing well, but using our analysis, they were able to manage it down to reasonable levels. We also see that recently excess rights are creeping back up. By looking at the Resource view, we see that the Equity Trade is the likely source of the problem. We can click on that application to isolate that application to see what’s going on.
So let’s look at an example of how it works ….. This is the Excess Rights Dashboard. It presents a multidimensional view of how effectively users are provisioned and de-provisioned across applications, groups, and over time. Overall performance is tracked by the status indicator in the upper left It also identifies problems emerging along the various dimensions of access and identity. Problems with a specific application, group, or even an outlying user are extracted from the noise. Scale-independent metrics measure overall performance along each dimension. In this case we are looking at dormant rights as an indicator of how well rights are provisioned. Configurable management objectives allow you to set goals and compare results to your objectives. In this case, we are looking at a view that focuses on a group of applications that are in scope for an FFIEC audit in the financial services industry. You can set up audit views that are specific to specific audits – FFIEC, SOX, internal, PCI, etc. The trend view tells us that when we first deployed Cloud Compliance, the firm learned that they were not performing well, but using our analysis, they were able to manage it down to reasonable levels. We also see that recently excess rights are creeping back up. By looking at the Resource view, we see that the Equity Trade is the likely source of the problem. We can click on that application to isolate that application to see what’s going on.
So let’s look at an example of how it works ….. This is the Excess Rights Dashboard. It presents a multidimensional view of how effectively users are provisioned and de-provisioned across applications, groups, and over time. Overall performance is tracked by the status indicator in the upper left It also identifies problems emerging along the various dimensions of access and identity. Problems with a specific application, group, or even an outlying user are extracted from the noise. Scale-independent metrics measure overall performance along each dimension. In this case we are looking at dormant rights as an indicator of how well rights are provisioned. Configurable management objectives allow you to set goals and compare results to your objectives. In this case, we are looking at a view that focuses on a group of applications that are in scope for an FFIEC audit in the financial services industry. You can set up audit views that are specific to specific audits – FFIEC, SOX, internal, PCI, etc. The trend view tells us that when we first deployed Cloud Compliance, the firm learned that they were not performing well, but using our analysis, they were able to manage it down to reasonable levels. We also see that recently excess rights are creeping back up. By looking at the Resource view, we see that the Equity Trade is the likely source of the problem. We can click on that application to isolate that application to see what’s going on.
By clicking on equity trade we has isolated equity trade activity from all other applications to see what’s going on with that application. Here we see that the problem is obviously with the bond traders group. It looks like that group has been provisioned with a lot of rights to the Equity Trading application that they are not using. Now let’s drill into the Bond Trading Group to see what’s going on there.
By clicking on equity trade we has isolated equity trade activity from all other applications to see what’s going on with that application. Here we see that the problem is obviously with the bond traders group. It looks like that group has been provisioned with a lot of rights to the Equity Trading application that they are not using. Now let’s drill into the Bond Trading Group to see what’s going on there.
Now we further isolated the view to just equity trade, and just Bond Traders. Now we can see that Bond Traders are broken into 4 sub groups. A group of executives and three groups of traders. It looks like the executive have a legitimate need, but the traders themselves really don’t need access to equity trading. By looking at the by User view, we can see that all the dormant users went dormant on the same day. This particular application has a dormant period setting of 60 days, so it looks like all of these users were granted rights in one fell swoop 60 days ago. A lot of process problems could be at the heart of this result. An HR or IT person got a couple of requests from traders for access and got tired of going through the process so he just gave the rights to everyone. An executive wanted one of his guys to have access so he just requested access for the group. Reorganizations, layoffs, mergers, or just new role management initiatives in which HR and IT are trying to guess at rights based upon corporate job descriptions can all lead to this same effect.
Now we further isolated the view to just equity trade, and just Bond Traders. Now we can see that Bond Traders are broken into 4 sub groups. A group of executives and three groups of traders. It looks like the executive have a legitimate need, but the traders themselves really don’t need access to equity trading. By looking at the by User view, we can see that all the dormant users went dormant on the same day. This particular application has a dormant period setting of 60 days, so it looks like all of these users were granted rights in one fell swoop 60 days ago. A lot of process problems could be at the heart of this result. An HR or IT person got a couple of requests from traders for access and got tired of going through the process so he just gave the rights to everyone. An executive wanted one of his guys to have access so he just requested access for the group. Reorganizations, layoffs, mergers, or just new role management initiatives in which HR and IT are trying to guess at rights based upon corporate job descriptions can all lead to this same effect.
Now we further isolated the view to just equity trade, and just Bond Traders. Now we can see that Bond Traders are broken into 4 sub groups. A group of executives and three groups of traders. It looks like the executive have a legitimate need, but the traders themselves really don’t need access to equity trading. By looking at the by User view, we can see that all the dormant users went dormant on the same day. This particular application has a dormant period setting of 60 days, so it looks like all of these users were granted rights in one fell swoop 60 days ago. A lot of process problems could be at the heart of this result. An HR or IT person got a couple of requests from traders for access and got tired of going through the process so he just gave the rights to everyone. An executive wanted one of his guys to have access so he just requested access for the group. Reorganizations, layoffs, mergers, or just new role management initiatives in which HR and IT are trying to guess at rights based upon corporate job descriptions can all lead to this same effect.
Now we further isolated the view to just equity trade, and just Bond Traders. Now we can see that Bond Traders are broken into 4 sub groups. A group of executives and three groups of traders. It looks like the executive have a legitimate need, but the traders themselves really don’t need access to equity trading. By looking at the by User view, we can see that all the dormant users went dormant on the same day. This particular application has a dormant period setting of 60 days, so it looks like all of these users were granted rights in one fell swoop 60 days ago. A lot of process problems could be at the heart of this result. An HR or IT person got a couple of requests from traders for access and got tired of going through the process so he just gave the rights to everyone. An executive wanted one of his guys to have access so he just requested access for the group. Reorganizations, layoffs, mergers, or just new role management initiatives in which HR and IT are trying to guess at rights based upon corporate job descriptions can all lead to this same effect.