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Work by Robert Spekkens and Chris Wood
arXiv:1208.4119
qplus.burgarth.de
presented to research group 6/13/2013 by Elie Wolfe
6/13/2013
arXiv:1208.4119
1
 Algorithms exist to find all-possible causal structures for
a given probability distribution.
 These algorithms are motivated by Machine Learning.
 So, using formal methods, what are the causal structures
consistent with QM?
Spoiler: NONE!
6/13/2013
arXiv:1208.4119
2
 Cause (influence) points to it’s effect.
 A STRUCTURE is looser than a MODEL.
6/13/2013
arXiv:1208.4119
3
6/13/2013
arXiv:1208.4119
4
   
   
     
     
 
 
and independant
|
|
,
,
; 0
B b
A a
A B
P A B P A
P B A P B
P A B P A P B
H A B H A H B
A
I A
B
B




 

 



       
       
   
 
         
; ,
; | | | , |
1
log
H | H , H H ;
x X
I A B H A H B H A B
I A B C H A C H B C H A B C
H X P x
P x
X Y X Y Y X I X Y

  
  

   

   
   
     
     
 
 
and conditionally independant given
| , |
| , |
, | | |
, | | |
|
; | 0
B b
A a
A B C
P A B C P A C
P B A C P B C
P A B C P A C P B C
H A B C H A C H B
B
C
A
I A B C
C











1. No cycles. Influence cannot self-loop.
2. Reichenbach’s Common Cause Principle: If A and B
are not statistically independent then they must share
a common cause. In other words, A influences B, B
influences A, or C influences both A and B. In terms of
a graph: A must be connected to B by a causal path.
3. No fine tuning. If A and B are statistically
independent then they should not be causally
connected.
Additionally, every structure has “Instrumental
Inequalities” that restrict beyond just independence.
6/13/2013
arXiv:1208.4119
5
 If not independent
 If correlated then must have common cause
(exception example – conservation of momentum)
6/13/2013
arXiv:1208.4119
6
( ; ) 0I A B 
C
A
B
A
B
B
A
OR OR
B
A
=
 Called “Faithful” or “Stable” in the literature.
 If have common cause then must be correlated
 Because if B influences A then it should show up in the data.
 Implausible that complex structure should be mistaken for
simple. Degrees of freedom argument!
(exception: binary one-time-pad)
6/13/2013
arXiv:1208.4119
7
A C AC B
A B C AC ABC
AB A B
BC B C


 A B
Such correlations can be found, but they require
interdependance of the conditional probabilities. The number
of C.P. labels is greater than the number of free variables
allowed by the C.I. data.
6/13/2013
arXiv:1208.4119
8
 A B
6 free parameters
A B C AC BC ABC
AB A B
5 free parameters
A B C AC ABC
AB A B
BC B C


+4
+1
+1 +4
+1
+2
6/13/2013
arXiv:1208.4119
9
If the only way B experiences the influence of A is through some
intermediate variable(s) C then A and B are conditionally independent
given C.
implies
Markov condition: Causal structures imply that every variable X is
conditionally independent of its nondescendants given its parents,
   
 
,
|
A C B C
A B C
 

X1
X4 X3
X5
X2
    Nondescendants | ParentsX X X
 Clearly structure implies CI, but no-fine-tuning means CI
implies structure as well. If an effect has multiple influences,
then information about the effect presumably adds
nontrivially to the to the mutual information of the influences.
 RCCP: If A and B are correlated then A and B should
have a common cause.
 NFT1: If A and B are independent then A and B
should not be modeled with a common cause.
 NFT2: If A and B are independent given C then,
treating all ancestors of C as correlated, A and B should not
have a common cause path which bypasses C.
6/13/2013
arXiv:1208.4119
10
 |S C T
Input: (S⊥C|T) ie. S & C must have common cause , but all causal paths
must not bypass T, including all of T’s ancestors, which we take to be all
correlated when T is given.
6/13/2013
arXiv:1208.4119
11
6/13/2013
arXiv:1208.4119
12
 Input:
 Output:
 Input: Actually strength of the QM correlations
 Output: NULL SET
The difference is that CI alone is incomplete input. (A candidate structure
implies Instrumental Inequalities. The instrumental inequalities of the
candidate structure above are none other than the Bell inequalities!)
6/13/2013
arXiv:1208.4119
13
(X ? Y );(A ? Y jX);(B ? XjY )
A B
X Y
¸
“The instrumental inequality can, in a sense, be viewed as a generalization of Bell's
inequality for cases where direct causal connection is permitted to operate between the
correlated observables, X and Y:” -J. Pearl. Causality: Models, Reasoning, and Inference. Sec. 8.4.
X
A
Y
B
6/13/2013
arXiv:1208.4119
14
A B
X Y
¸
A B
X Y
¸
A B
X Y
¸
Superluminal
Causation
A B
X Y
¸
A B
X Y
¸
A B
X Y
¸¹
Lessthan
FreeWill
A B
X Y
¸
A B
X Y
¸
A B
X Y
¸¹
Retrocausation
(w/ocycles)
 Taking all 3 lemmas together cannot reproduce Bell-
inequality violating statistics, and yet they are real…
 So what premise should we modify? Major open
question in Quantum Foundations.
6/13/2013
arXiv:1208.4119
15
1. Directed Acyclic Graphs labeled
with conditional probabilities
represent all causal models.
2. Reichenbach’s principle:
correlations must be explained by a
causal model
3. No fine-tuning of the causal model
• Can we reasonably question Reichenbach’s principle?
• Are there types of fine-tuning that aren’t so objectionable?
• Should we allow cycles in our causal models?
• Must we use conditional probabilities? (conditional density operator!)
 The field of Causal Discovery Algorithms is hard
pressed to move beyond only conditional
independence analysis. True candidate testing,
however, requires computation of the Instrumental
Inequalities, which is NP hard, not unlike enumerating
Bell Inequalities. Quantum Foundations has developed
tools for assessing the possibility of local explanations
of correlations. The techniques of QM are presumably
useful then for developing Causal Discovery Algorithms!
 This has applications to machine learning, medicine,
genetics, economics…
 New! Journal of Causal Inference. (How new? Volume
1, Issue 1 was first published 6/4/2013, merely 9 days
ago!)
6/13/2013
arXiv:1208.4119
16

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Causal Structure and Quantum Correlations - review seminar on the work of Spekkens and Wood

  • 1. Work by Robert Spekkens and Chris Wood arXiv:1208.4119 qplus.burgarth.de presented to research group 6/13/2013 by Elie Wolfe 6/13/2013 arXiv:1208.4119 1
  • 2.  Algorithms exist to find all-possible causal structures for a given probability distribution.  These algorithms are motivated by Machine Learning.  So, using formal methods, what are the causal structures consistent with QM? Spoiler: NONE! 6/13/2013 arXiv:1208.4119 2
  • 3.  Cause (influence) points to it’s effect.  A STRUCTURE is looser than a MODEL. 6/13/2013 arXiv:1208.4119 3
  • 4. 6/13/2013 arXiv:1208.4119 4                         and independant | | , , ; 0 B b A a A B P A B P A P B A P B P A B P A P B H A B H A H B A I A B B                                             ; , ; | | | , | 1 log H | H , H H ; x X I A B H A H B H A B I A B C H A C H B C H A B C H X P x P x X Y X Y Y X I X Y                                      and conditionally independant given | , | | , | , | | | , | | | | ; | 0 B b A a A B C P A B C P A C P B A C P B C P A B C P A C P B C H A B C H A C H B B C A I A B C C           
  • 5. 1. No cycles. Influence cannot self-loop. 2. Reichenbach’s Common Cause Principle: If A and B are not statistically independent then they must share a common cause. In other words, A influences B, B influences A, or C influences both A and B. In terms of a graph: A must be connected to B by a causal path. 3. No fine tuning. If A and B are statistically independent then they should not be causally connected. Additionally, every structure has “Instrumental Inequalities” that restrict beyond just independence. 6/13/2013 arXiv:1208.4119 5
  • 6.  If not independent  If correlated then must have common cause (exception example – conservation of momentum) 6/13/2013 arXiv:1208.4119 6 ( ; ) 0I A B  C A B A B B A OR OR B A =
  • 7.  Called “Faithful” or “Stable” in the literature.  If have common cause then must be correlated  Because if B influences A then it should show up in the data.  Implausible that complex structure should be mistaken for simple. Degrees of freedom argument! (exception: binary one-time-pad) 6/13/2013 arXiv:1208.4119 7 A C AC B A B C AC ABC AB A B BC B C    A B
  • 8. Such correlations can be found, but they require interdependance of the conditional probabilities. The number of C.P. labels is greater than the number of free variables allowed by the C.I. data. 6/13/2013 arXiv:1208.4119 8  A B 6 free parameters A B C AC BC ABC AB A B 5 free parameters A B C AC ABC AB A B BC B C   +4 +1 +1 +4 +1 +2
  • 9. 6/13/2013 arXiv:1208.4119 9 If the only way B experiences the influence of A is through some intermediate variable(s) C then A and B are conditionally independent given C. implies Markov condition: Causal structures imply that every variable X is conditionally independent of its nondescendants given its parents,       , | A C B C A B C    X1 X4 X3 X5 X2     Nondescendants | ParentsX X X
  • 10.  Clearly structure implies CI, but no-fine-tuning means CI implies structure as well. If an effect has multiple influences, then information about the effect presumably adds nontrivially to the to the mutual information of the influences.  RCCP: If A and B are correlated then A and B should have a common cause.  NFT1: If A and B are independent then A and B should not be modeled with a common cause.  NFT2: If A and B are independent given C then, treating all ancestors of C as correlated, A and B should not have a common cause path which bypasses C. 6/13/2013 arXiv:1208.4119 10  |S C T
  • 11. Input: (S⊥C|T) ie. S & C must have common cause , but all causal paths must not bypass T, including all of T’s ancestors, which we take to be all correlated when T is given. 6/13/2013 arXiv:1208.4119 11
  • 13.  Input:  Output:  Input: Actually strength of the QM correlations  Output: NULL SET The difference is that CI alone is incomplete input. (A candidate structure implies Instrumental Inequalities. The instrumental inequalities of the candidate structure above are none other than the Bell inequalities!) 6/13/2013 arXiv:1208.4119 13 (X ? Y );(A ? Y jX);(B ? XjY ) A B X Y ¸ “The instrumental inequality can, in a sense, be viewed as a generalization of Bell's inequality for cases where direct causal connection is permitted to operate between the correlated observables, X and Y:” -J. Pearl. Causality: Models, Reasoning, and Inference. Sec. 8.4. X A Y B
  • 14. 6/13/2013 arXiv:1208.4119 14 A B X Y ¸ A B X Y ¸ A B X Y ¸ Superluminal Causation A B X Y ¸ A B X Y ¸ A B X Y ¸¹ Lessthan FreeWill A B X Y ¸ A B X Y ¸ A B X Y ¸¹ Retrocausation (w/ocycles)
  • 15.  Taking all 3 lemmas together cannot reproduce Bell- inequality violating statistics, and yet they are real…  So what premise should we modify? Major open question in Quantum Foundations. 6/13/2013 arXiv:1208.4119 15 1. Directed Acyclic Graphs labeled with conditional probabilities represent all causal models. 2. Reichenbach’s principle: correlations must be explained by a causal model 3. No fine-tuning of the causal model • Can we reasonably question Reichenbach’s principle? • Are there types of fine-tuning that aren’t so objectionable? • Should we allow cycles in our causal models? • Must we use conditional probabilities? (conditional density operator!)
  • 16.  The field of Causal Discovery Algorithms is hard pressed to move beyond only conditional independence analysis. True candidate testing, however, requires computation of the Instrumental Inequalities, which is NP hard, not unlike enumerating Bell Inequalities. Quantum Foundations has developed tools for assessing the possibility of local explanations of correlations. The techniques of QM are presumably useful then for developing Causal Discovery Algorithms!  This has applications to machine learning, medicine, genetics, economics…  New! Journal of Causal Inference. (How new? Volume 1, Issue 1 was first published 6/4/2013, merely 9 days ago!) 6/13/2013 arXiv:1208.4119 16