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CJBS 250
RESEARCH PROPOSAL
Article #1: Alcohol drinking pattern and risk of alcoholic liver
cirrhosis: a
prospective cohort study.
● What is APA citation for the article?
Askgaard, G., Grønbæk, M., Kjær, M. S., Tjønneland, A., &
Tolstrup, J. S. (2015, May).
Alcohol drinking pattern and risk of alcoholic liver cirrhosis: A
prospective cohort study.
Retrieved from https://www.ncbi.nlm.nih.gov/pubmed/25634330
● What is the purpose of the study? What questions were
asked?
The purpose of this study was to give questionnaires to collect
data for a study of the
effects of alcohol and its risks on liver cirrhosis. This study
shows individuals how
consuming too much alcohol can lead to liver cirrhosis as well
as much other health
diseases in the future. In this study, they asked questions about
the use of alcohol intake
as well as drinking patterns of individuals.
● What is the sample size?
The sample size consists of 354-204 patients who are aged 16
and older.
● What is the research design? (Explanation, Exploration,
Evaluation, Description)
The research design consists of a prospective cohort study.
● What type of data collection method was used? (i.e., survey,
experiment,
observation)
The type of data collection method that was used has consisted
of observations and
questionnaires.
● What were the major findings, conclusions, recommendations
of study?
In conclusion of this study, this article concludes that an
individual who drinks beer,
liquor or wine are at less risk of alcoholic cirrhosis. While
people who drink liquor every
day have an increased risk of alcohol cirrhosis especially in
men.
Article #2: Alcohol consumption and household expenditure on
alcohol in a rural
district in Vietnam.
● What is APA citation for the article?
Giang, K. B., Van, H., & Allebeck, P. (2013, January 28).
Alcohol consumption and
household expenditure on alcohol in a rural district in Vietnam.
Retrieved from
https://www.ncbi.nlm.nih.gov/pubmed/23364099
● What is the purpose of the study? What questions were asked?
The purpose of this study is to explain how research on alcohol
use in low and
middle-income countries such as vitamin recommends that
economic development is
associated with increased alcohol consumption which could lead
to many negative
consequences in public health. The questions that were asked
consisted of information on
alcohol abuse as well as spending on alcohol for four weeks
straight and how it affects an
individual money financially.
● What is the sample size?
The sample size is 799 females and 765 males aged 18-60 years
old.
● What is the research design? (Explanation, Exploration,
Evaluation, Description)
The research design consists of a cross-sectional study.
● What type of data collection method was used? (i.e., survey,
experiment,
observation)
The type of data collection method that was used was a survey.
● What were the major findings, conclusions, recommendations
of study?
In conclusion, alcohol consumption and expedition is more
common in men than women
in Vietnam. Also, findings in the reading show studies have
proved that alcohol is a
source of current and future health risk in transitional and
developing countries, making
Vietnam one of them. Also throughout the sociocultural
dynamics of alcohol use in
Vietnam remain poorly understood.
Article #3: The impact of an alcohol consumption intervention
in community sports
clubs on safety and participation: an RCT
● What is APA citation for the article?
Rowland, B., Kingsland, M., Wolfenden, L., Murphy, A.,
Gillham, K. E.,
Fuller-Tyszkiewicz, M., & Wiggers, J. (n.d.). The impact of an
alcohol consumption
intervention in community sports clubs on safety and
participation: An RCT. Retrieved
from https://www.ncbi.nlm.nih.gov/pubmed/30548953
● What is the purpose of the study? What questions were
asked?
The purpose of this study is to identify the settings where
alcohol consumption occurs.
The questions that were asked during this study was whether
sports club use of alcohol
management strategies were related to risky alcohol
consumption by members and levels
of social capital, as measured in terms of participation in and
perceived safety of the club.
● What is the sample size?
The sample size of this study is 723 sports club members.
● What is the research design? (Explanation, Exploration,
Evaluation, Description)
The research designed that was used was a randomized control
trial (RCT)
● What type of data collection method was used? (i.e., survey,
experiment,
observation)
The type of data collection method that was used was a
multilevel analysis.
● What were the major findings, conclusions, recommendations
of study?
In conclusion, the use of alcohol can affect club participation in
many ways. Based on the
results of the data that was collected, the number of individuals
involved with sports
clubs should drink responsibly. It was identified that average
consumption of alcohol at
sports club intervened with the association between the
intervention and increased
participation.
● What is the research topic? This is the topic that is based on
the three articles that
you selected.
Alcohol consumption and its negative effects on individuals.
● What is the research question? What is the question that the
research is trying to
answer?
How does the use of alcohol consumption affect one health
mentally or physically?
Independent Variable: The amount of alcohol being consumed
Dependent Variable: The performance of health, mental and
physical issues alcohol can
have on an individual.
Research Hypothesis:
Ho: Alcohol consumption does not shorten a person's health.
Ha: Alcohol consumption shortens an individual health.
● What is the analytic plan? How do you plan to analyze the
data?
The consumption of alcohol used by individuals will be
examined with detailed statistics
such as median, mean, and standard deviation as well as using
boxplots. If the normality
and equal difference assumptions are satisfied, the difference in
mean of age in the two
groups will be tested using a t-test. However, if the assumptions
are not met, a
non-parametric test will be used.
● What are the proposed benefits of the research? Why is this
research important?
The proposed benefits of this research are to allow individuals
to learn the negative
mental and physical health effects alcohol can have on one's
body, as a researcher you get
to see the characters and effects of one that drinks alcohol,
compared to individuals who
don't drink alcohol. Drinking large amounts of alcohol can
cause serious damage to an
individual's body as well. This research is important because
alcohol is a drug that slows
down the brain function and allows it to shut down, causing
failure of the nervous
system. Drinking can lead to liver damage, nerve failure, as
well as negative impacts at
the sports club in school or in the community and also
financially spending on liquor can
lead to broken homes as well as leaving one financially
unstable.
THE ELEMENTS OF A PROPOSAL
Frank Pajares
Emory University
I. Introduction and Theoretical Framework
I. “The introduction is the part of the paper that provides
readers with the background information for the research
reported in the paper. Its purpose is to establish a framework for
the research, so that readers can understand how it is related to
other research” (Wilkinson, 1991, p. 96).
I. In an introduction, the writer should
I. create reader interest in the topic,
I. lay the broad foundation for the problem that leads to the
study,
I. place the study within the larger context of the scholarly
literature, and
I. reach out to a specific audience. (Creswell, 1994, p. 42)
I. If a researcher is working within a particular theoretical
framework/line of inquiry, the theory or line of inquiry should
be introduced and discussed early, preferably in the introduction
or literature review. Remember that the theory/line of inquiry
selected will inform the statement of the problem, rationale for
the study, questions and hypotheses, selection of instruments,
and choice of methods. Ultimately, findings will be discussed in
terms of how they relate to the theory/line of inquiry that
undergirds the study.
I. Theories, theoretical frameworks, and lines of inquiry may be
differently handled in quantitative and qualitative endeavors.
I. “In quantitative studies, one uses theory deductively and
places it toward the beginning of the plan for a study. The
objective is to test or verify theory. One thus begins the study
advancing a theory, collects data to test it, and reflects on
whether the theory was confirmed or disconfirmed by the results
in the study. The theory becomes a framework for the entire
study, an organizing model for the research questions or
hypotheses for the data collection procedure” (Creswell, 1994,
pp. 87-88).
I. In qualitative inquiry, the use of theory and of a line of
inquiry depends on the nature of the investigation. In studies
aiming at “grounded theory,” for example, theory and
theoretical tenets emerge from findings. Much qualitative
inquiry, however, also aims to test or verify theory, hence in
these cases the theoretical framework, as in quantitative efforts,
should be identified and discussed early on.
II. Statement of the Problem
II. “The problem statement describes the context for the study
and it also identifies the general analysis approach” (Wiersma,
1995, p. 404).
II. “A problem might be defined as the issue that exists in the
literature, theory, or practice that leads to a need for the study”
(Creswell, 1994, p. 50).
II. It is important in a proposal that the problem stand out—that
the reader can easily recognize it. Sometimes, obscure and
poorly formulated problems are masked in an extended
discussion. In such cases, reviewers and/or committee members
will have difficulty recognizing the problem.
II. A problem statement should be presented within a context,
and that context should be provided and briefly explained,
including a discussion of the conceptual or theoretical
framework in which it is embedded. Clearly and succinctly
identify and explain the problem within the framework of the
theory or line of inquiry that undergirds the study. This is of
major importance in nearly all proposals and requires careful
attention. It is a key element that associations such as AERA
and APA look for in proposals. It is essential in all quantitative
research and much qualitative research.
II. State the problem in terms intelligible to someone who is
generally sophisticated but who is relatively uninformed in the
area of your investigation.
II. Effective problem statements answer the question “Why does
this research need to be conducted.” If a researcher is unable to
answer this question clearly and succinctly, and without
resorting to hyperspeaking (i.e., focusing on problems of macro
or global proportions that certainly will not be informed or
alleviated by the study), then the statement of the problem will
come off as ambiguous and diffuse.
II. For conference proposals, the statement of the problem is
generally incorporated into the introduction; academic
proposals for theses or dissertations should have this as a
separate section.
III. Purpose of the Study
III. “The purpose statement should provide a specific and
accurate synopsis of the overall purpose of the study” (Locke,
Spirduso, & Silverman, 1987, p. 5). If the purpose is not clear
to the writer, it cannot be clear to the reader.
III. Briefly define and delimit the specific area of the research.
You will revisit this in greater detail in a later section.
III. Foreshadow the hypotheses to be tested or the questions to
be raised, as well as the significance of the study. These will
require specific elaboration in subsequent sections.
III. The purpose statement can also incorporate the rationale for
the study. Some committees prefer that the purpose and
rationale be provided in separate sections, however.
III. Key points to keep in mind when preparing a purpose
statement.
III. Try to incorporate a sentence that begins with “The purpose
of this study is . . .”
This will clarify your own mind as to the purpose and it will
inform the reader directly and explicitly.
III. Clearly identify and define the central concepts or ideas of
the study. Some committee Chairs prefer a separate section to
this end. When defining terms, make a judicious choice between
using descriptive or operational definitions.
III. Identify the specific method of inquiry to be used.
III. Identify the unit of analysis in the study.
IV. Review of the Literature
IV. “The review of the literature provides the background and
context for the research problem. It should establish the need
for the research and indicate that the writer is knowledgeable
about the area” (Wiersma, 1995, p. 406).
IV. The literature review accomplishes several important things.
IV. It shares with the reader the results of other studies that are
closely related to the study being reported (Fraenkel & Wallen,
1990).
IV. It relates a study to the larger, ongoing dialogue in the
literature about a topic, filling in gaps and extending prior
studies (Marshall & Rossman, 1989).
IV. It provides a framework for establishing the importance of
the study, as well as a benchmark for comparing the results of a
study with other findings.
IV. It “frames” the problem earlier identified.
IV. Demonstrate to the reader that you have a comprehensive
grasp of the field and are aware of important recent substantive
and methodological developments.
IV. Delineate the “jumping-off place” for your study. How will
your study refine, revise, or extend what is now known?
IV. Avoid statements that imply that little has been done in the
area or that what has been done is too extensive to permit easy
summary. Statements of this sort are usually taken as
indications that the writer is not really familiar with the
literature.
IV. In a proposal, the literature review is generally brief and to
the point. Be judicious in your choice of exemplars—the
literature selected should be pertinent and relevant (APA,
2001). Select and reference only the more appropriate citations.
Make key points clearly and succinctly.
IV. Committees may want a section outlining your search
strategy—the procedures you used and sources you investigated
(e.g., databases, journals, test banks, experts in the field) to
compile your literature review. Check with your Chair.
V. Questions and/or Hypotheses
V. Questions are relevant to normative or census type research
(How many of them are there? Is there a relationship between
them?). They are most often used in qualitative inquiry,
although their use in quantitative inquiry is becoming more
prominent. Hypotheses are relevant to theoretical research and
are typically used only in quantitative inquiry. When a writer
states hypotheses, the reader is entitled to have an exposition of
the theory that lead to them (and of the assumptions underlying
the theory). Just as conclusions must be grounded in the data,
hypotheses must be grounded in the theoretical framework.
V. A research question poses a relationship between two or
more variables but phrases the relationship as a question; a
hypothesis represents a declarative statement of the relations
between two or more variables (Kerlinger, 1979; Krathwohl,
1988).
V. Deciding whether to use questions or hypotheses depends on
factors such as the purpose of the study, the nature of the design
and methodology, and the audience of the research (at times
even the taste and preference of committee members,
particularly the Chair).
V. The practice of using hypotheses was derived from using the
scientific method in social science inquiry. They have
philosophical advantages in statistical testing, as researchers
should be and tend to be conservative and cautious in their
statements of conclusions (Armstrong, 1974).
V. Hypotheses can be couched in four kinds of statements.
V. Literary null—a “no difference” form in terms of theoretical
constructs. For example, “There is no relationship between
support services and academic persistence of nontraditional-
aged college women.” Or, “There is no difference in school
achievement for high and low self-regulated students.”
V. Operational null—a “no difference” form in terms of the
operation required to test the hypothesis. For example, “There is
no relationship between the number of hours nontraditional-
aged college women use the student union and their persistence
at the college after their freshman year.” Or, “There is no
difference between the mean grade point averages achieved by
students in the upper and lower quartiles of the distribution of
the Self-regulated Inventory.” The operational null is generally
the preferred form of hypothesis-writing.
V. Literary alternative—a form that states the hypothesis you
will accept if the null hypothesis is rejected, stated in terms of
theoretical constructs. In other words, this is usually what you
hope the results will show. For example, “The more that
nontraditional-aged women use support services, the more they
will persist academically.” Or, “High self-regulated students
will achieve more in their classes than low self-regulated
students.”
V. Operational alternative—Similar to the literary alternative
except that the operations are specified. For example, “The
more that nontraditional-aged college women use the student
union, the more they will persist at the college after their
freshman year.” Or, “Students in the upper quartile of the Self-
regulated Inventory distribution achieve significantly higher
grade point averages than do students in the lower quartile.”
V. In general, the null hypothesis is used if theory/literature
does not suggest a hypothesized relationship between the
variables under investigation; the alternative is generally
reserved for situations in which theory/research suggests a
relationship or directional interplay.
V. Be prepared to interpret any possible outcomes with respect
to the questions or hypotheses. It will be helpful if you
visualize in your mind(s eye the tables (or other summary
devices) that you expect to result from your research (Guba,
1961).
V. Questions and hypotheses are testable propositions deduced
and directly derived from theory (except in grounded theory
studies and similar types of qualitative inquiry).
V. Make a clear and careful distinction between the dependent
and independent variables and be certain they are clear to the
reader. Be excruciatingly consistent in your use of terms. If
appropriate, use the same pattern of wording and word order in
all hypotheses.
VI. The Design--Methods and Procedures
VI. “The methods or procedures section is really the heart of the
research proposal. The activities should be described with as
much detail as possible, and the continuity between them should
be apparent” (Wiersma, 1995, p. 409).
VI. Indicate the methodological steps you will take to answer
every question or to test every hypothesis illustrated in the
Questions/Hypotheses section.
VI. All research is plagued by the presence of confounding
variables (the noise that covers up the information you would
like to have). Confounding variables should be minimized by
various kinds of controls or be estimated and taken into account
by randomization processes (Guba, 1961). In the design section,
indicate
VI. the variables you propose to control and how you propose to
control them, experimentally or statistically, and
VI. the variables you propose to randomize, and the nature of
the randomizing unit (students, grades, schools, etc.).
VI. Be aware of possible sources of error to which your design
exposes you. You will not produce a perfect, error free design
(no one can). However, you should anticipate possible sources
of error and attempt to overcome them or take them into account
in your analysis. Moreover, you should disclose to the reader
the sources you have identified and what efforts you have made
to account for them.
VI. Sampling
VI. The key reason for being concerned with sampling is that of
validity—the extent to which the interpretations of the results
of the study follow from the study itself and the extent to which
results may be generalized to other situations with other people
(Shavelson, 1988).
VI. Sampling is critical to external validity—the extent to
which findings of a study can be generalized to people or
situations other than those observed in the study. To generalize
validly the findings from a sample to some defined population
requires that the sample has been drawn from that population
according to one of several probability sampling plans. By a
probability sample is meant that the probability of inclusion in
the sample of any element in the population must be given a
priori. All probability samples involve the idea of random
sampling at some stage (Shavelson, 1988). In experimentation,
two distinct steps are involved.
Random selection—participants to be included in the sample
have been chosen at random from the same population. Define
the population and indicate the sampling plan in detail.
Random assignment—participants for the sample have been
assigned at random to one of the experimental conditions.
VI. Another reason for being concerned with sampling is that of
internal validity—the extent to which the outcomes of a study
result from the variables that were manipulated, measured, or
selected rather than from other variables not systematically
treated. Without probability sampling, error estimates cannot be
constructed (Shavelson, 1988).
VI. Perhaps the key word in sampling is representative. One
must ask oneself, “How representative is the sample of the
survey population (the group from which the sample is selected)
and how representative is the survey population of the target
population (the larger group to which we wish to generalize)?”
VI. When a sample is drawn out of convenience (a
nonprobability sample), rationale and limitations must be
clearly provided.
VI. If available, outline the characteristics of the sample (by
gender, race/ethnicity, socioeconomic status, or other relevant
group membership).
VI. Detail procedures to follow to obtain informed consent and
ensure anonymity and/or confidentiality.
VI. Instrumentation
VI. Outline the instruments you propose to use (surveys, scales,
interview protocols, observation grids). If instruments have
previously been used, identify previous studies and findings
related to reliability and validity. If instruments have not
previously been used, outline procedures you will follow to
develop and test their reliability and validity. In the latter case,
a pilot study is nearly essential.
VI. Because selection of instruments in most cases provides the
operational definition of constructs, this is a crucial step in the
proposal. For example, it is at this step that a literary
conception such as “self-efficacy is related to school
achievement” becomes “scores on the Mathematics Self-
Efficacy Scale are related to Grade Point Average.” Strictly
speaking, results of your study will be directly relevant only to
the instrumental or operational statements (Guba, 1961).
VI. Include an appendix with a copy of the instruments to be
used or the interview protocol to be followed. Also include
sample items in the description of the instrument.
VI. For a mailed survey, identify steps to be taken in
administering and following up the survey to obtain a high
response rate.
VI. Data Collection
VI. Outline the general plan for collecting the data. This may
include survey administration procedures, interview or
observation procedures. Include an explicit statement covering
the field controls to be employed. If appropriate, discuss how
you obtained entré.
VI. Provide a general outline of the time schedule you expect to
follow.
VI. Data Analysis
VI. Specify the procedures you will use, and label them
accurately (e.g., ANOVA, MANCOVA, HLM, ethnography,
case study, grounded theory). If coding procedures are to be
used, describe in reasonable detail. If you triangulated,
carefully explain how you went about it. Communicate your
precise intentions and reasons for these intentions to the reader.
This helps you and the reader evaluate the choices you made
and procedures you followed.
VI. Indicate briefly any analytic tools you will have available
and expect to use (e.g., Ethnograph, NUDIST, AQUAD, SAS,
SPSS, SYSTAT).
VI. Provide a well thought-out rationale for your decision to use
the design, methodology, and analyses you have selected.
VII. Limitations and Delimitations
VII. A limitation identifies potential weaknesses of the study.
Think about your analysis, the nature of self-report, your
instruments, the sample. Think about threats to internal validity
that may have been impossible to avoid or minimize—explain.
VII. A delimitation addresses how a study will be narrowed in
scope, that is, how it is bounded. This is the place to explain the
things that you are not doing and why you have chosen not to do
them—the literature you will not review (and why not), the
population you are not studying (and why not), the
methodological procedures you will not use (and why you will
not use them). Limit your delimitations to the things that a
reader might reasonably expect you to do but that you, for
clearly explained reasons, have decided not to do.
VIII. Significance of the Study
VIII. Indicate how your research will refine, revise, or extend
existing knowledge in the area under investigation. Note that
such refinements, revisions, or extensions may have either
substantive, theoretical, or methodological significance. Think
pragmatically (i.e., cash value).
VIII. Most studies have two potential audiences: practitioners
and professional peers. Statements relating the research to both
groups are in order.
VIII. This can be a difficult section to write. Think about
implications—how results of the study may affect scholarly
research, theory, practice, educational interventions, curricula,
counseling, policy.
VIII. When thinking about the significance of your study, ask
yourself the following questions.
VIII. What will results mean to the theoretical framework that
framed the study?
VIII. What suggestions for subsequent research arise from the
findings?
VIII. What will the results mean to the practicing educator?
VIII. Will results influence programs, methods, and/or
interventions?
VIII. Will results contribute to the solution of educational
problems?
VIII. Will results influence educational policy decisions?
VIII. What will be improved or changed as a result of the
proposed research?
VIII. How will results of the study be implemented, and what
innovations will come about?
IX. References
IX. Follow APA (2001) guidelines regarding use of references
in text and in the reference list. Of course, your committee or
discipline may require Chicago or MLA.
IX. Only references cited in the text are included in the
reference list; however, exceptions can be found to this rule.
For example, committees may require evidence that you are
familiar with a broader spectrum of literature than that
immediately relevant to your research. In such instances, the
reference list may be called a bibliography.
IX. Some committees require that reference lists and/or
bibliographies be “annotated,” which is to say that each entry be
accompanied by a brief description, or an abstract. Check with
your committee Chair before the fact.
Appendixes
The need for complete documentation generally dictates the
inclusion of appropriate appendixes in proposals (although this
is generally not the case as regards conference proposals).
The following materials are appropriate for an appendix.
Consult with your committee Chair.
Verbatim instructions to participants.
Original scales or questionnaires. If an instrument is
copyrighted, permission in writing to reproduce the instrument
from the copyright holder or proof of purchase of the
instrument.
Interview protocols.
Sample of informed consent forms.
Cover letters sent to appropriate stakeholders.
Official letters of permission to conduct research.
References
American Psychological Association (APA). (2001). Publication
manual of the American Psychological Association (Fourth
edition). Washington, DC: Author.
Armstrong, R. L. (1974). Hypotheses: Why? When? How? Phi
Delta Kappan, 54, 213-214.
Creswell, J. W. (1994). Research design: Qualitative &
quantitative approaches. Thousand Oaks, CA: Sage.
Guba, E. G. (1961, April). Elements of a proposal. Paper
presented at the UCEA meeting, Chapel Hill, NC.
Fraenkel, J. R. & Wallen, N. E. (1990). How to design and
evaluate research in education. New York: McGraw-Hill.
Kerlinger, F. N. (1979). Behavioral research: A conceptual
approach. New York: Holt, Rinehart, & Winston.
Krathwohl, D. R. (1988). How to prepare a research proposal:
Guidelines for funding and dissertations in the social and
behavioral sciences. Syracuse, NY: Syracuse University Press.
Locke, L. F., Spirduso, W. W., & Silverman, S. J. (1987).
Proposals that work: A guide for planning dissertations and
grant proposals (2nd ed.). Newbury Park, CA: Sage.
Marshall, C., & Rossman, G. B. (1989). Designing qualitative
research: Newbury Park, CA: Sage.
Shavelson, R. J. (1988). Statistical reasoning for the behavioral
sciences (second edition). Boston: Allyn and Bacon.
Wiersma, W. (1995). Research methods in education: An
introduction (Sixth edition). Boston: Allyn and Bacon.
Wilkinson, A. M. (1991). The scientist’s handbook for writing
papers and dissertations. Englewood Cliffs, NJ: Prentice Hall.
How to cite this web page:
Pajares, F. (2007). Elements of a proposal. Available from the
author.
CJBS 250-Research Methods and Statistics in Criminal Justice
Research Proposal
A research proposal is your plan to conduct research. All IRBs
require you to submit this plan for review and authorization to
conduct the research. For your proposal, complete the
following steps.
1. Locate any three (3) peer-reviewed journal articles on the
topic that you selected for your proposal.
2. Read the essays and answer the following questions for each
essay:
a) What is APA citation for the article?
b) What is the purpose of study? What questions were asked?
c) What is the sample size?
d) What is the research design? (Explanation, Exploration,
Evaluation, Description)
e) What type of data collection method was used? (i.e., survey,
experiment, observation)
f) What were the major findings, conclusions, recommendations
of study?
3. What is the research topic? This is the topic that is based on
the three articles that you selected.
4. What is the research question? What is the question that the
research is trying to answer?
5. What is the analytic plan? How do you plan to analyze the
data?
6. What are the proposed benefits of the research? Why is this
research important?
7. Remember to use 12-point font, double-spacing, and one-inch
margins. All citations will be in APA format.
8. This assignment is due on May 22. Post your project online
at Turnitin.com. Late work will NOT be accepted, which means
a loss of points and lower final grade.

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CJBS 250 RESEARCH PROPOSAL Article #1 Alco.docx

  • 1. CJBS 250 RESEARCH PROPOSAL Article #1: Alcohol drinking pattern and risk of alcoholic liver cirrhosis: a prospective cohort study. ● What is APA citation for the article? Askgaard, G., Grønbæk, M., Kjær, M. S., Tjønneland, A., & Tolstrup, J. S. (2015, May). Alcohol drinking pattern and risk of alcoholic liver cirrhosis: A prospective cohort study. Retrieved from https://www.ncbi.nlm.nih.gov/pubmed/25634330 ● What is the purpose of the study? What questions were asked? The purpose of this study was to give questionnaires to collect data for a study of the effects of alcohol and its risks on liver cirrhosis. This study shows individuals how consuming too much alcohol can lead to liver cirrhosis as well as much other health diseases in the future. In this study, they asked questions about
  • 2. the use of alcohol intake as well as drinking patterns of individuals. ● What is the sample size? The sample size consists of 354-204 patients who are aged 16 and older. ● What is the research design? (Explanation, Exploration, Evaluation, Description) The research design consists of a prospective cohort study. ● What type of data collection method was used? (i.e., survey, experiment, observation) The type of data collection method that was used has consisted of observations and questionnaires. ● What were the major findings, conclusions, recommendations of study? In conclusion of this study, this article concludes that an individual who drinks beer, liquor or wine are at less risk of alcoholic cirrhosis. While people who drink liquor every
  • 3. day have an increased risk of alcohol cirrhosis especially in men. Article #2: Alcohol consumption and household expenditure on alcohol in a rural district in Vietnam. ● What is APA citation for the article? Giang, K. B., Van, H., & Allebeck, P. (2013, January 28). Alcohol consumption and household expenditure on alcohol in a rural district in Vietnam. Retrieved from https://www.ncbi.nlm.nih.gov/pubmed/23364099 ● What is the purpose of the study? What questions were asked? The purpose of this study is to explain how research on alcohol use in low and middle-income countries such as vitamin recommends that economic development is associated with increased alcohol consumption which could lead to many negative consequences in public health. The questions that were asked consisted of information on alcohol abuse as well as spending on alcohol for four weeks
  • 4. straight and how it affects an individual money financially. ● What is the sample size? The sample size is 799 females and 765 males aged 18-60 years old. ● What is the research design? (Explanation, Exploration, Evaluation, Description) The research design consists of a cross-sectional study. ● What type of data collection method was used? (i.e., survey, experiment, observation) The type of data collection method that was used was a survey. ● What were the major findings, conclusions, recommendations of study? In conclusion, alcohol consumption and expedition is more common in men than women in Vietnam. Also, findings in the reading show studies have proved that alcohol is a source of current and future health risk in transitional and developing countries, making
  • 5. Vietnam one of them. Also throughout the sociocultural dynamics of alcohol use in Vietnam remain poorly understood. Article #3: The impact of an alcohol consumption intervention in community sports clubs on safety and participation: an RCT ● What is APA citation for the article? Rowland, B., Kingsland, M., Wolfenden, L., Murphy, A., Gillham, K. E., Fuller-Tyszkiewicz, M., & Wiggers, J. (n.d.). The impact of an alcohol consumption intervention in community sports clubs on safety and participation: An RCT. Retrieved from https://www.ncbi.nlm.nih.gov/pubmed/30548953 ● What is the purpose of the study? What questions were asked? The purpose of this study is to identify the settings where alcohol consumption occurs. The questions that were asked during this study was whether sports club use of alcohol management strategies were related to risky alcohol consumption by members and levels of social capital, as measured in terms of participation in and
  • 6. perceived safety of the club. ● What is the sample size? The sample size of this study is 723 sports club members. ● What is the research design? (Explanation, Exploration, Evaluation, Description) The research designed that was used was a randomized control trial (RCT) ● What type of data collection method was used? (i.e., survey, experiment, observation) The type of data collection method that was used was a multilevel analysis. ● What were the major findings, conclusions, recommendations of study? In conclusion, the use of alcohol can affect club participation in many ways. Based on the results of the data that was collected, the number of individuals involved with sports clubs should drink responsibly. It was identified that average consumption of alcohol at sports club intervened with the association between the
  • 7. intervention and increased participation. ● What is the research topic? This is the topic that is based on the three articles that you selected. Alcohol consumption and its negative effects on individuals. ● What is the research question? What is the question that the research is trying to answer? How does the use of alcohol consumption affect one health mentally or physically? Independent Variable: The amount of alcohol being consumed Dependent Variable: The performance of health, mental and physical issues alcohol can have on an individual. Research Hypothesis: Ho: Alcohol consumption does not shorten a person's health. Ha: Alcohol consumption shortens an individual health. ● What is the analytic plan? How do you plan to analyze the
  • 8. data? The consumption of alcohol used by individuals will be examined with detailed statistics such as median, mean, and standard deviation as well as using boxplots. If the normality and equal difference assumptions are satisfied, the difference in mean of age in the two groups will be tested using a t-test. However, if the assumptions are not met, a non-parametric test will be used. ● What are the proposed benefits of the research? Why is this research important? The proposed benefits of this research are to allow individuals to learn the negative mental and physical health effects alcohol can have on one's body, as a researcher you get to see the characters and effects of one that drinks alcohol, compared to individuals who don't drink alcohol. Drinking large amounts of alcohol can cause serious damage to an individual's body as well. This research is important because alcohol is a drug that slows down the brain function and allows it to shut down, causing failure of the nervous
  • 9. system. Drinking can lead to liver damage, nerve failure, as well as negative impacts at the sports club in school or in the community and also financially spending on liquor can lead to broken homes as well as leaving one financially unstable. THE ELEMENTS OF A PROPOSAL Frank Pajares Emory University I. Introduction and Theoretical Framework I. “The introduction is the part of the paper that provides readers with the background information for the research reported in the paper. Its purpose is to establish a framework for the research, so that readers can understand how it is related to other research” (Wilkinson, 1991, p. 96). I. In an introduction, the writer should I. create reader interest in the topic, I. lay the broad foundation for the problem that leads to the study, I. place the study within the larger context of the scholarly
  • 10. literature, and I. reach out to a specific audience. (Creswell, 1994, p. 42) I. If a researcher is working within a particular theoretical framework/line of inquiry, the theory or line of inquiry should be introduced and discussed early, preferably in the introduction or literature review. Remember that the theory/line of inquiry selected will inform the statement of the problem, rationale for the study, questions and hypotheses, selection of instruments, and choice of methods. Ultimately, findings will be discussed in terms of how they relate to the theory/line of inquiry that undergirds the study. I. Theories, theoretical frameworks, and lines of inquiry may be differently handled in quantitative and qualitative endeavors. I. “In quantitative studies, one uses theory deductively and places it toward the beginning of the plan for a study. The objective is to test or verify theory. One thus begins the study advancing a theory, collects data to test it, and reflects on whether the theory was confirmed or disconfirmed by the results in the study. The theory becomes a framework for the entire study, an organizing model for the research questions or hypotheses for the data collection procedure” (Creswell, 1994, pp. 87-88). I. In qualitative inquiry, the use of theory and of a line of inquiry depends on the nature of the investigation. In studies aiming at “grounded theory,” for example, theory and theoretical tenets emerge from findings. Much qualitative inquiry, however, also aims to test or verify theory, hence in these cases the theoretical framework, as in quantitative efforts, should be identified and discussed early on. II. Statement of the Problem
  • 11. II. “The problem statement describes the context for the study and it also identifies the general analysis approach” (Wiersma, 1995, p. 404). II. “A problem might be defined as the issue that exists in the literature, theory, or practice that leads to a need for the study” (Creswell, 1994, p. 50). II. It is important in a proposal that the problem stand out—that the reader can easily recognize it. Sometimes, obscure and poorly formulated problems are masked in an extended discussion. In such cases, reviewers and/or committee members will have difficulty recognizing the problem. II. A problem statement should be presented within a context, and that context should be provided and briefly explained, including a discussion of the conceptual or theoretical framework in which it is embedded. Clearly and succinctly identify and explain the problem within the framework of the theory or line of inquiry that undergirds the study. This is of major importance in nearly all proposals and requires careful attention. It is a key element that associations such as AERA and APA look for in proposals. It is essential in all quantitative research and much qualitative research. II. State the problem in terms intelligible to someone who is generally sophisticated but who is relatively uninformed in the area of your investigation. II. Effective problem statements answer the question “Why does this research need to be conducted.” If a researcher is unable to answer this question clearly and succinctly, and without resorting to hyperspeaking (i.e., focusing on problems of macro or global proportions that certainly will not be informed or alleviated by the study), then the statement of the problem will come off as ambiguous and diffuse.
  • 12. II. For conference proposals, the statement of the problem is generally incorporated into the introduction; academic proposals for theses or dissertations should have this as a separate section. III. Purpose of the Study III. “The purpose statement should provide a specific and accurate synopsis of the overall purpose of the study” (Locke, Spirduso, & Silverman, 1987, p. 5). If the purpose is not clear to the writer, it cannot be clear to the reader. III. Briefly define and delimit the specific area of the research. You will revisit this in greater detail in a later section. III. Foreshadow the hypotheses to be tested or the questions to be raised, as well as the significance of the study. These will require specific elaboration in subsequent sections. III. The purpose statement can also incorporate the rationale for the study. Some committees prefer that the purpose and rationale be provided in separate sections, however. III. Key points to keep in mind when preparing a purpose statement. III. Try to incorporate a sentence that begins with “The purpose of this study is . . .” This will clarify your own mind as to the purpose and it will inform the reader directly and explicitly. III. Clearly identify and define the central concepts or ideas of the study. Some committee Chairs prefer a separate section to this end. When defining terms, make a judicious choice between using descriptive or operational definitions.
  • 13. III. Identify the specific method of inquiry to be used. III. Identify the unit of analysis in the study. IV. Review of the Literature IV. “The review of the literature provides the background and context for the research problem. It should establish the need for the research and indicate that the writer is knowledgeable about the area” (Wiersma, 1995, p. 406). IV. The literature review accomplishes several important things. IV. It shares with the reader the results of other studies that are closely related to the study being reported (Fraenkel & Wallen, 1990). IV. It relates a study to the larger, ongoing dialogue in the literature about a topic, filling in gaps and extending prior studies (Marshall & Rossman, 1989). IV. It provides a framework for establishing the importance of the study, as well as a benchmark for comparing the results of a study with other findings. IV. It “frames” the problem earlier identified. IV. Demonstrate to the reader that you have a comprehensive grasp of the field and are aware of important recent substantive and methodological developments. IV. Delineate the “jumping-off place” for your study. How will your study refine, revise, or extend what is now known? IV. Avoid statements that imply that little has been done in the area or that what has been done is too extensive to permit easy summary. Statements of this sort are usually taken as
  • 14. indications that the writer is not really familiar with the literature. IV. In a proposal, the literature review is generally brief and to the point. Be judicious in your choice of exemplars—the literature selected should be pertinent and relevant (APA, 2001). Select and reference only the more appropriate citations. Make key points clearly and succinctly. IV. Committees may want a section outlining your search strategy—the procedures you used and sources you investigated (e.g., databases, journals, test banks, experts in the field) to compile your literature review. Check with your Chair. V. Questions and/or Hypotheses V. Questions are relevant to normative or census type research (How many of them are there? Is there a relationship between them?). They are most often used in qualitative inquiry, although their use in quantitative inquiry is becoming more prominent. Hypotheses are relevant to theoretical research and are typically used only in quantitative inquiry. When a writer states hypotheses, the reader is entitled to have an exposition of the theory that lead to them (and of the assumptions underlying the theory). Just as conclusions must be grounded in the data, hypotheses must be grounded in the theoretical framework. V. A research question poses a relationship between two or more variables but phrases the relationship as a question; a hypothesis represents a declarative statement of the relations between two or more variables (Kerlinger, 1979; Krathwohl, 1988). V. Deciding whether to use questions or hypotheses depends on factors such as the purpose of the study, the nature of the design and methodology, and the audience of the research (at times even the taste and preference of committee members,
  • 15. particularly the Chair). V. The practice of using hypotheses was derived from using the scientific method in social science inquiry. They have philosophical advantages in statistical testing, as researchers should be and tend to be conservative and cautious in their statements of conclusions (Armstrong, 1974). V. Hypotheses can be couched in four kinds of statements. V. Literary null—a “no difference” form in terms of theoretical constructs. For example, “There is no relationship between support services and academic persistence of nontraditional- aged college women.” Or, “There is no difference in school achievement for high and low self-regulated students.” V. Operational null—a “no difference” form in terms of the operation required to test the hypothesis. For example, “There is no relationship between the number of hours nontraditional- aged college women use the student union and their persistence at the college after their freshman year.” Or, “There is no difference between the mean grade point averages achieved by students in the upper and lower quartiles of the distribution of the Self-regulated Inventory.” The operational null is generally the preferred form of hypothesis-writing. V. Literary alternative—a form that states the hypothesis you will accept if the null hypothesis is rejected, stated in terms of theoretical constructs. In other words, this is usually what you hope the results will show. For example, “The more that nontraditional-aged women use support services, the more they will persist academically.” Or, “High self-regulated students will achieve more in their classes than low self-regulated students.” V. Operational alternative—Similar to the literary alternative
  • 16. except that the operations are specified. For example, “The more that nontraditional-aged college women use the student union, the more they will persist at the college after their freshman year.” Or, “Students in the upper quartile of the Self- regulated Inventory distribution achieve significantly higher grade point averages than do students in the lower quartile.” V. In general, the null hypothesis is used if theory/literature does not suggest a hypothesized relationship between the variables under investigation; the alternative is generally reserved for situations in which theory/research suggests a relationship or directional interplay. V. Be prepared to interpret any possible outcomes with respect to the questions or hypotheses. It will be helpful if you visualize in your mind(s eye the tables (or other summary devices) that you expect to result from your research (Guba, 1961). V. Questions and hypotheses are testable propositions deduced and directly derived from theory (except in grounded theory studies and similar types of qualitative inquiry). V. Make a clear and careful distinction between the dependent and independent variables and be certain they are clear to the reader. Be excruciatingly consistent in your use of terms. If appropriate, use the same pattern of wording and word order in all hypotheses. VI. The Design--Methods and Procedures VI. “The methods or procedures section is really the heart of the research proposal. The activities should be described with as much detail as possible, and the continuity between them should be apparent” (Wiersma, 1995, p. 409). VI. Indicate the methodological steps you will take to answer
  • 17. every question or to test every hypothesis illustrated in the Questions/Hypotheses section. VI. All research is plagued by the presence of confounding variables (the noise that covers up the information you would like to have). Confounding variables should be minimized by various kinds of controls or be estimated and taken into account by randomization processes (Guba, 1961). In the design section, indicate VI. the variables you propose to control and how you propose to control them, experimentally or statistically, and VI. the variables you propose to randomize, and the nature of the randomizing unit (students, grades, schools, etc.). VI. Be aware of possible sources of error to which your design exposes you. You will not produce a perfect, error free design (no one can). However, you should anticipate possible sources of error and attempt to overcome them or take them into account in your analysis. Moreover, you should disclose to the reader the sources you have identified and what efforts you have made to account for them. VI. Sampling VI. The key reason for being concerned with sampling is that of validity—the extent to which the interpretations of the results of the study follow from the study itself and the extent to which results may be generalized to other situations with other people (Shavelson, 1988). VI. Sampling is critical to external validity—the extent to which findings of a study can be generalized to people or situations other than those observed in the study. To generalize validly the findings from a sample to some defined population requires that the sample has been drawn from that population
  • 18. according to one of several probability sampling plans. By a probability sample is meant that the probability of inclusion in the sample of any element in the population must be given a priori. All probability samples involve the idea of random sampling at some stage (Shavelson, 1988). In experimentation, two distinct steps are involved. Random selection—participants to be included in the sample have been chosen at random from the same population. Define the population and indicate the sampling plan in detail. Random assignment—participants for the sample have been assigned at random to one of the experimental conditions. VI. Another reason for being concerned with sampling is that of internal validity—the extent to which the outcomes of a study result from the variables that were manipulated, measured, or selected rather than from other variables not systematically treated. Without probability sampling, error estimates cannot be constructed (Shavelson, 1988). VI. Perhaps the key word in sampling is representative. One must ask oneself, “How representative is the sample of the survey population (the group from which the sample is selected) and how representative is the survey population of the target population (the larger group to which we wish to generalize)?” VI. When a sample is drawn out of convenience (a nonprobability sample), rationale and limitations must be clearly provided. VI. If available, outline the characteristics of the sample (by gender, race/ethnicity, socioeconomic status, or other relevant group membership). VI. Detail procedures to follow to obtain informed consent and
  • 19. ensure anonymity and/or confidentiality. VI. Instrumentation VI. Outline the instruments you propose to use (surveys, scales, interview protocols, observation grids). If instruments have previously been used, identify previous studies and findings related to reliability and validity. If instruments have not previously been used, outline procedures you will follow to develop and test their reliability and validity. In the latter case, a pilot study is nearly essential. VI. Because selection of instruments in most cases provides the operational definition of constructs, this is a crucial step in the proposal. For example, it is at this step that a literary conception such as “self-efficacy is related to school achievement” becomes “scores on the Mathematics Self- Efficacy Scale are related to Grade Point Average.” Strictly speaking, results of your study will be directly relevant only to the instrumental or operational statements (Guba, 1961). VI. Include an appendix with a copy of the instruments to be used or the interview protocol to be followed. Also include sample items in the description of the instrument. VI. For a mailed survey, identify steps to be taken in administering and following up the survey to obtain a high response rate. VI. Data Collection VI. Outline the general plan for collecting the data. This may include survey administration procedures, interview or observation procedures. Include an explicit statement covering the field controls to be employed. If appropriate, discuss how you obtained entré. VI. Provide a general outline of the time schedule you expect to
  • 20. follow. VI. Data Analysis VI. Specify the procedures you will use, and label them accurately (e.g., ANOVA, MANCOVA, HLM, ethnography, case study, grounded theory). If coding procedures are to be used, describe in reasonable detail. If you triangulated, carefully explain how you went about it. Communicate your precise intentions and reasons for these intentions to the reader. This helps you and the reader evaluate the choices you made and procedures you followed. VI. Indicate briefly any analytic tools you will have available and expect to use (e.g., Ethnograph, NUDIST, AQUAD, SAS, SPSS, SYSTAT). VI. Provide a well thought-out rationale for your decision to use the design, methodology, and analyses you have selected. VII. Limitations and Delimitations VII. A limitation identifies potential weaknesses of the study. Think about your analysis, the nature of self-report, your instruments, the sample. Think about threats to internal validity that may have been impossible to avoid or minimize—explain. VII. A delimitation addresses how a study will be narrowed in scope, that is, how it is bounded. This is the place to explain the things that you are not doing and why you have chosen not to do them—the literature you will not review (and why not), the population you are not studying (and why not), the methodological procedures you will not use (and why you will not use them). Limit your delimitations to the things that a reader might reasonably expect you to do but that you, for clearly explained reasons, have decided not to do. VIII. Significance of the Study
  • 21. VIII. Indicate how your research will refine, revise, or extend existing knowledge in the area under investigation. Note that such refinements, revisions, or extensions may have either substantive, theoretical, or methodological significance. Think pragmatically (i.e., cash value). VIII. Most studies have two potential audiences: practitioners and professional peers. Statements relating the research to both groups are in order. VIII. This can be a difficult section to write. Think about implications—how results of the study may affect scholarly research, theory, practice, educational interventions, curricula, counseling, policy. VIII. When thinking about the significance of your study, ask yourself the following questions. VIII. What will results mean to the theoretical framework that framed the study? VIII. What suggestions for subsequent research arise from the findings? VIII. What will the results mean to the practicing educator? VIII. Will results influence programs, methods, and/or interventions? VIII. Will results contribute to the solution of educational problems? VIII. Will results influence educational policy decisions? VIII. What will be improved or changed as a result of the proposed research?
  • 22. VIII. How will results of the study be implemented, and what innovations will come about? IX. References IX. Follow APA (2001) guidelines regarding use of references in text and in the reference list. Of course, your committee or discipline may require Chicago or MLA. IX. Only references cited in the text are included in the reference list; however, exceptions can be found to this rule. For example, committees may require evidence that you are familiar with a broader spectrum of literature than that immediately relevant to your research. In such instances, the reference list may be called a bibliography. IX. Some committees require that reference lists and/or bibliographies be “annotated,” which is to say that each entry be accompanied by a brief description, or an abstract. Check with your committee Chair before the fact. Appendixes The need for complete documentation generally dictates the inclusion of appropriate appendixes in proposals (although this is generally not the case as regards conference proposals). The following materials are appropriate for an appendix. Consult with your committee Chair. Verbatim instructions to participants. Original scales or questionnaires. If an instrument is copyrighted, permission in writing to reproduce the instrument from the copyright holder or proof of purchase of the instrument.
  • 23. Interview protocols. Sample of informed consent forms. Cover letters sent to appropriate stakeholders. Official letters of permission to conduct research. References American Psychological Association (APA). (2001). Publication manual of the American Psychological Association (Fourth edition). Washington, DC: Author. Armstrong, R. L. (1974). Hypotheses: Why? When? How? Phi Delta Kappan, 54, 213-214. Creswell, J. W. (1994). Research design: Qualitative & quantitative approaches. Thousand Oaks, CA: Sage. Guba, E. G. (1961, April). Elements of a proposal. Paper presented at the UCEA meeting, Chapel Hill, NC. Fraenkel, J. R. & Wallen, N. E. (1990). How to design and evaluate research in education. New York: McGraw-Hill. Kerlinger, F. N. (1979). Behavioral research: A conceptual approach. New York: Holt, Rinehart, & Winston. Krathwohl, D. R. (1988). How to prepare a research proposal: Guidelines for funding and dissertations in the social and behavioral sciences. Syracuse, NY: Syracuse University Press. Locke, L. F., Spirduso, W. W., & Silverman, S. J. (1987). Proposals that work: A guide for planning dissertations and grant proposals (2nd ed.). Newbury Park, CA: Sage.
  • 24. Marshall, C., & Rossman, G. B. (1989). Designing qualitative research: Newbury Park, CA: Sage. Shavelson, R. J. (1988). Statistical reasoning for the behavioral sciences (second edition). Boston: Allyn and Bacon. Wiersma, W. (1995). Research methods in education: An introduction (Sixth edition). Boston: Allyn and Bacon. Wilkinson, A. M. (1991). The scientist’s handbook for writing papers and dissertations. Englewood Cliffs, NJ: Prentice Hall. How to cite this web page: Pajares, F. (2007). Elements of a proposal. Available from the author. CJBS 250-Research Methods and Statistics in Criminal Justice Research Proposal A research proposal is your plan to conduct research. All IRBs require you to submit this plan for review and authorization to conduct the research. For your proposal, complete the following steps. 1. Locate any three (3) peer-reviewed journal articles on the topic that you selected for your proposal. 2. Read the essays and answer the following questions for each essay: a) What is APA citation for the article? b) What is the purpose of study? What questions were asked? c) What is the sample size? d) What is the research design? (Explanation, Exploration,
  • 25. Evaluation, Description) e) What type of data collection method was used? (i.e., survey, experiment, observation) f) What were the major findings, conclusions, recommendations of study? 3. What is the research topic? This is the topic that is based on the three articles that you selected. 4. What is the research question? What is the question that the research is trying to answer? 5. What is the analytic plan? How do you plan to analyze the data? 6. What are the proposed benefits of the research? Why is this research important? 7. Remember to use 12-point font, double-spacing, and one-inch margins. All citations will be in APA format. 8. This assignment is due on May 22. Post your project online at Turnitin.com. Late work will NOT be accepted, which means a loss of points and lower final grade.